Form 8.3 - COBHAM PLC - AMENDMENT

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose COBHAM PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 September 2019
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

47,855,552

2.00%

2,463,900

0.10%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

1,408,029

0.06%

34,440,572

1.44%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

49,263,581

2.06%

36,904,472

1.54%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

2.5p ordinary

Purchase

115

1.6010 GBP

2.5p ordinary

Purchase

129

1.5980 GBP

2.5p ordinary

Purchase

1,888

1.5935 GBP

2.5p ordinary

Purchase

2,042

1.5985 GBP

2.5p ordinary

Purchase

2,734

1.6000 GBP

2.5p ordinary

Purchase

4,057

1.5970 GBP

2.5p ordinary

Purchase

4,969

1.5986 GBP

2.5p ordinary

Purchase

5,104

1.5965 GBP

2.5p ordinary

Purchase

5,352

1.5995 GBP

2.5p ordinary

Purchase

5,428

1.5945 GBP

2.5p ordinary

Purchase

8,172

1.5955 GBP

2.5p ordinary

Purchase

13,092

1.5950 GBP

2.5p ordinary

Purchase

40,846

1.5990 GBP

2.5p ordinary

Purchase

162,937

1.5975 GBP

2.5p ordinary

Purchase

357,534

1.5940 GBP

2.5p ordinary

Purchase

493,847

1.5941 GBP

2.5p ordinary

Purchase

594,739

1.5953 GBP

2.5p ordinary

Purchase

702,143

1.5947 GBP

2.5p ordinary

Sale

115

1.6010 GBP

2.5p ordinary

Sale

129

1.5980 GBP

2.5p ordinary

Sale

356

1.5989 GBP

2.5p ordinary

Sale

2,042

1.5985 GBP

2.5p ordinary

Sale

2,141

1.5975 GBP

2.5p ordinary

Sale

2,734

1.6000 GBP

2.5p ordinary

Sale

4,057

1.5970 GBP

2.5p ordinary

Sale

8,172

1.5955 GBP

2.5p ordinary

Sale

10,254

1.5950 GBP

2.5p ordinary

Sale

10,931

1.5998 GBP

2.5p ordinary

Sale

21,161

1.5990 GBP

2.5p ordinary

Sale

31,823

1.5968 GBP

2.5p ordinary

Sale

41,333

1.5982 GBP

2.5p ordinary

Sale

42,956

1.5979 GBP

2.5p ordinary

Sale

63,586

1.5961 GBP

2.5p ordinary

Sale

84,316

1.5973 GBP

2.5p ordinary

Sale

679,878

1.5954 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

2.5p ordinary

CFD

Long

143

1.5989 GBP

2.5p ordinary

CFD

Long

213

1.5990 GBP

2.5p ordinary

SWAP

Long

2,711

1.5956 GBP

2.5p ordinary

SWAP

Long

5,442

1.5968 GBP

2.5p ordinary

CFD

Long

37,645

1.5947 GBP

2.5p ordinary

SWAP

Long

54,932

1.5965 GBP

2.5p ordinary

SWAP

Long

111,391

1.5973 GBP

2.5p ordinary

SWAP

Long

581,215

1.5952 GBP

2.5p ordinary

SWAP

Short

7,953

1.5978 GBP

2.5p ordinary

CFD

Short

31,496

1.5994 GBP

2.5p ordinary

CFD

Short

66,233

1.5997 GBP

2.5p ordinary

CFD

Short

104,653

1.5941 GBP

2.5p ordinary

SWAP

Short

136,486

1.5940 GBP

2.5p ordinary

SWAP

Short

139,742

1.5959 GBP

2.5p ordinary

CFD

Short

146,135

1.5951 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

24 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 676662
Time of Receipt (offset from UTC): 20190924T145131+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC