Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 02 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,410,165

1.04%

1,995,648

0.61%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

1,919,420

0.59%

 

(3)

Options and agreements to
purchase/sell:

688,800

0.21%

404,100

0.12%

 
TOTAL:

5,767,165

1.76%

4,319,168

1.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

83

165.3300 USD
Purchase

100

165.4700 USD
Purchase

100

165.9600 USD
Purchase

100

165.5762 USD
Purchase

102

165.3800 USD
Purchase

200

165.2275 USD
Purchase

200

165.2500 USD
Purchase

200

165.3900 USD
Purchase

200

165.3950 USD
Purchase

200

165.7450 USD
Purchase

267

165.4323 USD
Purchase

300

165.6566 USD
Purchase

300

165.4300 USD
Purchase

300

165.5466 USD
Purchase

400

165.4650 USD
Purchase

400

165.4275 USD
Purchase

425

165.3041 USD
Purchase

550

165.4254 USD
Purchase

610

165.4011 USD
Purchase

678

165.4895 USD
Purchase

782

165.4126 USD
Purchase

786

165.4696 USD
Purchase

798

165.3987 USD
Purchase

799

165.4162 USD
Purchase

1,051

165.3980 USD
Purchase

1,308

165.4078 USD
Purchase

1,424

165.3325 USD
Purchase

1,463

165.3409 USD
Purchase

1,500

165.5483 USD
Purchase

1,600

165.5340 USD
Purchase

1,897

165.3879 USD
Purchase

1,924

165.5005 USD
Purchase

1,992

165.4538 USD
Purchase

2,015

165.4108 USD
Purchase

2,400

165.4035 USD
Purchase

2,653

165.3899 USD
Purchase

2,831

165.4315 USD
Purchase

3,753

165.3524 USD
Purchase

3,804

165.4127 USD
Purchase

4,000

165.4682 USD
Purchase

4,398

165.3721 USD
Purchase

4,597

165.4628 USD
Purchase

4,719

165.3990 USD
Purchase

4,729

165.3504 USD
Purchase

5,004

165.5518 USD
Purchase

5,267

165.3831 USD
Purchase

6,000

165.4321 USD
Purchase

7,489

165.4597 USD
Purchase

8,305

165.3669 USD
Purchase

8,763

165.3299 USD
Purchase

9,327

165.4076 USD
Purchase

10,600

165.4252 USD
Purchase

11,057

165.3618 USD
Purchase

15,244

165.4000 USD
Purchase

26,213

165.3653 USD
Purchase

32,853

165.4242 USD
Purchase

95,578

165.4441 USD
Sale

1

165.2300 USD
Sale

2

165.9700 USD
Sale

5

165.3100 USD
Sale

90

165.2500 USD
Sale

100

165.4200 USD
Sale

100

165.2000 USD
Sale

100

166.0300 USD
Sale

100

165.4100 USD
Sale

100

165.4300 USD
Sale

100

165.4500 USD
Sale

100

165.8200 USD
Sale

102

165.5662 USD
Sale

143

165.3425 USD
Sale

189

165.5600 USD
Sale

200

165.4250 USD
Sale

200

165.4400 USD
Sale

210

165.4786 USD
Sale

297

165.2043 USD
Sale

300

165.3533 USD
Sale

300

165.7900 USD
Sale

300

165.4900 USD
Sale

338

165.5365 USD
Sale

400

165.5225 USD
Sale

471

165.4095 USD
Sale

502

165.3899 USD
Sale

502

165.3900 USD
Sale

900

165.4977 USD
Sale

1,000

165.4495 USD
Sale

1,297

165.4606 USD
Sale

1,767

165.4806 USD
Sale

2,259

165.4764 USD
Sale

2,270

165.4039 USD
Sale

2,894

165.4310 USD
Sale

3,009

165.4573 USD
Sale

3,600

165.4622 USD
Sale

5,300

165.4225 USD
Sale

5,430

165.4715 USD
Sale

5,600

165.4270 USD
Sale

6,094

165.4000 USD
Sale

6,599

165.4343 USD
Sale

8,545

165.4580 USD
Sale

9,573

165.4655 USD
Sale

10,327

165.4219 USD
Sale

16,144

165.4708 USD
Sale

16,635

165.4941 USD
Sale

20,000

165.4047 USD
Sale

22,590

165.4492 USD
Sale

25,908

165.4216 USD
Sale

28,431

165.4021 USD
Sale

83,750

165.3654 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

500

175 USD American 15 Nov 2019 1.0500 USD
Call Option Purchasing

400

175 USD American 21 Feb 2020 3.7500 USD
Call Option Selling

500

170 USD American 18 Oct 2019 1.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

900

90.0000

American

Feb 21, 2020

Call Options Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Put Options Written

100

135.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

2,100

175.0000

American

Jan 15, 2021

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-8,600

165.0000

American

Oct 18, 2019

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

165.0000

American

Jan 17, 2020

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Put Options Written

200

120.0000

American

Oct 18, 2019

Call Options Purchased

900

145.0000

American

Nov 15, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Call Options Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options Written

12,800

150.0000

American

Nov 15, 2019

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Call Options Written

-100

150.0000

American

Feb 21, 2020

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-300

170.0000

American

Feb 21, 2020

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Written

300

100.0000

American

Dec 20, 2019

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options Purchased

8,400

185.0000

American

Nov 15, 2019

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options Purchased

6,000

160.0000

American

Jan 17, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

7,900

170.0000

American

Feb 21, 2020

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

3,200

165.0000

American

Jan 15, 2021

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

200

140.0000

American

Oct 18, 2019

Call Options Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options Written

-100

210.0000

American

Nov 15, 2019

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-300

175.0000

American

Jan 17, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Written

-500

170.0000

American

Oct 18, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

167.5000

American

Oct 4, 2019

Put Options Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Written

-500

220.0000

American

Jan 15, 2021

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

165.0000

American

Nov 15, 2019

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options Written

9,600

160.0000

American

Oct 18, 2019

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Call Options Purchased

800

125.0000

American

Jan 17, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

100

180.0000

American

Jun 19, 2020

Put Options Written

22,500

140.0000

American

Jan 17, 2020

Put Options Written

8,500

160.0000

American

Feb 21, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Call Options Purchased

1,200

175.0000

American

Nov 15, 2019

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-4,300

155.0000

American

Jan 17, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Put Options Purchased

-400

170.0000

American

Nov 15, 2019

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-500

150.0000

American

Jan 15, 2021

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Put Options Purchased

-300

145.0000

American

Nov 15, 2019

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Call Options Written

-100

240.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

500

230.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Call Options Written

-100

105.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Call Options Written

-500

135.0000

American

Dec 20, 2019

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-800

175.0000

American

Jan 17, 2020

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

500

80.0000

American

Nov 15, 2019

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

900

135.0000

American

Jan 17, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Put Options Written

3,000

200.0000

American

Dec 20, 2019

Put Options Written

6,400

160.0000

American

Dec 20, 2019

Call Options Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options Written

16,300

150.0000

American

Feb 21, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

700

145.0000

American

Feb 21, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Call Options Purchased

200

165.0000

American

Oct 18, 2019

Put Options Purchased

-1,900

160.0000

American

Nov 15, 2019

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-2,000

130.0000

American

Jan 17, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677478
Time of Receipt (offset from UTC): 20191003T131703+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC