Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,684,786

0.18%

3,499,992

0.24%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,654,860

0.11%

19,700

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,827,400

0.12%

962,200

0.07%

 

 

 

 

TOTAL:

 

 

 

 

6,167,046

0.42%

4,481,892

0.30%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

10

73.1400 USD

Purchase

11

72.8000 USD

Purchase

12

72.4300 USD

Purchase

25

73.2300 USD

Purchase

73

73.6400 USD

Purchase

90

73.0100 USD

Purchase

100

73.1500 USD

Purchase

100

72.7800 USD

Purchase

100

72.7500 USD

Purchase

100

73.2250 USD

Purchase

100

73.6500 USD

Purchase

100

73.2900 USD

Purchase

100

73.2400 USD

Purchase

102

72.7698 USD

Purchase

104

73.2500 USD

Purchase

130

73.3400 USD

Purchase

200

73.2800 USD

Purchase

200

72.3552 USD

Purchase

200

73.5000 USD

Purchase

200

73.6550 USD

Purchase

300

73.6866 USD

Purchase

300

73.0066 USD

Purchase

300

73.1433 USD

Purchase

300

73.6583 USD

Purchase

307

73.2418 USD

Purchase

379

73.2726 USD

Purchase

406

73.2108 USD

Purchase

408

72.6795 USD

Purchase

415

73.2212 USD

Purchase

415

72.9700 USD

Purchase

515

73.2133 USD

Purchase

600

72.9733 USD

Purchase

800

73.1793 USD

Purchase

900

73.1850 USD

Purchase

1,000

72.9475 USD

Purchase

1,100

73.1436 USD

Purchase

1,200

73.6362 USD

Purchase

1,441

73.1475 USD

Purchase

1,700

73.6664 USD

Purchase

1,900

73.1775 USD

Purchase

2,200

73.6729 USD

Purchase

2,665

73.4181 USD

Purchase

2,732

73.0622 USD

Purchase

2,792

73.6670 USD

Purchase

2,868

73.1034 USD

Purchase

2,900

73.4928 USD

Purchase

3,600

72.9493 USD

Purchase

3,600

73.6130 USD

Purchase

3,758

73.0829 USD

Purchase

4,300

73.1374 USD

Purchase

4,920

73.1888 USD

Purchase

5,040

72.9300 USD

Purchase

5,078

73.6649 USD

Purchase

5,200

73.0862 USD

Purchase

5,823

73.6605 USD

Purchase

6,106

73.6247 USD

Purchase

6,417

72.7093 USD

Purchase

6,844

73.1240 USD

Purchase

7,688

73.1916 USD

Purchase

8,094

73.2276 USD

Purchase

10,372

73.1673 USD

Purchase

11,666

73.1787 USD

Purchase

14,477

72.9325 USD

Purchase

18,800

73.3812 USD

Purchase

19,466

73.5700 USD

Purchase

20,772

72.9182 USD

Purchase

21,459

73.0707 USD

Purchase

34,200

73.3441 USD

Purchase

103,523

73.1354 USD

Purchase

265,560

73.2815 USD

Sale

50

73.5100 USD

Sale

100

72.2700 USD

Sale

100

73.0100 USD

Sale

100

73.1800 USD

Sale

100

73.2300 USD

Sale

100

73.5500 USD

Sale

100

73.6600 USD

Sale

101

73.6476 USD

Sale

185

73.1022 USD

Sale

200

73.1275 USD

Sale

200

73.1250 USD

Sale

200

73.0350 USD

Sale

200

73.0500 USD

Sale

200

73.0400 USD

Sale

200

73.5825 USD

Sale

200

73.6550 USD

Sale

279

73.2700 USD

Sale

300

73.1566 USD

Sale

300

73.3433 USD

Sale

300

73.1300 USD

Sale

300

73.2641 USD

Sale

359

73.6100 USD

Sale

397

72.9839 USD

Sale

410

73.1448 USD

Sale

415

73.2212 USD

Sale

415

72.9700 USD

Sale

500

73.5660 USD

Sale

500

73.1720 USD

Sale

540

73.0346 USD

Sale

547

72.3900 USD

Sale

700

73.1457 USD

Sale

744

73.0313 USD

Sale

800

73.3431 USD

Sale

876

73.3627 USD

Sale

900

73.0900 USD

Sale

916

73.2631 USD

Sale

1,000

73.6525 USD

Sale

1,065

73.5510 USD

Sale

1,100

73.3705 USD

Sale

1,102

73.4502 USD

Sale

1,156

73.1730 USD

Sale

1,200

73.1354 USD

Sale

1,200

73.2200 USD

Sale

1,300

73.0807 USD

Sale

1,565

72.9074 USD

Sale

1,858

73.3688 USD

Sale

2,115

73.0636 USD

Sale

2,503

73.3727 USD

Sale

2,735

73.6189 USD

Sale

2,800

73.5326 USD

Sale

2,858

73.4455 USD

Sale

2,884

73.3663 USD

Sale

2,900

73.3475 USD

Sale

3,500

73.2971 USD

Sale

4,500

73.5587 USD

Sale

4,509

73.4405 USD

Sale

4,700

72.8503 USD

Sale

4,891

73.0221 USD

Sale

5,502

73.3113 USD

Sale

6,600

73.0314 USD

Sale

8,021

73.3809 USD

Sale

10,200

73.4587 USD

Sale

10,729

72.8806 USD

Sale

10,971

73.4209 USD

Sale

11,100

73.3626 USD

Sale

11,247

73.4421 USD

Sale

12,591

73.1747 USD

Sale

13,500

73.3148 USD

Sale

17,579

72.9300 USD

Sale

17,738

72.9199 USD

Sale

20,456

72.9131 USD

Sale

21,513

72.9845 USD

Sale

28,600

73.3555 USD

Sale

28,859

73.4203 USD

Sale

31,353

73.4349 USD

Sale

32,065

73.3165 USD

Sale

38,932

73.5700 USD

Sale

42,781

73.3985 USD

Sale

51,010

73.1144 USD

Sale

52,519

72.8600 USD

Sale

52,605

73.3737 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

600

60 USD

American

17 Jan 2020

13.2000 USD

Call Option

Purchasing

100

65 USD

American

15 Nov 2019

8.4900 USD

Call Option

Purchasing

500

68 USD

American

15 Nov 2019

6.0500 USD

Call Option

Purchasing

200

74 USD

American

4 Oct 2019

0.8200 USD

Call Option

Purchasing

100

74 USD

American

18 Oct 2019

1.1500 USD

Call Option

Purchasing

6,600

75 USD

American

4 Oct 2019

0.3945 USD

Call Option

Purchasing

600

75 USD

American

18 Oct 2019

0.5300 USD

Call Option

Purchasing

1,700

75 USD

American

15 Nov 2019

1.3776 USD

Call Option

Purchasing

2,000

75 USD

American

17 Jan 2020

2.6970 USD

Call Option

Purchasing

400

75 USD

American

21 Feb 2020

3.0275 USD

Call Option

Purchasing

100

76 USD

American

4 Oct 2019

0.1600 USD

Call Option

Purchasing

100

76 USD

American

11 Oct 2019

0.2800 USD

Call Option

Purchasing

300

76 USD

American

1 Nov 2019

1.7900 USD

Call Option

Purchasing

100

78 USD

American

11 Oct 2019

0.0700 USD

Call Option

Purchasing

700

78 USD

American

18 Oct 2019

0.2228 USD

Call Option

Purchasing

1,700

78 USD

American

15 Nov 2019

0.6676 USD

Call Option

Purchasing

100

78 USD

American

17 Jan 2020

1.9000 USD

Call Option

Purchasing

200

80 USD

American

25 Oct 2019

0.1500 USD

Call Option

Purchasing

1,700

80 USD

American

15 Nov 2019

0.3894 USD

Call Option

Purchasing

3,000

80 USD

American

17 Jan 2020

1.0973 USD

Call Option

Purchasing

2,500

80 USD

American

21 Feb 2020

1.5640 USD

Call Option

Purchasing

2,800

83 USD

American

15 Nov 2019

0.1696 USD

Call Option

Purchasing

5,100

83 USD

American

17 Jan 2020

0.6647 USD

Call Option

Purchasing

700

83 USD

American

21 Feb 2020

1.0228 USD

Call Option

Purchasing

200

85 USD

American

17 Jan 2020

0.3600 USD

Call Option

Purchasing

400

90 USD

American

19 Jun 2020

0.8000 USD

Call Option

Selling

100

68 USD

American

17 Jan 2020

6.8000 USD

Call Option

Selling

500

73 USD

American

27 Sep 2019

0.5000 USD

Call Option

Selling

500

73 USD

American

18 Oct 2019

1.4960 USD

Call Option

Selling

1,100

73 USD

American

15 Nov 2019

2.1736 USD

Call Option

Selling

300

74 USD

American

1 Nov 2019

2.3900 USD

Call Option

Selling

6,500

76 USD

American

4 Oct 2019

0.2007 USD

Call Option

Selling

600

78 USD

American

18 Oct 2019

0.1500 USD

Put Option

Purchasing

7,100

40 USD

American

21 Jan 2022

2.7543 USD

Put Option

Purchasing

6,100

45 USD

American

21 Jan 2022

3.5422 USD

Put Option

Purchasing

12,000

65 USD

American

15 Nov 2019

0.6320 USD

Put Option

Purchasing

100

68 USD

American

17 Jan 2020

2.5000 USD

Put Option

Purchasing

100

70 USD

American

11 Oct 2019

0.4600 USD

Put Option

Purchasing

10,000

70 USD

American

18 Oct 2019

0.7640 USD

Put Option

Purchasing

1,100

70 USD

American

21 Feb 2020

3.8000 USD

Put Option

Purchasing

1,000

73 USD

American

17 Jan 2020

4.8500 USD

Put Option

Purchasing

100

74 USD

American

4 Oct 2019

1.0200 USD

Put Option

Purchasing

300

75 USD

American

15 Nov 2019

4.2000 USD

Put Option

Selling

2,800

40 USD

American

21 Jan 2022

2.5164 USD

Put Option

Selling

100

43 USD

American

21 Feb 2020

0.0800 USD

Put Option

Selling

1,300

45 USD

American

21 Jan 2022

3.4038 USD

Put Option

Selling

600

48 USD

American

21 Jan 2022

4.0900 USD

Put Option

Selling

100

55 USD

American

17 Jan 2020

0.3500 USD

Put Option

Selling

3,000

60 USD

American

18 Oct 2019

0.0500 USD

Put Option

Selling

100

60 USD

American

15 Nov 2019

0.2300 USD

Put Option

Selling

100

68 USD

American

4 Oct 2019

0.0600 USD

Put Option

Selling

2,000

68 USD

American

17 Jan 2020

2.2800 USD

Put Option

Selling

200

70 USD

American

27 Sep 2019

0.0400 USD

Put Option

Selling

100

73 USD

American

4 Oct 2019

0.8100 USD

Put Option

Selling

1,100

73 USD

American

21 Feb 2020

5.0900 USD

Put Option

Selling

9,900

74 USD

American

18 Oct 2019

2.5904 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

18,100

62.5000

American

Oct 18, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

16,100

70.0000

American

Nov 15, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

3,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

700

74.0000

American

Oct 4, 2019

Call Options

Purchased

8,000

68.0000

American

Oct 25, 2019

Call Options

Purchased

3,200

82.5000

American

Nov 15, 2019

Call Options

Purchased

800

72.5000

American

Sep 27, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

9,500

60.0000

American

Jun 19, 2020

Put Options

Written

2,900

50.0000

American

Nov 15, 2019

Call Options

Purchased

400

70.0000

American

Oct 25, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

200

70.0000

American

Sep 27, 2019

Call Options

Purchased

400

67.5000

American

Oct 4, 2019

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

80.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

8,700

72.5000

American

Nov 15, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Put Options

Purchased

-500

66.5000

American

Oct 4, 2019

Put Options

Purchased

-1,500

65.5000

American

Sep 27, 2019

Call Options

Written

-1,000

68.5000

American

Oct 4, 2019

Put Options

Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-20,200

90.0000

American

Jun 19, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-300

70.0000

American

Oct 11, 2019

Call Options

Written

-1,100

68.0000

American

Oct 4, 2019

Put Options

Purchased

-1,400

75.0000

American

Nov 15, 2019

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

65.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options

Written

2,200

50.0000

American

Jan 17, 2020

Call Options

Purchased

500

67.5000

American

Feb 21, 2020

Put Options

Written

2,700

45.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

100

67.5000

American

Oct 4, 2019

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

12,800

80.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options

Purchased

2,200

77.5000

American

Oct 18, 2019

Call Options

Purchased

1,200

72.5000

American

Oct 25, 2019

Put Options

Written

1,000

72.5000

American

Feb 21, 2020

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-400

75.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-15,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-11,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Call Options

Written

-1,900

80.0000

American

Sep 18, 2020

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

73.5000

American

Oct 4, 2019

Call Options

Written

-5,700

76.0000

American

Oct 4, 2019

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-800

70.0000

American

Feb 21, 2020

Call Options

Written

-200

60.0000

American

Jan 15, 2021

Call Options

Purchased

18,000

72.5000

American

Jan 17, 2020

Put Options

Written

8,300

62.5000

American

Jan 17, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

400

74.0000

American

Sep 27, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

200

80.0000

American

Oct 25, 2019

Call Options

Purchased

300

70.0000

American

Oct 4, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Put Options

Written

800

71.5000

American

Sep 27, 2019

Call Options

Purchased

2,900

70.0000

American

Feb 21, 2020

Put Options

Written

200

87.5000

American

Nov 15, 2019

Call Options

Purchased

8,300

75.0000

American

Oct 4, 2019

Call Options

Written

-200

73.0000

American

Sep 27, 2019

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-1,300

65.5000

American

Sep 27, 2019

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

40.0000

American

Jan 21, 2022

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options

Purchased

-27,700

60.0000

American

Jan 17, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options

Written

-14,600

87.5000

American

Nov 15, 2019

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

300

71.5000

American

Sep 27, 2019

Call Options

Purchased

24,900

67.5000

American

Nov 15, 2019

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

100

73.0000

American

Oct 4, 2019

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

700

71.0000

American

Sep 27, 2019

Put Options

Written

600

47.5000

American

Jan 21, 2022

Put Options

Written

32,800

57.5000

American

Jun 19, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

94,100

77.5000

American

Nov 15, 2019

Put Options

Written

200

60.0000

American

Sep 27, 2019

Call Options

Purchased

4,500

69.0000

American

Oct 25, 2019

Call Options

Purchased

400

82.5000

American

Feb 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

100

65.0000

American

Jan 17, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

72.0000

American

Sep 27, 2019

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-17,400

85.0000

American

Nov 15, 2019

Call Options

Written

-100

66.0000

American

Sep 27, 2019

Put Options

Purchased

-100

64.5000

American

Sep 27, 2019

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-600

60.0000

American

Oct 18, 2019

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-1,700

68.0000

American

Sep 27, 2019

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

7,100

65.0000

American

Nov 15, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Put Options

Written

500

67.5000

American

Jan 17, 2020

Call Options

Purchased

18,700

60.0000

American

Jan 17, 2020

Put Options

Written

600

55.0000

American

Feb 21, 2020

Call Options

Purchased

100

76.0000

American

Oct 11, 2019

Call Options

Purchased

17,500

80.0000

American

Nov 15, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

100

59.5000

American

Oct 25, 2019

Put Options

Written

9,900

74.0000

American

Oct 18, 2019

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

55.0000

American

Feb 21, 2020

Put Options

Written

500

64.0000

American

Sep 27, 2019

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

100

69.0000

American

Sep 27, 2019

Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020

Call Options

Written

-300

73.5000

American

Nov 1, 2019

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-600

60.0000

American

Feb 21, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-15,100

65.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

67.5000

American

Jan 15, 2021

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Call Options

Written

-600

78.0000

American

Oct 4, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

65.0000

American

Sep 27, 2019

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Call Options

Purchased

9,900

75.0000

American

Oct 18, 2019

Call Options

Purchased

6,600

72.5000

American

Oct 18, 2019

Call Options

Purchased

500

70.5000

American

Sep 27, 2019

Put Options

Written

200

55.0000

American

Nov 15, 2019

Put Options

Written

100

62.5000

American

Oct 4, 2019

Call Options

Purchased

20,400

75.0000

American

Nov 15, 2019

Call Options

Purchased

9,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

3,700

75.0000

American

Feb 21, 2020

Call Options

Purchased

2,700

80.0000

American

Feb 21, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

69.5000

American

Oct 25, 2019

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-800

72.5000

American

Sep 27, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-200

87.5000

American

Jan 17, 2020

Put Options

Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-55,900

82.5000

American

Jan 17, 2020

Call Options

Purchased

2,000

80.0000

American

Jun 19, 2020

Put Options

Written

1,000

67.5000

American

Feb 21, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

100

74.5000

American

Oct 4, 2019

Put Options

Written

300

67.0000

American

Oct 11, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

9,000

68.5000

American

Oct 25, 2019

Put Options

Written

300

72.5000

American

Nov 15, 2019

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options

Purchased

100

71.0000

American

Oct 25, 2019

Call Options

Purchased

17,000

70.0000

American

Oct 18, 2019

Put Options

Written

1,400

67.5000

American

Jun 19, 2020

Call Options

Purchased

6,700

85.0000

American

Jun 19, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

100

78.0000

American

Oct 11, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Call Options

Written

-200

77.5000

American

Sep 18, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

67.0000

American

Sep 27, 2019

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-40,300

67.5000

American

Nov 15, 2019

Put Options

Purchased

-400

68.0000

American

Oct 11, 2019

Put Options

Purchased

-28,900

62.5000

American

Nov 15, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Written

-13,300

85.0000

American

Jan 17, 2020

Call Options

Written

-15,500

87.5000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

73.0000

American

Sep 27, 2019

Put Options

Purchased

-11,400

70.0000

American

Oct 18, 2019

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Put Options

Purchased

-2,500

45.0000

American

Jan 21, 2022

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Call Options

Purchased

2,100

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,200

67.5000

American

Sep 27, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

300

67.0000

American

Sep 27, 2019

Call Options

Purchased

4,400

67.5000

American

Oct 18, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

500

75.0000

American

Sep 27, 2019

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Purchased

1,300

57.5000

American

Jan 15, 2021

Put Options

Written

15,800

65.0000

American

Oct 18, 2019

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Call Options

Purchased

5,100

70.0000

American

Sep 27, 2019

Call Options

Purchased

1,400

75.0000

American

Jan 17, 2020

Put Options

Written

200

59.0000

American

Sep 27, 2019

Put Options

Written

100

70.0000

American

Oct 4, 2019

Call Options

Purchased

100

74.0000

American

Oct 18, 2019

Put Options

Written

1,000

66.0000

American

Sep 27, 2019

Call Options

Purchased

600

77.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

57.5000

American

Sep 27, 2019

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-7,600

70.0000

American

Nov 15, 2019

Put Options

Purchased

-15,400

67.5000

American

Oct 18, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-13,900

60.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-3,000

80.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-1,800

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-2,100

77.5000

American

Jan 15, 2021

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676658
Time of Receipt (offset from UTC): 20190924T134346+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC