Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,410,728

1.04%

1,987,672

0.61%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,668,200

0.51%

1,919,420

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

688,900

0.21%

404,100

0.12%

 

 

 

 

TOTAL:

 

 

 

 

5,767,828

1.76%

4,311,192

1.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

166.9100 USD

Purchase

7

167.0100 USD

Purchase

10

165.7600 USD

Purchase

24

165.4000 USD

Purchase

82

167.1600 USD

Purchase

89

165.8600 USD

Purchase

89

167.1900 USD

Purchase

97

167.1500 USD

Purchase

99

165.3000 USD

Purchase

100

167.0300 USD

Purchase

100

166.3300 USD

Purchase

159

167.1872 USD

Purchase

170

165.7388 USD

Purchase

199

167.0995 USD

Purchase

200

167.3200 USD

Purchase

200

167.1300 USD

Purchase

200

166.6150 USD

Purchase

202

166.3219 USD

Purchase

205

166.9268 USD

Purchase

209

167.0542 USD

Purchase

225

166.3822 USD

Purchase

259

167.0686 USD

Purchase

282

165.8130 USD

Purchase

300

166.1133 USD

Purchase

300

166.2800 USD

Purchase

300

166.7066 USD

Purchase

300

166.8101 USD

Purchase

350

167.0485 USD

Purchase

462

165.8284 USD

Purchase

500

166.2640 USD

Purchase

519

167.1020 USD

Purchase

629

167.2200 USD

Purchase

800

167.0437 USD

Purchase

851

166.3260 USD

Purchase

900

166.1461 USD

Purchase

1,001

166.8341 USD

Purchase

1,150

165.8421 USD

Purchase

1,400

166.3742 USD

Purchase

1,540

166.8578 USD

Purchase

1,568

166.8743 USD

Purchase

1,802

165.8923 USD

Purchase

1,828

165.7909 USD

Purchase

2,618

167.0282 USD

Purchase

2,803

166.4606 USD

Purchase

2,827

166.3343 USD

Purchase

2,900

166.9161 USD

Purchase

3,600

165.7775 USD

Purchase

4,121

166.7515 USD

Purchase

4,939

165.7729 USD

Purchase

5,600

166.3018 USD

Purchase

5,757

165.7428 USD

Purchase

5,988

166.9543 USD

Purchase

7,929

166.9759 USD

Purchase

8,556

166.7905 USD

Purchase

11,069

166.5541 USD

Purchase

11,151

166.2739 USD

Purchase

11,859

167.1466 USD

Purchase

26,732

166.5704 USD

Sale

4

165.4000 USD

Sale

5

167.0800 USD

Sale

5

167.1500 USD

Sale

6

166.9500 USD

Sale

7

167.0100 USD

Sale

24

167.1400 USD

Sale

60

165.6600 USD

Sale

83

166.8004 USD

Sale

100

166.0900 USD

Sale

100

166.0000 USD

Sale

100

166.7000 USD

Sale

100

167.0900 USD

Sale

100

166.9700 USD

Sale

100

167.2400 USD

Sale

100

166.5700 USD

Sale

100

166.2500 USD

Sale

123

165.3000 USD

Sale

140

165.6457 USD

Sale

146

165.8167 USD

Sale

167

166.6185 USD

Sale

191

166.1097 USD

Sale

194

167.0240 USD

Sale

200

166.6150 USD

Sale

200

166.6100 USD

Sale

222

167.1261 USD

Sale

300

166.6800 USD

Sale

400

166.7775 USD

Sale

511

166.2511 USD

Sale

534

166.0374 USD

Sale

571

167.2200 USD

Sale

599

166.8766 USD

Sale

700

166.5214 USD

Sale

1,000

166.8160 USD

Sale

1,300

166.2800 USD

Sale

1,400

166.7275 USD

Sale

1,444

166.9499 USD

Sale

1,600

167.0680 USD

Sale

2,100

166.8741 USD

Sale

2,366

166.7259 USD

Sale

2,800

166.9238 USD

Sale

4,133

166.4094 USD

Sale

4,700

166.0421 USD

Sale

5,644

166.8699 USD

Sale

6,212

166.8514 USD

Sale

6,294

166.5751 USD

Sale

7,061

166.5723 USD

Sale

15,330

167.1038 USD

Sale

17,419

166.9617 USD

Sale

20,000

165.7830 USD

Sale

31,001

166.3906 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Selling

100

135 USD

American

17 Jan 2020

2.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 4 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

100

135.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-8,600

165.0000

American

Oct 18, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

12,800

150.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

6,000

160.0000

American

Jan 17, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

8,400

185.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

200

140.0000

American

Oct 18, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

7,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Purchased

-1,100

167.5000

American

Oct 4, 2019

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-500

170.0000

American

Oct 18, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

165.0000

American

Nov 15, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Written

9,600

160.0000

American

Oct 18, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

175.0000

American

Nov 15, 2019

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

8,500

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

6,400

160.0000

American

Dec 20, 2019

Put Options

Written

16,300

150.0000

American

Feb 21, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

160.0000

American

Nov 15, 2019

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677560
Time of Receipt (offset from UTC): 20191004T140722+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC