Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

24 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,541,369

1.08%

1,982,329

0.60%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

2,119,420

0.65%

 

(3)

Options and agreements to
purchase/sell:

651,300

0.20%

394,300

0.12%

 
TOTAL:

5,860,869

1.79%

4,496,049

1.37%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

10

166.9040 USD
Purchase

15

167.0600 USD
Purchase

16

166.8500 USD
Purchase

50

166.9500 USD
Purchase

100

167.3500 USD
Purchase

100

166.8400 USD
Purchase

100

167.6300 USD
Purchase

100

166.6700 USD
Purchase

200

167.0000 USD
Purchase

200

167.1300 USD
Purchase

200

167.7200 USD
Purchase

200

166.8700 USD
Purchase

279

167.7026 USD
Purchase

284

166.8429 USD
Purchase

300

166.8466 USD
Purchase

300

166.9866 USD
Purchase

300

167.0033 USD
Purchase

300

166.9733 USD
Purchase

310

167.3864 USD
Purchase

334

166.8446 USD
Purchase

400

167.0025 USD
Purchase

400

166.9875 USD
Purchase

400

166.8225 USD
Purchase

404

167.5468 USD
Purchase

408

166.8735 USD
Purchase

529

167.0192 USD
Purchase

703

167.3658 USD
Purchase

861

166.9668 USD
Purchase

881

166.9523 USD
Purchase

1,010

166.9849 USD
Purchase

1,200

166.9166 USD
Purchase

1,201

167.0165 USD
Purchase

1,300

166.9250 USD
Purchase

1,655

167.4339 USD
Purchase

2,017

166.8880 USD
Purchase

2,050

166.9296 USD
Purchase

2,127

166.8810 USD
Purchase

2,300

167.2269 USD
Purchase

2,773

166.9216 USD
Purchase

3,300

166.8883 USD
Purchase

3,400

167.2441 USD
Purchase

3,778

167.1953 USD
Purchase

3,800

167.0688 USD
Purchase

4,051

167.2784 USD
Purchase

4,398

166.8451 USD
Purchase

5,700

166.9867 USD
Purchase

11,658

166.6900 USD
Purchase

13,061

167.0695 USD
Purchase

19,726

166.7133 USD
Purchase

19,785

166.6600 USD
Purchase

73,960

167.0380 USD
Sale

1

167.3700 USD
Sale

6

166.8400 USD
Sale

50

166.9500 USD
Sale

100

166.7700 USD
Sale

100

167.0400 USD
Sale

100

167.2250 USD
Sale

100

167.3400 USD
Sale

100

167.6600 USD
Sale

104

167.0000 USD
Sale

110

167.2400 USD
Sale

200

167.1817 USD
Sale

200

167.3000 USD
Sale

200

167.0600 USD
Sale

200

167.0550 USD
Sale

200

166.9850 USD
Sale

213

167.1376 USD
Sale

300

166.8466 USD
Sale

373

167.3799 USD
Sale

400

166.9949 USD
Sale

500

167.0480 USD
Sale

500

167.1390 USD
Sale

600

166.9900 USD
Sale

797

166.8940 USD
Sale

800

167.1850 USD
Sale

907

167.0188 USD
Sale

1,361

166.9256 USD
Sale

1,470

167.0656 USD
Sale

1,538

166.9837 USD
Sale

1,671

167.2153 USD
Sale

2,059

167.1996 USD
Sale

2,200

167.0409 USD
Sale

2,350

166.9665 USD
Sale

2,528

166.9060 USD
Sale

2,588

166.9415 USD
Sale

2,600

166.9230 USD
Sale

2,829

167.2141 USD
Sale

2,900

167.0164 USD
Sale

3,170

166.7464 USD
Sale

3,300

166.8883 USD
Sale

3,300

167.0731 USD
Sale

4,100

167.2307 USD
Sale

4,360

166.8874 USD
Sale

6,186

167.1107 USD
Sale

7,005

167.1486 USD
Sale

7,717

166.6900 USD
Sale

8,397

167.1281 USD
Sale

12,381

167.2851 USD
Sale

12,443

167.0425 USD
Sale

13,499

167.0143 USD
Sale

14,408

167.0125 USD
Sale

19,785

166.6600 USD
Sale

20,000

166.6614 USD
Sale

22,129

166.7382 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

1,500

170 USD American 21 Feb 2020 6.5000 USD
Call Option Purchasing

400

175 USD American 21 Feb 2020 4.2500 USD
Put Option Selling

2,700

95 USD American 19 Jun 2020 0.9000 USD
Put Option Selling

300

125 USD American 15 Nov 2019 0.3000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

25 Sep 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

relates

Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Call Options Purchased

100

170.0000

American Sep 27, 2019
Call Options Purchased

1,800

175.0000

American Dec 20, 2019
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Call Options Purchased

100

130.0000

American Nov 15, 2019
Put Options Written

700

100.0000

American Jan 15, 2021
Put Options Written

4,600

155.0000

American Dec 20, 2019
Put Options Written

900

90.0000

American Feb 21, 2020
Call Options Purchased

500

185.0000

American Jan 15, 2021
Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

16,900

165.0000

American Nov 15, 2019
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Call Options Written

-400

155.0000

American Nov 15, 2019
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-1,500

165.0000

American Jan 17, 2020
Put Options Purchased

-500

155.0000

American Feb 21, 2020
Put Options Purchased

-7,100

155.0000

American Nov 15, 2019
Call Options Written

-2,400

185.0000

American Dec 20, 2019
Put Options Written

200

120.0000

American Oct 18, 2019
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

27,400

170.0000

American Dec 20, 2019
Call Options Purchased

1,000

145.0000

American Nov 15, 2019
Put Options Written

36,400

105.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Put Options Written

8,800

150.0000

American Nov 15, 2019
Call Options Purchased

800

155.0000

American Jan 15, 2021
Call Options Purchased

4,400

140.0000

American Jan 17, 2020
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-600

135.0000

American Nov 15, 2019
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Call Options Written

-100

150.0000

American Feb 21, 2020
Put Options Purchased

-4,000

125.0000

American Jan 17, 2020
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-300

170.0000

American Feb 21, 2020
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Written

2,800

90.0000

American Nov 15, 2019
Put Options Written

300

100.0000

American Dec 20, 2019
Call Options Purchased

8,100

170.0000

American Jun 19, 2020
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Call Options Purchased

2,200

155.0000

American Dec 20, 2019
Call Options Purchased

12,400

170.0000

American Nov 15, 2019
Call Options Purchased

7,900

170.0000

American Feb 21, 2020
Call Options Purchased

6,100

160.0000

American Jan 17, 2020
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Written

149,800

140.0000

American Nov 15, 2019
Call Options Purchased

3,200

165.0000

American Jan 15, 2021
Put Options Written

1,000

165.0000

American Oct 18, 2019
Put Options Written

400

125.0000

American Jan 15, 2021
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

4,900

185.0000

American Nov 15, 2019
Call Options Written

-100

210.0000

American Nov 15, 2019
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Call Options Written

-200

125.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Written

-300

175.0000

American Jan 17, 2020
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Put Options Purchased

-6,000

160.0000

American Jun 19, 2020
Call Options Purchased

4,000

170.0000

American Jan 17, 2020
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

100

180.0000

American Jan 15, 2021
Put Options Written

46,000

140.0000

American Jun 19, 2020
Put Options Written

2,700

95.0000

American Jun 19, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-28,300

150.0000

American Jan 17, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-2,400

170.0000

American Jun 19, 2020
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options Purchased

-3,300

160.0000

American Jan 17, 2020
Put Options Purchased

-8,300

130.0000

American Nov 15, 2019
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Put Options Purchased

-2,200

165.0000

American Nov 15, 2019
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

1,000

160.0000

American Feb 21, 2020
Call Options Purchased

200

185.0000

American Jun 19, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Call Options Purchased

700

175.0000

American Nov 15, 2019
Put Options Written

22,500

140.0000

American Jan 17, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

100

140.0000

American Jan 15, 2021
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

7,000

120.0000

American Jun 19, 2020
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Put Options Purchased

-300

145.0000

American Nov 15, 2019
Put Options Purchased

-500

150.0000

American Jan 15, 2021
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-4,300

155.0000

American Jan 17, 2020
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Call Options Written

-200

140.0000

American Jun 19, 2020
Put Options Purchased

-400

170.0000

American Nov 15, 2019
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

500

230.0000

American Jan 17, 2020
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Put Options Written

33,200

150.0000

American Dec 20, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Call Options Purchased

300

135.0000

American Jan 17, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Call Options Written

-500

135.0000

American Dec 20, 2019
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-100

105.0000

American Jan 17, 2020
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-800

175.0000

American Jan 17, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Written

500

80.0000

American Nov 15, 2019
Call Options Purchased

800

180.0000

American Dec 20, 2019
Call Options Purchased

3,400

175.0000

American Feb 21, 2020
Call Options Purchased

300

160.0000

American Dec 20, 2019
Put Options Written

6,700

145.0000

American Jan 17, 2020
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Put Options Written

900

135.0000

American Jan 17, 2020
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Put Options Written

1,300

105.0000

American Nov 15, 2019
Call Options Purchased

100

150.0000

American Jan 15, 2021
Put Options Written

25,300

120.0000

American Nov 15, 2019
Call Options Written

-500

175.0000

American Jan 15, 2021
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Put Options Written

40,000

170.0000

American Jan 17, 2020
Call Options Purchased

1,100

180.0000

American Feb 21, 2020
Put Options Written

3,000

200.0000

American Dec 20, 2019
Put Options Written

3,900

160.0000

American Dec 20, 2019
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

700

145.0000

American Feb 21, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

13,800

150.0000

American Feb 21, 2020
Put Options Written

4,200

125.0000

American Nov 15, 2019
Put Options Written

6,800

115.0000

American Nov 15, 2019
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Call Options Purchased

200

165.0000

American Oct 18, 2019
Call Options Written

-600

250.0000

American Jan 15, 2021
Put Options Purchased

-1,900

160.0000

American Nov 15, 2019
Call Options Written

-100

195.0000

American Jan 17, 2020
Call Options Written

-600

110.0000

American Jan 17, 2020
Call Options Written

-2,000

130.0000

American Jan 17, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 0, 1900

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676775
Time of Receipt (offset from UTC): 20190925T135901+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC