FORM 8.3 – ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,544,230

1.08%

1,986,264

0.61%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

2,119,420

0.65%

 

(3)

Options and agreements to
purchase/sell:

651,400

0.20%

394,200

0.12%

 

 

 

 

 

TOTAL:

5,863,830

1.79%

4,499,884

1.37%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

5

166.3900 USD
Purchase

6

166.2500 USD
Purchase

8

166.0400 USD
Purchase

9

166.1700 USD
Purchase

21

166.4900 USD
Purchase

60

166.9800 USD
Purchase

100

167.1400 USD
Purchase

100

166.2700 USD
Purchase

198

167.3550 USD
Purchase

200

166.3700 USD
Purchase

200

167.3300 USD
Purchase

200

166.5750 USD
Purchase

220

167.2659 USD
Purchase

225

166.4322 USD
Purchase

235

166.3606 USD
Purchase

300

166.9650 USD
Purchase

300

166.3450 USD
Purchase

400

166.7812 USD
Purchase

448

166.3538 USD
Purchase

460

166.7515 USD
Purchase

500

166.5500 USD
Purchase

500

166.2060 USD
Purchase

800

166.4168 USD
Purchase

841

166.5775 USD
Purchase

1,000

167.3330 USD
Purchase

1,200

167.1233 USD
Purchase

1,359

166.9070 USD
Purchase

1,467

166.9124 USD
Purchase

1,537

166.9826 USD
Purchase

1,655

166.9341 USD
Purchase

2,000

166.9700 USD
Purchase

2,700

166.6147 USD
Purchase

3,500

166.6385 USD
Purchase

8,400

166.7288 USD
Purchase

8,721

165.9500 USD
Purchase

8,840

166.9087 USD
Purchase

9,009

166.1000 USD
Purchase

10,618

166.4798 USD
Purchase

14,000

166.0615 USD
Purchase

15,881

166.7436 USD
Purchase

41,050

166.7139 USD
Sale

11

166.3136 USD
Sale

19

166.6600 USD
Sale

44

166.6700 USD
Sale

100

166.6450 USD
Sale

100

166.9000 USD
Sale

100

166.8700 USD
Sale

100

166.0100 USD
Sale

125

166.6640 USD
Sale

200

166.7000 USD
Sale

200

166.7350 USD
Sale

200

166.8150 USD
Sale

200

166.8800 USD
Sale

200

167.3850 USD
Sale

203

166.8558 USD
Sale

300

166.7233 USD
Sale

300

166.4100 USD
Sale

301

166.9424 USD
Sale

354

166.7358 USD
Sale

360

166.9675 USD
Sale

400

166.7100 USD
Sale

400

166.5611 USD
Sale

504

166.6889 USD
Sale

600

166.2166 USD
Sale

670

166.2043 USD
Sale

677

166.7067 USD
Sale

730

166.2056 USD
Sale

800

166.7550 USD
Sale

850

166.7290 USD
Sale

1,050

166.7088 USD
Sale

1,187

166.7223 USD
Sale

1,200

166.8591 USD
Sale

1,300

166.7961 USD
Sale

1,427

166.7162 USD
Sale

1,572

166.5562 USD
Sale

1,691

166.7174 USD
Sale

1,700

166.5208 USD
Sale

1,718

167.3154 USD
Sale

2,000

166.9700 USD
Sale

2,300

166.5855 USD
Sale

2,412

166.3249 USD
Sale

2,600

166.9364 USD
Sale

2,847

166.7255 USD
Sale

3,247

166.7065 USD
Sale

3,500

166.7811 USD
Sale

3,500

166.7048 USD
Sale

3,758

166.7823 USD
Sale

6,393

165.9500 USD
Sale

7,278

166.7007 USD
Sale

8,641

166.7448 USD
Sale

11,738

166.1771 USD
Sale

12,517

166.7552 USD
Sale

16,849

166.1626 USD
Sale

25,331

166.7151 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

180 USD American 19 Jun 2020 4.6100 USD
Call Option Selling

100

165 USD American 19 Jun 2020 12.4100 USD
Put Option Selling

200

130 USD American 15 Nov 2019 0.3900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

26 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type Expiry
purchased

relevant securities

price

date

to which the option

 

or derivative

 

relates

 

Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

100

130.0000

American Nov 15, 2019
Call Options Purchased

100

170.0000

American Sep 27, 2019
Put Options Written

4,600

155.0000

American Dec 20, 2019
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Call Options Purchased

16,900

165.0000

American Nov 15, 2019
Call Options Purchased

1,800

175.0000

American Dec 20, 2019
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Call Options Purchased

500

185.0000

American Jan 15, 2021
Put Options Purchased

-500

155.0000

American Feb 21, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-7,100

155.0000

American Nov 15, 2019
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Call Options Written

-2,400

185.0000

American Dec 20, 2019
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Call Options Written

-400

155.0000

American Nov 15, 2019
Put Options Purchased

-1,500

165.0000

American Jan 17, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Purchased

4,400

140.0000

American Jan 17, 2020
Put Options Written

8,800

150.0000

American Nov 15, 2019
Put Options Written

200

120.0000

American Oct 18, 2019
Put Options Written

36,400

105.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Call Options Purchased

27,400

170.0000

American Dec 20, 2019
Call Options Purchased

800

155.0000

American Jan 15, 2021
Call Options Purchased

1,000

145.0000

American Nov 15, 2019
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Put Options Purchased

-300

170.0000

American Feb 21, 2020
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-600

135.0000

American Nov 15, 2019
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-4,000

125.0000

American Jan 17, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Call Options Written

-100

150.0000

American Feb 21, 2020
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Put Options Written

1,000

85.0000

American Dec 20, 2019
Call Options Purchased

8,100

170.0000

American Jun 19, 2020
Call Options Purchased

7,900

170.0000

American Feb 21, 2020
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Put Options Written

149,800

140.0000

American Nov 15, 2019
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

300

100.0000

American Dec 20, 2019
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

3,200

165.0000

American Jan 15, 2021
Put Options Written

2,800

90.0000

American Nov 15, 2019
Call Options Purchased

2,200

155.0000

American Dec 20, 2019
Call Options Purchased

6,100

160.0000

American Jan 17, 2020
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

12,400

170.0000

American Nov 15, 2019
Call Options Purchased

4,900

185.0000

American Nov 15, 2019
Put Options Written

1,000

165.0000

American Oct 18, 2019
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Call Options Written

-100

210.0000

American Nov 15, 2019
Call Options Written

-200

125.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-6,000

160.0000

American Jun 19, 2020
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Call Options Written

-300

175.0000

American Jan 17, 2020
Put Options Written

2,700

95.0000

American Jun 19, 2020
Call Options Purchased

100

180.0000

American Jan 15, 2021
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

100

165.0000

American Feb 21, 2020
Put Options Written

46,000

140.0000

American Jun 19, 2020
Call Options Purchased

4,000

170.0000

American Jan 17, 2020
Put Options Purchased

-2,200

165.0000

American Nov 15, 2019
Put Options Purchased

-2,400

170.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-28,300

150.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-8,100

130.0000

American Nov 15, 2019
Put Options Purchased

-3,300

160.0000

American Jan 17, 2020
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Call Options Purchased

100

180.0000

American Jun 19, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

22,500

140.0000

American Jan 17, 2020
Call Options Purchased

700

175.0000

American Nov 15, 2019
Put Options Written

4,700

80.0000

American Jan 17, 2020
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Put Options Written

100

140.0000

American Jan 15, 2021
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

1,000

160.0000

American Feb 21, 2020
Call Options Purchased

200

185.0000

American Jun 19, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Put Options Purchased

-500

150.0000

American Jan 15, 2021
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-4,300

155.0000

American Jan 17, 2020
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Put Options Purchased

-300

145.0000

American Nov 15, 2019
Put Options Purchased

-400

170.0000

American Nov 15, 2019
Call Options Written

-100

165.0000

American Jun 19, 2020
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Purchased

300

135.0000

American Jan 17, 2020
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

500

230.0000

American Jan 17, 2020
Put Options Written

33,200

150.0000

American Dec 20, 2019
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-500

135.0000

American Dec 20, 2019
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Call Options Written

-100

105.0000

American Jan 17, 2020
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Put Options Purchased

-800

175.0000

American Jan 17, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Written

6,700

145.0000

American Jan 17, 2020
Call Options Purchased

3,400

175.0000

American Feb 21, 2020
Put Options Written

1,300

105.0000

American Nov 15, 2019
Call Options Purchased

800

180.0000

American Dec 20, 2019
Call Options Purchased

300

160.0000

American Dec 20, 2019
Put Options Written

900

135.0000

American Jan 17, 2020
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Put Options Written

1,300

90.0000

American Jan 17, 2020
Call Options Purchased

100

150.0000

American Jan 15, 2021
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Put Options Written

500

80.0000

American Nov 15, 2019
Put Options Written

25,300

120.0000

American Nov 15, 2019
Call Options Written

-500

175.0000

American Jan 15, 2021
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Put Options Written

13,800

150.0000

American Feb 21, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

4,200

125.0000

American Nov 15, 2019
Put Options Written

40,000

170.0000

American Jan 17, 2020
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Put Options Written

3,000

200.0000

American Dec 20, 2019
Put Options Written

700

145.0000

American Feb 21, 2020
Put Options Written

6,800

115.0000

American Nov 15, 2019
Call Options Purchased

1,100

180.0000

American Feb 21, 2020
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

3,900

160.0000

American Dec 20, 2019
Call Options Purchased

200

165.0000

American Oct 18, 2019
Call Options Written

-100

195.0000

American Jan 17, 2020
Put Options Purchased

-1,900

160.0000

American Nov 15, 2019
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-600

110.0000

American Jan 17, 2020
Call Options Written

-2,000

130.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676872
Time of Receipt (offset from UTC): 20190926T114938+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC