Form 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,492,071

1.07%

2,012,466

0.61%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,012,200

0.61%

2,119,420

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

676,900

0.21%

411,800

0.13%

 

 

 

 

TOTAL:

 

 

 

 

6,181,171

1.88%

4,543,686

1.38%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

29

166.1700 USD

Purchase

36

166.0500 USD

Purchase

98

166.1600 USD

Purchase

100

166.9700 USD

Purchase

100

166.5800 USD

Purchase

100

166.0900 USD

Purchase

100

166.0350 USD

Purchase

100

166.1100 USD

Purchase

102

166.1500 USD

Purchase

112

166.4500 USD

Purchase

161

166.8850 USD

Purchase

200

166.2503 USD

Purchase

200

166.6950 USD

Purchase

300

166.1033 USD

Purchase

400

166.4050 USD

Purchase

401

166.8919 USD

Purchase

408

166.6806 USD

Purchase

424

166.7187 USD

Purchase

468

166.6393 USD

Purchase

600

166.0966 USD

Purchase

600

166.1200 USD

Purchase

750

166.5457 USD

Purchase

801

166.5107 USD

Purchase

983

167.0157 USD

Purchase

1,252

166.7672 USD

Purchase

1,261

166.6850 USD

Purchase

1,549

166.4319 USD

Purchase

1,898

166.4993 USD

Purchase

2,038

166.4784 USD

Purchase

2,099

166.7862 USD

Purchase

2,196

166.8393 USD

Purchase

2,196

167.0310 USD

Purchase

2,265

166.3000 USD

Purchase

2,864

166.5732 USD

Purchase

2,927

166.2800 USD

Purchase

2,992

166.5725 USD

Purchase

3,626

166.8910 USD

Purchase

5,650

166.8748 USD

Purchase

7,400

160.0000 USD

Purchase

10,532

166.8210 USD

Purchase

12,700

166.6821 USD

Purchase

13,300

166.6557 USD

Purchase

14,379

166.8774 USD

Purchase

18,100

165.0000 USD

Purchase

19,967

166.5224 USD

Purchase

20,455

166.4216 USD

Purchase

20,702

166.4448 USD

Purchase

21,420

166.3450 USD

Purchase

24,556

166.7420 USD

Purchase

28,532

166.8554 USD

Purchase

31,847

166.4974 USD

Purchase

74,048

166.4577 USD

Purchase

186,983

166.4695 USD

Purchase

462,287

166.4700 USD

Sale

82

166.9400 USD

Sale

100

166.1800 USD

Sale

100

166.4500 USD

Sale

100

166.0400 USD

Sale

100

166.3500 USD

Sale

100

166.2300 USD

Sale

100

166.7600 USD

Sale

148

166.0600 USD

Sale

200

166.1050 USD

Sale

200

162.5000 USD

Sale

200

166.4100 USD

Sale

202

166.3478 USD

Sale

300

166.1033 USD

Sale

313

166.5088 USD

Sale

369

166.2800 USD

Sale

400

166.0900 USD

Sale

460

166.3739 USD

Sale

480

166.1703 USD

Sale

530

166.4028 USD

Sale

562

166.8795 USD

Sale

756

166.5480 USD

Sale

759

166.5922 USD

Sale

796

166.3557 USD

Sale

851

166.2656 USD

Sale

900

166.1199 USD

Sale

1,084

166.2824 USD

Sale

1,164

166.5991 USD

Sale

1,418

166.4481 USD

Sale

1,456

166.2671 USD

Sale

1,500

166.9116 USD

Sale

1,529

166.6677 USD

Sale

1,584

166.3847 USD

Sale

1,727

166.1274 USD

Sale

1,969

166.6473 USD

Sale

2,464

166.1908 USD

Sale

3,200

155.0000 USD

Sale

4,365

166.5921 USD

Sale

4,400

166.5355 USD

Sale

5,252

166.4254 USD

Sale

6,000

166.8185 USD

Sale

6,999

166.3463 USD

Sale

7,300

166.5220 USD

Sale

7,804

166.5708 USD

Sale

8,123

166.5583 USD

Sale

8,257

166.4135 USD

Sale

9,900

166.5988 USD

Sale

21,256

166.4250 USD

Sale

21,469

166.4383 USD

Sale

34,300

166.5098 USD

Sale

61,497

166.4708 USD

Sale

92,564

166.8212 USD

Sale

196,357

166.4665 USD

Sale

499,141

166.4700 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

165 USD

American

15 Jan 2021

13.7000 USD

Call Option

Purchasing

400

170 USD

American

15 Jan 2021

11.0250 USD

Put Option

Purchasing

1,600

130 USD

American

17 Jan 2020

1.2806 USD

Put Option

Purchasing

200

160 USD

American

15 Nov 2019

2.8500 USD

Put Option

Selling

10,100

105 USD

American

15 Jan 2021

2.4913 USD

Put Option

Selling

800

140 USD

American

19 Jun 2020

4.7500 USD

Put Option

Selling

2,500

150 USD

American

15 Nov 2019

1.4000 USD

Put Option

Selling

1,600

150 USD

American

17 Jan 2020

3.3181 USD

Put Option

Selling

1,000

150 USD

American

21 Feb 2020

4.0000 USD

Put Option

Selling

200

155 USD

American

15 Nov 2019

2.1000 USD

Put Option

Selling

2,500

155 USD

American

20 Dec 2019

3.0000 USD

Put Option

Selling

2,500

160 USD

American

20 Dec 2019

4.0000 USD

Put Option

Selling

100

160 USD

American

21 Feb 2020

6.3000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Written

200

115.0000

American

Sep 20, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

16,900

165.0000

American

Nov 15, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

160.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

8,400

150.0000

American

Nov 15, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

200

125.0000

American

Sep 20, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

7,400

160.0000

American

Sep 20, 2019

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

170.0000

American

Jan 17, 2020

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Written

-28,300

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-3,200

155.0000

American

Sep 20, 2019

Put Options

Purchased

-3,300

160.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-8,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

165.0000

American

Nov 15, 2019

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

33,200

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Sep 20, 2019

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

200

110.0000

American

Sep 20, 2019

Put Options

Written

200

120.0000

American

Sep 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

25,300

120.0000

American

Nov 15, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Put Options

Written

900

135.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-200

162.5000

American

Sep 20, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Call Options

Written

-500

175.0000

American

Jan 15, 2021

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

1,400

160.0000

American

Dec 20, 2019

Put Options

Written

100

135.0000

American

Sep 20, 2019

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

13,800

150.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

160.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676786
Time of Receipt (offset from UTC): 20190925T145829+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC