Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,563,500

1.09%

1,988,259

0.61%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,668,200

0.51%

1,944,420

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

689,000

0.21%

401,700

0.12%

 

 

 

 

TOTAL:

 

 

 

 

5,920,700

1.80%

4,334,379

1.32%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

168.1100 USD

Purchase

4

168.3400 USD

Purchase

30

168.7200 USD

Purchase

94

168.2600 USD

Purchase

140

168.2500 USD

Purchase

200

168.3350 USD

Purchase

200

168.6050 USD

Purchase

277

168.5524 USD

Purchase

339

168.7300 USD

Purchase

401

168.4821 USD

Purchase

434

168.3113 USD

Purchase

495

168.4100 USD

Purchase

500

168.6562 USD

Purchase

503

168.6229 USD

Purchase

506

168.4250 USD

Purchase

518

168.4118 USD

Purchase

599

168.6367 USD

Purchase

642

168.7000 USD

Purchase

657

168.3272 USD

Purchase

717

168.4586 USD

Purchase

800

168.2512 USD

Purchase

842

168.3557 USD

Purchase

1,000

168.4780 USD

Purchase

1,034

168.3625 USD

Purchase

1,111

167.9923 USD

Purchase

1,137

168.0946 USD

Purchase

1,200

168.0941 USD

Purchase

1,200

168.6175 USD

Purchase

1,300

168.6223 USD

Purchase

1,500

168.3213 USD

Purchase

1,800

168.2922 USD

Purchase

2,013

168.4947 USD

Purchase

2,111

168.1117 USD

Purchase

2,313

168.3919 USD

Purchase

2,605

168.2320 USD

Purchase

2,899

168.3065 USD

Purchase

4,100

168.3619 USD

Purchase

4,211

168.2654 USD

Purchase

4,462

168.4467 USD

Purchase

4,682

168.3770 USD

Purchase

6,399

168.3782 USD

Purchase

6,500

168.2951 USD

Purchase

7,565

168.3860 USD

Purchase

8,177

168.2231 USD

Purchase

8,917

168.2354 USD

Purchase

8,962

167.9800 USD

Purchase

9,900

168.3189 USD

Purchase

12,968

168.0703 USD

Purchase

14,756

168.0460 USD

Purchase

15,759

168.3026 USD

Purchase

20,763

168.1951 USD

Sale

3

168.1100 USD

Sale

4

168.3400 USD

Sale

30

168.7200 USD

Sale

100

167.9100 USD

Sale

100

168.2800 USD

Sale

100

168.0300 USD

Sale

100

167.9700 USD

Sale

100

168.0950 USD

Sale

100

168.0600 USD

Sale

134

168.0079 USD

Sale

199

168.0350 USD

Sale

200

168.4229 USD

Sale

200

168.3850 USD

Sale

210

168.0904 USD

Sale

226

168.7300 USD

Sale

233

168.1448 USD

Sale

285

168.2527 USD

Sale

299

168.1998 USD

Sale

300

168.2300 USD

Sale

300

168.1366 USD

Sale

301

168.4800 USD

Sale

302

168.2393 USD

Sale

302

168.0399 USD

Sale

309

168.1133 USD

Sale

359

168.4762 USD

Sale

359

168.2015 USD

Sale

400

168.4750 USD

Sale

400

168.0550 USD

Sale

400

167.9900 USD

Sale

500

168.2820 USD

Sale

542

168.3395 USD

Sale

548

168.2538 USD

Sale

677

168.2484 USD

Sale

800

168.0987 USD

Sale

1,600

168.2843 USD

Sale

2,551

168.3325 USD

Sale

4,444

168.6285 USD

Sale

4,700

168.3437 USD

Sale

5,679

168.2346 USD

Sale

6,700

168.2967 USD

Sale

7,372

168.2775 USD

Sale

9,002

167.9800 USD

Sale

9,187

167.9950 USD

Sale

9,758

168.4035 USD

Sale

24,951

168.2328 USD

Sale

27,443

168.2885 USD

Sale

47,563

168.2461 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Selling

1,300

165 USD

American

18 Oct 2019

1.1907 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

8 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

2,100

175.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-7,300

165.0000

American

Oct 18, 2019

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Purchased

6,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

200

140.0000

American

Oct 18, 2019

Call Options

Purchased

8,400

185.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-500

170.0000

American

Oct 18, 2019

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

165.0000

American

Nov 15, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

9,600

160.0000

American

Oct 18, 2019

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

175.0000

American

Nov 15, 2019

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

8,500

160.0000

American

Feb 21, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Written

6,400

160.0000

American

Dec 20, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

16,300

150.0000

American

Feb 21, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

160.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677754
Time of Receipt (offset from UTC): 20191008T111259+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC