FORM 8.3 – ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,452,644

0.17%

3,671,499

0.25%

 

(2)

Derivatives (other than options):

1,535,505

0.10%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,150,100

0.15%

1,079,200

0.07%

 
TOTAL:

6,138,249

0.42%

4,767,199

0.32%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

11

74.4200 USD

Purchase

15

74.1000 USD

Purchase

30

74.6500 USD

Purchase

57

74.3300 USD

Purchase

62

73.3600 USD

Purchase

100

74.7500 USD

Purchase

100

74.4000 USD

Purchase

100

74.0900 USD

Purchase

100

73.4000 USD

Purchase

100

73.3300 USD

Purchase

100

73.2100 USD

Purchase

100

73.2050 USD

Purchase

100

73.2000 USD

Purchase

100

73.0300 USD

Purchase

114

74.3377 USD

Purchase

143

74.4455 USD

Purchase

150

73.4766 USD

Purchase

200

73.2700 USD

Purchase

200

73.3050 USD

Purchase

200

73.2500 USD

Purchase

200

73.2550 USD

Purchase

200

73.3400 USD

Purchase

200

73.6400 USD

Purchase

207

73.3900 USD

Purchase

212

73.6777 USD

Purchase

238

73.2933 USD

Purchase

257

73.2583 USD

Purchase

300

73.3200 USD

Purchase

300

73.3983 USD

Purchase

349

73.2585 USD

Purchase

400

73.2200 USD

Purchase

421

74.4664 USD

Purchase

442

73.2678 USD

Purchase

443

74.2038 USD

Purchase

500

73.2410 USD

Purchase

500

73.8180 USD

Purchase

536

73.6819 USD

Purchase

541

74.4503 USD

Purchase

546

74.5019 USD

Purchase

561

74.5900 USD

Purchase

564

74.4611 USD

Purchase

573

73.9401 USD

Purchase

584

73.7388 USD

Purchase

600

74.9433 USD

Purchase

792

73.1200 USD

Purchase

800

73.3562 USD

Purchase

800

73.3137 USD

Purchase

800

73.2281 USD

Purchase

937

73.0588 USD

Purchase

971

74.5244 USD

Purchase

1,000

73.3210 USD

Purchase

1,000

73.2660 USD

Purchase

1,060

73.2716 USD

Purchase

1,071

74.6043 USD

Purchase

1,264

73.3436 USD

Purchase

1,285

74.2082 USD

Purchase

1,400

73.2900 USD

Purchase

1,401

73.2889 USD

Purchase

1,504

73.3425 USD

Purchase

1,600

73.3862 USD

Purchase

1,800

73.3166 USD

Purchase

1,821

73.2641 USD

Purchase

1,830

73.4577 USD

Purchase

2,000

73.2850 USD

Purchase

2,300

73.1900 USD

Purchase

2,377

73.7546 USD

Purchase

2,700

74.2584 USD

Purchase

2,800

73.2813 USD

Purchase

2,800

73.4267 USD

Purchase

2,900

73.2812 USD

Purchase

3,206

74.5177 USD

Purchase

3,530

73.2557 USD

Purchase

4,200

73.5858 USD

Purchase

4,779

73.2983 USD

Purchase

5,618

73.8888 USD

Purchase

6,800

73.3636 USD

Purchase

7,189

74.6518 USD

Purchase

8,000

74.5293 USD

Purchase

8,387

73.1961 USD

Purchase

9,401

73.3405 USD

Purchase

10,033

74.4924 USD

Purchase

10,727

73.4282 USD

Purchase

11,342

73.9453 USD

Purchase

12,427

73.3758 USD

Purchase

12,869

73.3052 USD

Purchase

15,975

74.0362 USD

Purchase

16,781

73.1916 USD

Purchase

25,906

73.6636 USD

Purchase

26,231

74.3128 USD

Purchase

37,983

73.3285 USD

Purchase

55,434

73.5900 USD

Purchase

66,600

73.6981 USD

Purchase

70,300

73.7035 USD

Purchase

77,268

73.8311 USD

Purchase

111,342

74.1727 USD

Purchase

174,256

74.4573 USD

Purchase

195,806

73.8361 USD

Sale

6

74.5200 USD

Sale

17

73.3670 USD

Sale

30

74.6500 USD

Sale

57

74.3300 USD

Sale

99

73.3700 USD

Sale

100

73.3500 USD

Sale

100

73.1200 USD

Sale

100

74.9700 USD

Sale

100

74.7300 USD

Sale

100

74.6900 USD

Sale

100

74.3600 USD

Sale

100

73.3300 USD

Sale

100

74.0500 USD

Sale

100

73.8500 USD

Sale

115

74.0913 USD

Sale

121

73.3886 USD

Sale

199

73.3456 USD

Sale

200

74.5400 USD

Sale

200

74.6600 USD

Sale

300

74.5666 USD

Sale

300

73.2600 USD

Sale

334

73.7096 USD

Sale

395

73.5712 USD

Sale

400

73.9850 USD

Sale

400

73.4650 USD

Sale

400

73.2200 USD

Sale

400

74.0087 USD

Sale

423

73.3000 USD

Sale

471

74.5864 USD

Sale

500

74.3925 USD

Sale

504

73.8238 USD

Sale

573

73.9401 USD

Sale

594

73.9224 USD

Sale

700

73.4357 USD

Sale

748

73.6376 USD

Sale

755

73.2608 USD

Sale

766

74.1309 USD

Sale

839

73.1020 USD

Sale

892

73.1155 USD

Sale

937

73.0588 USD

Sale

1,128

74.4611 USD

Sale

1,182

73.2216 USD

Sale

1,264

73.3436 USD

Sale

1,400

73.2900 USD

Sale

1,464

73.3431 USD

Sale

1,823

73.7193 USD

Sale

1,895

73.1990 USD

Sale

2,100

74.0759 USD

Sale

2,300

73.1900 USD

Sale

2,300

73.1393 USD

Sale

2,465

73.1429 USD

Sale

2,487

74.2583 USD

Sale

2,568

74.7041 USD

Sale

2,600

74.2732 USD

Sale

3,400

73.7670 USD

Sale

3,800

73.2494 USD

Sale

4,306

74.0776 USD

Sale

4,548

74.5183 USD

Sale

4,732

73.1758 USD

Sale

4,900

73.5289 USD

Sale

5,000

73.4101 USD

Sale

7,202

73.8475 USD

Sale

7,600

73.5751 USD

Sale

7,649

74.9435 USD

Sale

9,500

74.0415 USD

Sale

12,954

73.2820 USD

Sale

16,152

74.3390 USD

Sale

16,704

73.9281 USD

Sale

21,823

74.2907 USD

Sale

21,844

74.0606 USD

Sale

23,100

74.0528 USD

Sale

27,175

73.5016 USD

Sale

30,316

73.2300 USD

Sale

37,983

73.3285 USD

Sale

41,672

74.0985 USD

Sale

52,600

73.7325 USD

Sale

55,400

73.5872 USD

Sale

72,692

73.3297 USD

Sale

118,765

73.5369 USD

Sale

162,333

74.1738 USD

Sale

208,337

74.4573 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long

4,304

73.7892 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

1,000

65 USD

American

18 Sep 2020

11.6500 USD

Call Option Purchasing

400

70 USD

American

17 Jan 2020

5.9125 USD

Call Option Purchasing

200

75 USD

American

4 Oct 2019

0.4900 USD

Call Option Purchasing

200

75 USD

American

15 Nov 2019

1.7650 USD

Call Option Purchasing

400

75 USD

American

17 Jan 2020

3.8600 USD

Call Option Purchasing

11,400

75 USD

American

18 Sep 2020

5.4130 USD

Call Option Purchasing

1,200

76 USD

American

11 Oct 2019

0.3266 USD

Call Option Purchasing

700

77 USD

American

18 Oct 2019

0.2500 USD

Call Option Purchasing

3,000

78 USD

American

18 Oct 2019

0.3166 USD

Call Option Purchasing

9,100

78 USD

American

15 Nov 2019

0.9014 USD

Call Option Purchasing

6,100

78 USD

American

17 Jan 2020

1.9277 USD

Call Option Purchasing

200

78 USD

American

18 Sep 2020

4.7500 USD

Call Option Purchasing

500

80 USD

American

15 Nov 2019

0.5200 USD

Call Option Purchasing

2,900

80 USD

American

17 Jan 2020

1.3806 USD

Call Option Purchasing

300

80 USD

American

21 Feb 2020

1.7100 USD

Call Option Purchasing

500

80 USD

American

19 Jun 2020

3.1000 USD

Call Option Purchasing

600

83 USD

American

15 Nov 2019

0.3200 USD

Call Option Purchasing

500

83 USD

American

17 Jan 2020

1.0520 USD

Call Option Purchasing

1,600

85 USD

American

17 Jan 2020

0.6506 USD

Call Option Selling

200

70 USD

American

18 Oct 2019

3.5000 USD

Call Option Selling

100

70 USD

American

17 Jan 2020

6.8900 USD

Call Option Selling

11,400

70 USD

American

21 Feb 2020

6.0021 USD

Call Option Selling

10,600

73 USD

American

4 Oct 2019

1.6333 USD

Call Option Selling

300

73 USD

American

25 Oct 2019

4.0100 USD

Call Option Selling

200

73 USD

American

15 Nov 2019

2.9400 USD

Call Option Selling

100

73 USD

American

17 Jan 2020

4.9000 USD

Call Option Selling

600

74 USD

American

4 Oct 2019

1.0633 USD

Call Option Selling

100

74 USD

American

1 Nov 2019

2.0200 USD

Call Option Selling

2,400

75 USD

American

4 Oct 2019

0.3145 USD

Call Option Selling

5,700

75 USD

American

4 Oct 2019

0.5663 USD

Call Option Selling

200

75 USD

American

17 Jan 2020

2.8700 USD

Call Option Selling

2,100

76 USD

American

4 Oct 2019

0.1919 USD

Call Option Selling

100

77 USD

American

4 Oct 2019

0.0900 USD

Call Option Selling

3,000

77 USD

American

18 Oct 2019

0.5066 USD

Call Option Selling

4,000

78 USD

American

4 Oct 2019

0.0400 USD

Call Option Selling

600

85 USD

American

15 Nov 2019

0.1700 USD

Put Option Purchasing

300

38 USD

American

21 Jan 2022

2.2200 USD

Put Option Purchasing

1,300

60 USD

American

17 Jan 2020

0.8653 USD

Put Option Purchasing

900

63 USD

American

17 Jan 2020

1.0555 USD

Put Option Purchasing

2,200

65 USD

American

15 Nov 2019

0.5368 USD

Put Option Purchasing

400

65 USD

American

17 Jan 2020

1.5775 USD

Put Option Purchasing

1,000

68 USD

American

18 Oct 2019

0.2300 USD

Put Option Purchasing

100

68 USD

American

15 Nov 2019

1.1000 USD

Put Option Purchasing

1,100

68 USD

American

21 Feb 2020

2.5900 USD

Put Option Purchasing

100

69 USD

American

11 Oct 2019

0.1800 USD

Put Option Purchasing

4,800

70 USD

American

15 Nov 2019

1.6912 USD

Put Option Purchasing

200

70 USD

American

17 Jan 2020

3.0550 USD

Put Option Purchasing

3,400

70 USD

American

19 Jun 2020

5.1023 USD

Put Option Purchasing

200

72 USD

American

4 Oct 2019

0.2050 USD

Put Option Purchasing

100

72 USD

American

18 Oct 2019

1.2200 USD

Put Option Purchasing

1,400

73 USD

American

4 Oct 2019

0.4028 USD

Put Option Purchasing

2,800

75 USD

American

4 Oct 2019

0.7132 USD

Put Option Purchasing

200

75 USD

American

4 Oct 2019

0.7550 USD

Put Option Purchasing

1,400

75 USD

American

15 Nov 2019

3.4271 USD

Put Option Purchasing

100

76 USD

American

4 Oct 2019

1.5800 USD

Put Option Selling

1,500

45 USD

American

17 Jan 2020

0.0900 USD

Put Option Selling

1,000

60 USD

American

18 Oct 2019

0.0400 USD

Put Option Selling

100

68 USD

American

19 Jun 2020

4.4500 USD

Put Option Selling

100

69 USD

American

18 Oct 2019

0.4200 USD

Put Option Selling

100

71 USD

American

4 Oct 2019

0.1400 USD

Put Option Selling

500

73 USD

American

4 Oct 2019

0.3700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

4 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Call Options Purchased

700

50.0000

American Jan 15, 2021
Put Options Written

99,500

60.0000

American Jun 19, 2020
Call Options Purchased

400

67.5000

American Oct 4, 2019
Put Options Written

350,000

65.0000

American Jan 17, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Call Options Purchased

4,400

82.5000

American Nov 15, 2019
Call Options Purchased

13,300

72.5000

American Nov 15, 2019
Call Options Purchased

16,200

70.0000

American Nov 15, 2019
Call Options Purchased

8,000

68.0000

American Oct 25, 2019
Put Options Written

200

75.0000

American Jun 19, 2020
Put Options Written

800

82.5000

American Jan 17, 2020
Call Options Purchased

200

55.0000

American Sep 18, 2020
Call Options Purchased

200

75.0000

American May 15, 2020
Put Options Written

18,100

62.5000

American Oct 18, 2019
Call Options Purchased

100

72.5000

American Sep 18, 2020
Call Options Purchased

3,600

72.5000

American Feb 21, 2020
Call Options Purchased

1,000

66.5000

American Oct 11, 2019
Put Options Written

1,000

82.5000

American Jan 15, 2021
Put Options Written

5,200

77.5000

American Jan 17, 2020
Put Options Written

3,000

50.0000

American Nov 15, 2019
Call Options Purchased

400

70.0000

American Oct 25, 2019
Call Options Written

-300

120.0000

American Jan 15, 2021
Call Options Written

-3,500

74.5000

American Oct 4, 2019
Put Options Purchased

-700

65.0000

American Jan 15, 2021
Call Options Written

-1,100

68.0000

American Oct 4, 2019
Put Options Purchased

-3,400

75.0000

American Nov 15, 2019
Put Options Purchased

-1,000

70.0000

American Oct 25, 2019
Put Options Purchased

-3,600

50.0000

American Jan 15, 2021
Call Options Written

-900

135.0000

American Jan 15, 2021
Call Options Written

-7,300

97.5000

American Jan 17, 2020
Call Options Written

-20,000

90.0000

American Jun 19, 2020
Put Options Purchased

-300

66.5000

American Oct 4, 2019
Call Options Written

-300

92.5000

American Sep 18, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-1,500

130.0000

American Jan 15, 2021
Call Options Written

-200

78.0000

American Oct 18, 2019
Put Options Purchased

-3,700

65.0000

American Jan 17, 2020
Put Options Purchased

-100

72.0000

American Oct 18, 2019
Put Options Purchased

-1,300

75.0000

American Feb 21, 2020
Call Options Written

-1,000

77.5000

American Oct 4, 2019
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-1,200

37.5000

American Jan 21, 2022
Put Options Purchased

-4,500

57.5000

American Jan 17, 2020
Put Options Purchased

-1,700

57.5000

American Nov 15, 2019
Put Options Purchased

-5,100

47.5000

American Jun 19, 2020
Call Options Written

-8,500

70.0000

American Feb 21, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-400

70.0000

American Oct 11, 2019
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Call Options Purchased

100

80.0000

American Oct 11, 2019
Put Options Written

50,000

57.5000

American Jan 17, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Call Options Purchased

500

67.5000

American Feb 21, 2020
Put Options Written

100

67.5000

American Oct 4, 2019
Call Options Purchased

2,000

72.0000

American Oct 4, 2019
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

49,600

95.0000

American Jan 17, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Put Options Written

4,200

45.0000

American Jan 17, 2020
Put Options Written

73,000

70.0000

American Jan 17, 2020
Put Options Written

2,600

50.0000

American Jan 17, 2020
Call Options Purchased

36,000

80.0000

American Jan 17, 2020
Put Options Written

302,400

60.0000

American Jan 15, 2021
Call Options Purchased

5,400

77.5000

American Oct 18, 2019
Put Options Written

200

68.5000

American Oct 4, 2019
Put Options Written

300

62.5000

American Sep 18, 2020
Call Options Purchased

2,400

50.0000

American Jun 19, 2020
Call Options Purchased

100

73.5000

American Oct 4, 2019
Call Options Purchased

200

72.5000

American Oct 4, 2019
Put Options Written

1,000

72.5000

American Feb 21, 2020
Call Options Purchased

900

72.5000

American Oct 25, 2019
Call Options Purchased

200

85.0000

American Feb 21, 2020
Call Options Purchased

4,000

55.0000

American Jan 17, 2020
Put Options Written

3,300

47.5000

American Jan 17, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Put Options Written

100

65.0000

American Oct 4, 2019
Call Options Written

-11,400

130.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-900

77.5000

American Nov 15, 2019
Put Options Purchased

-1,000

68.0000

American Oct 18, 2019
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-10,900

82.5000

American Nov 15, 2019
Put Options Purchased

-100

73.5000

American Oct 4, 2019
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options Purchased

-4,500

67.0000

American Oct 25, 2019
Put Options Purchased

-14,500

55.0000

American Jan 17, 2020
Put Options Purchased

-2,600

55.0000

American Jan 15, 2021
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Call Options Written

-7,800

76.0000

American Oct 4, 2019
Put Options Purchased

-600

72.5000

American Nov 15, 2019
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Call Options Purchased

400

70.0000

American Jun 19, 2020
Put Options Written

200

87.5000

American Nov 15, 2019
Call Options Purchased

100

75.0000

American Oct 11, 2019
Put Options Written

7,000

76.0000

American Oct 4, 2019
Put Options Written

1,800

74.0000

American Oct 4, 2019
Call Options Purchased

200

80.0000

American Oct 25, 2019
Call Options Purchased

10,800

75.0000

American Oct 4, 2019
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Call Options Purchased

18,400

72.5000

American Jan 17, 2020
Call Options Purchased

100

105.0000

American Jun 19, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Put Options Written

6,600

62.5000

American Jan 17, 2020
Call Options Purchased

100

75.0000

American Nov 1, 2019
Call Options Purchased

3,200

70.0000

American Oct 4, 2019
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

400

62.5000

American May 15, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Call Options Written

-500

95.0000

American Sep 18, 2020
Call Options Written

-1,600

75.0000

American Jan 15, 2021
Put Options Purchased

-5,800

40.0000

American Jan 21, 2022
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-1,500

92.5000

American Nov 15, 2019
Call Options Written

-12,100

95.0000

American Jan 17, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Put Options Purchased

-600

55.0000

American Jun 19, 2020
Put Options Purchased

-4,300

50.0000

American Jun 19, 2020
Call Options Written

-14,700

87.5000

American Nov 15, 2019
Call Options Written

-800

125.0000

American Jan 17, 2020
Put Options Purchased

-500

75.0000

American May 15, 2020
Put Options Purchased

-700

66.0000

American Nov 1, 2019
Call Options Written

-2,600

105.0000

American Nov 15, 2019
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Put Options Purchased

-28,900

60.0000

American Jan 17, 2020
Call Options Written

-400

110.0000

American Jun 19, 2020
Put Options Purchased

-1,000

50.0000

American Sep 18, 2020
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Purchased

-2,800

74.5000

American Oct 4, 2019
Call Options Written

-100

67.5000

American Sep 18, 2020
Call Options Written

-1,200

85.0000

American Sep 18, 2020
Put Options Written

800

42.5000

American Jan 21, 2022
Put Options Written

151,000

65.0000

American Jun 19, 2020
Put Options Written

3,000

62.5000

American Feb 21, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Call Options Purchased

200

67.5000

American Jan 15, 2021
Call Options Purchased

1,600

70.0000

American Jan 15, 2021
Put Options Written

125,000

80.0000

American Jan 15, 2021
Call Options Purchased

25,600

67.5000

American Nov 15, 2019
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

1,000

65.0000

American Sep 18, 2020
Call Options Purchased

600

87.5000

American Feb 21, 2020
Call Options Purchased

600

65.0000

American Jan 17, 2020
Put Options Written

100

77.5000

American Jan 15, 2021
Call Options Purchased

800

155.0000

American Jan 17, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

4,500

69.0000

American Oct 25, 2019
Call Options Purchased

1,000

82.5000

American Feb 21, 2020
Put Options Written

300

80.0000

American Jun 19, 2020
Call Options Purchased

103,200

77.5000

American Nov 15, 2019
Put Options Written

100

37.5000

American Jan 15, 2021
Put Options Written

32,800

57.5000

American Jun 19, 2020
Put Options Purchased

-1,300

72.5000

American Oct 18, 2019
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-16,900

85.0000

American Nov 15, 2019
Put Options Purchased

-1,000

105.0000

American Jun 19, 2020
Put Options Purchased

-2,200

70.0000

American Jan 15, 2021
Call Options Written

-6,900

105.0000

American Jan 17, 2020
Call Options Written

-13,400

100.0000

American Jan 15, 2021
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Call Options Written

-200

70.0000

American Jan 21, 2022
Call Options Written

-100

75.0000

American Jun 19, 2020
Call Options Written

-4,100

115.0000

American Jan 17, 2020
Call Options Written

-400

82.5000

American Jun 19, 2020
Call Options Written

-2,200

100.0000

American Feb 21, 2020
Call Options Written

-400

67.5000

American Jun 19, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-300

110.0000

American Sep 18, 2020
Call Options Written

-800

92.5000

American Jan 15, 2021
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Call Options Written

-75,000

70.0000

American Jan 15, 2021
Put Options Purchased

-500

68.5000

American Oct 25, 2019
Put Options Written

7,000

76.5000

American Oct 4, 2019
Put Options Written

4,400

77.0000

American Oct 4, 2019
Put Options Written

3,200

85.0000

American Jan 17, 2020
Call Options Purchased

1,200

76.5000

American Oct 4, 2019
Put Options Written

800

55.0000

American Feb 21, 2020
Call Options Purchased

400

47.5000

American Jun 19, 2020
Put Options Written

300

77.5000

American Sep 18, 2020
Call Options Purchased

200

73.0000

American Oct 11, 2019
Call Options Purchased

5,000

90.0000

American Feb 21, 2020
Put Options Written

400

70.0000

American Feb 21, 2020
Call Options Purchased

3,200

55.0000

American Feb 21, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Put Options Written

9,900

74.0000

American Oct 18, 2019
Call Options Purchased

1,300

76.0000

American Oct 11, 2019
Call Options Purchased

200

110.0000

American Jan 21, 2022
Call Options Purchased

100

60.0000

American Jan 15, 2021
Call Options Purchased

18,700

60.0000

American Jan 17, 2020
Put Options Written

1,100

71.0000

American Oct 4, 2019
Put Options Written

500

67.5000

American Jan 17, 2020
Call Options Purchased

200

70.0000

American Oct 11, 2019
Call Options Purchased

100

62.5000

American Sep 18, 2020
Put Options Written

100

59.5000

American Oct 25, 2019
Call Options Purchased

29,600

80.0000

American Nov 15, 2019
Call Options Purchased

18,600

70.0000

American Jan 17, 2020
Call Options Purchased

11,000

75.0000

American Sep 18, 2020
Call Options Purchased

1,600

68.5000

American Oct 4, 2019
Call Options Purchased

1,000

64.0000

American Oct 11, 2019
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Call Options Purchased

6,500

65.0000

American Nov 15, 2019
Call Options Written

-400

73.5000

American Nov 1, 2019
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-3,100

145.0000

American Jan 17, 2020
Put Options Purchased

-8,200

75.0000

American Jan 17, 2020
Call Options Written

-300

130.0000

American Jun 19, 2020
Put Options Purchased

-13,100

69.0000

American Oct 25, 2019
Put Options Purchased

-600

60.0000

American Feb 21, 2020
Put Options Purchased

-1,100

80.0000

American Jan 15, 2021
Put Options Purchased

-1,400

45.0000

American Jan 15, 2021
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Put Options Purchased

-2,800

72.5000

American Jun 19, 2020
Put Options Purchased

-5,000

35.0000

American Jan 15, 2021
Put Options Purchased

-73,000

67.5000

American Jan 15, 2021
Call Options Written

-900

90.0000

American Sep 18, 2020
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Call Options Written

-2,000

78.0000

American Oct 4, 2019
Put Options Purchased

-17,200

65.0000

American Nov 15, 2019
Call Options Written

-600

72.5000

American Jun 19, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Put Options Purchased

-3,100

57.5000

American Oct 18, 2019
Put Options Purchased

-200

72.0000

American Oct 4, 2019
Call Options Written

-100,100

120.0000

American Jan 17, 2020
Put Options Purchased

-500

71.0000

American Oct 18, 2019
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

6,100

80.0000

American Jan 17, 2020
Call Options Purchased

300

75.5000

American Nov 1, 2019
Call Options Purchased

10,000

75.0000

American Oct 18, 2019
Put Options Written

400

60.0000

American Oct 18, 2019
Call Options Purchased

4,100

74.0000

American Oct 25, 2019
Call Options Purchased

25,400

75.0000

American Nov 15, 2019
Put Options Written

100

80.0000

American Nov 15, 2019
Call Options Purchased

10,200

67.5000

American Jan 17, 2020
Put Options Written

100

62.5000

American Oct 4, 2019
Put Options Written

200

55.0000

American Nov 15, 2019
Call Options Purchased

4,300

75.0000

American Feb 21, 2020
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

26,900

70.0000

American Jun 19, 2020
Call Options Purchased

9,500

80.0000

American Feb 21, 2020
Call Options Purchased

6,600

72.5000

American Oct 18, 2019
Put Options Written

1,500

45.0000

American Nov 15, 2019
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Put Options Purchased

-1,700

87.5000

American Jan 17, 2020
Put Options Purchased

-300

42.5000

American Nov 15, 2019
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Purchased

-9,000

69.5000

American Oct 25, 2019
Put Options Purchased

-2,100

40.0000

American Jan 15, 2021
Put Options Purchased

-6,500

70.0000

American Jan 17, 2020
Put Options Purchased

-300

75.0000

American Oct 4, 2019
Put Options Purchased

-300

70.5000

American Oct 4, 2019
Put Options Purchased

-1,600

69.5000

American Oct 11, 2019
Call Options Written

-500

87.5000

American Jun 19, 2020
Put Options Purchased

-9,500

72.5000

American Jan 15, 2021
Call Options Written

-53,500

82.5000

American Jan 17, 2020
Call Options Written

-200

62.5000

American Jun 19, 2020
Put Options Purchased

-1,600

68.0000

American Oct 25, 2019
Call Options Written

-2,300

76.5000

American Oct 18, 2019
Call Options Written

-100

90.0000

American Jan 15, 2021
Call Options Written

-100

180.0000

American Jan 17, 2020
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Call Options Purchased

9,000

68.5000

American Oct 25, 2019
Call Options Purchased

16,800

70.0000

American Oct 18, 2019
Call Options Purchased

3,200

80.0000

American Jun 19, 2020
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Put Options Written

500

72.5000

American Oct 4, 2019
Put Options Written

300

67.0000

American Oct 11, 2019
Put Options Written

75,000

70.0000

American Jan 15, 2021
Call Options Purchased

6,800

85.0000

American Jun 19, 2020
Call Options Purchased

500

85.0000

American May 15, 2020
Call Options Purchased

100

78.0000

American Oct 11, 2019
Call Options Purchased

2,000

50.0000

American Jan 17, 2020
Call Options Purchased

100

71.0000

American Oct 25, 2019
Put Options Written

100

72.5000

American Sep 18, 2020
Put Options Written

200

45.0000

American Jan 21, 2022
Call Options Purchased

400

57.5000

American Sep 18, 2020
Put Options Written

100

65.0000

American Sep 18, 2020
Put Options Written

2,500

67.5000

American Jun 19, 2020
Put Options Written

6,000

105.0000

American Jan 17, 2020
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Call Options Written

-1,000

100.0000

American Nov 15, 2019
Call Options Written

-6,600

105.0000

American Jan 15, 2021
Put Options Purchased

-100

71.0000

American Oct 11, 2019
Call Options Written

-15,500

87.5000

American Jan 17, 2020
Call Options Written

-11,100

85.0000

American Jan 17, 2020
Put Options Purchased

-39,700

67.5000

American Nov 15, 2019
Call Options Written

-69,400

100.0000

American Jan 17, 2020
Put Options Purchased

-300

68.0000

American Oct 11, 2019
Put Options Purchased

-11,300

70.0000

American Oct 18, 2019
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-3,100

62.5000

American Jan 17, 2020
Put Options Purchased

-100

67.5000

American Feb 21, 2020
Call Options Written

-10,400

100.0000

American Jun 19, 2020
Put Options Purchased

-1,900

73.0000

American Oct 4, 2019
Call Options Written

-200

105.0000

American Sep 18, 2020
Put Options Purchased

-200

55.0000

American Oct 18, 2019
Put Options Purchased

-27,500

62.5000

American Nov 15, 2019
Call Options Written

-13,800

90.0000

American Nov 15, 2019
Put Options Written

400

85.0000

American Jan 15, 2021
Put Options Written

100

62.5000

American Oct 25, 2019
Call Options Purchased

1,100

77.0000

American Oct 4, 2019
Call Options Purchased

1,300

80.0000

American Sep 18, 2020
Put Options Written

8,500

65.0000

American Feb 21, 2020
Put Options Written

2,300

47.5000

American Nov 15, 2019
Call Options Purchased

1,500

77.5000

American Feb 21, 2020
Call Options Purchased

4,400

67.5000

American Oct 18, 2019
Call Options Purchased

3,700

77.5000

American Jan 15, 2021
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Call Options Purchased

4,000

75.0000

American Jan 17, 2020
Put Options Written

100

63.0000

American Oct 11, 2019
Put Options Written

400

72.5000

American May 15, 2020
Call Options Purchased

200

74.0000

American Oct 18, 2019
Put Options Written

15,800

65.0000

American Oct 18, 2019
Call Options Purchased

13,500

77.5000

American Jan 17, 2020
Call Options Purchased

100

80.0000

American Oct 18, 2019
Put Options Written

100

70.0000

American Oct 4, 2019
Put Options Written

5,100

69.0000

American Oct 4, 2019
Put Options Written

100

69.0000

American Oct 18, 2019
Put Options Written

1,100

45.0000

American Jun 19, 2020
Call Options Purchased

800

77.5000

American Oct 11, 2019
Put Options Written

4,000

59.5000

American Oct 11, 2019
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Call Options Written

-3,100

95.0000

American Jan 15, 2021
Call Options Written

-400

80.0000

American Jan 15, 2021
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Call Options Written

-13,300

90.0000

American Jan 17, 2020
Put Options Purchased

-13,900

70.0000

American Nov 15, 2019
Call Options Written

-10,400

73.0000

American Oct 4, 2019
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Call Options Written

-6,500

95.0000

American Nov 15, 2019
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Put Options Purchased

-2,000

72.5000

American Jan 17, 2020
Call Options Written

-6,900

92.5000

American Jan 17, 2020
Call Options Written

-100

62.5000

American Nov 15, 2019
Call Options Written

-5,000

100.0000

American Sep 18, 2020
Call Options Written

-100

72.5000

American Oct 11, 2019
Put Options Purchased

-1,000

62.0000

American Oct 11, 2019
Put Options Purchased

-15,500

67.5000

American Oct 18, 2019
Call Options Written

-500

62.5000

American Oct 18, 2019
Put Options Purchased

-6,800

100.0000

American Jan 17, 2020
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Put Options Purchased

-12,700

60.0000

American Nov 15, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677525
Time of Receipt (offset from UTC): 20191004T083909+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC