Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,711,779

0.18%

3,776,069

0.26%

 

(2)

Derivatives (other than options):

1,654,860

0.11%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,122,900

0.14%

1,046,600

0.07%

 
TOTAL:

6,489,539

0.44%

4,839,169

0.33%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

99

73.3472 USD

Purchase

100

74.1300 USD

Purchase

100

73.7800 USD

Purchase

100

74.1400 USD

Purchase

100

74.0400 USD

Purchase

100

73.9700 USD

Purchase

141

74.1145 USD

Purchase

166

74.0600 USD

Purchase

200

74.2700 USD

Purchase

200

74.2000 USD

Purchase

200

74.0050 USD

Purchase

200

74.1500 USD

Purchase

210

73.2565 USD

Purchase

278

73.1689 USD

Purchase

279

74.2317 USD

Purchase

300

72.9666 USD

Purchase

300

72.9966 USD

Purchase

300

73.8941 USD

Purchase

309

74.0141 USD

Purchase

311

74.1421 USD

Purchase

399

73.9847 USD

Purchase

410

73.2629 USD

Purchase

493

74.1501 USD

Purchase

500

73.8400 USD

Purchase

500

74.1020 USD

Purchase

559

74.0963 USD

Purchase

600

74.0383 USD

Purchase

600

73.8550 USD

Purchase

600

73.8366 USD

Purchase

600

74.1433 USD

Purchase

674

74.1203 USD

Purchase

800

73.8087 USD

Purchase

849

73.9756 USD

Purchase

913

73.4723 USD

Purchase

1,021

74.1746 USD

Purchase

1,107

73.5697 USD

Purchase

1,200

74.0070 USD

Purchase

1,321

74.1701 USD

Purchase

1,600

73.0925 USD

Purchase

1,701

73.9450 USD

Purchase

1,757

73.7027 USD

Purchase

2,200

73.7961 USD

Purchase

2,551

73.9540 USD

Purchase

2,676

73.8477 USD

Purchase

2,888

74.1200 USD

Purchase

3,713

73.8089 USD

Purchase

3,990

73.1120 USD

Purchase

7,794

73.9147 USD

Purchase

8,000

73.9366 USD

Purchase

9,887

73.7788 USD

Purchase

12,000

74.1560 USD

Purchase

12,600

73.6800 USD

Purchase

12,614

74.0016 USD

Purchase

14,109

74.0300 USD

Purchase

19,138

73.8752 USD

Purchase

47,400

73.9761 USD

Purchase

51,000

73.9710 USD

Purchase

81,995

73.9965 USD

Purchase

86,681

73.9412 USD

Purchase

87,088

73.8609 USD

Purchase

205,909

73.9938 USD

Sale

68

73.3900 USD

Sale

91

74.2300 USD

Sale

100

73.4250 USD

Sale

100

73.6950 USD

Sale

100

73.7100 USD

Sale

100

74.0225 USD

Sale

100

74.0400 USD

Sale

100

74.0900 USD

Sale

100

74.1250 USD

Sale

100

74.1800 USD

Sale

100

74.1850 USD

Sale

100

74.3600 USD

Sale

104

74.1400 USD

Sale

141

74.1500 USD

Sale

300

73.9933 USD

Sale

300

74.1566 USD

Sale

300

74.1550 USD

Sale

300

74.1833 USD

Sale

319

74.1786 USD

Sale

380

74.1700 USD

Sale

398

73.9374 USD

Sale

400

74.1300 USD

Sale

400

73.8950 USD

Sale

431

74.1638 USD

Sale

588

74.0800 USD

Sale

590

73.4207 USD

Sale

600

74.1808 USD

Sale

600

73.7400 USD

Sale

600

74.1433 USD

Sale

800

74.1875 USD

Sale

800

73.7575 USD

Sale

800

73.9402 USD

Sale

800

74.1325 USD

Sale

800

74.1431 USD

Sale

833

74.0808 USD

Sale

900

73.8867 USD

Sale

900

74.2777 USD

Sale

1,002

73.9380 USD

Sale

1,021

74.1746 USD

Sale

1,072

74.2336 USD

Sale

1,585

74.1328 USD

Sale

1,597

73.7665 USD

Sale

1,600

73.8382 USD

Sale

1,737

74.1599 USD

Sale

1,804

74.0042 USD

Sale

1,901

74.1197 USD

Sale

2,200

74.1600 USD

Sale

2,244

74.0521 USD

Sale

2,297

74.1267 USD

Sale

2,545

73.9164 USD

Sale

2,800

74.1200 USD

Sale

3,783

74.1768 USD

Sale

4,000

73.9957 USD

Sale

4,799

73.2546 USD

Sale

5,466

73.9644 USD

Sale

5,600

73.9364 USD

Sale

6,130

73.9721 USD

Sale

7,375

74.1377 USD

Sale

7,592

74.1278 USD

Sale

8,444

74.0190 USD

Sale

8,601

74.0627 USD

Sale

9,000

74.0106 USD

Sale

9,800

73.9168 USD

Sale

12,257

73.9845 USD

Sale

12,600

73.6800 USD

Sale

12,843

73.9200 USD

Sale

13,723

74.1313 USD

Sale

16,217

74.0300 USD

Sale

16,738

73.8553 USD

Sale

18,873

74.0008 USD

Sale

22,523

74.0503 USD

Sale

22,785

73.9128 USD

Sale

25,800

74.0168 USD

Sale

27,832

73.8083 USD

Sale

32,491

74.0907 USD

Sale

35,000

73.9949 USD

Sale

35,402

74.0037 USD

Sale

42,100

73.9605 USD

Sale

45,522

74.0307 USD

Sale

63,496

73.9505 USD

Sale

84,007

73.8571 USD

Sale

101,495

73.9589 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

200

58 USD

American

15 Jan 2021

17.5000 USD

Call Option Purchasing

300

68 USD

American

15 Nov 2019

7.0666 USD

Call Option Purchasing

200

68 USD

American

15 Jan 2021

8.9000 USD

Call Option Purchasing

2,600

69 USD

American

4 Oct 2019

5.8000 USD

Call Option Purchasing

2,900

70 USD

American

4 Oct 2019

4.3500 USD

Call Option Purchasing

200

70 USD

American

11 Oct 2019

4.4000 USD

Call Option Purchasing

100

70 USD

American

15 Nov 2019

4.8600 USD

Call Option Purchasing

100

70 USD

American

17 Jan 2020

5.8100 USD

Call Option Purchasing

900

71 USD

American

27 Sep 2019

3.7500 USD

Call Option Purchasing

2,000

72 USD

American

4 Oct 2019

2.5500 USD

Call Option Purchasing

1,800

73 USD

American

27 Sep 2019

1.0866 USD

Call Option Purchasing

1,000

73 USD

American

27 Sep 2019

1.2800 USD

Call Option Purchasing

100

73 USD

American

4 Oct 2019

1.7400 USD

Call Option Purchasing

300

73 USD

American

4 Oct 2019

2.1100 USD

Call Option Purchasing

900

74 USD

American

27 Sep 2019

0.5066 USD

Call Option Purchasing

9,000

74 USD

American

27 Sep 2019

0.8145 USD

Call Option Purchasing

100

75 USD

American

27 Sep 2019

0.2400 USD

Call Option Purchasing

3,100

75 USD

American

15 Nov 2019

1.8032 USD

Call Option Purchasing

1,700

75 USD

American

17 Jan 2020

2.8588 USD

Call Option Purchasing

200

75 USD

American

21 Feb 2020

3.6400 USD

Call Option Purchasing

100

77 USD

American

4 Oct 2019

0.1800 USD

Call Option Purchasing

500

78 USD

American

11 Oct 2019

0.2400 USD

Call Option Purchasing

100

78 USD

American

17 Jan 2020

2.0600 USD

Call Option Purchasing

5,400

78 USD

American

15 Jan 2021

5.4796 USD

Call Option Purchasing

4,200

80 USD

American

17 Jan 2020

1.3276 USD

Call Option Purchasing

6,300

80 USD

American

21 Feb 2020

1.8019 USD

Call Option Purchasing

600

80 USD

American

18 Sep 2020

3.6983 USD

Call Option Purchasing

2,000

80 USD

American

15 Jan 2021

4.6000 USD

Call Option Purchasing

100

83 USD

American

15 Nov 2019

0.2700 USD

Call Option Purchasing

400

83 USD

American

17 Jan 2020

0.8750 USD

Call Option Purchasing

200

83 USD

American

21 Feb 2020

1.3150 USD

Call Option Purchasing

200

85 USD

American

21 Feb 2020

0.6700 USD

Call Option Purchasing

600

88 USD

American

21 Feb 2020

0.5500 USD

Call Option Purchasing

2,000

95 USD

American

15 Jan 2021

1.4500 USD

Call Option Purchasing

200

100 USD

American

15 Jan 2021

1.0000 USD

Call Option Selling

200

70 USD

American

21 Jan 2022

11.8000 USD

Call Option Selling

200

74 USD

American

27 Sep 2019

0.5400 USD

Call Option Selling

400

74 USD

American

4 Oct 2019

1.1050 USD

Call Option Selling

100

75 USD

American

27 Sep 2019

0.1400 USD

Call Option Selling

400

76 USD

American

27 Sep 2019

0.0300 USD

Call Option Selling

100

88 USD

American

15 Nov 2019

0.0700 USD

Put Option Purchasing

200

38 USD

American

21 Jan 2022

2.2100 USD

Put Option Purchasing

1,100

40 USD

American

21 Jan 2022

2.8727 USD

Put Option Purchasing

1,000

43 USD

American

21 Jan 2022

3.1900 USD

Put Option Purchasing

1,700

45 USD

American

21 Jan 2022

3.5705 USD

Put Option Purchasing

400

48 USD

American

21 Jan 2022

4.1500 USD

Put Option Purchasing

13,100

69 USD

American

25 Oct 2019

0.7938 USD

Put Option Purchasing

1,600

70 USD

American

11 Oct 2019

0.2800 USD

Put Option Purchasing

7,000

70 USD

American

25 Oct 2019

0.8800 USD

Put Option Purchasing

500

71 USD

American

18 Oct 2019

0.8700 USD

Put Option Purchasing

500

73 USD

American

4 Oct 2019

0.6460 USD

Put Option Purchasing

200

73 USD

American

17 Jan 2020

4.0600 USD

Put Option Selling

100

38 USD

American

15 Jan 2021

0.7700 USD

Put Option Selling

500

38 USD

American

21 Jan 2022

1.7200 USD

Put Option Selling

900

40 USD

American

21 Jan 2022

2.2022 USD

Put Option Selling

1,400

43 USD

American

21 Jan 2022

2.6357 USD

Put Option Selling

1,600

45 USD

American

21 Jan 2022

3.4031 USD

Put Option Selling

2,100

48 USD

American

21 Jan 2022

3.9090 USD

Put Option Selling

100

60 USD

American

15 Nov 2019

0.2300 USD

Put Option Selling

7,200

65 USD

American

21 Feb 2020

2.0800 USD

Put Option Selling

100

69 USD

American

4 Oct 2019

0.0700 USD

Put Option Selling

5,100

69 USD

American

4 Oct 2019

0.0703 USD

Put Option Selling

1,200

70 USD

American

21 Feb 2020

3.5583 USD

Put Option Selling

1,000

71 USD

American

4 Oct 2019

0.1500 USD

Put Option Selling

14,000

74 USD

American

27 Sep 2019

0.4178 USD

Put Option Selling

1,400

74 USD

American

27 Sep 2019

0.4614 USD

Put Option Selling

1,500

74 USD

American

4 Oct 2019

0.9626 USD

Put Option Selling

1,500

75 USD

American

27 Sep 2019

1.1300 USD

Put Option Selling

7,100

76 USD

American

4 Oct 2019

2.0200 USD

Put Option Selling

7,200

77 USD

American

4 Oct 2019

2.4300 USD

Put Option Selling

4,400

77 USD

American

4 Oct 2019

2.8600 USD

Put Option Selling

500

82 USD

American

4 Oct 2019

7.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

99,500

60.0000

American

Jun 19, 2020

Call Options Purchased

3,300

82.5000

American

Nov 15, 2019

Put Options Written

200

70.0000

American

Sep 27, 2019

Call Options Purchased

8,000

68.0000

American

Oct 25, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

100

80.0000

American

Sep 18, 2020

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Call Options Purchased

500

72.5000

American

Sep 27, 2019

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Put Options Written

800

82.5000

American

Jan 17, 2020

Call Options Purchased

8,800

72.5000

American

Nov 15, 2019

Call Options Purchased

600

74.0000

American

Oct 4, 2019

Put Options Written

2,900

50.0000

American

Nov 15, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options Purchased

400

70.0000

American

Oct 25, 2019

Put Options Written

300

37.5000

American

Jan 21, 2022

Call Options Purchased

200

75.0000

American

May 15, 2020

Call Options Purchased

16,200

70.0000

American

Nov 15, 2019

Put Options Written

18,100

62.5000

American

Oct 18, 2019

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

200

75.0000

American

Jun 19, 2020

Call Options Purchased

3,600

72.5000

American

Feb 21, 2020

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

400

67.5000

American

Oct 4, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Written

-1,100

68.0000

American

Oct 4, 2019

Put Options Purchased

-500

66.5000

American

Oct 4, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-300

70.0000

American

Oct 11, 2019

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-300

75.0000

American

Feb 21, 2020

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Call Options Written

-20,200

90.0000

American

Jun 19, 2020

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Call Options Written

-300

120.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-1,500

65.5000

American

Sep 27, 2019

Put Options Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-100

95.0000

American

May 15, 2020

Put Options Purchased

-1,400

75.0000

American

Nov 15, 2019

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options Purchased

25,700

80.0000

American

Jan 17, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Call Options Purchased

200

72.5000

American

Oct 4, 2019

Call Options Purchased

100

85.0000

American

Feb 21, 2020

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Call Options Purchased

100

73.5000

American

Oct 4, 2019

Put Options Written

100

67.5000

American

Oct 4, 2019

Call Options Purchased

500

67.5000

American

Feb 21, 2020

Put Options Written

300

62.5000

American

Sep 18, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options Written

2,200

50.0000

American

Jan 17, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

2,200

77.5000

American

Oct 18, 2019

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,200

72.5000

American

Oct 25, 2019

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

3,300

47.5000

American

Jan 17, 2020

Call Options Purchased

2,000

72.0000

American

Oct 4, 2019

Put Options Written

200

68.5000

American

Oct 4, 2019

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

100

65.0000

American

Oct 4, 2019

Put Options Written

1,000

72.5000

American

Feb 21, 2020

Call Options Purchased

200

73.0000

American

Oct 4, 2019

Put Options Written

2,700

45.0000

American

Jan 17, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-600

72.5000

American

Nov 15, 2019

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options Written

-5,700

76.0000

American

Oct 4, 2019

Call Options Written

-11,400

130.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-100

73.5000

American

Oct 4, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-15,100

55.0000

American

Jan 17, 2020

Put Options Purchased

-900

77.5000

American

Nov 15, 2019

Call Options Written

-400

75.0000

American

Sep 18, 2020

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-4,500

67.0000

American

Oct 25, 2019

Call Options Purchased

2,900

70.0000

American

Feb 21, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options Written

7,100

76.0000

American

Oct 4, 2019

Put Options Written

600

71.5000

American

Sep 27, 2019

Call Options Purchased

100

75.0000

American

Nov 1, 2019

Put Options Written

14,000

74.0000

American

Sep 27, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options Written

7,500

62.5000

American

Jan 17, 2020

Call Options Purchased

3,200

70.0000

American

Oct 4, 2019

Put Options Written

1,500

74.0000

American

Oct 4, 2019

Call Options Purchased

8,300

75.0000

American

Oct 4, 2019

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

100

75.0000

American

Oct 11, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

1,300

74.0000

American

Sep 27, 2019

Put Options Written

200

87.5000

American

Nov 15, 2019

Call Options Purchased

200

80.0000

American

Oct 25, 2019

Call Options Purchased

18,000

72.5000

American

Jan 17, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Put Options Purchased

-27,700

60.0000

American

Jan 17, 2020

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

40.0000

American

Jan 21, 2022

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-500

75.0000

American

May 15, 2020

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-700

66.0000

American

Nov 1, 2019

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020

Call Options Written

-1,300

65.5000

American

Sep 27, 2019

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Purchased

94,100

77.5000

American

Nov 15, 2019

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options Purchased

700

71.0000

American

Sep 27, 2019

Put Options Written

100

37.5000

American

Jan 15, 2021

Put Options Written

100

77.5000

American

Jan 15, 2021

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

100

71.5000

American

Sep 27, 2019

Put Options Written

32,800

57.5000

American

Jun 19, 2020

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Put Options Written

1,500

75.0000

American

Sep 27, 2019

Call Options Purchased

800

82.5000

American

Feb 21, 2020

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

100

65.0000

American

Jan 17, 2020

Put Options Written

400

73.5000

American

Sep 27, 2019

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Put Options Written

200

60.0000

American

Sep 27, 2019

Call Options Purchased

4,500

69.0000

American

Oct 25, 2019

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

25,200

67.5000

American

Nov 15, 2019

Call Options Purchased

600

87.5000

American

Feb 21, 2020

Put Options Written

400

42.5000

American

Jan 21, 2022

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-800

92.5000

American

Jan 15, 2021

Call Options Written

-100

66.0000

American

Sep 27, 2019

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-200

70.0000

American

Jan 21, 2022

Put Options Purchased

-100

64.5000

American

Sep 27, 2019

Call Options Written

-1,700

68.0000

American

Sep 27, 2019

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-13,400

100.0000

American

Jan 15, 2021

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Put Options Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options Written

-2,200

100.0000

American

Feb 21, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-400

82.5000

American

Jun 19, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Put Options Purchased

-500

72.0000

American

Sep 27, 2019

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-17,400

85.0000

American

Nov 15, 2019

Call Options Written

-100

80.0000

American

Oct 18, 2019

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Put Options Purchased

-600

60.0000

American

Oct 18, 2019

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Purchased

18,700

60.0000

American

Jan 17, 2020

Call Options Purchased

18,300

70.0000

American

Jan 17, 2020

Put Options Written

7,200

76.5000

American

Oct 4, 2019

Call Options Purchased

3,200

55.0000

American

Feb 21, 2020

Call Options Purchased

400

47.5000

American

Jun 19, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Written

1,000

71.0000

American

Oct 4, 2019

Put Options Written

500

64.0000

American

Sep 27, 2019

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options Purchased

200

73.0000

American

Oct 11, 2019

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

100

76.0000

American

Oct 11, 2019

Call Options Purchased

100

69.0000

American

Sep 27, 2019

Call Options Purchased

200

70.0000

American

Oct 11, 2019

Call Options Purchased

1,600

68.5000

American

Oct 4, 2019

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

6,400

65.0000

American

Nov 15, 2019

Call Options Purchased

18,300

80.0000

American

Nov 15, 2019

Put Options Written

600

55.0000

American

Feb 21, 2020

Put Options Written

4,100

85.0000

American

Jan 17, 2020

Put Options Written

100

59.5000

American

Oct 25, 2019

Put Options Written

500

67.5000

American

Jan 17, 2020

Put Options Written

9,900

74.0000

American

Oct 18, 2019

Put Options Written

4,400

77.0000

American

Oct 4, 2019

Put Options Written

400

70.0000

American

Feb 21, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

200

76.5000

American

Oct 4, 2019

Call Options Purchased

100

60.0000

American

Jan 15, 2021

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Put Options Purchased

-15,100

65.0000

American

Nov 15, 2019

Call Options Written

-400

76.0000

American

Sep 27, 2019

Call Options Written

-1,400

90.0000

American

Sep 18, 2020

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options Purchased

-73,000

67.5000

American

Jan 15, 2021

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options Purchased

-2,200

65.0000

American

Sep 27, 2019

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-7,700

75.0000

American

Jan 17, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-500

71.0000

American

Oct 18, 2019

Call Options Written

-600

72.5000

American

Jun 19, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Written

-300

73.5000

American

Nov 1, 2019

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-600

78.0000

American

Oct 4, 2019

Put Options Purchased

-600

60.0000

American

Feb 21, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

10,000

75.0000

American

Oct 18, 2019

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

200

55.0000

American

Nov 15, 2019

Call Options Purchased

9,200

80.0000

American

Feb 21, 2020

Call Options Purchased

1,400

70.5000

American

Sep 27, 2019

Put Options Written

500

82.0000

American

Oct 4, 2019

Call Options Purchased

300

75.5000

American

Nov 1, 2019

Put Options Written

100

62.5000

American

Oct 4, 2019

Put Options Written

30,300

70.0000

American

Jun 19, 2020

Call Options Purchased

9,700

67.5000

American

Jan 17, 2020

Call Options Purchased

24,300

75.0000

American

Nov 15, 2019

Call Options Purchased

9,000

73.5000

American

Sep 27, 2019

Call Options Purchased

4,100

74.0000

American

Oct 25, 2019

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Call Options Purchased

6,600

72.5000

American

Oct 18, 2019

Call Options Purchased

3,900

75.0000

American

Feb 21, 2020

Call Options Purchased

100

74.5000

American

Sep 27, 2019

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-54,600

82.5000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-200

87.5000

American

Jan 17, 2020

Put Options Purchased

-400

70.5000

American

Oct 4, 2019

Put Options Purchased

-1,600

69.5000

American

Oct 11, 2019

Put Options Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Put Options Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

100

78.0000

American

Oct 11, 2019

Call Options Purchased

9,000

68.5000

American

Oct 25, 2019

Put Options Written

1,000

67.5000

American

Feb 21, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Call Options Purchased

100

74.5000

American

Oct 4, 2019

Put Options Written

100

72.5000

American

Sep 18, 2020

Call Options Purchased

6,700

85.0000

American

Jun 19, 2020

Call Options Purchased

3,700

73.0000

American

Sep 27, 2019

Put Options Written

200

72.5000

American

Sep 27, 2019

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

300

67.0000

American

Oct 11, 2019

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Call Options Purchased

100

71.0000

American

Oct 25, 2019

Call Options Purchased

2,700

80.0000

American

Jun 19, 2020

Call Options Purchased

17,000

70.0000

American

Oct 18, 2019

Call Options Purchased

2,000

50.0000

American

Jan 17, 2020

Put Options Written

1,400

67.5000

American

Jun 19, 2020

Put Options Purchased

-300

45.0000

American

Jan 21, 2022

Call Options Written

-3,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-1,400

73.0000

American

Sep 27, 2019

Put Options Purchased

-11,400

70.0000

American

Oct 18, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-200

77.5000

American

Sep 18, 2020

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Call Options Written

-12,900

85.0000

American

Jan 17, 2020

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Put Options Purchased

-29,000

62.5000

American

Nov 15, 2019

Put Options Purchased

-400

73.0000

American

Oct 4, 2019

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

67.0000

American

Sep 27, 2019

Put Options Purchased

-400

68.0000

American

Oct 11, 2019

Call Options Written

-15,500

87.5000

American

Jan 17, 2020

Put Options Purchased

-39,600

67.5000

American

Nov 15, 2019

Call Options Written

-100

72.0000

American

Sep 27, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

6,600

65.0000

American

Feb 21, 2020

Call Options Purchased

4,400

67.5000

American

Oct 18, 2019

Put Options Written

100

70.0000

American

Oct 4, 2019

Put Options Written

15,800

65.0000

American

Oct 18, 2019

Call Options Purchased

1,600

57.5000

American

Jan 15, 2021

Call Options Purchased

200

74.0000

American

Oct 18, 2019

Put Options Written

4,000

59.5000

American

Oct 11, 2019

Call Options Purchased

3,300

77.5000

American

Jan 15, 2021

Call Options Purchased

300

67.0000

American

Sep 27, 2019

Call Options Purchased

500

77.5000

American

Oct 11, 2019

Call Options Purchased

1,200

67.5000

American

Sep 27, 2019

Call Options Purchased

900

77.5000

American

Feb 21, 2020

Call Options Purchased

600

80.0000

American

Sep 18, 2020

Put Options Written

100

62.5000

American

Oct 25, 2019

Put Options Written

5,100

69.0000

American

Oct 4, 2019

Call Options Purchased

3,800

75.0000

American

Jan 17, 2020

Put Options Written

200

59.0000

American

Sep 27, 2019

Put Options Written

2,300

47.5000

American

Nov 15, 2019

Put Options Written

1,000

66.0000

American

Sep 27, 2019

Call Options Purchased

5,100

70.0000

American

Sep 27, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

5,200

77.5000

American

Jan 17, 2020

Put Options Written

400

72.5000

American

May 15, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Purchased

-7,600

70.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options Purchased

-15,400

67.5000

American

Oct 18, 2019

Put Options Purchased

-2,000

72.5000

American

Jan 17, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-500

62.5000

American

Oct 18, 2019

Put Options Purchased

-12,900

60.0000

American

Nov 15, 2019

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Put Options Purchased

-1,000

57.5000

American

Sep 27, 2019

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-400

80.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676985
Time of Receipt (offset from UTC): 20190927T143647+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC