FORM 8.3 – ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,715,345

0.18%

3,873,529

0.26%

 

(2)

Derivatives (other than options):

1,654,860

0.11%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,144,700

0.15%

1,047,000

0.07%

 
TOTAL:

6,514,905

0.44%

4,937,029

0.33%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

74.6800 USD

Purchase

15

74.8700 USD

Purchase

46

74.0300 USD

Purchase

87

74.8800 USD

Purchase

92

74.2500 USD

Purchase

98

74.5100 USD

Purchase

100

74.3400 USD

Purchase

200

69.0000 USD

Purchase

200

74.8950 USD

Purchase

200

74.4850 USD

Purchase

200

74.3725 USD

Purchase

203

74.6946 USD

Purchase

298

74.6134 USD

Purchase

300

74.5866 USD

Purchase

300

67.0000 USD

Purchase

500

72.5000 USD

Purchase

500

74.6700 USD

Purchase

500

74.5220 USD

Purchase

507

74.6862 USD

Purchase

566

74.4596 USD

Purchase

600

74.8266 USD

Purchase

665

74.5637 USD

Purchase

700

71.0000 USD

Purchase

700

74.7135 USD

Purchase

800

74.7600 USD

Purchase

800

74.5131 USD

Purchase

900

74.7055 USD

Purchase

1,000

74.6000 USD

Purchase

1,200

67.5000 USD

Purchase

1,400

70.5000 USD

Purchase

1,500

75.0000 USD

Purchase

1,500

74.8193 USD

Purchase

1,697

74.6755 USD

Purchase

1,700

74.0000 USD

Purchase

1,800

74.7149 USD

Purchase

2,200

74.4477 USD

Purchase

2,295

74.4154 USD

Purchase

2,597

74.8091 USD

Purchase

2,800

74.4185 USD

Purchase

2,901

74.6781 USD

Purchase

3,300

74.6449 USD

Purchase

4,000

73.5000 USD

Purchase

4,600

74.9821 USD

Purchase

4,700

73.0000 USD

Purchase

5,100

70.0000 USD

Purchase

5,569

74.5474 USD

Purchase

6,562

74.4909 USD

Purchase

7,053

74.4751 USD

Purchase

7,300

74.4713 USD

Purchase

8,500

74.5000 USD

Purchase

13,222

74.5082 USD

Purchase

26,531

74.4975 USD

Purchase

27,108

74.5243 USD

Purchase

28,900

74.6267 USD

Purchase

32,215

74.5691 USD

Purchase

41,291

74.8500 USD

Purchase

43,200

74.6161 USD

Purchase

64,887

74.5415 USD

Purchase

85,139

74.6120 USD

Purchase

90,405

74.7624 USD

Sale

46

74.0300 USD

Sale

74

74.2800 USD

Sale

92

74.3167 USD

Sale

92

74.2500 USD

Sale

100

66.0000 USD

Sale

100

72.0000 USD

Sale

100

74.2192 USD

Sale

100

74.3600 USD

Sale

100

74.3850 USD

Sale

100

74.8400 USD

Sale

100

74.9100 USD

Sale

200

74.2575 USD

Sale

200

74.8000 USD

Sale

200

74.8950 USD

Sale

200

74.7100 USD

Sale

200

74.9050 USD

Sale

259

74.4998 USD

Sale

300

74.2300 USD

Sale

322

74.2510 USD

Sale

398

74.8923 USD

Sale

398

74.4349 USD

Sale

400

74.8075 USD

Sale

500

74.1810 USD

Sale

500

74.8480 USD

Sale

500

74.6700 USD

Sale

548

74.3588 USD

Sale

600

74.9000 USD

Sale

625

74.8900 USD

Sale

745

74.4342 USD

Sale

760

74.3933 USD

Sale

850

74.8958 USD

Sale

1,000

74.6000 USD

Sale

1,100

74.9200 USD

Sale

1,300

74.7528 USD

Sale

1,300

65.5000 USD

Sale

1,300

74.5761 USD

Sale

1,400

74.9071 USD

Sale

1,400

74.6285 USD

Sale

1,600

74.5440 USD

Sale

1,600

74.7375 USD

Sale

1,600

74.6890 USD

Sale

1,700

68.0000 USD

Sale

1,942

74.4809 USD

Sale

2,400

74.5876 USD

Sale

3,200

75.0150 USD

Sale

3,277

74.8116 USD

Sale

5,000

74.6244 USD

Sale

6,582

74.5964 USD

Sale

9,033

74.5905 USD

Sale

11,550

74.5998 USD

Sale

13,918

74.6558 USD

Sale

14,534

74.5152 USD

Sale

15,600

74.4987 USD

Sale

25,700

74.6688 USD

Sale

28,100

74.6042 USD

Sale

29,308

74.5521 USD

Sale

32,298

74.5057 USD

Sale

34,981

74.5405 USD

Sale

37,800

74.6173 USD

Sale

64,133

74.8500 USD

Sale

73,168

74.8251 USD

Sale

133,540

74.5386 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

400

63 USD

American

15 May 2020

13.1000 USD

Call Option Purchasing

100

65 USD

American

15 Nov 2019

9.8100 USD

Call Option Purchasing

100

69 USD

American

27 Sep 2019

5.7000 USD

Call Option Purchasing

1,000

73 USD

American

27 Sep 2019

1.7700 USD

Call Option Purchasing

400

74 USD

American

27 Sep 2019

0.6800 USD

Call Option Purchasing

3,900

75 USD

American

27 Sep 2019

0.0335 USD

Call Option Purchasing

8,300

75 USD

American

27 Sep 2019

0.2375 USD

Call Option Purchasing

5,600

75 USD

American

4 Oct 2019

0.5957 USD

Call Option Purchasing

2,100

75 USD

American

4 Oct 2019

0.9238 USD

Call Option Purchasing

100

75 USD

American

15 Nov 2019

1.7900 USD

Call Option Purchasing

900

77 USD

American

4 Oct 2019

0.1522 USD

Call Option Purchasing

100

78 USD

American

4 Oct 2019

0.0800 USD

Call Option Purchasing

300

78 USD

American

11 Oct 2019

0.3100 USD

Call Option Purchasing

1,500

78 USD

American

17 Jan 2020

2.3300 USD

Call Option Purchasing

400

78 USD

American

15 Jan 2021

5.5500 USD

Call Option Purchasing

1,100

80 USD

American

17 Jan 2020

1.5836 USD

Call Option Purchasing

200

80 USD

American

18 Sep 2020

3.9500 USD

Call Option Purchasing

200

83 USD

American

15 Nov 2019

0.3600 USD

Call Option Purchasing

100

83 USD

American

17 Jan 2020

1.0700 USD

Call Option Purchasing

200

85 USD

American

17 Jan 2020

0.6700 USD

Call Option Purchasing

100

85 USD

American

15 May 2020

1.6600 USD

Call Option Selling

100

72 USD

American

27 Sep 2019

2.9400 USD

Call Option Selling

100

73 USD

American

11 Oct 2019

2.3500 USD

Call Option Selling

5,000

74 USD

American

27 Sep 2019

0.7700 USD

Put Option Purchasing

100

68 USD

American

18 Oct 2019

0.3000 USD

Put Option Purchasing

100

70 USD

American

11 Oct 2019

0.3700 USD

Put Option Purchasing

1,600

70 USD

American

15 Nov 2019

1.3756 USD

Put Option Purchasing

100

72 USD

American

27 Sep 2019

0.0500 USD

Put Option Purchasing

100

74 USD

American

27 Sep 2019

0.1200 USD

Put Option Purchasing

100

75 USD

American

4 Oct 2019

1.0500 USD

Put Option Purchasing

500

75 USD

American

17 Jan 2020

5.3100 USD

Put Option Purchasing

500

82 USD

American

4 Oct 2019

7.8000 USD

Put Option Purchasing

900

85 USD

American

17 Jan 2020

12.4000 USD

Put Option Selling

400

50 USD

American

17 Jan 2020

0.1500 USD

Put Option Selling

200

55 USD

American

21 Feb 2020

0.5500 USD

Put Option Selling

100

63 USD

American

11 Oct 2019

0.0300 USD

Put Option Selling

1,500

63 USD

American

15 Nov 2019

0.3140 USD

Put Option Selling

1,000

68 USD

American

19 Jun 2020

4.2000 USD

Put Option Selling

100

70 USD

American

18 Oct 2019

0.5500 USD

Put Option Selling

100

70 USD

American

15 Nov 2019

1.6000 USD

Put Option Selling

100

73 USD

American

27 Sep 2019

0.0700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

2 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

3,500

82.5000

American

Nov 15, 2019

Call Options Purchased

1,000

66.5000

American

Oct 11, 2019

Put Options Written

800

82.5000

American

Jan 17, 2020

Put Options Written

300

37.5000

American

Jan 21, 2022

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Put Options Written

2,900

50.0000

American

Nov 15, 2019

Call Options Purchased

400

67.5000

American

Oct 4, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

200

75.0000

American

May 15, 2020

Put Options Written

100

80.0000

American

Sep 18, 2020

Call Options Purchased

8,000

68.0000

American

Oct 25, 2019

Put Options Written

200

75.0000

American

Jun 19, 2020

Put Options Written

99,500

60.0000

American

Jun 19, 2020

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

500

72.5000

American

Sep 27, 2019

Call Options Purchased

3,600

72.5000

American

Feb 21, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

600

74.0000

American

Oct 4, 2019

Put Options Written

18,100

62.5000

American

Oct 18, 2019

Put Options Written

200

70.0000

American

Sep 27, 2019

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Call Options Purchased

16,200

70.0000

American

Nov 15, 2019

Call Options Purchased

8,800

72.5000

American

Nov 15, 2019

Call Options Purchased

400

70.0000

American

Oct 25, 2019

Put Options Purchased

-500

66.5000

American

Oct 4, 2019

Call Options Written

-1,100

68.0000

American

Oct 4, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options Purchased

-300

75.0000

American

Feb 21, 2020

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options Written

-20,200

90.0000

American

Jun 19, 2020

Put Options Purchased

-400

70.0000

American

Oct 11, 2019

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-300

92.5000

American

Sep 18, 2020

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,400

75.0000

American

Nov 15, 2019

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

65.5000

American

Sep 27, 2019

Put Options Written

3,300

47.5000

American

Jan 17, 2020

Call Options Purchased

100

85.0000

American

Feb 21, 2020

Put Options Written

1,000

72.5000

American

Feb 21, 2020

Call Options Purchased

4,000

55.0000

American

Jan 17, 2020

Put Options Written

300

62.5000

American

Sep 18, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options Purchased

200

73.0000

American

Oct 4, 2019

Call Options Purchased

26,800

80.0000

American

Jan 17, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

100

73.5000

American

Oct 4, 2019

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

200

72.5000

American

Oct 4, 2019

Put Options Written

100

67.5000

American

Oct 4, 2019

Put Options Written

2,600

50.0000

American

Jan 17, 2020

Call Options Purchased

1,200

72.5000

American

Oct 25, 2019

Call Options Purchased

2,000

72.0000

American

Oct 4, 2019

Call Options Purchased

2,200

77.5000

American

Oct 18, 2019

Put Options Written

200

68.5000

American

Oct 4, 2019

Put Options Written

2,700

45.0000

American

Jan 17, 2020

Call Options Purchased

500

67.5000

American

Feb 21, 2020

Put Options Written

100

65.0000

American

Oct 4, 2019

Call Options Written

-5,700

76.0000

American

Oct 4, 2019

Put Options Purchased

-900

77.5000

American

Nov 15, 2019

Put Options Purchased

-600

72.5000

American

Nov 15, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-15,100

55.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options Purchased

-100

73.5000

American

Oct 4, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-400

75.0000

American

Sep 18, 2020

Call Options Written

-11,400

130.0000

American

Jan 17, 2020

Call Options Purchased

2,900

70.0000

American

Feb 21, 2020

Put Options Written

600

71.5000

American

Sep 27, 2019

Call Options Purchased

100

75.0000

American

Oct 11, 2019

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options Written

1,500

74.0000

American

Oct 4, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

1,700

74.0000

American

Sep 27, 2019

Call Options Purchased

100

75.0000

American

Nov 1, 2019

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options Written

200

87.5000

American

Nov 15, 2019

Put Options Written

7,100

76.0000

American

Oct 4, 2019

Call Options Purchased

3,200

70.0000

American

Oct 4, 2019

Call Options Purchased

400

62.5000

American

May 15, 2020

Call Options Purchased

18,000

72.5000

American

Jan 17, 2020

Call Options Purchased

200

80.0000

American

Oct 25, 2019

Put Options Written

7,500

62.5000

American

Jan 17, 2020

Put Options Written

13,900

74.0000

American

Sep 27, 2019

Call Options Purchased

13,900

75.0000

American

Oct 4, 2019

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options Written

-1,300

65.5000

American

Sep 27, 2019

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-27,700

60.0000

American

Jan 17, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Put Options Purchased

-5,000

40.0000

American

Jan 21, 2022

Put Options Purchased

-500

75.0000

American

May 15, 2020

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-700

66.0000

American

Nov 1, 2019

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Purchased

25,200

67.5000

American

Nov 15, 2019

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Put Options Written

1,500

75.0000

American

Sep 27, 2019

Call Options Purchased

100

65.0000

American

Jan 17, 2020

Put Options Written

100

37.5000

American

Jan 15, 2021

Call Options Purchased

94,100

77.5000

American

Nov 15, 2019

Call Options Purchased

700

71.0000

American

Sep 27, 2019

Put Options Written

300

80.0000

American

Jun 19, 2020

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

32,800

57.5000

American

Jun 19, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options Purchased

600

87.5000

American

Feb 21, 2020

Put Options Written

400

73.5000

American

Sep 27, 2019

Put Options Written

200

60.0000

American

Sep 27, 2019

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Call Options Purchased

800

82.5000

American

Feb 21, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

4,500

69.0000

American

Oct 25, 2019

Put Options Written

400

42.5000

American

Jan 21, 2022

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Call Options Written

-100

80.0000

American

Oct 18, 2019

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Put Options Purchased

-600

60.0000

American

Oct 18, 2019

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-400

82.5000

American

Jun 19, 2020

Call Options Written

-1,700

68.0000

American

Sep 27, 2019

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-17,400

85.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Call Options Written

-2,200

100.0000

American

Feb 21, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-100

66.0000

American

Sep 27, 2019

Put Options Purchased

-600

72.0000

American

Sep 27, 2019

Put Options Purchased

-100

64.5000

American

Sep 27, 2019

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-13,400

100.0000

American

Jan 15, 2021

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-800

92.5000

American

Jan 15, 2021

Put Options Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Written

9,900

74.0000

American

Oct 18, 2019

Call Options Purchased

200

76.5000

American

Oct 4, 2019

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options Purchased

200

73.0000

American

Oct 11, 2019

Call Options Purchased

200

69.0000

American

Sep 27, 2019

Put Options Written

400

70.0000

American

Feb 21, 2020

Put Options Written

4,400

77.0000

American

Oct 4, 2019

Put Options Written

3,200

85.0000

American

Jan 17, 2020

Call Options Purchased

1,600

68.5000

American

Oct 4, 2019

Call Options Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options Purchased

400

47.5000

American

Jun 19, 2020

Call Options Purchased

100

60.0000

American

Jan 15, 2021

Call Options Purchased

100

76.0000

American

Oct 11, 2019

Call Options Purchased

18,300

80.0000

American

Nov 15, 2019

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Put Options Written

100

59.5000

American

Oct 25, 2019

Call Options Purchased

18,700

60.0000

American

Jan 17, 2020

Put Options Written

7,200

76.5000

American

Oct 4, 2019

Call Options Purchased

18,300

70.0000

American

Jan 17, 2020

Put Options Written

800

55.0000

American

Feb 21, 2020

Call Options Purchased

3,200

55.0000

American

Feb 21, 2020

Call Options Purchased

6,500

65.0000

American

Nov 15, 2019

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

1,000

71.0000

American

Oct 4, 2019

Put Options Written

500

64.0000

American

Sep 27, 2019

Put Options Written

500

67.5000

American

Jan 17, 2020

Call Options Purchased

200

70.0000

American

Oct 11, 2019

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Purchased

-73,000

67.5000

American

Jan 15, 2021

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options Purchased

-600

60.0000

American

Feb 21, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

65.0000

American

Sep 27, 2019

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options Purchased

-15,100

65.0000

American

Nov 15, 2019

Call Options Written

-300

73.5000

American

Nov 1, 2019

Call Options Written

-600

72.5000

American

Jun 19, 2020

Call Options Written

-1,400

90.0000

American

Sep 18, 2020

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-500

78.0000

American

Oct 4, 2019

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Written

-400

76.0000

American

Sep 27, 2019

Put Options Purchased

-500

71.0000

American

Oct 18, 2019

Put Options Purchased

-8,200

75.0000

American

Jan 17, 2020

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

30,300

70.0000

American

Jun 19, 2020

Call Options Purchased

4,000

73.5000

American

Sep 27, 2019

Call Options Purchased

3,900

75.0000

American

Feb 21, 2020

Call Options Purchased

4,100

74.0000

American

Oct 25, 2019

Call Options Purchased

10,000

75.0000

American

Oct 18, 2019

Put Options Written

100

62.5000

American

Oct 4, 2019

Call Options Purchased

24,400

75.0000

American

Nov 15, 2019

Call Options Purchased

9,200

80.0000

American

Feb 21, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Call Options Purchased

1,400

70.5000

American

Sep 27, 2019

Call Options Purchased

8,400

74.5000

American

Sep 27, 2019

Call Options Purchased

300

75.5000

American

Nov 1, 2019

Call Options Purchased

9,700

67.5000

American

Jan 17, 2020

Put Options Written

200

55.0000

American

Nov 15, 2019

Call Options Purchased

6,600

72.5000

American

Oct 18, 2019

Put Options Written

100

80.0000

American

Nov 15, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-54,500

82.5000

American

Jan 17, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Put Options Purchased

-9,000

69.5000

American

Oct 25, 2019

Put Options Purchased

-400

70.5000

American

Oct 4, 2019

Put Options Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options Purchased

-200

87.5000

American

Jan 17, 2020

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options Purchased

-100

75.0000

American

Oct 4, 2019

Put Options Purchased

-1,600

69.5000

American

Oct 11, 2019

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Purchased

100

78.0000

American

Oct 11, 2019

Put Options Written

1,000

67.5000

American

Feb 21, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Call Options Purchased

100

85.0000

American

May 15, 2020

Call Options Purchased

4,700

73.0000

American

Sep 27, 2019

Call Options Purchased

6,700

85.0000

American

Jun 19, 2020

Put Options Written

2,400

67.5000

American

Jun 19, 2020

Call Options Purchased

2,700

80.0000

American

Jun 19, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

9,000

68.5000

American

Oct 25, 2019

Call Options Purchased

100

71.0000

American

Oct 25, 2019

Put Options Written

200

72.5000

American

Sep 27, 2019

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

100

72.5000

American

Sep 18, 2020

Call Options Purchased

2,000

50.0000

American

Jan 17, 2020

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

17,000

70.0000

American

Oct 18, 2019

Call Options Purchased

2,200

74.5000

American

Oct 4, 2019

Put Options Written

300

67.0000

American

Oct 11, 2019

Put Options Purchased

-400

73.0000

American

Oct 4, 2019

Call Options Written

-15,500

87.5000

American

Jan 17, 2020

Call Options Written

-100

72.0000

American

Sep 27, 2019

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Put Options Purchased

-300

45.0000

American

Jan 21, 2022

Call Options Written

-12,700

85.0000

American

Jan 17, 2020

Put Options Purchased

-27,500

62.5000

American

Nov 15, 2019

Put Options Purchased

-1,300

73.0000

American

Sep 27, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Purchased

-400

68.0000

American

Oct 11, 2019

Call Options Written

-3,100

62.5000

American

Jan 17, 2020

Call Options Written

-200

77.5000

American

Sep 18, 2020

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Put Options Purchased

-39,600

67.5000

American

Nov 15, 2019

Put Options Purchased

-11,300

70.0000

American

Oct 18, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

67.0000

American

Sep 27, 2019

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Call Options Purchased

3,900

75.0000

American

Sep 27, 2019

Call Options Purchased

900

77.5000

American

Feb 21, 2020

Put Options Written

100

63.0000

American

Oct 11, 2019

Call Options Purchased

3,700

77.5000

American

Jan 15, 2021

Put Options Written

400

72.5000

American

May 15, 2020

Call Options Purchased

200

74.0000

American

Oct 18, 2019

Put Options Written

200

59.0000

American

Sep 27, 2019

Put Options Written

2,300

47.5000

American

Nov 15, 2019

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

800

77.5000

American

Oct 11, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

100

70.0000

American

Oct 4, 2019

Put Options Written

15,800

65.0000

American

Oct 18, 2019

Call Options Purchased

3,800

75.0000

American

Jan 17, 2020

Call Options Purchased

1,200

67.5000

American

Sep 27, 2019

Call Options Purchased

800

80.0000

American

Sep 18, 2020

Call Options Purchased

900

77.0000

American

Oct 4, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

5,100

70.0000

American

Sep 27, 2019

Put Options Written

1,000

66.0000

American

Sep 27, 2019

Call Options Purchased

6,700

77.5000

American

Jan 17, 2020

Put Options Written

6,600

65.0000

American

Feb 21, 2020

Put Options Written

5,100

69.0000

American

Oct 4, 2019

Call Options Purchased

1,600

57.5000

American

Jan 15, 2021

Put Options Written

100

62.5000

American

Oct 25, 2019

Call Options Purchased

4,400

67.5000

American

Oct 18, 2019

Put Options Written

4,000

59.5000

American

Oct 11, 2019

Call Options Purchased

300

67.0000

American

Sep 27, 2019

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-100

72.5000

American

Oct 11, 2019

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options Written

-500

62.5000

American

Oct 18, 2019

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

57.5000

American

Sep 27, 2019

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-2,000

72.5000

American

Jan 17, 2020

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-9,100

70.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options Purchased

-15,500

67.5000

American

Oct 18, 2019

Call Options Written

-400

80.0000

American

Jan 15, 2021

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Put Options Purchased

-12,900

60.0000

American

Nov 15, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677263
Time of Receipt (offset from UTC): 20191002T090952+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC