Form 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

24 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,705,135

0.18%

3,555,999

0.24%

 

(2)

Derivatives (other than options):

1,654,860

0.11%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

1,832,300

0.12%

1,032,400

0.07%

 
TOTAL:

6,192,295

0.42%

4,604,899

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

11

73.2618 USD
Purchase

36

73.6500 USD
Purchase

49

73.4100 USD
Purchase

56

72.9566 USD
Purchase

59

72.3200 USD
Purchase

80

72.9100 USD
Purchase

100

73.1550 USD
Purchase

100

72.5600 USD
Purchase

100

72.9800 USD
Purchase

100

72.6200 USD
Purchase

100

73.2100 USD
Purchase

100

72.7900 USD
Purchase

100

72.9750 USD
Purchase

132

72.9600 USD
Purchase

133

73.1675 USD
Purchase

135

73.0388 USD
Purchase

159

72.7400 USD
Purchase

200

72.8650 USD
Purchase

200

73.1650 USD
Purchase

200

72.9700 USD
Purchase

241

72.8535 USD
Purchase

294

72.3901 USD
Purchase

300

73.0900 USD
Purchase

300

72.7700 USD
Purchase

300

72.6900 USD
Purchase

300

72.8666 USD
Purchase

300

73.1933 USD
Purchase

355

73.6250 USD
Purchase

400

73.6112 USD
Purchase

436

73.6144 USD
Purchase

496

72.6910 USD
Purchase

500

73.1240 USD
Purchase

537

73.2787 USD
Purchase

700

73.3450 USD
Purchase

871

72.9471 USD
Purchase

1,500

72.9545 USD
Purchase

1,517

72.8544 USD
Purchase

1,600

73.1285 USD
Purchase

1,905

72.8219 USD
Purchase

1,983

72.6981 USD
Purchase

2,037

72.8630 USD
Purchase

2,445

72.9576 USD
Purchase

2,726

72.7853 USD
Purchase

3,077

72.8814 USD
Purchase

3,255

72.9584 USD
Purchase

4,437

72.9467 USD
Purchase

5,118

73.0823 USD
Purchase

5,200

72.7564 USD
Purchase

5,995

73.0687 USD
Purchase

6,752

73.0184 USD
Purchase

7,138

73.0631 USD
Purchase

7,203

73.0406 USD
Purchase

7,553

73.1412 USD
Purchase

8,636

72.7877 USD
Purchase

13,639

73.0463 USD
Purchase

15,402

72.8661 USD
Purchase

15,434

73.0596 USD
Purchase

17,132

72.5866 USD
Purchase

17,320

72.5897 USD
Purchase

20,200

72.9464 USD
Purchase

21,823

72.8711 USD
Purchase

25,667

72.9689 USD
Purchase

29,600

72.9087 USD
Purchase

30,100

72.6356 USD
Purchase

40,031

72.8635 USD
Purchase

40,879

72.9500 USD
Purchase

63,279

72.9878 USD
Purchase

91,548

72.9672 USD
Purchase

236,179

72.8668 USD
Sale

88

72.6000 USD
Sale

100

72.6700 USD
Sale

100

72.8100 USD
Sale

100

72.6300 USD
Sale

100

73.1200 USD
Sale

100

73.5000 USD
Sale

100

72.9750 USD
Sale

100

72.9850 USD
Sale

101

72.9900 USD
Sale

104

73.3188 USD
Sale

171

72.9372 USD
Sale

199

72.9002 USD
Sale

200

72.7450 USD
Sale

200

72.8400 USD
Sale

200

72.9400 USD
Sale

200

73.0000 USD
Sale

200

73.0700 USD
Sale

200

73.1000 USD
Sale

204

72.9292 USD
Sale

205

73.2695 USD
Sale

226

72.6860 USD
Sale

232

73.1092 USD
Sale

239

72.7969 USD
Sale

255

72.9250 USD
Sale

272

72.7572 USD
Sale

300

73.0333 USD
Sale

300

72.9975 USD
Sale

300

72.6200 USD
Sale

300

72.9800 USD
Sale

300

73.4059 USD
Sale

500

72.9860 USD
Sale

500

72.9600 USD
Sale

500

72.7625 USD
Sale

500

72.9560 USD
Sale

500

73.0080 USD
Sale

519

72.9836 USD
Sale

526

73.0909 USD
Sale

573

72.9708 USD
Sale

600

73.1566 USD
Sale

600

72.8416 USD
Sale

600

72.8716 USD
Sale

600

72.9700 USD
Sale

656

72.9282 USD
Sale

686

72.9224 USD
Sale

700

73.3450 USD
Sale

700

72.7800 USD
Sale

718

72.8190 USD
Sale

800

72.7631 USD
Sale

872

73.6144 USD
Sale

1,000

72.8105 USD
Sale

1,004

72.9329 USD
Sale

1,007

72.9458 USD
Sale

1,035

72.9273 USD
Sale

1,100

73.0045 USD
Sale

1,106

72.7973 USD
Sale

1,301

72.7184 USD
Sale

1,454

72.7886 USD
Sale

1,455

72.8678 USD
Sale

1,500

72.9545 USD
Sale

1,547

73.0174 USD
Sale

1,705

72.9657 USD
Sale

1,900

72.9100 USD
Sale

1,900

72.8054 USD
Sale

2,036

72.9013 USD
Sale

2,070

72.8700 USD
Sale

2,100

72.8388 USD
Sale

2,336

72.8240 USD
Sale

2,900

72.7737 USD
Sale

3,052

72.8140 USD
Sale

3,113

72.9625 USD
Sale

3,771

72.8178 USD
Sale

3,946

73.0807 USD
Sale

4,131

72.8258 USD
Sale

4,144

72.7430 USD
Sale

4,187

72.7984 USD
Sale

4,635

72.9944 USD
Sale

4,636

73.0823 USD
Sale

5,200

72.7564 USD
Sale

5,264

72.9480 USD
Sale

5,304

73.0362 USD
Sale

6,233

72.7822 USD
Sale

7,107

72.9204 USD
Sale

7,364

72.8888 USD
Sale

7,717

73.0596 USD
Sale

8,200

72.8249 USD
Sale

8,900

72.9242 USD
Sale

9,377

72.9306 USD
Sale

10,197

72.8916 USD
Sale

10,529

73.1366 USD
Sale

11,581

72.9474 USD
Sale

12,464

72.8396 USD
Sale

14,167

72.8380 USD
Sale

15,002

72.8526 USD
Sale

17,132

72.5866 USD
Sale

21,800

72.9007 USD
Sale

22,198

73.0071 USD
Sale

24,623

72.8906 USD
Sale

27,092

72.9500 USD
Sale

29,017

72.8532 USD
Sale

30,200

72.8602 USD
Sale

38,228

72.8127 USD
Sale

40,920

72.8215 USD
Sale

41,995

72.8540 USD
Sale

76,899

72.9877 USD
Sale

137,610

73.0077 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

300

60 USD American 15 Jan 2021 14.0000 USD
Call Option Purchasing

100

73 USD American 4 Oct 2019 1.0100 USD
Call Option Purchasing

200

73 USD American 11 Oct 2019 0.9800 USD
Call Option Purchasing

200

74 USD American 4 Oct 2019 0.5200 USD
Call Option Purchasing

100

75 USD American 1 Nov 2019 1.3100 USD
Call Option Purchasing

800

75 USD American 15 Nov 2019 1.5487 USD
Call Option Purchasing

200

75 USD American 17 Jan 2020 2.7150 USD
Call Option Purchasing

200

75 USD American 15 May 2020 4.0000 USD
Call Option Purchasing

2,400

78 USD American 17 Jan 2020 1.6812 USD
Call Option Purchasing

300

78 USD American 21 Feb 2020 2.0500 USD
Call Option Purchasing

600

80 USD American 15 Nov 2019 0.3866 USD
Call Option Purchasing

400

80 USD American 17 Jan 2020 1.1400 USD
Call Option Purchasing

200

80 USD American 21 Feb 2020 1.5000 USD
Call Option Purchasing

100

80 USD American 19 Jun 2020 2.5600 USD
Call Option Purchasing

1,900

80 USD American 18 Sep 2020 3.0900 USD
Call Option Purchasing

500

80 USD American 15 Jan 2021 4.0000 USD
Call Option Purchasing

500

83 USD American 17 Jan 2020 0.6840 USD
Call Option Purchasing

100

83 USD American 21 Feb 2020 0.9200 USD
Call Option Purchasing

400

85 USD American 17 Jan 2020 0.4150 USD
Call Option Selling

100

50 USD American 17 Jan 2020 23.5100 USD
Call Option Selling

700

65 USD American 15 Nov 2019 7.8500 USD
Call Option Selling

400

75 USD American 27 Sep 2019 0.0600 USD
Call Option Selling

2,200

100 USD American 21 Feb 2020 0.0900 USD
Call Option Selling

100

130 USD American 17 Jan 2020 0.0200 USD
Put Option Purchasing

3,500

40 USD American 21 Jan 2022 2.4442 USD
Put Option Purchasing

100

63 USD American 15 Nov 2019 0.4500 USD
Put Option Purchasing

700

66 USD American 1 Nov 2019 0.6900 USD
Put Option Purchasing

70,000

68 USD American 15 Jan 2021 7.9847 USD
Put Option Purchasing

100

71 USD American 4 Oct 2019 0.3700 USD
Put Option Purchasing

300

75 USD American 17 Jan 2020 6.3000 USD
Put Option Purchasing

500

75 USD American 15 May 2020 7.9500 USD
Put Option Purchasing

100

78 USD American 17 Jan 2020 7.6500 USD
Put Option Purchasing

100

95 USD American 15 May 2020 24.7500 USD
Put Option Selling

1,400

40 USD American 21 Jan 2022 2.4371 USD
Put Option Selling

1,500

45 USD American 21 Jan 2022 3.5500 USD
Put Option Selling

900

60 USD American 15 Nov 2019 0.2344 USD
Put Option Selling

100

65 USD American 4 Oct 2019 0.0300 USD
Put Option Selling

100

69 USD American 4 Oct 2019 0.1400 USD
Put Option Selling

100

73 USD American 27 Sep 2019 0.3800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

25 Sep 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

1,000

82.5000

American Jan 15, 2021
Put Options Written

18,100

62.5000

American Oct 18, 2019
Put Options Written

5,200

77.5000

American Jan 17, 2020
Call Options Purchased

200

75.0000

American May 15, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Call Options Purchased

16,100

70.0000

American Nov 15, 2019
Call Options Purchased

3,600

72.5000

American Feb 21, 2020
Call Options Purchased

1,000

66.5000

American Oct 11, 2019
Call Options Purchased

900

74.0000

American Oct 4, 2019
Call Options Purchased

700

50.0000

American Jan 15, 2021
Put Options Written

800

82.5000

American Jan 17, 2020
Put Options Written

100

80.0000

American Sep 18, 2020
Put Options Written

2,900

50.0000

American Nov 15, 2019
Put Options Written

350,000

65.0000

American Jan 17, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Call Options Purchased

800

72.5000

American Sep 27, 2019
Put Options Written

200

75.0000

American Jun 19, 2020
Put Options Written

200

70.0000

American Sep 27, 2019
Call Options Purchased

400

70.0000

American Oct 25, 2019
Call Options Purchased

8,700

72.5000

American Nov 15, 2019
Call Options Purchased

8,000

68.0000

American Oct 25, 2019
Call Options Purchased

200

55.0000

American Sep 18, 2020
Call Options Purchased

400

67.5000

American Oct 4, 2019
Call Options Purchased

3,200

82.5000

American Nov 15, 2019
Put Options Written

9,500

60.0000

American Jun 19, 2020
Put Options Purchased

-4,200

65.0000

American Jan 17, 2020
Call Options Written

-7,300

97.5000

American Jan 17, 2020
Call Options Written

-1,100

68.0000

American Oct 4, 2019
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Put Options Purchased

-1,500

65.5000

American Sep 27, 2019
Put Options Purchased

-500

66.5000

American Oct 4, 2019
Put Options Purchased

-600

65.0000

American Feb 21, 2020
Call Options Written

-1,500

130.0000

American Jan 15, 2021
Call Options Written

-20,200

90.0000

American Jun 19, 2020
Put Options Purchased

-1,700

57.5000

American Nov 15, 2019
Put Options Purchased

-3,600

50.0000

American Jan 15, 2021
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-1,000

70.0000

American Oct 25, 2019
Put Options Purchased

-1,400

75.0000

American Nov 15, 2019
Put Options Purchased

-700

65.0000

American Jan 15, 2021
Call Options Written

-1,000

68.5000

American Oct 4, 2019
Call Options Written

-300

120.0000

American Jan 15, 2021
Put Options Purchased

-4,500

57.5000

American Jan 17, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-5,100

47.5000

American Jun 19, 2020
Call Options Written

-300

92.5000

American Sep 18, 2020
Put Options Purchased

-300

75.0000

American Feb 21, 2020
Put Options Purchased

-300

70.0000

American Oct 11, 2019
Put Options Written

49,600

95.0000

American Jan 17, 2020
Put Options Written

100

65.0000

American Oct 4, 2019
Call Options Purchased

2,400

50.0000

American Jun 19, 2020
Call Options Purchased

100

73.0000

American Oct 4, 2019
Put Options Written

50,000

57.5000

American Jan 17, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

73,000

70.0000

American Jan 17, 2020
Put Options Written

100

68.5000

American Oct 4, 2019
Put Options Written

100

67.5000

American Oct 4, 2019
Call Options Purchased

4,000

55.0000

American Jan 17, 2020
Put Options Written

2,700

45.0000

American Jan 17, 2020
Call Options Purchased

500

67.5000

American Feb 21, 2020
Put Options Written

302,400

60.0000

American Jan 15, 2021
Put Options Written

3,300

47.5000

American Jan 17, 2020
Call Options Purchased

1,200

72.5000

American Oct 25, 2019
Put Options Written

1,000

72.5000

American Feb 21, 2020
Call Options Purchased

13,200

80.0000

American Jan 17, 2020
Call Options Purchased

2,200

77.5000

American Oct 18, 2019
Put Options Written

2,000

57.5000

American Jan 15, 2021
Put Options Written

2,200

50.0000

American Jan 17, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Put Options Written

300

62.5000

American Sep 18, 2020
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Put Options Purchased

-15,100

55.0000

American Jan 17, 2020
Put Options Purchased

-800

70.0000

American Feb 21, 2020
Call Options Written

-11,400

130.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-100

73.5000

American Oct 4, 2019
Put Options Purchased

-2,600

55.0000

American Jan 15, 2021
Call Options Written

-5,700

76.0000

American Oct 4, 2019
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-900

77.5000

American Nov 15, 2019
Put Options Purchased

-4,500

67.0000

American Oct 25, 2019
Put Options Purchased

-10,900

82.5000

American Nov 15, 2019
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options Written

-400

75.0000

American Sep 18, 2020
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Put Options Written

800

71.5000

American Sep 27, 2019
Call Options Purchased

300

70.0000

American Oct 4, 2019
Call Options Purchased

400

74.0000

American Sep 27, 2019
Call Options Purchased

400

70.0000

American Jun 19, 2020
Call Options Purchased

8,300

75.0000

American Oct 4, 2019
Put Options Written

8,300

62.5000

American Jan 17, 2020
Call Options Purchased

200

80.0000

American Oct 25, 2019
Put Options Written

200

87.5000

American Nov 15, 2019
Call Options Purchased

2,900

70.0000

American Feb 21, 2020
Call Options Purchased

100

105.0000

American Jun 19, 2020
Call Options Purchased

18,000

72.5000

American Jan 17, 2020
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

100

75.0000

American Nov 1, 2019
Call Options Written

-100

100.0000

American Jan 21, 2022
Call Options Written

-200

73.0000

American Sep 27, 2019
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options Written

-1,200

85.0000

American Sep 18, 2020
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Call Options Written

-400

110.0000

American Jun 19, 2020
Put Options Purchased

-500

75.0000

American May 15, 2020
Put Options Purchased

-700

66.0000

American Nov 1, 2019
Call Options Written

-2,600

105.0000

American Nov 15, 2019
Call Options Written

-1,700

75.0000

American Jan 15, 2021
Call Options Written

-12,100

95.0000

American Jan 17, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Call Options Written

-1,300

65.5000

American Sep 27, 2019
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Purchased

-1,000

50.0000

American Sep 18, 2020
Call Options Written

-1,500

92.5000

American Nov 15, 2019
Call Options Written

-100

67.5000

American Sep 18, 2020
Call Options Written

-500

95.0000

American Sep 18, 2020
Call Options Written

-800

125.0000

American Jan 17, 2020
Put Options Purchased

-27,700

60.0000

American Jan 17, 2020
Put Options Purchased

-600

55.0000

American Jun 19, 2020
Put Options Purchased

-4,300

50.0000

American Jun 19, 2020
Put Options Purchased

-5,100

40.0000

American Jan 21, 2022
Call Options Written

-14,600

87.5000

American Nov 15, 2019
Put Options Written

125,000

80.0000

American Jan 15, 2021
Call Options Purchased

800

155.0000

American Jan 17, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

100

73.0000

American Oct 4, 2019
Call Options Purchased

4,500

69.0000

American Oct 25, 2019
Put Options Written

3,000

62.5000

American Feb 21, 2020
Put Options Written

151,000

65.0000

American Jun 19, 2020
Call Options Purchased

1,600

70.0000

American Jan 15, 2021
Put Options Written

32,800

57.5000

American Jun 19, 2020
Call Options Purchased

24,900

67.5000

American Nov 15, 2019
Call Options Purchased

700

71.0000

American Sep 27, 2019
Call Options Purchased

500

82.5000

American Feb 21, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

200

60.0000

American Sep 27, 2019
Call Options Purchased

300

71.5000

American Sep 27, 2019
Put Options Written

300

80.0000

American Jun 19, 2020
Call Options Purchased

100

65.0000

American Jan 17, 2020
Put Options Written

100

77.5000

American Jan 15, 2021
Call Options Purchased

94,100

77.5000

American Nov 15, 2019
Put Options Written

600

47.5000

American Jan 21, 2022
Put Options Purchased

-100

72.0000

American Sep 27, 2019
Put Options Purchased

-100

64.5000

American Sep 27, 2019
Put Options Purchased

-600

60.0000

American Oct 18, 2019
Call Options Written

-800

92.5000

American Jan 15, 2021
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-17,400

85.0000

American Nov 15, 2019
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-2,200

100.0000

American Feb 21, 2020
Call Options Written

-100

75.0000

American Jun 19, 2020
Call Options Written

-100

66.0000

American Sep 27, 2019
Call Options Written

-4,100

115.0000

American Jan 17, 2020
Put Options Purchased

-500

68.5000

American Oct 25, 2019
Call Options Written

-6,900

105.0000

American Jan 17, 2020
Call Options Written

-13,600

100.0000

American Jan 15, 2021
Call Options Written

-75,000

70.0000

American Jan 15, 2021
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Call Options Written

-400

82.5000

American Jun 19, 2020
Put Options Purchased

-2,200

70.0000

American Jan 15, 2021
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Call Options Written

-300

110.0000

American Sep 18, 2020
Call Options Written

-400

67.5000

American Jun 19, 2020
Put Options Purchased

-1,000

105.0000

American Jun 19, 2020
Put Options Purchased

-1,300

72.5000

American Oct 18, 2019
Call Options Written

-1,700

68.0000

American Sep 27, 2019
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Purchased

6,400

65.0000

American Nov 15, 2019
Call Options Purchased

1,000

64.0000

American Oct 11, 2019
Put Options Written

28,300

62.5000

American Jun 19, 2020
Put Options Written

600

55.0000

American Feb 21, 2020
Call Options Purchased

200

73.0000

American Oct 11, 2019
Put Options Written

500

64.0000

American Sep 27, 2019
Call Options Purchased

100

62.5000

American Sep 18, 2020
Call Options Purchased

100

60.0000

American Jan 15, 2021
Put Options Written

500

67.5000

American Jan 17, 2020
Put Options Written

4,100

85.0000

American Jan 17, 2020
Call Options Purchased

3,200

55.0000

American Feb 21, 2020
Put Options Written

300

77.5000

American Sep 18, 2020
Call Options Purchased

18,200

70.0000

American Jan 17, 2020
Call Options Purchased

18,100

80.0000

American Nov 15, 2019
Call Options Purchased

100

69.0000

American Sep 27, 2019
Call Options Purchased

18,700

60.0000

American Jan 17, 2020
Put Options Written

9,900

74.0000

American Oct 18, 2019
Call Options Purchased

400

47.5000

American Jun 19, 2020
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Call Options Purchased

100

76.0000

American Oct 11, 2019
Put Options Written

100

59.5000

American Oct 25, 2019
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Call Options Written

-600

78.0000

American Oct 4, 2019
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Put Options Purchased

-2,200

65.0000

American Sep 27, 2019
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-3,100

145.0000

American Jan 17, 2020
Call Options Written

-300

130.0000

American Jun 19, 2020
Put Options Purchased

-2,800

72.5000

American Jun 19, 2020
Put Options Purchased

-15,100

65.0000

American Nov 15, 2019
Put Options Purchased

-73,000

67.5000

American Jan 15, 2021
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Purchased

-6,200

75.0000

American Jan 17, 2020
Call Options Written

-600

72.5000

American Jun 19, 2020
Put Options Purchased

-5,000

35.0000

American Jan 15, 2021
Call Options Written

-1,400

90.0000

American Sep 18, 2020
Call Options Written

-300

73.5000

American Nov 1, 2019
Put Options Purchased

-3,100

57.5000

American Oct 18, 2019
Put Options Purchased

-1,400

45.0000

American Jan 15, 2021
Call Options Written

-100,100

120.0000

American Jan 17, 2020
Put Options Purchased

-600

60.0000

American Feb 21, 2020
Put Options Purchased

-1,100

80.0000

American Jan 15, 2021
Call Options Purchased

4,100

74.0000

American Oct 25, 2019
Call Options Purchased

6,600

72.5000

American Oct 18, 2019
Call Options Purchased

300

75.5000

American Nov 1, 2019
Call Options Purchased

500

70.5000

American Sep 27, 2019
Put Options Written

1,500

45.0000

American Nov 15, 2019
Put Options Written

100

62.5000

American Oct 4, 2019
Put Options Written

300

35.0000

American Sep 18, 2020
Call Options Purchased

9,700

67.5000

American Jan 17, 2020
Call Options Purchased

9,900

75.0000

American Oct 18, 2019
Put Options Written

200

55.0000

American Nov 15, 2019
Put Options Written

30,300

70.0000

American Jun 19, 2020
Call Options Purchased

3,700

75.0000

American Feb 21, 2020
Put Options Written

100

80.0000

American Nov 15, 2019
Call Options Purchased

21,200

75.0000

American Nov 15, 2019
Call Options Purchased

2,900

80.0000

American Feb 21, 2020
Put Options Written

6,100

80.0000

American Jan 17, 2020
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Put Options Purchased

-800

72.5000

American Sep 27, 2019
Call Options Written

-100

85.0000

American Feb 21, 2020
Put Options Purchased

-9,500

72.5000

American Jan 15, 2021
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-55,400

82.5000

American Jan 17, 2020
Put Options Purchased

-300

42.5000

American Nov 15, 2019
Put Options Purchased

-2,100

40.0000

American Jan 15, 2021
Put Options Purchased

-1,600

68.0000

American Oct 25, 2019
Put Options Purchased

-2,000

69.5000

American Oct 25, 2019
Put Options Purchased

-6,300

70.0000

American Jan 17, 2020
Put Options Purchased

-100

70.5000

American Oct 4, 2019
Call Options Written

-500

87.5000

American Jun 19, 2020
Call Options Written

-100

90.0000

American Jan 15, 2021
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Call Options Written

-100

180.0000

American Jan 17, 2020
Put Options Purchased

-200

87.5000

American Jan 17, 2020
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Call Options Written

-200

62.5000

American Jun 19, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Written

100

65.0000

American Sep 18, 2020
Call Options Purchased

17,000

70.0000

American Oct 18, 2019
Put Options Written

1,000

67.5000

American Feb 21, 2020
Put Options Written

1,400

67.5000

American Jun 19, 2020
Put Options Written

300

67.0000

American Oct 11, 2019
Put Options Written

100

72.5000

American Sep 18, 2020
Call Options Purchased

100

71.0000

American Oct 25, 2019
Call Options Purchased

100

78.0000

American Oct 11, 2019
Call Options Purchased

9,000

68.5000

American Oct 25, 2019
Call Options Purchased

100

74.5000

American Oct 4, 2019
Call Options Purchased

2,100

80.0000

American Jun 19, 2020
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Call Options Purchased

400

57.5000

American Sep 18, 2020
Put Options Written

300

72.5000

American Nov 15, 2019
Call Options Purchased

6,700

85.0000

American Jun 19, 2020
Put Options Written

6,000

105.0000

American Jan 17, 2020
Call Options Purchased

2,000

50.0000

American Jan 17, 2020
Put Options Written

75,000

70.0000

American Jan 15, 2021
Call Options Written

-200

105.0000

American Sep 18, 2020
Call Options Written

-6,600

105.0000

American Jan 15, 2021
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-69,400

100.0000

American Jan 17, 2020
Call Options Written

-10,400

100.0000

American Jun 19, 2020
Call Options Written

-900

100.0000

American Nov 15, 2019
Call Options Written

-200

77.5000

American Sep 18, 2020
Put Options Purchased

-200

55.0000

American Oct 18, 2019
Call Options Written

-12,900

85.0000

American Jan 17, 2020
Put Options Purchased

-1,000

45.0000

American Jan 21, 2022
Put Options Purchased

-1,000

67.0000

American Sep 27, 2019
Call Options Written

-3,100

62.5000

American Jan 17, 2020
Put Options Purchased

-400

68.0000

American Oct 11, 2019
Put Options Purchased

-1,400

73.0000

American Sep 27, 2019
Call Options Written

-13,800

90.0000

American Nov 15, 2019
Put Options Purchased

-40,300

67.5000

American Nov 15, 2019
Put Options Purchased

-11,400

70.0000

American Oct 18, 2019
Call Options Written

-15,500

87.5000

American Jan 17, 2020
Put Options Purchased

-29,000

62.5000

American Nov 15, 2019
Call Options Purchased

5,100

70.0000

American Sep 27, 2019
Put Options Written

200

59.0000

American Sep 27, 2019
Call Options Purchased

4,400

67.5000

American Oct 18, 2019
Put Options Written

4,000

59.5000

American Oct 11, 2019
Call Options Purchased

1,200

67.5000

American Sep 27, 2019
Call Options Purchased

100

75.0000

American Sep 27, 2019
Put Options Written

100

62.5000

American Oct 25, 2019
Put Options Written

1,000

66.0000

American Sep 27, 2019
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

300

67.0000

American Sep 27, 2019
Call Options Purchased

1,600

75.0000

American Jan 17, 2020
Call Options Purchased

900

77.5000

American Feb 21, 2020
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Put Options Written

15,800

65.0000

American Oct 18, 2019
Call Options Purchased

1,300

57.5000

American Jan 15, 2021
Call Options Purchased

4,500

77.5000

American Jan 17, 2020
Put Options Written

2,300

47.5000

American Nov 15, 2019
Call Options Purchased

100

74.0000

American Oct 18, 2019
Put Options Written

100

70.0000

American Oct 4, 2019
Put Options Purchased

-1,800

72.5000

American Jan 17, 2020
Call Options Written

-2,500

80.0000

American Jan 15, 2021
Put Options Purchased

-6,800

100.0000

American Jan 17, 2020
Put Options Purchased

-1,000

62.0000

American Oct 11, 2019
Put Options Purchased

-7,600

70.0000

American Nov 15, 2019
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Call Options Written

-2,100

77.5000

American Jan 15, 2021
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Call Options Written

-5,100

95.0000

American Jan 15, 2021
Call Options Written

-13,300

90.0000

American Jan 17, 2020
Put Options Purchased

-15,400

67.5000

American Oct 18, 2019
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Put Options Purchased

-1,000

57.5000

American Sep 27, 2019
Put Options Purchased

-13,000

60.0000

American Nov 15, 2019
Call Options Written

-5,000

100.0000

American Sep 18, 2020
Call Options Written

-6,500

95.0000

American Nov 15, 2019
Call Options Written

-500

62.5000

American Oct 18, 2019
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Call Options Written

-6,900

92.5000

American Jan 0, 1900

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676776
Time of Receipt (offset from UTC): 20190925T135923+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC