FORM 8.3 – ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,719,409

0.18%

3,656,590

0.25%

 

(2)

Derivatives (other than options):

1,654,860

0.11%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

1,849,200

0.13%

1,033,700

0.07%

 
TOTAL:

6,223,469

0.42%

4,706,790

0.32%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

61

72.3891 USD
Purchase

69

72.5649 USD
Purchase

96

72.1331 USD
Purchase

100

72.4400 USD
Purchase

100

72.0800 USD
Purchase

100

72.1300 USD
Purchase

116

72.7934 USD
Purchase

150

72.8100 USD
Purchase

200

72.1225 USD
Purchase

210

72.0302 USD
Purchase

300

72.1227 USD
Purchase

400

72.5950 USD
Purchase

400

72.1375 USD
Purchase

401

72.6000 USD
Purchase

461

72.4809 USD
Purchase

500

72.1440 USD
Purchase

500

72.1830 USD
Purchase

500

72.0780 USD
Purchase

507

72.5260 USD
Purchase

600

72.1350 USD
Purchase

696

72.2063 USD
Purchase

700

72.4514 USD
Purchase

751

72.1200 USD
Purchase

792

72.5696 USD
Purchase

796

72.1400 USD
Purchase

800

72.4087 USD
Purchase

1,002

72.2118 USD
Purchase

1,046

72.6084 USD
Purchase

1,200

72.4170 USD
Purchase

1,447

72.1962 USD
Purchase

1,810

72.2089 USD
Purchase

1,905

72.1851 USD
Purchase

2,338

72.1825 USD
Purchase

2,543

72.2707 USD
Purchase

2,700

72.5740 USD
Purchase

2,800

72.5562 USD
Purchase

2,961

72.2687 USD
Purchase

2,964

72.2215 USD
Purchase

3,025

72.2158 USD
Purchase

3,104

72.1680 USD
Purchase

3,740

72.6450 USD
Purchase

4,364

72.5572 USD
Purchase

4,514

72.2359 USD
Purchase

5,076

72.3449 USD
Purchase

5,080

72.0945 USD
Purchase

5,200

72.4884 USD
Purchase

7,251

72.5700 USD
Purchase

7,766

72.3447 USD
Purchase

9,100

72.4537 USD
Purchase

9,173

72.1749 USD
Purchase

9,183

72.2524 USD
Purchase

9,476

72.0916 USD
Purchase

10,789

72.5640 USD
Purchase

12,488

72.3577 USD
Purchase

13,775

72.6109 USD
Purchase

13,970

72.3237 USD
Purchase

14,227

72.3360 USD
Purchase

16,703

72.1085 USD
Purchase

20,200

72.4251 USD
Purchase

23,062

72.3116 USD
Purchase

27,432

72.1705 USD
Purchase

32,600

72.4513 USD
Purchase

34,112

72.0900 USD
Purchase

35,576

72.4978 USD
Purchase

44,764

72.4512 USD
Purchase

46,546

72.6079 USD
Purchase

72,138

72.4814 USD
Purchase

76,550

72.4705 USD
Sale

2

72.0600 USD
Sale

15

72.0300 USD
Sale

100

72.1600 USD
Sale

100

72.2700 USD
Sale

100

72.6500 USD
Sale

100

72.4200 USD
Sale

100

72.4400 USD
Sale

102

72.4696 USD
Sale

200

72.6250 USD
Sale

200

72.5400 USD
Sale

200

72.2800 USD
Sale

200

72.4125 USD
Sale

296

72.1400 USD
Sale

299

72.4566 USD
Sale

300

72.7700 USD
Sale

300

72.6433 USD
Sale

300

72.2183 USD
Sale

300

72.4300 USD
Sale

375

72.5766 USD
Sale

376

72.0774 USD
Sale

400

72.7150 USD
Sale

400

72.3900 USD
Sale

400

72.3825 USD
Sale

430

72.5176 USD
Sale

496

72.1380 USD
Sale

500

72.6920 USD
Sale

502

72.2873 USD
Sale

515

72.3892 USD
Sale

528

72.2717 USD
Sale

600

72.2475 USD
Sale

600

72.2600 USD
Sale

600

72.3691 USD
Sale

700

72.1200 USD
Sale

700

72.2135 USD
Sale

700

72.6714 USD
Sale

899

72.6015 USD
Sale

900

72.5333 USD
Sale

914

72.6479 USD
Sale

947

72.2235 USD
Sale

1,000

72.6120 USD
Sale

1,170

72.6101 USD
Sale

1,248

72.5021 USD
Sale

1,319

72.2861 USD
Sale

1,452

72.5707 USD
Sale

1,500

72.7657 USD
Sale

1,500

72.5900 USD
Sale

1,539

72.4826 USD
Sale

1,769

72.5559 USD
Sale

2,099

72.2655 USD
Sale

2,100

72.7221 USD
Sale

2,152

72.3959 USD
Sale

2,206

72.5921 USD
Sale

2,355

72.6177 USD
Sale

2,405

72.5444 USD
Sale

2,678

72.5032 USD
Sale

3,143

72.5497 USD
Sale

3,203

72.5585 USD
Sale

3,576

72.5989 USD
Sale

3,700

72.5591 USD
Sale

3,798

72.6509 USD
Sale

3,900

72.5569 USD
Sale

4,918

72.3317 USD
Sale

4,927

72.3662 USD
Sale

6,300

72.2827 USD
Sale

6,659

72.2404 USD
Sale

6,700

72.5086 USD
Sale

6,880

72.1002 USD
Sale

8,925

72.5052 USD
Sale

11,600

72.4145 USD
Sale

12,729

72.5422 USD
Sale

13,034

72.1684 USD
Sale

16,604

72.6286 USD
Sale

18,600

72.4491 USD
Sale

19,516

72.4765 USD
Sale

21,478

72.3550 USD
Sale

22,083

72.1140 USD
Sale

24,100

72.4823 USD
Sale

31,111

72.5649 USD
Sale

35,048

72.0900 USD
Sale

40,467

72.4581 USD
Sale

45,282

72.4126 USD
Sale

50,815

72.1693 USD
Sale

116,599

72.9500 USD
Sale

141,540

72.4628 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

100

58 USD American 15 Jan 2021 16.0000 USD
Call Option Purchasing

2,100

73 USD American 27 Sep 2019 0.6761 USD
Call Option Purchasing

100

73 USD American 15 Nov 2019 2.0400 USD
Call Option Purchasing

200

74 USD American 27 Sep 2019 0.3900 USD
Call Option Purchasing

100

74 USD American 4 Oct 2019 0.3300 USD
Call Option Purchasing

100

74 USD American 4 Oct 2019 0.4900 USD
Call Option Purchasing

100

74 USD American 18 Oct 2019 0.6400 USD
Call Option Purchasing

100

75 USD American 11 Oct 2019 0.4000 USD
Call Option Purchasing

100

75 USD American 18 Oct 2019 0.3500 USD
Call Option Purchasing

500

75 USD American 17 Jan 2020 2.4900 USD
Call Option Purchasing

100

75 USD American 15 Jan 2021 5.7500 USD
Call Option Purchasing

100

77 USD American 4 Oct 2019 0.0600 USD
Call Option Purchasing

600

78 USD American 17 Jan 2020 1.7100 USD
Call Option Purchasing

200

80 USD American 15 Nov 2019 0.3600 USD
Call Option Purchasing

8,300

80 USD American 17 Jan 2020 1.0343 USD
Call Option Purchasing

600

80 USD American 19 Jun 2020 2.3900 USD
Call Option Purchasing

100

80 USD American 15 Jan 2021 4.0100 USD
Call Option Purchasing

400

83 USD American 17 Jan 2020 0.6400 USD
Call Option Purchasing

100

83 USD American 21 Feb 2020 0.9500 USD
Call Option Purchasing

5,000

90 USD American 21 Feb 2020 0.2800 USD
Call Option Purchasing

200

110 USD American 21 Jan 2022 1.1550 USD
Call Option Selling

100

72 USD American 27 Sep 2019 0.6100 USD
Call Option Selling

200

72 USD American 27 Sep 2019 0.9400 USD
Call Option Selling

1,300

73 USD American 27 Sep 2019 0.3800 USD
Call Option Selling

100

73 USD American 4 Oct 2019 0.8800 USD
Call Option Selling

100

80 USD American 18 Oct 2019 0.0500 USD
Call Option Selling

100

100 USD American 15 Nov 2019 0.0200 USD
Put Option Purchasing

800

63 USD American 17 Jan 2020 1.3100 USD
Put Option Purchasing

200

68 USD American 15 Nov 2019 1.3200 USD
Put Option Purchasing

300

71 USD American 4 Oct 2019 0.3500 USD
Put Option Purchasing

200

72 USD American 27 Sep 2019 0.2200 USD
Put Option Purchasing

400

72 USD American 27 Sep 2019 0.3300 USD
Put Option Purchasing

900

73 USD American 15 Nov 2019 3.2200 USD
Put Option Purchasing

1,000

74 USD American 27 Sep 2019 1.2000 USD
Put Option Purchasing

1,500

75 USD American 17 Jan 2020 6.3500 USD
Put Option Selling

300

40 USD American 21 Jan 2022 2.3800 USD
Put Option Selling

800

45 USD American 21 Jan 2022 3.6437 USD
Put Option Selling

200

48 USD American 21 Jan 2022 4.2100 USD
Put Option Selling

900

68 USD American 15 Nov 2019 1.3100 USD
Put Option Selling

1,000

73 USD American 27 Sep 2019 0.5600 USD
Put Option Selling

400

73 USD American 15 May 2020 6.8500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

26 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Call Options Purchased

3,600

72.5000

American Feb 21, 2020
Put Options Written

350,000

65.0000

American Jan 17, 2020
Call Options Purchased

200

75.0000

American May 15, 2020
Call Options Purchased

1,000

74.0000

American Oct 4, 2019
Call Options Purchased

400

67.5000

American Oct 4, 2019
Call Options Purchased

16,100

70.0000

American Nov 15, 2019
Call Options Purchased

3,200

82.5000

American Nov 15, 2019
Call Options Purchased

8,000

68.0000

American Oct 25, 2019
Put Options Written

1,000

82.5000

American Jan 15, 2021
Call Options Purchased

100

72.5000

American Sep 18, 2020
Call Options Purchased

8,800

72.5000

American Nov 15, 2019
Put Options Written

5,200

77.5000

American Jan 17, 2020
Call Options Purchased

400

70.0000

American Oct 25, 2019
Call Options Purchased

1,000

66.5000

American Oct 11, 2019
Put Options Written

2,900

50.0000

American Nov 15, 2019
Put Options Written

1,100

85.0000

American Jun 19, 2020
Put Options Written

100

80.0000

American Sep 18, 2020
Put Options Written

200

70.0000

American Sep 27, 2019
Put Options Written

18,100

62.5000

American Oct 18, 2019
Put Options Written

9,500

60.0000

American Jun 19, 2020
Put Options Written

800

82.5000

American Jan 17, 2020
Call Options Purchased

700

50.0000

American Jan 15, 2021
Call Options Purchased

200

55.0000

American Sep 18, 2020
Put Options Written

200

75.0000

American Jun 19, 2020
Put Options Purchased

-300

75.0000

American Feb 21, 2020
Put Options Purchased

-1,400

75.0000

American Nov 15, 2019
Put Options Purchased

-600

65.0000

American Feb 21, 2020
Call Options Written

-1,500

130.0000

American Jan 15, 2021
Put Options Purchased

-1,500

65.5000

American Sep 27, 2019
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options Written

-1,100

68.0000

American Oct 4, 2019
Put Options Purchased

-4,200

65.0000

American Jan 17, 2020
Call Options Written

-300

120.0000

American Jan 15, 2021
Put Options Purchased

-300

70.0000

American Oct 11, 2019
Call Options Written

-1,000

68.5000

American Oct 4, 2019
Put Options Purchased

-1,700

57.5000

American Nov 15, 2019
Put Options Purchased

-700

65.0000

American Jan 15, 2021
Call Options Written

-7,300

97.5000

American Jan 17, 2020
Put Options Purchased

-1,000

70.0000

American Oct 25, 2019
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-500

66.5000

American Oct 4, 2019
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Call Options Written

-20,200

90.0000

American Jun 19, 2020
Put Options Purchased

-100

95.0000

American May 15, 2020
Call Options Written

-300

92.5000

American Sep 18, 2020
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-3,600

50.0000

American Jan 15, 2021
Put Options Purchased

-5,100

47.5000

American Jun 19, 2020
Put Options Purchased

-4,500

57.5000

American Jan 17, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Put Options Written

73,000

70.0000

American Jan 17, 2020
Call Options Purchased

21,500

80.0000

American Jan 17, 2020
Put Options Written

100

68.5000

American Oct 4, 2019
Put Options Written

100

67.5000

American Oct 4, 2019
Put Options Written

50,000

57.5000

American Jan 17, 2020
Call Options Purchased

2,400

50.0000

American Jun 19, 2020
Call Options Purchased

100

73.0000

American Oct 4, 2019
Put Options Written

302,400

60.0000

American Jan 15, 2021
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Put Options Written

49,600

95.0000

American Jan 17, 2020
Put Options Written

2,700

45.0000

American Jan 17, 2020
Call Options Purchased

1,200

72.5000

American Oct 25, 2019
Put Options Written

3,300

47.5000

American Jan 17, 2020
Put Options Written

100

65.0000

American Oct 4, 2019
Call Options Purchased

4,000

55.0000

American Jan 17, 2020
Call Options Purchased

2,200

77.5000

American Oct 18, 2019
Call Options Purchased

500

67.5000

American Feb 21, 2020
Put Options Written

2,200

50.0000

American Jan 17, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Call Options Purchased

100

73.5000

American Oct 4, 2019
Put Options Written

1,000

72.5000

American Feb 21, 2020
Put Options Written

300

62.5000

American Sep 18, 2020
Put Options Purchased

-10,900

82.5000

American Nov 15, 2019
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-2,600

55.0000

American Jan 15, 2021
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options Written

-5,700

76.0000

American Oct 4, 2019
Call Options Written

-500

72.5000

American Sep 27, 2019
Put Options Purchased

-600

72.5000

American Nov 15, 2019
Put Options Purchased

-15,100

55.0000

American Jan 17, 2020
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Call Options Written

-11,400

130.0000

American Jan 17, 2020
Call Options Written

-400

75.0000

American Sep 18, 2020
Put Options Purchased

-800

70.0000

American Feb 21, 2020
Put Options Purchased

-100

73.5000

American Oct 4, 2019
Put Options Purchased

-4,500

67.0000

American Oct 25, 2019
Put Options Purchased

-900

77.5000

American Nov 15, 2019
Call Options Purchased

8,300

75.0000

American Oct 4, 2019
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

400

74.0000

American Sep 27, 2019
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Call Options Purchased

18,000

72.5000

American Jan 17, 2020
Put Options Written

600

71.5000

American Sep 27, 2019
Call Options Purchased

100

105.0000

American Jun 19, 2020
Put Options Written

7,500

62.5000

American Jan 17, 2020
Call Options Purchased

400

70.0000

American Jun 19, 2020
Call Options Purchased

300

70.0000

American Oct 4, 2019
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

100

75.0000

American Oct 11, 2019
Call Options Purchased

200

80.0000

American Oct 25, 2019
Call Options Purchased

2,900

70.0000

American Feb 21, 2020
Put Options Written

200

87.5000

American Nov 15, 2019
Call Options Purchased

100

75.0000

American Nov 1, 2019
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Put Options Purchased

-700

66.0000

American Nov 1, 2019
Put Options Purchased

-4,800

40.0000

American Jan 21, 2022
Call Options Written

-12,100

95.0000

American Jan 17, 2020
Put Options Purchased

-4,300

50.0000

American Jun 19, 2020
Call Options Written

-2,600

105.0000

American Nov 15, 2019
Call Options Written

-100

67.5000

American Sep 18, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-1,500

92.5000

American Nov 15, 2019
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-1,000

50.0000

American Sep 18, 2020
Put Options Purchased

-1,000

73.5000

American Sep 27, 2019
Call Options Written

-1,300

65.5000

American Sep 27, 2019
Call Options Written

-500

95.0000

American Sep 18, 2020
Put Options Purchased

-500

75.0000

American May 15, 2020
Call Options Written

-1,600

75.0000

American Jan 15, 2021
Call Options Written

-1,200

85.0000

American Sep 18, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Put Options Purchased

-27,700

60.0000

American Jan 17, 2020
Put Options Purchased

-600

55.0000

American Jun 19, 2020
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Written

-14,600

87.5000

American Nov 15, 2019
Call Options Written

-400

110.0000

American Jun 19, 2020
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Written

3,000

62.5000

American Feb 21, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

151,000

65.0000

American Jun 19, 2020
Call Options Purchased

100

65.0000

American Jan 17, 2020
Put Options Written

32,800

57.5000

American Jun 19, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

700

71.0000

American Sep 27, 2019
Call Options Purchased

600

82.5000

American Feb 21, 2020
Put Options Written

100

73.0000

American Oct 4, 2019
Call Options Purchased

1,600

70.0000

American Jan 15, 2021
Put Options Written

300

80.0000

American Jun 19, 2020
Call Options Purchased

100

71.5000

American Sep 27, 2019
Put Options Written

100

77.5000

American Jan 15, 2021
Put Options Written

125,000

80.0000

American Jan 15, 2021
Put Options Written

200

60.0000

American Sep 27, 2019
Put Options Written

800

47.5000

American Jan 21, 2022
Call Options Purchased

800

155.0000

American Jan 17, 2020
Call Options Purchased

94,100

77.5000

American Nov 15, 2019
Call Options Purchased

24,900

67.5000

American Nov 15, 2019
Call Options Purchased

4,500

69.0000

American Oct 25, 2019
Call Options Written

-400

67.5000

American Jun 19, 2020
Call Options Written

-6,900

105.0000

American Jan 17, 2020
Call Options Written

-17,400

85.0000

American Nov 15, 2019
Put Options Purchased

-2,200

70.0000

American Jan 15, 2021
Call Options Written

-1,700

68.0000

American Sep 27, 2019
Call Options Written

-100

80.0000

American Oct 18, 2019
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-2,200

100.0000

American Feb 21, 2020
Call Options Written

-100

75.0000

American Jun 19, 2020
Put Options Purchased

-500

68.5000

American Oct 25, 2019
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-13,600

100.0000

American Jan 15, 2021
Call Options Written

-400

82.5000

American Jun 19, 2020
Put Options Purchased

-100

64.5000

American Sep 27, 2019
Call Options Written

-300

110.0000

American Sep 18, 2020
Put Options Purchased

-500

72.0000

American Sep 27, 2019
Call Options Written

-800

92.5000

American Jan 15, 2021
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Call Options Written

-4,100

115.0000

American Jan 17, 2020
Put Options Purchased

-600

60.0000

American Oct 18, 2019
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Put Options Purchased

-1,000

105.0000

American Jun 19, 2020
Call Options Written

-100

66.0000

American Sep 27, 2019
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Call Options Written

-75,000

70.0000

American Jan 15, 2021
Put Options Purchased

-1,300

72.5000

American Oct 18, 2019
Call Options Purchased

6,400

65.0000

American Nov 15, 2019
Put Options Written

4,100

85.0000

American Jan 17, 2020
Call Options Purchased

200

73.0000

American Oct 11, 2019
Call Options Purchased

100

60.0000

American Jan 15, 2021
Call Options Purchased

100

76.0000

American Oct 11, 2019
Call Options Purchased

100

69.0000

American Sep 27, 2019
Call Options Purchased

1,000

64.0000

American Oct 11, 2019
Call Options Purchased

100

62.5000

American Sep 18, 2020
Call Options Purchased

18,200

70.0000

American Jan 17, 2020
Call Options Purchased

18,300

80.0000

American Nov 15, 2019
Call Options Purchased

100

76.5000

American Oct 4, 2019
Put Options Written

500

64.0000

American Sep 27, 2019
Put Options Written

600

55.0000

American Feb 21, 2020
Call Options Purchased

18,700

60.0000

American Jan 17, 2020
Put Options Written

300

77.5000

American Sep 18, 2020
Put Options Written

9,900

74.0000

American Oct 18, 2019
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Call Options Purchased

400

47.5000

American Jun 19, 2020
Call Options Purchased

3,200

55.0000

American Feb 21, 2020
Call Options Purchased

200

110.0000

American Jan 21, 2022
Put Options Written

28,300

62.5000

American Jun 19, 2020
Put Options Written

500

67.5000

American Jan 17, 2020
Call Options Purchased

5,000

90.0000

American Feb 21, 2020
Put Options Written

100

59.5000

American Oct 25, 2019
Put Options Purchased

-2,800

72.5000

American Jun 19, 2020
Put Options Purchased

-15,100

65.0000

American Nov 15, 2019
Call Options Written

-600

78.0000

American Oct 4, 2019
Put Options Purchased

-73,000

67.5000

American Jan 15, 2021
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Call Options Written

-300

130.0000

American Jun 19, 2020
Call Options Written

-600

72.5000

American Jun 19, 2020
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Put Options Purchased

-1,400

45.0000

American Jan 15, 2021
Put Options Purchased

-3,100

57.5000

American Oct 18, 2019
Call Options Written

-300

73.5000

American Nov 1, 2019
Put Options Purchased

-5,000

35.0000

American Jan 15, 2021
Call Options Written

-100,100

120.0000

American Jan 17, 2020
Call Options Written

-100

72.5000

American Oct 4, 2019
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-1,400

90.0000

American Sep 18, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Purchased

-7,700

75.0000

American Jan 17, 2020
Put Options Purchased

-2,200

65.0000

American Sep 27, 2019
Call Options Written

-3,100

145.0000

American Jan 17, 2020
Put Options Purchased

-600

60.0000

American Feb 21, 2020
Put Options Purchased

-1,100

80.0000

American Jan 15, 2021
Put Options Written

1,500

45.0000

American Nov 15, 2019
Call Options Purchased

300

75.5000

American Nov 1, 2019
Call Options Purchased

4,100

74.0000

American Oct 25, 2019
Call Options Purchased

500

70.5000

American Sep 27, 2019
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

100

62.5000

American Oct 4, 2019
Put Options Written

100

80.0000

American Nov 15, 2019
Call Options Purchased

10,000

75.0000

American Oct 18, 2019
Call Options Purchased

3,700

75.0000

American Feb 21, 2020
Put Options Written

6,100

80.0000

American Jan 17, 2020
Put Options Written

200

55.0000

American Nov 15, 2019
Put Options Written

30,300

70.0000

American Jun 19, 2020
Call Options Purchased

21,200

75.0000

American Nov 15, 2019
Call Options Purchased

6,600

72.5000

American Oct 18, 2019
Call Options Purchased

200

73.5000

American Sep 27, 2019
Call Options Purchased

9,700

67.5000

American Jan 17, 2020
Call Options Purchased

2,900

80.0000

American Feb 21, 2020
Call Options Written

-100

90.0000

American Jan 15, 2021
Put Options Purchased

-2,000

69.5000

American Oct 25, 2019
Put Options Purchased

-2,100

40.0000

American Jan 15, 2021
Put Options Purchased

-9,500

72.5000

American Jan 15, 2021
Call Options Written

-100

85.0000

American Feb 21, 2020
Call Options Written

-100

180.0000

American Jan 17, 2020
Put Options Purchased

-200

87.5000

American Jan 17, 2020
Put Options Purchased

-1,600

68.0000

American Oct 25, 2019
Call Options Written

-200

62.5000

American Jun 19, 2020
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Call Options Written

-55,000

82.5000

American Jan 17, 2020
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Call Options Written

-500

87.5000

American Jun 19, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Purchased

-6,300

70.0000

American Jan 17, 2020
Put Options Purchased

-300

42.5000

American Nov 15, 2019
Put Options Purchased

-400

70.5000

American Oct 4, 2019
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Put Options Written

200

72.5000

American Sep 27, 2019
Call Options Purchased

2,000

50.0000

American Jan 17, 2020
Put Options Written

300

67.0000

American Oct 11, 2019
Put Options Written

75,000

70.0000

American Jan 15, 2021
Call Options Purchased

17,000

70.0000

American Oct 18, 2019
Call Options Purchased

6,700

85.0000

American Jun 19, 2020
Call Options Purchased

1,900

73.0000

American Sep 27, 2019
Put Options Written

1,000

67.5000

American Feb 21, 2020
Call Options Purchased

100

74.5000

American Oct 4, 2019
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Put Options Written

1,400

67.5000

American Jun 19, 2020
Call Options Purchased

2,700

80.0000

American Jun 19, 2020
Put Options Written

100

72.5000

American Sep 18, 2020
Put Options Written

100

65.0000

American Sep 18, 2020
Call Options Purchased

400

57.5000

American Sep 18, 2020
Put Options Written

6,000

105.0000

American Jan 17, 2020
Call Options Purchased

100

71.0000

American Oct 25, 2019
Call Options Purchased

100

78.0000

American Oct 11, 2019
Call Options Purchased

9,000

68.5000

American Oct 25, 2019
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Call Options Written

-200

105.0000

American Sep 18, 2020
Put Options Purchased

-400

68.0000

American Oct 11, 2019
Put Options Purchased

-11,400

70.0000

American Oct 18, 2019
Call Options Written

-3,100

62.5000

American Jan 17, 2020
Call Options Written

-100

72.0000

American Sep 27, 2019
Put Options Purchased

-200

55.0000

American Oct 18, 2019
Put Options Purchased

-200

45.0000

American Jan 21, 2022
Call Options Written

-200

77.5000

American Sep 18, 2020
Call Options Written

-12,900

85.0000

American Jan 17, 2020
Put Options Purchased

-1,400

73.0000

American Sep 27, 2019
Call Options Written

-10,400

100.0000

American Jun 19, 2020
Call Options Written

-15,500

87.5000

American Jan 17, 2020
Put Options Purchased

-29,000

62.5000

American Nov 15, 2019
Call Options Written

-1,000

100.0000

American Nov 15, 2019
Call Options Written

-6,600

105.0000

American Jan 15, 2021
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Put Options Purchased

-1,000

67.0000

American Sep 27, 2019
Call Options Written

-13,800

90.0000

American Nov 15, 2019
Call Options Written

-69,400

100.0000

American Jan 17, 2020
Put Options Purchased

-39,600

67.5000

American Nov 15, 2019
Put Options Written

100

70.0000

American Oct 4, 2019
Call Options Purchased

4,400

67.5000

American Oct 18, 2019
Call Options Purchased

300

67.0000

American Sep 27, 2019
Put Options Written

200

59.0000

American Sep 27, 2019
Call Options Purchased

100

75.0000

American Sep 27, 2019
Call Options Purchased

1,400

57.5000

American Jan 15, 2021
Call Options Purchased

5,100

77.5000

American Jan 17, 2020
Call Options Purchased

1,200

67.5000

American Sep 27, 2019
Call Options Purchased

200

74.0000

American Oct 18, 2019
Put Options Written

15,800

65.0000

American Oct 18, 2019
Call Options Purchased

5,100

70.0000

American Sep 27, 2019
Put Options Written

1,000

66.0000

American Sep 27, 2019
Put Options Written

2,300

47.5000

American Nov 15, 2019
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Call Options Purchased

900

77.5000

American Feb 21, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

2,100

75.0000

American Jan 17, 2020
Put Options Written

400

72.5000

American May 15, 2020
Put Options Written

4,000

59.5000

American Oct 11, 2019
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

100

62.5000

American Oct 25, 2019
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Call Options Written

-6,500

95.0000

American Nov 15, 2019
Call Options Written

-2,100

77.5000

American Jan 15, 2021
Put Options Purchased

-13,000

60.0000

American Nov 15, 2019
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Call Options Written

-13,300

90.0000

American Jan 17, 2020
Call Options Written

-5,000

100.0000

American Sep 18, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Put Options Purchased

-1,000

62.0000

American Oct 11, 2019
Put Options Purchased

-6,800

100.0000

American Jan 17, 2020
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Call Options Written

-2,400

80.0000

American Jan 15, 2021
Call Options Written

-500

62.5000

American Oct 18, 2019
Put Options Purchased

-1,800

72.5000

American Jan 17, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Put Options Purchased

-1,000

57.5000

American Sep 27, 2019
Call Options Written

-6,900

92.5000

American Jan 17, 2020
Call Options Written

-5,100

95.0000

American Jan 15, 2021
Put Options Purchased

-7,600

70.0000

American Nov 15, 2019
Put Options Purchased

-15,400

67.5000

American Oct 18, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676874
Time of Receipt (offset from UTC): 20190926T120128+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC