FORM 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,482,412

1.06%

1,992,384

0.61%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

2,308,775

0.70%

 

(3)

Options and agreements to
purchase/sell:

677,900

0.21%

393,100

0.12%

 
TOTAL:

5,828,512

1.78%

4,694,259

1.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

168.8100 USD

Purchase

82

168.3900 USD

Purchase

100

168.6700 USD

Purchase

100

168.5500 USD

Purchase

100

168.9500 USD

Purchase

100

168.8500 USD

Purchase

100

168.9700 USD

Purchase

100

168.9897 USD

Purchase

100

168.9600 USD

Purchase

110

168.6400 USD

Purchase

173

168.5265 USD

Purchase

300

168.1733 USD

Purchase

300

168.9300 USD

Purchase

618

168.5097 USD

Purchase

786

168.6901 USD

Purchase

850

168.7123 USD

Purchase

947

168.7074 USD

Purchase

1,100

168.8422 USD

Purchase

1,500

168.5400 USD

Purchase

2,499

168.7639 USD

Purchase

3,092

168.7362 USD

Purchase

3,400

168.3296 USD

Purchase

3,604

168.6252 USD

Purchase

4,805

168.7982 USD

Purchase

8,083

168.7171 USD

Purchase

10,447

168.2830 USD

Purchase

12,619

168.6448 USD

Purchase

14,600

168.8496 USD

Purchase

15,366

168.3569 USD

Purchase

20,275

168.4359 USD

Purchase

20,338

168.2900 USD

Purchase

63,065

169.0141 USD

Sale

1

168.6500 USD

Sale

1

168.6600 USD

Sale

3

168.6800 USD

Sale

10

168.6400 USD

Sale

15

168.3300 USD

Sale

20

168.5400 USD

Sale

100

168.0400 USD

Sale

100

168.5637 USD

Sale

100

168.7000 USD

Sale

100

168.7350 USD

Sale

100

169.2600 USD

Sale

200

168.8900 USD

Sale

200

168.8000 USD

Sale

239

168.5461 USD

Sale

250

168.4648 USD

Sale

400

168.7575 USD

Sale

400

168.6550 USD

Sale

444

168.5688 USD

Sale

466

168.5160 USD

Sale

500

168.3910 USD

Sale

593

168.4400 USD

Sale

650

168.8523 USD

Sale

700

168.6900 USD

Sale

803

168.8578 USD

Sale

970

168.6292 USD

Sale

973

168.6636 USD

Sale

991

169.1327 USD

Sale

1,014

168.4059 USD

Sale

1,033

168.5418 USD

Sale

1,073

168.5191 USD

Sale

1,113

168.9869 USD

Sale

1,247

168.3802 USD

Sale

1,410

168.6932 USD

Sale

1,515

168.4349 USD

Sale

1,567

168.3382 USD

Sale

1,600

168.6012 USD

Sale

1,767

168.2727 USD

Sale

1,784

169.0372 USD

Sale

1,897

168.7077 USD

Sale

2,127

168.3077 USD

Sale

2,258

168.3796 USD

Sale

2,359

168.7332 USD

Sale

2,542

168.9984 USD

Sale

3,216

168.8511 USD

Sale

3,300

168.2935 USD

Sale

3,606

169.0017 USD

Sale

3,848

169.0519 USD

Sale

3,862

168.9057 USD

Sale

4,337

168.5955 USD

Sale

5,441

169.0631 USD

Sale

5,705

168.9253 USD

Sale

6,828

168.5708 USD

Sale

10,064

168.6748 USD

Sale

10,418

169.0382 USD

Sale

10,500

169.0347 USD

Sale

13,155

169.0124 USD

Sale

14,000

168.8668 USD

Sale

14,101

168.3690 USD

Sale

14,854

168.2900 USD

Sale

25,848

168.4911 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Selling

500

150 USD

American

17 Jan 2020

21.7700 USD

Put Option

Selling

1,500

150 USD

American

15 Nov 2019

0.9500 USD

Put Option

Selling

300

160 USD

American

17 Jan 2020

4.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

2 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

2,100

175.0000

American Jan 15, 2021
Put Options Written

100

135.0000

American Feb 21, 2020
Call Options Purchased

1,800

175.0000

American Dec 20, 2019
Call Options Purchased

500

185.0000

American Jan 15, 2021
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

16,900

165.0000

American Nov 15, 2019
Call Options Purchased

100

130.0000

American Nov 15, 2019
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

4,600

155.0000

American Dec 20, 2019
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Purchased

-1,500

165.0000

American Jan 17, 2020
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Call Options Written

-2,400

185.0000

American Dec 20, 2019
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Written

-400

155.0000

American Nov 15, 2019
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-500

155.0000

American Feb 21, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-7,100

155.0000

American Nov 15, 2019
Call Options Purchased

27,400

170.0000

American Dec 20, 2019
Put Options Written

12,800

150.0000

American Nov 15, 2019
Call Options Purchased

3,800

140.0000

American Jan 17, 2020
Put Options Written

36,400

105.0000

American Jan 15, 2021
Put Options Written

200

120.0000

American Oct 18, 2019
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Call Options Purchased

1,000

145.0000

American Nov 15, 2019
Call Options Purchased

800

155.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-400

135.0000

American Nov 15, 2019
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-4,000

125.0000

American Jan 17, 2020
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Call Options Written

-100

150.0000

American Feb 21, 2020
Put Options Purchased

-300

170.0000

American Feb 21, 2020
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Call Options Purchased

12,400

170.0000

American Nov 15, 2019
Put Options Written

149,800

140.0000

American Nov 15, 2019
Put Options Written

2,800

90.0000

American Nov 15, 2019
Call Options Purchased

3,200

165.0000

American Jan 15, 2021
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Put Options Written

300

100.0000

American Dec 20, 2019
Put Options Written

200

140.0000

American Oct 18, 2019
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

7,900

170.0000

American Feb 21, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Call Options Purchased

2,200

155.0000

American Dec 20, 2019
Call Options Purchased

6,000

160.0000

American Jan 17, 2020
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

7,400

185.0000

American Nov 15, 2019
Put Options Written

1,000

165.0000

American Oct 18, 2019
Put Options Written

100

145.0000

American Jan 15, 2021
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Written

-200

125.0000

American Jan 17, 2020
Call Options Written

-100

210.0000

American Nov 15, 2019
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Put Options Purchased

-6,000

160.0000

American Jun 19, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Written

-300

175.0000

American Jan 17, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Put Options Written

46,000

140.0000

American Jun 19, 2020
Call Options Purchased

100

180.0000

American Jan 15, 2021
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

4,000

170.0000

American Jan 17, 2020
Call Options Purchased

100

165.0000

American Feb 21, 2020
Put Options Purchased

-3,000

160.0000

American Jan 17, 2020
Call Options Written

-28,800

150.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-7,400

130.0000

American Nov 15, 2019
Put Options Purchased

-2,400

170.0000

American Jun 19, 2020
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Call Options Written

-100

135.0000

American Jan 15, 2021
Put Options Purchased

-2,200

165.0000

American Nov 15, 2019
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

22,500

140.0000

American Jan 17, 2020
Call Options Purchased

400

185.0000

American Jun 19, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Call Options Purchased

700

175.0000

American Nov 15, 2019
Put Options Written

7,000

120.0000

American Jun 19, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Put Options Written

100

140.0000

American Jan 15, 2021
Call Options Purchased

100

180.0000

American Jun 19, 2020
Put Options Written

8,500

160.0000

American Feb 21, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Call Options Written

-200

165.0000

American Jun 19, 2020
Put Options Purchased

-400

170.0000

American Nov 15, 2019
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Put Options Purchased

-300

145.0000

American Nov 15, 2019
Put Options Purchased

-500

150.0000

American Jan 15, 2021
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-4,300

155.0000

American Jan 17, 2020
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Call Options Purchased

300

135.0000

American Jan 17, 2020
Put Options Written

500

230.0000

American Jan 17, 2020
Put Options Written

33,600

150.0000

American Dec 20, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options Written

-100

105.0000

American Jan 17, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Call Options Written

-500

135.0000

American Dec 20, 2019
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Put Options Purchased

-800

175.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Written

500

80.0000

American Nov 15, 2019
Call Options Purchased

100

150.0000

American Jan 15, 2021
Put Options Written

25,500

120.0000

American Nov 15, 2019
Call Options Purchased

300

160.0000

American Dec 20, 2019
Put Options Written

900

135.0000

American Jan 17, 2020
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Put Options Written

6,700

145.0000

American Jan 17, 2020
Put Options Written

1,300

90.0000

American Jan 17, 2020
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Call Options Purchased

3,400

175.0000

American Feb 21, 2020
Put Options Written

1,300

105.0000

American Nov 15, 2019
Call Options Purchased

800

180.0000

American Dec 20, 2019
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

40,000

170.0000

American Jan 17, 2020
Put Options Written

3,000

200.0000

American Dec 20, 2019
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Call Options Purchased

200

165.0000

American Oct 18, 2019
Put Options Written

4,200

125.0000

American Nov 15, 2019
Put Options Written

16,300

150.0000

American Feb 21, 2020
Call Options Purchased

1,100

180.0000

American Feb 21, 2020
Put Options Written

700

145.0000

American Feb 21, 2020
Put Options Written

6,400

160.0000

American Dec 20, 2019
Put Options Written

6,800

115.0000

American Nov 15, 2019
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Purchased

-1,900

160.0000

American Nov 15, 2019
Call Options Written

-100

195.0000

American Jan 17, 2020
Call Options Written

-2,000

130.0000

American Jan 17, 2020
Call Options Written

-600

110.0000

American Jan 17, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-1,500

140.0000

American Jan 15, 2021

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677290
Time of Receipt (offset from UTC): 20191002T145320+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC