FORM 8.3 - ALLERGAN AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,424,107

1.04%

1,994,932

0.61%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

1,919,420

0.59%

 

(3)

Options and agreements to
purchase/sell:

687,900

0.21%

403,600

0.12%

 
TOTAL:

5,780,207

1.76%

4,317,952

1.32%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

167.5500 USD

Purchase

4

166.8100 USD

Purchase

9

166.6600 USD

Purchase

10

166.5100 USD

Purchase

16

166.6993 USD

Purchase

62

166.5059 USD

Purchase

77

167.9394 USD

Purchase

100

166.6124 USD

Purchase

100

166.5700 USD

Purchase

100

166.5500 USD

Purchase

100

167.4100 USD

Purchase

100

166.8000 USD

Purchase

100

167.5200 USD

Purchase

100

167.5700 USD

Purchase

104

166.7857 USD

Purchase

121

167.5968 USD

Purchase

173

168.1844 USD

Purchase

200

167.5300 USD

Purchase

200

166.6000 USD

Purchase

201

166.6989 USD

Purchase

202

167.7133 USD

Purchase

238

167.6717 USD

Purchase

301

166.7320 USD

Purchase

396

167.8596 USD

Purchase

400

167.6325 USD

Purchase

471

166.6711 USD

Purchase

500

166.6640 USD

Purchase

547

166.6424 USD

Purchase

800

167.0156 USD

Purchase

810

166.6643 USD

Purchase

830

167.9450 USD

Purchase

900

166.6036 USD

Purchase

1,088

166.4596 USD

Purchase

1,100

166.6109 USD

Purchase

1,143

167.1020 USD

Purchase

1,200

167.5275 USD

Purchase

1,200

166.6229 USD

Purchase

1,209

166.7004 USD

Purchase

1,324

167.6820 USD

Purchase

1,335

167.2091 USD

Purchase

1,400

167.7292 USD

Purchase

1,400

166.6846 USD

Purchase

1,400

167.7293 USD

Purchase

2,501

166.8535 USD

Purchase

2,601

166.7012 USD

Purchase

2,700

166.8418 USD

Purchase

3,035

166.6538 USD

Purchase

3,618

167.2617 USD

Purchase

4,500

166.6613 USD

Purchase

5,613

166.6997 USD

Purchase

5,786

166.5291 USD

Purchase

6,000

167.8707 USD

Purchase

7,213

167.1819 USD

Purchase

9,600

167.3737 USD

Purchase

11,962

167.1719 USD

Purchase

14,174

167.5595 USD

Purchase

30,200

167.6462 USD

Purchase

106,268

167.0677 USD

Purchase

169,601

167.4136 USD

Purchase

201,312

167.5000 USD

Sale

9

166.6566 USD

Sale

13

166.7061 USD

Sale

16

166.6994 USD

Sale

16

166.7000 USD

Sale

17

166.7217 USD

Sale

19

166.7021 USD

Sale

38

167.4700 USD

Sale

39

166.4748 USD

Sale

74

167.7300 USD

Sale

80

168.0037 USD

Sale

100

167.7200 USD

Sale

100

166.5900 USD

Sale

100

167.4100 USD

Sale

100

166.4900 USD

Sale

100

166.5300 USD

Sale

100

166.7400 USD

Sale

100

167.6800 USD

Sale

100

167.6250 USD

Sale

106

167.6420 USD

Sale

198

166.5910 USD

Sale

200

166.6550 USD

Sale

200

167.7100 USD

Sale

229

167.8005 USD

Sale

294

167.0065 USD

Sale

300

167.3700 USD

Sale

316

167.7032 USD

Sale

355

167.6829 USD

Sale

400

167.7525 USD

Sale

400

167.9975 USD

Sale

402

166.5975 USD

Sale

451

167.5255 USD

Sale

458

166.6415 USD

Sale

735

167.2613 USD

Sale

830

167.9450 USD

Sale

963

167.1111 USD

Sale

1,048

167.7363 USD

Sale

1,088

166.4596 USD

Sale

1,099

167.7130 USD

Sale

1,400

167.7292 USD

Sale

1,475

167.3843 USD

Sale

1,800

167.2219 USD

Sale

1,900

167.3015 USD

Sale

2,000

166.8295 USD

Sale

2,000

167.7293 USD

Sale

2,171

167.7155 USD

Sale

2,221

167.7860 USD

Sale

2,285

167.0016 USD

Sale

2,603

167.7417 USD

Sale

5,700

167.0536 USD

Sale

6,594

166.4600 USD

Sale

7,789

167.5427 USD

Sale

9,200

166.9465 USD

Sale

9,299

167.0430 USD

Sale

9,632

167.3648 USD

Sale

10,250

167.6648 USD

Sale

13,700

167.5585 USD

Sale

13,772

167.0009 USD

Sale

15,962

167.0076 USD

Sale

16,500

167.6464 USD

Sale

16,503

167.1763 USD

Sale

16,576

166.7102 USD

Sale

18,500

167.0260 USD

Sale

19,378

166.6799 USD

Sale

21,162

167.2987 USD

Sale

27,947

167.1340 USD

Sale

28,300

167.6693 USD

Sale

108,917

167.4500 USD

Sale

201,312

167.5000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

1,000

125 USD American 17 Jan 2020 42.1000 USD
Call Option Purchasing

100

170 USD American 17 Jan 2020 5.4000 USD
Call Option Purchasing

600

180 USD American 21 Feb 2020 2.3000 USD
Call Option Purchasing

1,000

185 USD American 15 Nov 2019 0.1300 USD
Call Option Selling

100

145 USD American 15 Nov 2019 23.2000 USD
Call Option Selling

1,000

150 USD American 17 Jan 2020 20.1000 USD
Call Option Selling

1,000

165 USD American 15 Nov 2019 6.0000 USD
Put Option Purchasing

9,600

165 USD American 18 Oct 2019 1.3400 USD
Put Option Purchasing

1,100

168 USD American 4 Oct 2019 0.6136 USD
Put Option Selling

9,600

160 USD American 18 Oct 2019 0.9600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

4 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

100

135.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

2,100

175.0000

American

Jan 15, 2021

Call Options Purchased

15,900

165.0000

American

Nov 15, 2019

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

900

90.0000

American

Feb 21, 2020

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-8,600

165.0000

American

Oct 18, 2019

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Written

12,800

150.0000

American

Nov 15, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

200

120.0000

American

Oct 18, 2019

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options Purchased

900

145.0000

American

Nov 15, 2019

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Call Options Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-300

170.0000

American

Feb 21, 2020

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Put Options Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Call Options Written

-100

150.0000

American

Feb 21, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options Purchased

8,400

185.0000

American

Nov 15, 2019

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Put Options Written

200

140.0000

American

Oct 18, 2019

Put Options Written

400

125.0000

American

Jan 15, 2021

Call Options Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options Purchased

7,900

170.0000

American

Feb 21, 2020

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

6,000

160.0000

American

Jan 17, 2020

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options Purchased

3,200

165.0000

American

Jan 15, 2021

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

167.5000

American

Oct 4, 2019

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Call Options Written

-300

175.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Put Options Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

165.0000

American

Nov 15, 2019

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options Purchased

800

125.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options Written

22,500

140.0000

American

Jan 17, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

700

175.0000

American

Nov 15, 2019

Put Options Written

9,600

160.0000

American

Oct 18, 2019

Put Options Written

8,500

160.0000

American

Feb 21, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

100

140.0000

American

Jan 15, 2021

Call Options Purchased

100

180.0000

American

Jun 19, 2020

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-600

205.0000

American

Jan 17, 2020

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Put Options Purchased

-300

145.0000

American

Nov 15, 2019

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-500

150.0000

American

Jan 15, 2021

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Put Options Purchased

-400

170.0000

American

Nov 15, 2019

Call Options Written

-4,300

155.0000

American

Jan 17, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Put Options Written

500

230.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Call Options Written

-500

135.0000

American

Dec 20, 2019

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-100

105.0000

American

Jan 17, 2020

Put Options Purchased

-800

175.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Call Options Purchased

3,400

175.0000

American

Feb 21, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Put Options Written

900

135.0000

American

Jan 17, 2020

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

500

80.0000

American

Nov 15, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Written

3,000

200.0000

American

Dec 20, 2019

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Call Options Purchased

1,700

180.0000

American

Feb 21, 2020

Call Options Purchased

200

165.0000

American

Oct 18, 2019

Put Options Written

700

145.0000

American

Feb 21, 2020

Put Options Written

6,400

160.0000

American

Dec 20, 2019

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Put Options Written

16,300

150.0000

American

Feb 21, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Put Options Purchased

-1,900

160.0000

American

Nov 15, 2019

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-2,000

130.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677519
Time of Receipt (offset from UTC): 20191004T082349+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC