Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,391,862

0.16%

3,670,419

0.25%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,535,505

0.10%

16,500

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,174,200

0.15%

1,073,800

0.07%

 

 

 

 

TOTAL:

 

 

 

 

6,101,567

0.41%

4,760,719

0.32%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

73.1700 USD

Purchase

4

73.1300 USD

Purchase

12

72.4800 USD

Purchase

12

72.8400 USD

Purchase

90

73.1800 USD

Purchase

94

73.2600 USD

Purchase

100

72.6500 USD

Purchase

100

73.8700 USD

Purchase

100

73.6800 USD

Purchase

100

73.2500 USD

Purchase

100

73.2000 USD

Purchase

100

72.8700 USD

Purchase

126

73.5158 USD

Purchase

168

73.1795 USD

Purchase

200

73.2400 USD

Purchase

200

73.6300 USD

Purchase

200

73.2800 USD

Purchase

200

72.5200 USD

Purchase

200

73.2350 USD

Purchase

290

73.6604 USD

Purchase

297

73.2127 USD

Purchase

300

72.7800 USD

Purchase

300

73.2233 USD

Purchase

458

73.2236 USD

Purchase

500

72.9430 USD

Purchase

500

72.8260 USD

Purchase

566

72.8678 USD

Purchase

790

73.6544 USD

Purchase

800

73.6775 USD

Purchase

802

73.4042 USD

Purchase

900

73.7411 USD

Purchase

1,209

73.3866 USD

Purchase

1,247

73.2227 USD

Purchase

1,600

73.0950 USD

Purchase

1,674

73.5814 USD

Purchase

1,714

72.1300 USD

Purchase

2,379

73.8500 USD

Purchase

2,700

73.2729 USD

Purchase

3,000

73.7065 USD

Purchase

4,172

73.3710 USD

Purchase

4,976

72.5720 USD

Purchase

7,383

72.9174 USD

Purchase

9,229

72.5795 USD

Purchase

12,219

73.4393 USD

Purchase

17,320

72.3967 USD

Purchase

21,285

73.3099 USD

Purchase

21,700

73.3930 USD

Purchase

32,200

73.1512 USD

Purchase

41,569

73.8192 USD

Purchase

45,836

73.8268 USD

Purchase

53,413

73.4098 USD

Purchase

237,906

73.1956 USD

Sale

1

73.6100 USD

Sale

12

72.8400 USD

Sale

52

73.7700 USD

Sale

99

73.5500 USD

Sale

100

72.5000 USD

Sale

100

72.6200 USD

Sale

100

73.5800 USD

Sale

100

73.6300 USD

Sale

100

73.8200 USD

Sale

100

73.8600 USD

Sale

100

73.8700 USD

Sale

102

73.5468 USD

Sale

162

73.6023 USD

Sale

190

73.5847 USD

Sale

200

72.2900 USD

Sale

200

73.7950 USD

Sale

200

73.6750 USD

Sale

200

73.6000 USD

Sale

200

73.5850 USD

Sale

200

73.5700 USD

Sale

200

73.5600 USD

Sale

200

73.5550 USD

Sale

200

73.5350 USD

Sale

200

72.9700 USD

Sale

200

72.5900 USD

Sale

200

72.4975 USD

Sale

215

72.4183 USD

Sale

290

73.6604 USD

Sale

300

72.6033 USD

Sale

300

73.6350 USD

Sale

300

73.7100 USD

Sale

300

73.6283 USD

Sale

332

73.2412 USD

Sale

400

73.6637 USD

Sale

411

72.4090 USD

Sale

477

72.5970 USD

Sale

500

72.3940 USD

Sale

500

73.5760 USD

Sale

500

73.2170 USD

Sale

556

72.6000 USD

Sale

594

72.4688 USD

Sale

600

72.4500 USD

Sale

600

73.4070 USD

Sale

700

72.7971 USD

Sale

787

72.5658 USD

Sale

800

73.2862 USD

Sale

1,000

72.5885 USD

Sale

1,256

73.8500 USD

Sale

1,300

73.7357 USD

Sale

1,433

73.5260 USD

Sale

1,600

73.6725 USD

Sale

1,632

73.4088 USD

Sale

1,736

72.1300 USD

Sale

1,756

72.5492 USD

Sale

2,039

73.2301 USD

Sale

2,146

73.3671 USD

Sale

2,500

73.7596 USD

Sale

2,812

72.8002 USD

Sale

3,784

72.9688 USD

Sale

5,100

73.5093 USD

Sale

5,117

73.3283 USD

Sale

5,400

73.1087 USD

Sale

5,400

72.4767 USD

Sale

6,000

73.0938 USD

Sale

6,048

73.7787 USD

Sale

6,515

73.0785 USD

Sale

6,842

73.2564 USD

Sale

6,900

72.3584 USD

Sale

7,400

72.4129 USD

Sale

7,887

73.4140 USD

Sale

8,118

72.9761 USD

Sale

9,835

73.2999 USD

Sale

17,153

73.3375 USD

Sale

18,600

73.4403 USD

Sale

19,400

73.2001 USD

Sale

25,903

73.1325 USD

Sale

29,710

73.3799 USD

Sale

32,904

73.3202 USD

Sale

39,272

73.8372 USD

Sale

39,472

73.2732 USD

Sale

40,507

73.8485 USD

Sale

62,744

73.2881 USD

Sale

83,414

73.0898 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

65 USD

American

1 Nov 2019

7.9000 USD

Call Option

Purchasing

500

72 USD

American

4 Oct 2019

1.5200 USD

Call Option

Purchasing

100

72 USD

American

4 Oct 2019

1.5600 USD

Call Option

Purchasing

12,400

73 USD

American

4 Oct 2019

0.6378 USD

Call Option

Purchasing

700

73 USD

American

4 Oct 2019

0.6871 USD

Call Option

Purchasing

200

73 USD

American

17 Jan 2020

3.6000 USD

Call Option

Purchasing

2,600

74 USD

American

4 Oct 2019

0.2780 USD

Call Option

Purchasing

7,600

74 USD

American

4 Oct 2019

0.5410 USD

Call Option

Purchasing

3,600

75 USD

American

4 Oct 2019

0.1613 USD

Call Option

Purchasing

100

75 USD

American

1 Nov 2019

1.2400 USD

Call Option

Purchasing

100

75 USD

American

15 Nov 2019

1.7200 USD

Call Option

Purchasing

300

75 USD

American

17 Jan 2020

2.8433 USD

Call Option

Purchasing

300

76 USD

American

11 Oct 2019

0.2400 USD

Call Option

Purchasing

200

78 USD

American

17 Jan 2020

1.9900 USD

Call Option

Purchasing

500

78 USD

American

15 Jan 2021

5.4000 USD

Call Option

Purchasing

400

80 USD

American

17 Jan 2020

1.2300 USD

Call Option

Purchasing

900

83 USD

American

15 Nov 2019

0.2000 USD

Call Option

Purchasing

100

83 USD

American

17 Jan 2020

0.9300 USD

Call Option

Selling

200

76 USD

American

4 Oct 2019

0.0300 USD

Call Option

Selling

300

77 USD

American

4 Oct 2019

0.0300 USD

Call Option

Selling

300

85 USD

American

17 Jan 2020

0.5933 USD

Put Option

Purchasing

5,300

65 USD

American

15 Nov 2019

0.7388 USD

Put Option

Purchasing

100

70 USD

American

19 Jun 2020

6.3600 USD

Put Option

Purchasing

700

73 USD

American

4 Oct 2019

0.7800 USD

Put Option

Purchasing

100

75 USD

American

11 Oct 2019

2.6900 USD

Put Option

Purchasing

200

76 USD

American

4 Oct 2019

4.0600 USD

Put Option

Purchasing

4,200

77 USD

American

4 Oct 2019

4.7000 USD

Put Option

Purchasing

7,000

77 USD

American

4 Oct 2019

4.7500 USD

Put Option

Selling

400

40 USD

American

21 Jan 2022

2.7200 USD

Put Option

Selling

400

55 USD

American

17 Jan 2020

0.4600 USD

Put Option

Selling

4,000

58 USD

American

19 Jun 2020

2.0400 USD

Put Option

Selling

100

68 USD

American

19 Jun 2020

5.4100 USD

Put Option

Selling

100

73 USD

American

11 Oct 2019

1.0900 USD

Put Option

Selling

200

73 USD

American

22 Nov 2019

3.2000 USD

Put Option

Selling

400

76 USD

American

4 Oct 2019

2.6000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 4 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

8,000

68.0000

American

Oct 25, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Call Options

Purchased

16,200

70.0000

American

Nov 15, 2019

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

400

70.0000

American

Oct 25, 2019

Call Options

Purchased

6,000

82.5000

American

Nov 15, 2019

Call Options

Purchased

400

67.5000

American

Oct 4, 2019

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Call Options

Purchased

13,300

72.5000

American

Nov 15, 2019

Call Options

Purchased

1,600

74.0000

American

Oct 4, 2019

Call Options

Purchased

200

75.0000

American

May 15, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

72.5000

American

Oct 11, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

18,200

62.5000

American

Oct 18, 2019

Call Options

Purchased

3,700

72.5000

American

Feb 21, 2020

Put Options

Purchased

-500

70.0000

American

Oct 11, 2019

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-300

66.5000

American

Oct 4, 2019

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,000

77.5000

American

Oct 4, 2019

Call Options

Written

-300

78.0000

American

Oct 18, 2019

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,400

75.0000

American

Nov 15, 2019

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-8,500

70.0000

American

Feb 21, 2020

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Call Options

Written

-1,100

68.0000

American

Oct 4, 2019

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options

Purchased

-100

72.0000

American

Oct 18, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-100

69.5000

American

Oct 4, 2019

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Call Options

Purchased

36,900

80.0000

American

Jan 17, 2020

Call Options

Purchased

500

73.0000

American

Oct 4, 2019

Put Options

Written

100

65.0000

American

Oct 4, 2019

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Put Options

Written

1,000

72.5000

American

Feb 21, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Call Options

Purchased

500

67.5000

American

Feb 21, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

100

80.0000

American

Oct 11, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options

Purchased

2,100

72.0000

American

Oct 4, 2019

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

200

85.0000

American

Feb 21, 2020

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Call Options

Purchased

900

72.5000

American

Oct 4, 2019

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

100

67.5000

American

Oct 4, 2019

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

5,400

77.5000

American

Oct 18, 2019

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options

Purchased

7,700

73.5000

American

Oct 4, 2019

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

100

65.0000

American

Nov 1, 2019

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

200

68.5000

American

Oct 4, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-14,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options

Purchased

-700

72.5000

American

Nov 15, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

73.5000

American

Oct 4, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-11,400

130.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-7,000

76.0000

American

Oct 4, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

18,600

72.5000

American

Jan 17, 2020

Call Options

Purchased

9,800

75.0000

American

Oct 4, 2019

Put Options

Written

6,600

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

400

62.5000

American

May 15, 2020

Call Options

Purchased

3,200

70.0000

American

Oct 4, 2019

Put Options

Written

200

87.5000

American

Nov 15, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options

Written

1,800

74.0000

American

Oct 4, 2019

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Put Options

Written

7,200

76.0000

American

Oct 4, 2019

Call Options

Purchased

200

80.0000

American

Oct 25, 2019

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-2,800

74.5000

American

Oct 4, 2019

Put Options

Purchased

-28,900

60.0000

American

Jan 17, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Call Options

Purchased

103,800

77.5000

American

Nov 15, 2019

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

36,800

57.5000

American

Jun 19, 2020

Call Options

Purchased

25,600

67.5000

American

Nov 15, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Call Options

Purchased

600

87.5000

American

Feb 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

800

42.5000

American

Jan 21, 2022

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

4,500

69.0000

American

Oct 25, 2019

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Oct 11, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options

Written

-2,200

100.0000

American

Feb 21, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-18,400

85.0000

American

Nov 15, 2019

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Call Options

Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options

Purchased

400

60.0000

American

Jan 15, 2021

Put Options

Written

500

67.5000

American

Jan 17, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

1,600

68.5000

American

Oct 4, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

200

73.0000

American

Oct 11, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

6,500

65.0000

American

Nov 15, 2019

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

76.0000

American

Oct 11, 2019

Put Options

Written

800

55.0000

American

Feb 21, 2020

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

18,700

60.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

55.0000

American

Feb 21, 2020

Put Options

Written

1,100

71.0000

American

Oct 4, 2019

Put Options

Written

200

77.0000

American

Oct 4, 2019

Put Options

Written

9,900

74.0000

American

Oct 18, 2019

Call Options

Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options

Purchased

900

76.5000

American

Oct 4, 2019

Call Options

Purchased

200

70.0000

American

Oct 11, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

30,400

80.0000

American

Nov 15, 2019

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Put Options

Written

400

70.0000

American

Feb 21, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-2,000

78.0000

American

Oct 4, 2019

Call Options

Written

-500

75.0000

American

Oct 11, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-22,300

65.0000

American

Nov 15, 2019

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options

Purchased

-73,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-600

60.0000

American

Feb 21, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-400

72.0000

American

Oct 4, 2019

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

9,500

80.0000

American

Feb 21, 2020

Call Options

Purchased

10,000

75.0000

American

Oct 18, 2019

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options

Written

100

62.5000

American

Oct 4, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

200

55.0000

American

Nov 15, 2019

Put Options

Written

100

80.0000

American

Nov 15, 2019

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Put Options

Written

26,200

70.0000

American

Jun 19, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

25,500

75.0000

American

Nov 15, 2019

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Call Options

Purchased

6,600

72.5000

American

Oct 18, 2019

Call Options

Purchased

500

71.5000

American

Oct 4, 2019

Put Options

Written

400

60.0000

American

Oct 18, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

69.5000

American

Oct 11, 2019

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-2,300

76.5000

American

Oct 18, 2019

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-200

70.5000

American

Oct 4, 2019

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-6,700

70.0000

American

Jan 17, 2020

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

75.0000

American

Oct 4, 2019

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Call Options

Purchased

6,800

85.0000

American

Jun 19, 2020

Put Options

Written

300

67.0000

American

Oct 11, 2019

Call Options

Purchased

100

71.0000

American

Oct 25, 2019

Put Options

Written

200

45.0000

American

Jan 21, 2022

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

16,800

70.0000

American

Oct 18, 2019

Call Options

Purchased

9,000

68.5000

American

Oct 25, 2019

Put Options

Written

500

72.5000

American

Oct 4, 2019

Call Options

Purchased

2,000

50.0000

American

Jan 17, 2020

Put Options

Written

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

100

78.0000

American

Oct 11, 2019

Put Options

Written

2,800

67.5000

American

Jun 19, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

100

74.5000

American

Oct 4, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-300

71.0000

American

Oct 11, 2019

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Call Options

Written

-11,400

85.0000

American

Jan 17, 2020

Put Options

Purchased

-2,700

73.0000

American

Oct 4, 2019

Put Options

Purchased

-11,300

70.0000

American

Oct 18, 2019

Put Options

Purchased

-27,500

62.5000

American

Nov 15, 2019

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Put Options

Purchased

-300

68.0000

American

Oct 11, 2019

Call Options

Written

-15,500

87.5000

American

Jan 17, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-39,800

67.5000

American

Nov 15, 2019

Put Options

Written

5,100

69.0000

American

Oct 4, 2019

Put Options

Written

400

72.5000

American

May 15, 2020

Call Options

Purchased

200

74.0000

American

Oct 18, 2019

Put Options

Written

100

63.0000

American

Oct 11, 2019

Call Options

Purchased

4,300

77.5000

American

Jan 15, 2021

Put Options

Written

15,800

65.0000

American

Oct 18, 2019

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Purchased

14,300

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

4,400

67.5000

American

Oct 18, 2019

Put Options

Written

8,500

65.0000

American

Feb 21, 2020

Call Options

Purchased

100

80.0000

American

Oct 18, 2019

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

300

70.0000

American

Oct 4, 2019

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Call Options

Purchased

4,600

75.0000

American

Jan 17, 2020

Call Options

Purchased

800

77.5000

American

Oct 11, 2019

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

77.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

77.0000

American

Oct 4, 2019

Put Options

Written

100

69.0000

American

Oct 18, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Written

-200

69.0000

American

Oct 4, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Call Options

Written

-100

62.5000

American

Nov 15, 2019

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-12,700

60.0000

American

Nov 15, 2019

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-100

72.5000

American

Oct 11, 2019

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Put Options

Purchased

-15,700

67.5000

American

Oct 18, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-14,500

70.0000

American

Nov 15, 2019

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677564
Time of Receipt (offset from UTC): 20191004T140733+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC