Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,540,411

1.08%

1,980,160

0.60%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

2,119,420

0.65%

 

(3)

Options and agreements to
purchase/sell:

658,600

0.20%

393,600

0.12%

 
TOTAL:

5,867,211

1.79%

4,493,180

1.37%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

17

167.3582 USD

Purchase

100

167.2700 USD

Purchase

100

167.5450 USD

Purchase

100

167.1600 USD

Purchase

100

166.9900 USD

Purchase

110

167.2344 USD

Purchase

200

167.4800 USD

Purchase

200

167.3625 USD

Purchase

201

167.3814 USD

Purchase

300

167.3000 USD

Purchase

400

167.5850 USD

Purchase

400

167.7650 USD

Purchase

500

167.4040 USD

Purchase

700

167.6157 USD

Purchase

800

167.2750 USD

Purchase

1,000

167.3345 USD

Purchase

1,056

167.3251 USD

Purchase

1,193

167.0528 USD

Purchase

2,000

167.6300 USD

Purchase

2,000

167.3980 USD

Purchase

2,233

167.4046 USD

Purchase

2,687

166.9318 USD

Purchase

5,300

167.3747 USD

Purchase

5,600

167.3813 USD

Purchase

5,621

167.4884 USD

Purchase

7,325

166.8900 USD

Purchase

13,861

166.9487 USD

Purchase

16,721

167.3397 USD

Purchase

17,019

167.2328 USD

Purchase

19,585

166.9871 USD

Purchase

50,589

167.2751 USD

Sale

17

167.3582 USD

Sale

64

167.7800 USD

Sale

66

167.6100 USD

Sale

73

167.7300 USD

Sale

77

167.1700 USD

Sale

100

167.0200 USD

Sale

100

167.0400 USD

Sale

100

167.1500 USD

Sale

100

167.2600 USD

Sale

100

167.5000 USD

Sale

100

167.5400 USD

Sale

100

167.6900 USD

Sale

100

167.7700 USD

Sale

100

167.8200 USD

Sale

150

167.3666 USD

Sale

200

167.6250 USD

Sale

200

167.6000 USD

Sale

240

167.4450 USD

Sale

285

167.1954 USD

Sale

300

167.3400 USD

Sale

300

167.3133 USD

Sale

300

167.2266 USD

Sale

300

167.2766 USD

Sale

400

167.5012 USD

Sale

400

167.3175 USD

Sale

416

167.1840 USD

Sale

488

167.3181 USD

Sale

500

167.2880 USD

Sale

500

167.2580 USD

Sale

539

167.2099 USD

Sale

569

167.3511 USD

Sale

699

167.2072 USD

Sale

710

167.1559 USD

Sale

755

167.2832 USD

Sale

900

167.4233 USD

Sale

1,000

167.2836 USD

Sale

1,381

167.1964 USD

Sale

1,466

167.2389 USD

Sale

1,545

167.2914 USD

Sale

1,615

167.2645 USD

Sale

1,800

167.5602 USD

Sale

1,961

167.3036 USD

Sale

2,000

167.6300 USD

Sale

2,003

167.3428 USD

Sale

2,008

167.4345 USD

Sale

2,147

167.2333 USD

Sale

2,200

167.4982 USD

Sale

2,687

166.9318 USD

Sale

3,363

167.2216 USD

Sale

3,618

167.2339 USD

Sale

3,700

167.2837 USD

Sale

4,149

167.2298 USD

Sale

4,200

167.3834 USD

Sale

4,756

167.1470 USD

Sale

6,898

166.8900 USD

Sale

7,579

167.2028 USD

Sale

9,153

167.1852 USD

Sale

10,835

167.4181 USD

Sale

11,786

167.3782 USD

Sale

13,727

167.3483 USD

Sale

20,287

167.0869 USD

Sale

21,852

167.0218 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

200

185 USD American 19 Jun 2020 2.9400 USD
Call Option Selling

100

165 USD American 19 Jun 2020 12.7300 USD
Call Option Selling

100

170 USD American 19 Jun 2020 9.7400 USD
Put Option Selling

3,700

95 USD American 19 Jun 2020 0.9100 USD
Put Option Selling

200

120 USD American 15 Nov 2019 0.1500 USD
Put Option Selling

500

130 USD American 15 Nov 2019 0.3800 USD
Put Option Selling

200

135 USD American 15 Nov 2019 0.5500 USD
Put Option Selling

100

135 USD American 21 Feb 2020 2.3000 USD
Put Option Selling

200

140 USD American 18 Oct 2019 0.1400 USD
Put Option Selling

2,500

150 USD American 15 Nov 2019 1.3000 USD
Put Option Selling

400

150 USD American 20 Dec 2019 1.9800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options Purchased

16,900

165.0000

American

Nov 15, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Call Options Purchased

100

170.0000

American

Sep 27, 2019

Call Options Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options Written

100

135.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Put Options Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

11,300

150.0000

American

Nov 15, 2019

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

200

120.0000

American

Oct 18, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Call Options Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-4,000

125.0000

American

Jan 17, 2020

Call Options Written

-100

150.0000

American

Feb 21, 2020

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-300

170.0000

American

Feb 21, 2020

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

8,000

170.0000

American

Jun 19, 2020

Call Options Purchased

7,900

170.0000

American

Feb 21, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Put Options Written

400

125.0000

American

Jan 15, 2021

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

1,000

165.0000

American

Oct 18, 2019

Put Options Written

200

140.0000

American

Oct 18, 2019

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Call Options Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options Purchased

6,100

160.0000

American

Jan 17, 2020

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Purchased

3,200

165.0000

American

Jan 15, 2021

Call Options Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

300

100.0000

American

Dec 20, 2019

Call Options Written

-100

210.0000

American

Nov 15, 2019

Call Options Written

-200

140.0000

American

Feb 21, 2020

Put Options Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options Written

-200

125.0000

American

Jan 17, 2020

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Written

-300

175.0000

American

Jan 17, 2020

Call Options Purchased

4,000

170.0000

American

Jan 17, 2020

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

165.0000

American

Nov 15, 2019

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options Written

-28,300

150.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-3,300

160.0000

American

Jan 17, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-7,600

130.0000

American

Nov 15, 2019

Put Options Written

22,500

140.0000

American

Jan 17, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

1,000

160.0000

American

Feb 21, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Call Options Purchased

700

175.0000

American

Nov 15, 2019

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Call Options Purchased

100

180.0000

American

Jun 19, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Put Options Purchased

-300

145.0000

American

Nov 15, 2019

Call Options Written

-4,300

155.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-500

150.0000

American

Jan 15, 2021

Put Options Purchased

-400

170.0000

American

Nov 15, 2019

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Written

500

230.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-100

105.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-500

135.0000

American

Dec 20, 2019

Put Options Purchased

-800

175.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Call Options Purchased

3,400

175.0000

American

Feb 21, 2020

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

500

80.0000

American

Nov 15, 2019

Put Options Written

900

135.0000

American

Jan 17, 2020

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options Written

-500

175.0000

American

Jan 15, 2021

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Put Options Written

13,800

150.0000

American

Feb 21, 2020

Call Options Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Call Options Purchased

200

165.0000

American

Oct 18, 2019

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

3,900

160.0000

American

Dec 20, 2019

Put Options Written

3,000

200.0000

American

Dec 20, 2019

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Put Options Written

700

145.0000

American

Feb 21, 2020

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-600

110.0000

American

Jan 17, 2020

Put Options Purchased

-1,900

160.0000

American

Nov 15, 2019

Call Options Written

-2,000

130.0000

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676983
Time of Receipt (offset from UTC): 20190927T143529+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC