Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,545,101

1.08%

1,991,093

0.61%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,668,200

0.51%

2,119,420

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

646,400

0.20%

394,300

0.12%

 

 

 

 

TOTAL:

 

 

 

 

5,859,701

1.79%

4,504,813

1.37%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

167.3600 USD

Purchase

2

166.9900 USD

Purchase

2

167.1900 USD

Purchase

5

167.4600 USD

Purchase

39

167.1050 USD

Purchase

67

166.9000 USD

Purchase

84

166.9200 USD

Purchase

100

166.9300 USD

Purchase

100

167.0500 USD

Purchase

100

167.6800 USD

Purchase

100

167.3400 USD

Purchase

180

167.4821 USD

Purchase

200

167.5950 USD

Purchase

217

167.4838 USD

Purchase

320

166.9100 USD

Purchase

469

167.5940 USD

Purchase

560

166.9832 USD

Purchase

697

166.8600 USD

Purchase

765

167.4252 USD

Purchase

798

167.1077 USD

Purchase

805

167.2801 USD

Purchase

833

167.4591 USD

Purchase

950

167.3147 USD

Purchase

1,000

167.5060 USD

Purchase

1,000

167.0755 USD

Purchase

1,085

167.4231 USD

Purchase

1,100

167.4695 USD

Purchase

1,382

167.1666 USD

Purchase

1,456

167.4375 USD

Purchase

1,538

167.3346 USD

Purchase

1,607

167.4300 USD

Purchase

1,639

167.1142 USD

Purchase

1,653

167.1751 USD

Purchase

1,674

167.3596 USD

Purchase

1,994

167.2748 USD

Purchase

2,305

167.3894 USD

Purchase

2,910

167.4772 USD

Purchase

3,699

167.4704 USD

Purchase

3,866

167.4794 USD

Purchase

4,000

167.2533 USD

Purchase

4,063

167.2617 USD

Purchase

4,608

166.8746 USD

Purchase

6,853

167.1162 USD

Purchase

8,726

167.4777 USD

Purchase

11,165

167.4169 USD

Purchase

12,467

167.1905 USD

Purchase

15,340

167.0312 USD

Purchase

15,700

167.0882 USD

Purchase

18,698

167.1775 USD

Purchase

18,700

167.1242 USD

Purchase

20,351

167.3859 USD

Purchase

21,375

167.2761 USD

Purchase

25,411

167.3819 USD

Purchase

31,428

166.9133 USD

Sale

2

167.1900 USD

Sale

2

166.9900 USD

Sale

5

167.4600 USD

Sale

27

167.6300 USD

Sale

36

167.3600 USD

Sale

45

167.6700 USD

Sale

63

165.9000 USD

Sale

70

167.3811 USD

Sale

89

166.7100 USD

Sale

100

167.1600 USD

Sale

100

167.0800 USD

Sale

100

167.4900 USD

Sale

147

167.6060 USD

Sale

159

166.9400 USD

Sale

178

166.9056 USD

Sale

300

167.1366 USD

Sale

300

167.2700 USD

Sale

315

167.0813 USD

Sale

320

166.9100 USD

Sale

444

166.8600 USD

Sale

500

167.1300 USD

Sale

560

166.9832 USD

Sale

600

167.2416 USD

Sale

605

167.4551 USD

Sale

617

166.9846 USD

Sale

618

166.9874 USD

Sale

667

167.1551 USD

Sale

1,100

167.1072 USD

Sale

1,102

167.3423 USD

Sale

2,373

166.4079 USD

Sale

2,577

166.4700 USD

Sale

3,100

167.2540 USD

Sale

3,491

166.2369 USD

Sale

4,200

167.3525 USD

Sale

4,289

167.2331 USD

Sale

5,814

167.3762 USD

Sale

9,300

166.9731 USD

Sale

10,400

167.2546 USD

Sale

17,640

167.4169 USD

Sale

22,400

167.4700 USD

Sale

69,331

167.3877 USD

Sale

98,805

167.0665 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Purchasing

200

165 USD

American

15 Nov 2019

3.8800 USD

Put Option

Selling

1,100

100 USD

American

21 Feb 2020

0.3500 USD

Put Option

Selling

300

125 USD

American

15 Nov 2019

0.2866 USD

Put Option

Selling

100

130 USD

American

15 Nov 2019

0.3900 USD

Put Option

Selling

400

150 USD

American

15 Nov 2019

1.5900 USD

Put Option

Selling

2,500

160 USD

American

20 Dec 2019

3.8000 USD

Put Option

Selling

1,500

160 USD

American

21 Feb 2020

5.8593 USD

Put Option

Selling

1,000

165 USD

American

18 Oct 2019

2.3900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

16,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

8,800

150.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Written

1,000

165.0000

American

Oct 18, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

170.0000

American

Jan 17, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

165.0000

American

Nov 15, 2019

Call Options

Written

-28,300

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-8,300

130.0000

American

Nov 15, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

160.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

1,000

160.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Written

33,200

150.0000

American

Dec 20, 2019

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

25,300

120.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

900

135.0000

American

Jan 17, 2020

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-500

175.0000

American

Jan 15, 2021

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Written

13,800

150.0000

American

Feb 21, 2020

Put Options

Written

700

145.0000

American

Feb 21, 2020

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

3,900

125.0000

American

Nov 15, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

3,900

160.0000

American

Dec 20, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

160.0000

American

Nov 15, 2019

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676656
Time of Receipt (offset from UTC): 20190924T134658+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC