Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

04 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,535,808

1.08%

2,018,835

0.62%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

1,919,420

0.59%

 

(3)

Options and agreements to
purchase/sell:

689,000

0.21%

404,100

0.12%

 
TOTAL:

5,893,008

1.80%

4,342,355

1.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

4

168.1450 USD
Purchase

9

168.0300 USD
Purchase

42

168.2852 USD
Purchase

50

167.9990 USD
Purchase

50

168.0000 USD
Purchase

100

168.5500 USD
Purchase

100

168.2300 USD
Purchase

100

167.9850 USD
Purchase

106

167.7500 USD
Purchase

106

168.2748 USD
Purchase

114

168.2070 USD
Purchase

200

168.1772 USD
Purchase

200

167.9550 USD
Purchase

200

168.3900 USD
Purchase

200

168.2575 USD
Purchase

200

168.2500 USD
Purchase

200

168.2200 USD
Purchase

256

168.1517 USD
Purchase

299

168.2041 USD
Purchase

300

168.0116 USD
Purchase

300

168.2133 USD
Purchase

400

168.1462 USD
Purchase

400

168.2250 USD
Purchase

400

168.1687 USD
Purchase

414

168.2751 USD
Purchase

500

168.1940 USD
Purchase

631

168.2851 USD
Purchase

700

168.2842 USD
Purchase

700

168.1914 USD
Purchase

906

168.1351 USD
Purchase

952

168.1454 USD
Purchase

1,077

168.0638 USD
Purchase

1,350

168.0751 USD
Purchase

1,379

168.0757 USD
Purchase

1,400

168.2579 USD
Purchase

1,794

168.2074 USD
Purchase

1,935

167.9819 USD
Purchase

2,410

168.2475 USD
Purchase

3,400

168.2099 USD
Purchase

3,598

168.1308 USD
Purchase

3,943

168.1544 USD
Purchase

4,374

168.1855 USD
Purchase

4,400

168.0684 USD
Purchase

6,816

168.1097 USD
Purchase

7,763

168.1201 USD
Purchase

9,769

168.1421 USD
Purchase

10,400

168.1557 USD
Purchase

10,543

168.4400 USD
Purchase

10,914

168.3340 USD
Purchase

11,423

168.1345 USD
Purchase

13,603

168.2750 USD
Purchase

14,109

168.0516 USD
Purchase

15,970

168.2955 USD
Purchase

26,500

168.2270 USD
Purchase

26,900

168.2209 USD
Purchase

45,490

168.3500 USD
Purchase

48,279

168.2059 USD
Sale

1

168.2200 USD
Sale

1

167.7600 USD
Sale

3

168.1200 USD
Sale

43

167.0100 USD
Sale

50

168.3000 USD
Sale

100

167.9800 USD
Sale

100

168.3100 USD
Sale

100

168.4700 USD
Sale

155

168.3400 USD
Sale

163

167.9776 USD
Sale

165

167.8300 USD
Sale

199

167.7952 USD
Sale

200

167.6500 USD
Sale

207

168.2933 USD
Sale

209

167.9939 USD
Sale

228

167.8753 USD
Sale

300

167.7033 USD
Sale

300

167.7766 USD
Sale

300

167.8033 USD
Sale

321

167.8352 USD
Sale

793

168.3900 USD
Sale

1,000

168.1920 USD
Sale

1,100

168.2900 USD
Sale

1,200

168.2633 USD
Sale

1,500

167.8833 USD
Sale

1,600

168.2481 USD
Sale

2,400

168.2173 USD
Sale

3,599

168.0891 USD
Sale

5,855

168.1589 USD
Sale

6,723

168.4002 USD
Sale

8,180

168.2540 USD
Sale

9,200

168.1726 USD
Sale

10,998

168.1323 USD
Sale

21,700

168.2354 USD
Sale

26,729

168.4400 USD
Sale

39,083

168.1064 USD
Sale

45,590

168.3500 USD
Sale

139,856

168.2266 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Put Option Selling

100

150 USD American 15 Nov 2019 1.3000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

7 Oct 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

1,800

175.0000

American Dec 20, 2019
Put Options Written

4,600

155.0000

American Dec 20, 2019
Call Options Purchased

2,100

175.0000

American Jan 15, 2021
Call Options Purchased

100

130.0000

American Nov 15, 2019
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Call Options Purchased

500

185.0000

American Jan 15, 2021
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

100

135.0000

American Feb 21, 2020
Call Options Purchased

15,900

165.0000

American Nov 15, 2019
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Call Options Written

-2,400

185.0000

American Dec 20, 2019
Put Options Purchased

-8,600

165.0000

American Oct 18, 2019
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Call Options Written

-400

155.0000

American Nov 15, 2019
Put Options Purchased

-7,100

155.0000

American Nov 15, 2019
Put Options Purchased

-500

155.0000

American Feb 21, 2020
Put Options Purchased

-1,500

165.0000

American Jan 17, 2020
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Call Options Purchased

900

145.0000

American Nov 15, 2019
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

800

155.0000

American Jan 15, 2021
Call Options Purchased

3,800

140.0000

American Jan 17, 2020
Call Options Purchased

27,400

170.0000

American Dec 20, 2019
Put Options Written

36,400

105.0000

American Jan 15, 2021
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Put Options Written

12,900

150.0000

American Nov 15, 2019
Put Options Written

200

120.0000

American Oct 18, 2019
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-300

170.0000

American Feb 21, 2020
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-400

135.0000

American Nov 15, 2019
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Call Options Written

-100

150.0000

American Feb 21, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-4,000

125.0000

American Jan 17, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

7,900

170.0000

American Feb 21, 2020
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Put Options Written

300

100.0000

American Dec 20, 2019
Call Options Purchased

2,200

155.0000

American Dec 20, 2019
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Put Options Written

149,800

140.0000

American Nov 15, 2019
Call Options Purchased

3,200

165.0000

American Jan 15, 2021
Put Options Written

200

140.0000

American Oct 18, 2019
Call Options Purchased

6,000

160.0000

American Jan 17, 2020
Put Options Written

1,000

85.0000

American Dec 20, 2019
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Put Options Written

2,800

90.0000

American Nov 15, 2019
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

8,400

185.0000

American Nov 15, 2019
Call Options Purchased

12,400

170.0000

American Nov 15, 2019
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Written

-100

210.0000

American Nov 15, 2019
Call Options Written

-500

170.0000

American Oct 18, 2019
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Call Options Written

-300

175.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Put Options Purchased

-1,100

167.5000

American Oct 4, 2019
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Purchased

-6,000

160.0000

American Jun 19, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

46,000

140.0000

American Jun 19, 2020
Call Options Purchased

4,100

170.0000

American Jan 17, 2020
Call Options Purchased

100

180.0000

American Jan 15, 2021
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Written

-29,800

150.0000

American Jan 17, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-2,400

170.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-3,000

160.0000

American Jan 17, 2020
Put Options Purchased

-2,200

165.0000

American Nov 15, 2019
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Put Options Purchased

-7,400

130.0000

American Nov 15, 2019
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

22,500

140.0000

American Jan 17, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Call Options Purchased

1,200

175.0000

American Nov 15, 2019
Put Options Written

8,500

160.0000

American Feb 21, 2020
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Call Options Purchased

800

125.0000

American Jan 17, 2020
Call Options Purchased

100

180.0000

American Jun 19, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Put Options Written

9,600

160.0000

American Oct 18, 2019
Put Options Written

100

140.0000

American Jan 15, 2021
Call Options Purchased

400

185.0000

American Jun 19, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-200

140.0000

American Jun 19, 2020
Put Options Purchased

-400

170.0000

American Nov 15, 2019
Put Options Purchased

-500

150.0000

American Jan 15, 2021
Call Options Written

-4,300

155.0000

American Jan 17, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Call Options Written

-200

165.0000

American Jun 19, 2020
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Put Options Purchased

-300

145.0000

American Nov 15, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

500

230.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

33,600

150.0000

American Dec 20, 2019
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Call Options Purchased

300

135.0000

American Jan 17, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-100

105.0000

American Jan 17, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Put Options Purchased

-800

175.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Call Options Written

-500

135.0000

American Dec 20, 2019
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Put Options Written

25,500

120.0000

American Nov 15, 2019
Call Options Purchased

100

150.0000

American Jan 15, 2021
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Call Options Purchased

300

160.0000

American Dec 20, 2019
Put Options Written

6,700

145.0000

American Jan 17, 2020
Put Options Written

500

80.0000

American Nov 15, 2019
Put Options Written

1,000

135.0000

American Jan 17, 2020
Call Options Purchased

800

180.0000

American Dec 20, 2019
Put Options Written

1,300

105.0000

American Nov 15, 2019
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

6,400

160.0000

American Dec 20, 2019
Put Options Written

40,000

170.0000

American Jan 17, 2020
Put Options Written

16,300

150.0000

American Feb 21, 2020
Call Options Purchased

1,700

180.0000

American Feb 21, 2020
Put Options Written

700

145.0000

American Feb 21, 2020
Call Options Purchased

200

165.0000

American Oct 18, 2019
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

3,000

200.0000

American Dec 20, 2019
Put Options Written

6,800

115.0000

American Nov 15, 2019
Put Options Written

4,200

125.0000

American Nov 15, 2019
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Call Options Written

-100

195.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-600

110.0000

American Jan 17, 2020
Call Options Written

-2,000

130.0000

American Jan 17, 2020
Put Options Purchased

-1,900

160.0000

American Nov 15, 2019
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 0, 1900

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677671
Time of Receipt (offset from UTC): 20191007T111312+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC