Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 02 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,404,245

0.16%

3,696,237

0.25%

 

(2)

Derivatives (other than options):

1,535,505

0.10%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,167,000

0.15%

1,084,500

0.07%

 
TOTAL:

6,106,750

0.41%

4,797,237

0.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

 

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

71.8800 USD
Purchase

13

72.1600 USD
Purchase

20

71.9100 USD
Purchase

100

71.8400 USD
Purchase

100

71.8850 USD
Purchase

100

72.2850 USD
Purchase

100

72.1150 USD
Purchase

100

72.0750 USD
Purchase

100

72.0700 USD
Purchase

100

72.0500 USD
Purchase

100

71.9900 USD
Purchase

100

71.9500 USD
Purchase

144

72.0172 USD
Purchase

200

76.0000 USD
Purchase

278

72.2700 USD
Purchase

291

72.0724 USD
Purchase

300

71.9266 USD
Purchase

300

71.9700 USD
Purchase

300

72.1466 USD
Purchase

300

72.2233 USD
Purchase

324

72.2191 USD
Purchase

377

72.1572 USD
Purchase

387

72.1402 USD
Purchase

400

71.9712 USD
Purchase

400

72.0050 USD
Purchase

400

72.2100 USD
Purchase

400

72.0300 USD
Purchase

400

72.2050 USD
Purchase

485

71.9558 USD
Purchase

489

72.2118 USD
Purchase

500

72.0260 USD
Purchase

500

72.2020 USD
Purchase

586

72.0824 USD
Purchase

601

71.9533 USD
Purchase

606

71.9714 USD
Purchase

620

71.9029 USD
Purchase

698

72.1900 USD
Purchase

701

72.1858 USD
Purchase

800

72.0362 USD
Purchase

809

72.0985 USD
Purchase

900

72.0927 USD
Purchase

1,008

72.0983 USD
Purchase

1,100

72.0490 USD
Purchase

1,135

72.2356 USD
Purchase

1,400

72.1139 USD
Purchase

1,417

72.1372 USD
Purchase

1,786

71.9608 USD
Purchase

1,800

72.0400 USD
Purchase

1,874

71.9800 USD
Purchase

2,210

71.9875 USD
Purchase

2,500

72.2033 USD
Purchase

2,700

71.9381 USD
Purchase

3,188

72.1527 USD
Purchase

3,201

72.0269 USD
Purchase

3,877

72.0378 USD
Purchase

4,128

72.0996 USD
Purchase

4,200

77.0000 USD
Purchase

4,445

71.9376 USD
Purchase

5,200

71.9787 USD
Purchase

6,931

71.9765 USD
Purchase

7,000

76.5000 USD
Purchase

12,400

72.1691 USD
Purchase

17,320

72.0216 USD
Purchase

19,703

71.9147 USD
Purchase

26,700

72.0897 USD
Purchase

28,116

72.1294 USD
Purchase

30,729

71.9988 USD
Purchase

34,304

71.9706 USD
Purchase

34,800

72.0580 USD
Purchase

37,455

72.1300 USD
Purchase

168,892

72.1336 USD
Purchase

183,721

72.0413 USD
Sale

32

72.0000 USD
Sale

37

72.0131 USD
Sale

50

72.1500 USD
Sale

89

72.1400 USD
Sale

100

72.3000 USD
Sale

100

71.9300 USD
Sale

100

71.9700 USD
Sale

115

72.0213 USD
Sale

200

72.2850 USD
Sale

237

72.0084 USD
Sale

263

72.1007 USD
Sale

300

72.7334 USD
Sale

400

71.9412 USD
Sale

400

72.0800 USD
Sale

424

71.9847 USD
Sale

452

72.0300 USD
Sale

458

72.0221 USD
Sale

489

72.2118 USD
Sale

500

72.0780 USD
Sale

683

72.0236 USD
Sale

689

72.1714 USD
Sale

700

71.9628 USD
Sale

800

71.9062 USD
Sale

900

71.9477 USD
Sale

900

72.0928 USD
Sale

1,300

72.1399 USD
Sale

1,438

72.0258 USD
Sale

1,528

72.0138 USD
Sale

1,900

72.0197 USD
Sale

2,100

72.0654 USD
Sale

2,200

72.0400 USD
Sale

2,326

72.1289 USD
Sale

3,280

71.9863 USD
Sale

3,400

71.9289 USD
Sale

3,495

72.0136 USD
Sale

3,572

71.9608 USD
Sale

3,621

72.1825 USD
Sale

3,759

71.9525 USD
Sale

3,900

71.9651 USD
Sale

3,964

72.0678 USD
Sale

3,965

72.0691 USD
Sale

6,300

72.0267 USD
Sale

6,661

72.2030 USD
Sale

8,559

72.1373 USD
Sale

10,795

71.9665 USD
Sale

15,500

72.1096 USD
Sale

17,226

71.9625 USD
Sale

19,132

71.9835 USD
Sale

20,479

72.0239 USD
Sale

21,541

72.1287 USD
Sale

22,970

71.9794 USD
Sale

26,104

72.2489 USD
Sale

31,100

72.0548 USD
Sale

36,835

72.1300 USD
Sale

37,178

71.9607 USD
Sale

59,466

72.0612 USD
Sale

76,379

71.9639 USD
Sale

165,612

72.1365 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

300

60 USD

American

15 Jan 2021

13.6300 USD

Call Option Purchasing

14,500

68 USD

American

17 Jan 2020

6.3000 USD

Call Option Purchasing

200

71 USD

American

1 Nov 2019

2.9800 USD

Call Option Purchasing

100

73 USD

American

21 Feb 2020

3.6000 USD

Call Option Purchasing

300

75 USD

American

17 Jan 2020

2.4000 USD

Call Option Purchasing

1,000

76 USD

American

4 Oct 2019

0.0600 USD

Call Option Purchasing

600

78 USD

American

15 Nov 2019

0.6500 USD

Call Option Purchasing

600

78 USD

American

17 Jan 2020

1.5750 USD

Call Option Purchasing

100

78 USD

American

15 Jan 2021

4.7000 USD

Call Option Purchasing

800

80 USD

American

15 Nov 2019

0.3312 USD

Call Option Purchasing

500

80 USD

American

17 Jan 2020

1.0340 USD

Call Option Purchasing

700

83 USD

American

15 Nov 2019

0.1700 USD

Call Option Purchasing

500

83 USD

American

17 Jan 2020

0.7000 USD

Call Option Purchasing

500

90 USD

American

19 Jun 2020

0.8500 USD

Call Option Selling

200

69 USD

American

4 Oct 2019

2.9700 USD

Call Option Selling

100

70 USD

American

4 Oct 2019

2.8500 USD

Call Option Selling

1,500

73 USD

American

4 Oct 2019

0.3860 USD

Call Option Selling

1,000

74 USD

American

4 Oct 2019

0.1470 USD

Call Option Selling

1,000

75 USD

American

4 Oct 2019

0.1300 USD

Call Option Selling

600

75 USD

American

11 Oct 2019

0.2900 USD

Call Option Selling

500

76 USD

American

11 Oct 2019

0.1400 USD

Call Option Selling

100

77 USD

American

4 Oct 2019

0.0300 USD

Call Option Selling

100

78 USD

American

18 Oct 2019

0.1000 USD

Call Option Selling

1,500

85 USD

American

15 Nov 2019

0.1000 USD

Put Option Purchasing

300

50 USD

American

18 Sep 2020

1.7400 USD

Put Option Purchasing

100

65 USD

American

15 Nov 2019

0.8800 USD

Put Option Purchasing

200

68 USD

American

18 Oct 2019

0.5100 USD

Put Option Purchasing

100

68 USD

American

18 Oct 2019

1.0000 USD

Put Option Purchasing

100

68 USD

American

15 Nov 2019

1.1400 USD

Put Option Purchasing

200

68 USD

American

19 Jun 2020

5.3500 USD

Put Option Purchasing

100

70 USD

American

11 Oct 2019

0.7700 USD

Put Option Purchasing

600

70 USD

American

15 Nov 2019

2.3350 USD

Put Option Purchasing

200

70 USD

American

17 Jan 2020

4.1000 USD

Put Option Purchasing

600

70 USD

American

19 Jun 2020

6.3566 USD

Put Option Purchasing

200

71 USD

American

11 Oct 2019

1.3900 USD

Put Option Purchasing

200

72 USD

American

4 Oct 2019

0.8100 USD

Put Option Purchasing

100

73 USD

American

4 Oct 2019

1.5000 USD

Put Option Purchasing

100

73 USD

American

15 Nov 2019

3.1000 USD

Put Option Purchasing

200

73 USD

American

17 Jan 2020

5.2800 USD

Put Option Purchasing

100

80 USD

American

21 Feb 2020

11.0000 USD

Put Option Purchasing

600

83 USD

American

21 Feb 2020

12.9000 USD

Put Option Purchasing

400

95 USD

American

18 Sep 2020

26.6500 USD

Put Option Selling

100

38 USD

American

21 Jan 2022

2.0600 USD

Put Option Selling

200

40 USD

American

21 Jan 2022

2.5500 USD

Put Option Selling

100

63 USD

American

18 Oct 2019

0.6000 USD

Put Option Selling

300

65 USD

American

15 Nov 2019

0.9200 USD

Put Option Selling

400

68 USD

American

19 Jun 2020

5.3350 USD

Put Option Selling

200

70 USD

American

4 Oct 2019

0.2000 USD

Put Option Selling

100

71 USD

American

4 Oct 2019

0.3000 USD

Put Option Selling

500

71 USD

American

18 Oct 2019

1.1900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

7 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Put Options Written

99,500

60.0000

American

Jun 19, 2020

Call Options Purchased

16,200

70.0000

American

Nov 15, 2019

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Call Options Purchased

3,700

72.5000

American

Feb 21, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

400

70.0000

American

Oct 25, 2019

Put Options Written

18,200

62.5000

American

Oct 18, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

1,000

66.5000

American

Oct 11, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

200

75.0000

American

Jun 19, 2020

Call Options Purchased

13,300

72.5000

American

Nov 15, 2019

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Call Options Purchased

5,100

82.5000

American

Nov 15, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

8,000

68.0000

American

Oct 25, 2019

Put Options Written

800

82.5000

American

Jan 17, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

400

67.5000

American

Oct 4, 2019

Call Options Purchased

200

75.0000

American

May 15, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-300

78.0000

American

Oct 18, 2019

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,300

75.0000

American

Feb 21, 2020

Call Options Written

-8,500

70.0000

American

Feb 21, 2020

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Call Options Written

-100

69.5000

American

Oct 4, 2019

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-300

66.5000

American

Oct 4, 2019

Put Options Purchased

-4,500

57.5000

American

Jan 17, 2020

Call Options Written

-3,500

74.5000

American

Oct 4, 2019

Put Options Purchased

-100

95.0000

American

May 15, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-1,100

37.5000

American

Jan 21, 2022

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options Purchased

-3,400

75.0000

American

Nov 15, 2019

Put Options Purchased

-3,700

65.0000

American

Jan 17, 2020

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options Written

-1,000

77.5000

American

Oct 4, 2019

Put Options Purchased

-100

72.0000

American

Oct 18, 2019

Call Options Written

-19,500

90.0000

American

Jun 19, 2020

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options Purchased

-500

70.0000

American

Oct 11, 2019

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Call Options Written

-1,100

68.0000

American

Oct 4, 2019

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Put Options Written

100

67.5000

American

Oct 4, 2019

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Call Options Purchased

500

67.5000

American

Feb 21, 2020

Call Options Purchased

36,500

80.0000

American

Jan 17, 2020

Put Options Written

3,300

47.5000

American

Jan 17, 2020

Put Options Written

2,600

50.0000

American

Jan 17, 2020

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

200

68.5000

American

Oct 4, 2019

Put Options Written

100

65.0000

American

Oct 4, 2019

Call Options Purchased

2,000

72.0000

American

Oct 4, 2019

Call Options Purchased

900

72.5000

American

Oct 25, 2019

Call Options Purchased

200

72.5000

American

Oct 4, 2019

Call Options Purchased

100

80.0000

American

Oct 11, 2019

Put Options Written

300

62.5000

American

Sep 18, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

1,000

72.5000

American

Feb 21, 2020

Call Options Purchased

100

73.5000

American

Oct 4, 2019

Call Options Purchased

5,400

77.5000

American

Oct 18, 2019

Call Options Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options Purchased

200

85.0000

American

Feb 21, 2020

Put Options Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options Purchased

-100

73.5000

American

Oct 4, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-14,500

55.0000

American

Jan 17, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-900

77.5000

American

Nov 15, 2019

Call Options Written

-6,800

76.0000

American

Oct 4, 2019

Call Options Written

-11,400

130.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-700

72.5000

American

Nov 15, 2019

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Written

6,600

62.5000

American

Jan 17, 2020

Call Options Purchased

9,800

75.0000

American

Oct 4, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

400

62.5000

American

May 15, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

200

80.0000

American

Oct 25, 2019

Put Options Written

7,000

76.0000

American

Oct 4, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options Written

200

87.5000

American

Nov 15, 2019

Call Options Purchased

18,400

72.5000

American

Jan 17, 2020

Call Options Purchased

100

75.0000

American

Nov 1, 2019

Call Options Purchased

3,200

70.0000

American

Oct 4, 2019

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Put Options Written

1,800

74.0000

American

Oct 4, 2019

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Put Options Purchased

-500

75.0000

American

May 15, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Put Options Purchased

-2,800

74.5000

American

Oct 4, 2019

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-700

66.0000

American

Nov 1, 2019

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-28,900

60.0000

American

Jan 17, 2020

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-5,600

40.0000

American

Jan 21, 2022

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Purchased

103,800

77.5000

American

Nov 15, 2019

Call Options Purchased

25,600

67.5000

American

Nov 15, 2019

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

800

42.5000

American

Jan 21, 2022

Call Options Purchased

600

87.5000

American

Feb 21, 2020

Call Options Purchased

4,500

69.0000

American

Oct 25, 2019

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

100

37.5000

American

Jan 15, 2021

Put Options Written

32,800

57.5000

American

Jun 19, 2020

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-18,400

85.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-1,000

74.0000

American

Oct 4, 2019

Put Options Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options Written

-400

82.5000

American

Jun 19, 2020

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-2,200

100.0000

American

Feb 21, 2020

Call Options Written

-13,400

100.0000

American

Jan 15, 2021

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Call Options Written

-800

92.5000

American

Jan 15, 2021

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-100

75.0000

American

Jun 19, 2020

Put Options Written

100

59.5000

American

Oct 25, 2019

Put Options Written

3,200

85.0000

American

Jan 17, 2020

Put Options Written

800

55.0000

American

Feb 21, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Call Options Purchased

30,400

80.0000

American

Nov 15, 2019

Call Options Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options Purchased

400

60.0000

American

Jan 15, 2021

Put Options Written

7,000

76.5000

American

Oct 4, 2019

Call Options Purchased

3,200

55.0000

American

Feb 21, 2020

Call Options Purchased

800

76.0000

American

Oct 11, 2019

Call Options Purchased

400

47.5000

American

Jun 19, 2020

Call Options Purchased

200

70.0000

American

Oct 11, 2019

Put Options Written

4,400

77.0000

American

Oct 4, 2019

Call Options Purchased

1,200

76.5000

American

Oct 4, 2019

Call Options Purchased

1,600

68.5000

American

Oct 4, 2019

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

400

70.0000

American

Feb 21, 2020

Call Options Purchased

6,500

65.0000

American

Nov 15, 2019

Put Options Written

300

77.5000

American

Sep 18, 2020

Put Options Written

9,900

74.0000

American

Oct 18, 2019

Call Options Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options Purchased

18,700

60.0000

American

Jan 17, 2020

Put Options Written

1,100

71.0000

American

Oct 4, 2019

Call Options Purchased

1,000

64.0000

American

Oct 11, 2019

Put Options Written

500

67.5000

American

Jan 17, 2020

Call Options Purchased

200

73.0000

American

Oct 11, 2019

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-17,000

65.0000

American

Nov 15, 2019

Put Options Purchased

-73,000

67.5000

American

Jan 15, 2021

Call Options Written

-600

72.5000

American

Jun 19, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-600

60.0000

American

Feb 21, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-900

90.0000

American

Sep 18, 2020

Put Options Purchased

-400

72.0000

American

Oct 4, 2019

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options Written

-400

73.5000

American

Nov 1, 2019

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Put Options Purchased

-8,200

75.0000

American

Jan 17, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-13,100

69.0000

American

Oct 25, 2019

Call Options Written

-500

75.0000

American

Oct 11, 2019

Call Options Written

-2,000

78.0000

American

Oct 4, 2019

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Written

200

55.0000

American

Nov 15, 2019

Call Options Purchased

25,400

75.0000

American

Nov 15, 2019

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

6,600

72.5000

American

Oct 18, 2019

Call Options Purchased

200

71.0000

American

Nov 1, 2019

Call Options Purchased

10,000

75.0000

American

Oct 18, 2019

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Put Options Written

100

62.5000

American

Oct 4, 2019

Call Options Purchased

300

75.5000

American

Nov 1, 2019

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

26,300

70.0000

American

Jun 19, 2020

Call Options Purchased

9,500

80.0000

American

Feb 21, 2020

Call Options Purchased

4,100

74.0000

American

Oct 25, 2019

Put Options Written

400

60.0000

American

Oct 18, 2019

Call Options Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options Written

-53,000

82.5000

American

Jan 17, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-2,300

76.5000

American

Oct 18, 2019

Put Options Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-100

80.0000

American

Feb 21, 2020

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options Purchased

-300

75.0000

American

Oct 4, 2019

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-200

70.5000

American

Oct 4, 2019

Put Options Purchased

-1,600

69.5000

American

Oct 11, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options Purchased

-6,700

70.0000

American

Jan 17, 2020

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

500

72.5000

American

Oct 4, 2019

Put Options Written

300

67.0000

American

Oct 11, 2019

Put Options Written

200

45.0000

American

Jan 21, 2022

Call Options Purchased

100

71.0000

American

Oct 25, 2019

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

16,800

70.0000

American

Oct 18, 2019

Put Options Written

2,700

67.5000

American

Jun 19, 2020

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Call Options Purchased

500

85.0000

American

May 15, 2020

Call Options Purchased

100

78.0000

American

Oct 11, 2019

Put Options Written

100

72.5000

American

Sep 18, 2020

Call Options Purchased

3,200

80.0000

American

Jun 19, 2020

Call Options Purchased

2,000

50.0000

American

Jan 17, 2020

Call Options Purchased

6,800

85.0000

American

Jun 19, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

9,000

68.5000

American

Oct 25, 2019

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Put Options Purchased

-300

68.0000

American

Oct 11, 2019

Put Options Purchased

-27,500

62.5000

American

Nov 15, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Put Options Purchased

-300

71.0000

American

Oct 11, 2019

Put Options Purchased

-11,300

70.0000

American

Oct 18, 2019

Put Options Purchased

-100

67.5000

American

Feb 21, 2020

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Call Options Written

-15,500

87.5000

American

Jan 17, 2020

Call Options Written

-11,100

85.0000

American

Jan 17, 2020

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Purchased

-2,000

73.0000

American

Oct 4, 2019

Call Options Written

-3,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-39,800

67.5000

American

Nov 15, 2019

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Put Options Written

400

72.5000

American

May 15, 2020

Call Options Purchased

4,400

67.5000

American

Oct 18, 2019

Put Options Written

2,300

47.5000

American

Nov 15, 2019

Call Options Purchased

1,000

77.0000

American

Oct 4, 2019

Put Options Written

100

69.0000

American

Oct 18, 2019

Put Options Written

8,500

65.0000

American

Feb 21, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

5,100

69.0000

American

Oct 4, 2019

Call Options Purchased

4,300

75.0000

American

Jan 17, 2020

Call Options Purchased

3,800

77.5000

American

Jan 15, 2021

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

800

77.5000

American

Oct 11, 2019

Call Options Purchased

100

80.0000

American

Oct 18, 2019

Put Options Written

4,000

59.5000

American

Oct 11, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

300

70.0000

American

Oct 4, 2019

Put Options Written

15,800

65.0000

American

Oct 18, 2019

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

100

62.5000

American

Oct 25, 2019

Put Options Written

100

63.0000

American

Oct 11, 2019

Call Options Purchased

14,100

77.5000

American

Jan 17, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

1,500

77.5000

American

Feb 21, 2020

Call Options Purchased

200

74.0000

American

Oct 18, 2019

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-2,200

72.5000

American

Jan 17, 2020

Put Options Purchased

-12,700

60.0000

American

Nov 15, 2019

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Put Options Purchased

-15,700

67.5000

American

Oct 18, 2019

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options Written

-100

72.5000

American

Oct 11, 2019

Call Options Written

-200

69.0000

American

Oct 4, 2019

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Call Options Written

-100

62.5000

American

Nov 15, 2019

Call Options Written

-11,900

73.0000

American

Oct 4, 2019

Put Options Purchased

-14,500

70.0000

American

Nov 15, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options Written

-500

62.5000

American

Oct 18, 2019

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-400

80.0000

American

Jan 15, 2021

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677686
Time of Receipt (offset from UTC): 20191007T135954+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC