FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,525,183

0.17%

3,745,709

0.25%

 

(2)

Derivatives (other than options):

1,617,801

0.11%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,126,000

0.14%

1,035,500

0.07%

 
TOTAL:

6,268,984

0.42%

4,797,709

0.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

8

75.8100 USD

Purchase

20

75.6800 USD

Purchase

44

75.8918 USD

Purchase

69

75.7788 USD

Purchase

69

75.7500 USD

Purchase

81

75.9100 USD

Purchase

100

76.0600 USD

Purchase

100

75.8450 USD

Purchase

100

75.7300 USD

Purchase

102

76.1100 USD

Purchase

135

75.8050 USD

Purchase

171

75.8200 USD

Purchase

200

75.9850 USD

Purchase

200

75.7650 USD

Purchase

200

75.8350 USD

Purchase

200

75.8750 USD

Purchase

200

75.7450 USD

Purchase

207

75.9252 USD

Purchase

227

75.4486 USD

Purchase

234

76.2567 USD

Purchase

264

76.1366 USD

Purchase

292

75.8173 USD

Purchase

300

75.8233 USD

Purchase

300

75.7566 USD

Purchase

300

75.8000 USD

Purchase

301

76.1166 USD

Purchase

342

75.8598 USD

Purchase

465

75.9229 USD

Purchase

600

75.8966 USD

Purchase

633

76.1756 USD

Purchase

692

75.8236 USD

Purchase

694

75.6079 USD

Purchase

700

76.1085 USD

Purchase

703

75.7785 USD

Purchase

855

76.1531 USD

Purchase

1,000

75.8120 USD

Purchase

1,099

76.1727 USD

Purchase

1,300

75.9611 USD

Purchase

1,467

75.8883 USD

Purchase

1,614

76.1285 USD

Purchase

1,800

75.8138 USD

Purchase

1,981

75.8466 USD

Purchase

2,264

75.8048 USD

Purchase

2,633

76.1570 USD

Purchase

2,749

75.8131 USD

Purchase

3,342

76.1113 USD

Purchase

5,284

75.7223 USD

Purchase

5,900

75.9600 USD

Purchase

6,100

75.8519 USD

Purchase

7,573

75.7184 USD

Purchase

8,147

75.7800 USD

Purchase

8,567

75.6509 USD

Purchase

9,366

76.1102 USD

Purchase

9,662

76.1551 USD

Purchase

9,767

76.1985 USD

Purchase

10,506

75.7936 USD

Purchase

15,370

75.7248 USD

Purchase

18,642

75.8763 USD

Purchase

22,741

76.1815 USD

Purchase

28,340

75.7232 USD

Purchase

30,069

75.8494 USD

Purchase

38,500

75.8257 USD

Purchase

47,916

75.7200 USD

Purchase

48,400

75.8596 USD

Purchase

52,582

76.1558 USD

Purchase

123,995

75.7157 USD

Purchase

222,867

75.9908 USD

Sale

37

75.7000 USD

Sale

42

76.1800 USD

Sale

48

75.9350 USD

Sale

68

75.8082 USD

Sale

100

75.4650 USD

Sale

100

75.8400 USD

Sale

100

75.8300 USD

Sale

103

76.1162 USD

Sale

108

75.8100 USD

Sale

192

75.8473 USD

Sale

200

75.7950 USD

Sale

200

75.7700 USD

Sale

200

75.3700 USD

Sale

200

75.8075 USD

Sale

200

75.9075 USD

Sale

200

76.0325 USD

Sale

226

75.8023 USD

Sale

235

75.8050 USD

Sale

282

75.9740 USD

Sale

292

75.8173 USD

Sale

300

75.8275 USD

Sale

300

75.7766 USD

Sale

300

75.2566 USD

Sale

300

75.8566 USD

Sale

314

75.8265 USD

Sale

363

75.7480 USD

Sale

395

75.7144 USD

Sale

400

75.3262 USD

Sale

470

75.9185 USD

Sale

477

76.0623 USD

Sale

493

76.0120 USD

Sale

500

75.9080 USD

Sale

500

75.7500 USD

Sale

500

76.1500 USD

Sale

600

75.8650 USD

Sale

654

75.8110 USD

Sale

696

76.0956 USD

Sale

700

75.8507 USD

Sale

760

75.6186 USD

Sale

793

75.9196 USD

Sale

800

75.6531 USD

Sale

864

75.7082 USD

Sale

900

75.7850 USD

Sale

900

75.7911 USD

Sale

1,141

75.8083 USD

Sale

1,400

75.8498 USD

Sale

1,800

75.8138 USD

Sale

2,000

75.7650 USD

Sale

2,024

76.0058 USD

Sale

2,117

76.0311 USD

Sale

2,184

76.0302 USD

Sale

2,200

75.9554 USD

Sale

2,300

75.8632 USD

Sale

2,430

75.7720 USD

Sale

2,494

75.8629 USD

Sale

2,982

76.2578 USD

Sale

3,299

76.0531 USD

Sale

3,423

75.9552 USD

Sale

3,498

75.5887 USD

Sale

3,900

75.6513 USD

Sale

4,432

75.9979 USD

Sale

4,600

75.8195 USD

Sale

5,397

75.9540 USD

Sale

5,563

76.0300 USD

Sale

5,956

75.8157 USD

Sale

6,300

76.0746 USD

Sale

7,004

75.8207 USD

Sale

8,224

75.9320 USD

Sale

8,286

75.9381 USD

Sale

9,393

75.7469 USD

Sale

9,800

75.9703 USD

Sale

10,164

75.8065 USD

Sale

15,496

76.0997 USD

Sale

20,150

75.8755 USD

Sale

23,889

76.0808 USD

Sale

25,801

75.7876 USD

Sale

35,900

75.8205 USD

Sale

36,740

75.7798 USD

Sale

36,980

75.9828 USD

Sale

40,800

75.8645 USD

Sale

43,660

76.0435 USD

Sale

48,261

75.9786 USD

Sale

51,835

75.7200 USD

Sale

60,314

76.1558 USD

Sale

89,866

75.9746 USD

Sale

111,310

75.7088 USD

Sale

159,981

74.8500 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

7,791

76.0001 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

58 USD

American

15 Jan 2021

18.9000 USD

Call Option

Purchasing

500

65 USD

American

17 Jan 2020

11.1100 USD

Call Option

Purchasing

400

68 USD

American

15 Nov 2019

8.1100 USD

Call Option

Purchasing

500

68 USD

American

17 Jan 2020

8.8400 USD

Call Option

Purchasing

4,700

73 USD

American

15 Nov 2019

4.2904 USD

Call Option

Purchasing

500

73 USD

American

17 Jan 2020

5.1600 USD

Call Option

Purchasing

100

75 USD

American

4 Oct 2019

1.5800 USD

Call Option

Purchasing

800

75 USD

American

15 Nov 2019

2.4800 USD

Call Option

Purchasing

400

75 USD

American

21 Feb 2020

4.5000 USD

Call Option

Purchasing

1,300

77 USD

American

4 Oct 2019

0.4500 USD

Call Option

Purchasing

1,500

78 USD

American

4 Oct 2019

0.1000 USD

Call Option

Purchasing

200

78 USD

American

18 Oct 2019

0.7100 USD

Call Option

Purchasing

700

78 USD

American

17 Jan 2020

2.6785 USD

Call Option

Purchasing

600

78 USD

American

21 Feb 2020

3.3950 USD

Call Option

Purchasing

100

80 USD

American

11 Oct 2019

0.1100 USD

Call Option

Purchasing

200

80 USD

American

18 Oct 2019

0.1400 USD

Call Option

Purchasing

10,800

80 USD

American

15 Nov 2019

0.7648 USD

Call Option

Purchasing

6,300

80 USD

American

17 Jan 2020

1.8996 USD

Call Option

Purchasing

500

80 USD

American

18 Sep 2020

4.7500 USD

Call Option

Purchasing

300

83 USD

American

15 Nov 2019

0.4300 USD

Call Option

Purchasing

500

83 USD

American

17 Jan 2020

1.1900 USD

Call Option

Purchasing

200

83 USD

American

21 Feb 2020

1.7100 USD

Call Option

Purchasing

1,100

85 USD

American

15 Nov 2019

0.2181 USD

Call Option

Purchasing

100

85 USD

American

21 Feb 2020

1.2000 USD

Call Option

Purchasing

400

85 USD

American

15 May 2020

2.0450 USD

Call Option

Purchasing

100

85 USD

American

19 Jun 2020

2.2200 USD

Call Option

Purchasing

200

90 USD

American

19 Jun 2020

1.3000 USD

Call Option

Purchasing

500

90 USD

American

18 Sep 2020

2.0460 USD

Call Option

Selling

100

63 USD

American

15 Nov 2019

13.3900 USD

Call Option

Selling

1,000

75 USD

American

4 Oct 2019

1.2900 USD

Call Option

Selling

200

78 USD

American

18 Oct 2019

0.5700 USD

Put Option

Purchasing

1,600

38 USD

American

21 Jan 2022

2.1312 USD

Put Option

Purchasing

800

40 USD

American

21 Jan 2022

2.5325 USD

Put Option

Purchasing

200

43 USD

American

21 Jan 2022

2.8300 USD

Put Option

Purchasing

100

71 USD

American

11 Oct 2019

0.1700 USD

Put Option

Purchasing

100

73 USD

American

4 Oct 2019

0.1500 USD

Put Option

Purchasing

600

75 USD

American

15 Nov 2019

2.7850 USD

Put Option

Purchasing

1,000

75 USD

American

21 Feb 2020

5.0000 USD

Put Option

Purchasing

200

77 USD

American

4 Oct 2019

0.9500 USD

Put Option

Purchasing

100

80 USD

American

18 Sep 2020

11.4500 USD

Put Option

Purchasing

1,500

88 USD

American

17 Jan 2020

13.4166 USD

Put Option

Selling

400

38 USD

American

21 Jan 2022

1.8800 USD

Put Option

Selling

600

43 USD

American

21 Jan 2022

2.6733 USD

Put Option

Selling

500

45 USD

American

21 Jan 2022

3.1400 USD

Put Option

Selling

100

50 USD

American

15 Nov 2019

0.0300 USD

Put Option

Selling

600

55 USD

American

17 Jan 2020

0.2833 USD

Put Option

Selling

200

60 USD

American

15 Nov 2019

0.1600 USD

Put Option

Selling

100

60 USD

American

17 Jan 2020

0.5900 USD

Put Option

Selling

100

65 USD

American

15 Nov 2019

0.3700 USD

Put Option

Selling

900

65 USD

American

17 Jan 2020

1.2044 USD

Put Option

Selling

1,900

65 USD

American

21 Feb 2020

1.6600 USD

Put Option

Selling

200

67 USD

American

4 Oct 2019

0.0100 USD

Put Option

Selling

100

68 USD

American

11 Oct 2019

0.0700 USD

Put Option

Selling

100

69 USD

American

11 Oct 2019

0.0800 USD

Put Option

Selling

100

71 USD

American

4 Oct 2019

0.0300 USD

Put Option

Selling

300

74 USD

American

4 Oct 2019

0.2233 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

2 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

18,100

62.5000

American

Oct 18, 2019

Call Options

Purchased

8,000

68.0000

American

Oct 25, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

600

74.0000

American

Oct 4, 2019

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Call Options

Purchased

3,800

82.5000

American

Nov 15, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

400

70.0000

American

Oct 25, 2019

Call Options

Purchased

400

67.5000

American

Oct 4, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

78.0000

American

Oct 4, 2019

Call Options

Purchased

16,200

70.0000

American

Nov 15, 2019

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Call Options

Purchased

13,500

72.5000

American

Nov 15, 2019

Call Options

Purchased

3,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options

Written

-200

78.0000

American

Oct 18, 2019

Put Options

Purchased

-900

37.5000

American

Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-300

66.5000

American

Oct 4, 2019

Put Options

Purchased

-400

70.0000

American

Oct 11, 2019

Call Options

Written

-20,000

90.0000

American

Jun 19, 2020

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

75.0000

American

Nov 15, 2019

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Call Options

Written

-1,100

68.0000

American

Oct 4, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

65.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

2,700

45.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

72.0000

American

Oct 4, 2019

Put Options

Written

300

62.5000

American

Sep 18, 2020

Call Options

Purchased

200

73.0000

American

Oct 4, 2019

Put Options

Written

200

68.5000

American

Oct 4, 2019

Call Options

Purchased

100

73.5000

American

Oct 4, 2019

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

72.5000

American

Oct 25, 2019

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

80.0000

American

Oct 11, 2019

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

100

65.0000

American

Oct 4, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

200

72.5000

American

Oct 4, 2019

Put Options

Written

100

67.5000

American

Oct 4, 2019

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Call Options

Purchased

500

67.5000

American

Feb 21, 2020

Call Options

Purchased

200

85.0000

American

Feb 21, 2020

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Call Options

Purchased

2,400

77.5000

American

Oct 18, 2019

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

1,000

72.5000

American

Feb 21, 2020

Call Options

Purchased

33,100

80.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options

Written

-11,400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-100

73.5000

American

Oct 4, 2019

Put Options

Purchased

-600

72.5000

American

Nov 15, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-14,500

55.0000

American

Jan 17, 2020

Call Options

Written

-400

75.0000

American

Sep 18, 2020

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Call Options

Written

-5,700

76.0000

American

Oct 4, 2019

Call Options

Purchased

400

62.5000

American

May 15, 2020

Call Options

Purchased

200

80.0000

American

Oct 25, 2019

Put Options

Written

200

87.5000

American

Nov 15, 2019

Put Options

Written

7,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

1,800

74.0000

American

Oct 4, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

2,900

70.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

75.0000

American

Nov 1, 2019

Call Options

Purchased

3,200

70.0000

American

Oct 4, 2019

Call Options

Purchased

100

75.0000

American

Oct 11, 2019

Call Options

Purchased

13,000

75.0000

American

Oct 4, 2019

Put Options

Written

7,100

76.0000

American

Oct 4, 2019

Call Options

Purchased

18,500

72.5000

American

Jan 17, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options

Purchased

-5,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-27,600

60.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Call Options

Purchased

25,600

67.5000

American

Nov 15, 2019

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

69.0000

American

Oct 25, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

600

87.5000

American

Feb 21, 2020

Call Options

Purchased

94,100

77.5000

American

Nov 15, 2019

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

800

42.5000

American

Jan 21, 2022

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

32,800

57.5000

American

Jun 19, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Put Options

Purchased

-600

60.0000

American

Oct 18, 2019

Call Options

Written

-2,200

100.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-16,300

85.0000

American

Nov 15, 2019

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Call Options

Purchased

1,200

76.5000

American

Oct 4, 2019

Call Options

Purchased

200

70.0000

American

Oct 11, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

4,400

77.0000

American

Oct 4, 2019

Put Options

Written

1,000

71.0000

American

Oct 4, 2019

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

100

76.0000

American

Oct 11, 2019

Call Options

Purchased

5,000

90.0000

American

Feb 21, 2020

Put Options

Written

500

67.5000

American

Jan 17, 2020

Call Options

Purchased

3,200

55.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

18,300

70.0000

American

Jan 17, 2020

Put Options

Written

9,900

74.0000

American

Oct 18, 2019

Put Options

Written

7,000

76.5000

American

Oct 4, 2019

Call Options

Purchased

100

60.0000

American

Jan 15, 2021

Call Options

Purchased

6,500

65.0000

American

Nov 15, 2019

Put Options

Written

800

55.0000

American

Feb 21, 2020

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

18,700

60.0000

American

Jan 17, 2020

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

200

73.0000

American

Oct 11, 2019

Call Options

Purchased

1,600

68.5000

American

Oct 4, 2019

Put Options

Written

400

70.0000

American

Feb 21, 2020

Call Options

Purchased

29,100

80.0000

American

Nov 15, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-300

73.5000

American

Nov 1, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-73,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options

Purchased

-15,000

65.0000

American

Nov 15, 2019

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-600

60.0000

American

Feb 21, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-500

71.0000

American

Oct 18, 2019

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Written

100

69.0000

American

Oct 11, 2019

Call Options

Purchased

25,200

75.0000

American

Nov 15, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Call Options

Purchased

10,000

75.0000

American

Oct 18, 2019

Call Options

Purchased

6,600

72.5000

American

Oct 18, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options

Written

100

62.5000

American

Oct 4, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Call Options

Purchased

10,200

67.5000

American

Jan 17, 2020

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

9,200

80.0000

American

Feb 21, 2020

Put Options

Written

200

55.0000

American

Nov 15, 2019

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-54,000

82.5000

American

Jan 17, 2020

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

69.5000

American

Oct 11, 2019

Put Options

Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Oct 4, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-300

70.5000

American

Oct 4, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

2,200

74.5000

American

Oct 4, 2019

Put Options

Written

1,000

67.5000

American

Feb 21, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Call Options

Purchased

100

78.0000

American

Oct 11, 2019

Call Options

Purchased

2,000

50.0000

American

Jan 17, 2020

Put Options

Written

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

100

71.0000

American

Oct 25, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

17,000

70.0000

American

Oct 18, 2019

Put Options

Written

300

67.0000

American

Oct 11, 2019

Call Options

Purchased

6,800

85.0000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

9,000

68.5000

American

Oct 25, 2019

Put Options

Written

200

45.0000

American

Jan 21, 2022

Call Options

Purchased

2,700

80.0000

American

Jun 19, 2020

Put Options

Written

2,400

67.5000

American

Jun 19, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Put Options

Purchased

-39,600

67.5000

American

Nov 15, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-15,500

87.5000

American

Jan 17, 2020

Put Options

Purchased

-100

71.0000

American

Oct 11, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-500

73.0000

American

Oct 4, 2019

Call Options

Written

-12,700

85.0000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-300

68.0000

American

Oct 11, 2019

Call Options

Written

-200

77.5000

American

Sep 18, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-11,300

70.0000

American

Oct 18, 2019

Put Options

Purchased

-27,500

62.5000

American

Nov 15, 2019

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

400

72.5000

American

May 15, 2020

Call Options

Purchased

3,800

75.0000

American

Jan 17, 2020

Call Options

Purchased

200

74.0000

American

Oct 18, 2019

Put Options

Written

100

62.5000

American

Oct 25, 2019

Put Options

Written

100

70.0000

American

Oct 4, 2019

Call Options

Purchased

7,400

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,200

77.0000

American

Oct 4, 2019

Put Options

Written

5,100

69.0000

American

Oct 4, 2019

Put Options

Written

15,800

65.0000

American

Oct 18, 2019

Call Options

Purchased

3,700

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Put Options

Written

8,500

65.0000

American

Feb 21, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

80.0000

American

Oct 18, 2019

Call Options

Purchased

1,500

77.5000

American

Feb 21, 2020

Put Options

Written

100

63.0000

American

Oct 11, 2019

Call Options

Purchased

4,400

67.5000

American

Oct 18, 2019

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

800

77.5000

American

Oct 11, 2019

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Put Options

Purchased

-12,700

60.0000

American

Nov 15, 2019

Put Options

Purchased

-15,500

67.5000

American

Oct 18, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options

Purchased

-9,100

70.0000

American

Nov 15, 2019

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-100

62.5000

American

Nov 15, 2019

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Call Options

Written

-100

72.5000

American

Oct 11, 2019

Put Options

Purchased

-2,000

72.5000

American

Jan 17, 2020

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677294
Time of Receipt (offset from UTC): 20191002T145347+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC