Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,697,399

0.18%

3,338,496

0.23%

 

(2)

Derivatives (other than options):

1,654,860

0.11%

19,700

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,226,400

0.15%

1,458,800

0.10%

 

TOTAL:

6,578,659

0.44%

4,816,996

0.33%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

72.5900 USD

Purchase

10

72.6900 USD

Purchase

14

72.4500 USD

Purchase

79

72.1300 USD

Purchase

87

72.5200 USD

Purchase

100

72.3600 USD

Purchase

100

72.4600 USD

Purchase

100

72.2300 USD

Purchase

100

72.1354 USD

Purchase

100

72.5150 USD

Purchase

100

72.4200 USD

Purchase

129

72.5100 USD

Purchase

179

72.1330 USD

Purchase

200

72.6250 USD

Purchase

200

72.5300 USD

Purchase

200

72.5875 USD

Purchase

201

72.6400 USD

Purchase

303

72.4995 USD

Purchase

304

72.3003 USD

Purchase

358

72.6160 USD

Purchase

400

71.6700 USD

Purchase

403

72.4260 USD

Purchase

408

72.4607 USD

Purchase

438

72.4965 USD

Purchase

500

72.4540 USD

Purchase

600

72.6433 USD

Purchase

612

72.6230 USD

Purchase

642

72.5709 USD

Purchase

700

72.5557 USD

Purchase

781

72.5197 USD

Purchase

898

72.4993 USD

Purchase

900

72.3933 USD

Purchase

1,021

72.4990 USD

Purchase

1,302

72.5187 USD

Purchase

1,374

72.4187 USD

Purchase

1,399

72.5669 USD

Purchase

1,418

72.4624 USD

Purchase

1,561

72.5081 USD

Purchase

1,578

72.5560 USD

Purchase

1,664

72.4653 USD

Purchase

1,773

72.3800 USD

Purchase

1,787

72.6500 USD

Purchase

1,821

72.4558 USD

Purchase

1,833

72.5139 USD

Purchase

1,916

72.5377 USD

Purchase

2,000

72.6316 USD

Purchase

2,070

72.3489 USD

Purchase

2,300

72.4171 USD

Purchase

2,613

72.5697 USD

Purchase

2,700

72.5195 USD

Purchase

2,813

72.4998 USD

Purchase

2,900

72.4422 USD

Purchase

3,119

72.5313 USD

Purchase

3,200

72.4192 USD

Purchase

3,300

72.5528 USD

Purchase

3,420

72.5293 USD

Purchase

3,453

72.4090 USD

Purchase

3,504

72.5214 USD

Purchase

3,551

72.6067 USD

Purchase

3,600

72.3050 USD

Purchase

3,646

72.5398 USD

Purchase

3,968

72.5349 USD

Purchase

4,200

72.4052 USD

Purchase

4,330

72.4413 USD

Purchase

4,560

72.4456 USD

Purchase

5,100

72.6546 USD

Purchase

5,400

72.4785 USD

Purchase

6,304

72.0400 USD

Purchase

6,616

72.3701 USD

Purchase

10,693

72.5508 USD

Purchase

13,490

72.4532 USD

Purchase

13,587

72.4411 USD

Purchase

14,119

72.5455 USD

Purchase

14,618

72.4302 USD

Purchase

20,189

72.5350 USD

Purchase

28,625

72.5422 USD

Purchase

32,443

72.1602 USD

Purchase

33,361

72.4598 USD

Purchase

35,876

72.4182 USD

Purchase

50,710

72.4007 USD

Purchase

53,000

72.5480 USD

Purchase

59,400

72.5644 USD

Purchase

59,697

72.3900 USD

Purchase

63,000

72.3903 USD

Purchase

74,826

72.4380 USD

Purchase

135,411

72.5988 USD

Sale

10

72.6900 USD

Sale

51

72.2200 USD

Sale

66

72.4600 USD

Sale

100

72.1550 USD

Sale

100

72.4300 USD

Sale

100

72.8650 USD

Sale

100

72.7400 USD

Sale

100

72.4100 USD

Sale

100

72.8600 USD

Sale

151

72.4200 USD

Sale

163

72.4412 USD

Sale

188

72.6563 USD

Sale

200

72.4550 USD

Sale

200

72.5300 USD

Sale

229

72.5100 USD

Sale

230

72.6143 USD

Sale

238

72.9194 USD

Sale

244

72.4312 USD

Sale

300

72.4133 USD

Sale

300

72.4116 USD

Sale

300

72.4800 USD

Sale

300

72.4166 USD

Sale

300

72.5033 USD

Sale

300

72.5400 USD

Sale

300

72.6016 USD

Sale

300

72.5500 USD

Sale

358

72.1330 USD

Sale

374

72.4839 USD

Sale

400

72.3000 USD

Sale

400

72.4613 USD

Sale

400

71.6700 USD

Sale

400

72.6850 USD

Sale

400

72.4562 USD

Sale

400

72.4712 USD

Sale

400

72.5200 USD

Sale

500

72.5000 USD

Sale

500

72.4560 USD

Sale

500

72.4350 USD

Sale

549

72.4504 USD

Sale

552

72.4400 USD

Sale

599

72.4332 USD

Sale

600

72.5316 USD

Sale

648

72.6534 USD

Sale

725

72.4986 USD

Sale

732

72.4382 USD

Sale

800

72.3875 USD

Sale

801

72.4405 USD

Sale

861

72.5121 USD

Sale

898

72.5166 USD

Sale

900

72.4733 USD

Sale

900

72.4455 USD

Sale

900

72.4105 USD

Sale

1,030

72.5285 USD

Sale

1,095

72.5329 USD

Sale

1,260

72.4801 USD

Sale

1,310

72.3406 USD

Sale

1,455

72.4357 USD

Sale

1,540

72.5060 USD

Sale

1,600

72.5044 USD

Sale

1,600

72.4506 USD

Sale

1,640

72.4917 USD

Sale

1,773

72.0400 USD

Sale

1,787

72.6500 USD

Sale

1,870

72.6198 USD

Sale

1,915

72.4704 USD

Sale

1,968

72.4460 USD

Sale

2,300

72.4227 USD

Sale

2,387

72.3825 USD

Sale

2,792

72.5831 USD

Sale

2,981

72.3739 USD

Sale

3,300

72.5528 USD

Sale

3,515

72.5191 USD

Sale

3,600

72.3050 USD

Sale

5,806

72.3982 USD

Sale

6,176

72.5620 USD

Sale

6,986

72.7204 USD

Sale

7,439

72.6262 USD

Sale

10,626

72.6588 USD

Sale

11,500

72.5706 USD

Sale

13,668

72.2824 USD

Sale

14,382

72.5619 USD

Sale

14,889

72.5362 USD

Sale

15,636

72.5350 USD

Sale

15,727

72.4849 USD

Sale

16,000

72.5555 USD

Sale

16,567

72.5497 USD

Sale

21,525

72.5015 USD

Sale

22,066

72.4180 USD

Sale

23,674

72.3028 USD

Sale

29,600

72.4679 USD

Sale

34,883

72.5460 USD

Sale

45,600

72.5676 USD

Sale

50,805

72.6484 USD

Sale

53,393

72.3084 USD

Sale

59,800

72.5703 USD

Sale

63,500

72.3957 USD

Sale

75,800

72.5415 USD

Sale

88,491

72.4198 USD

Sale

91,206

72.3900 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

100

55 USD

American

20 Sep 2019

17.6000 USD

Call Option Purchasing

100

65 USD

American

15 Nov 2019

8.0000 USD

Call Option Purchasing

1,500

68 USD

American

20 Sep 2019

5.0566 USD

Call Option Purchasing

4,400

68 USD

American

15 Nov 2019

5.8627 USD

Call Option Purchasing

500

70 USD

American

20 Sep 2019

2.5000 USD

Call Option Purchasing

400

70 USD

American

20 Sep 2019

3.0000 USD

Call Option Purchasing

2,900

70 USD

American

15 Nov 2019

3.7417 USD

Call Option Purchasing

200

71 USD

American

20 Sep 2019

1.4600 USD

Call Option Purchasing

200

71 USD

American

27 Sep 2019

1.8000 USD

Call Option Purchasing

400

72 USD

American

20 Sep 2019

0.8000 USD

Call Option Purchasing

2,000

73 USD

American

20 Sep 2019

0.1740 USD

Call Option Purchasing

100

73 USD

American

27 Sep 2019

0.4100 USD

Call Option Purchasing

300

73 USD

American

27 Sep 2019

0.7400 USD

Call Option Purchasing

200

73 USD

American

18 Oct 2019

1.4000 USD

Call Option Purchasing

4,100

73 USD

American

15 Nov 2019

2.1965 USD

Call Option Purchasing

500

74 USD

American

27 Sep 2019

0.2040 USD

Call Option Purchasing

500

75 USD

American

27 Sep 2019

0.1080 USD

Call Option Purchasing

1,100

75 USD

American

4 Oct 2019

0.2518 USD

Call Option Purchasing

100

75 USD

American

4 Oct 2019

0.3200 USD

Call Option Purchasing

900

75 USD

American

18 Oct 2019

0.4533 USD

Call Option Purchasing

3,100

75 USD

American

15 Nov 2019

1.3441 USD

Call Option Purchasing

200

75 USD

American

17 Jan 2020

2.3200 USD

Call Option Purchasing

7,000

78 USD

American

15 Nov 2019

0.6018 USD

Call Option Purchasing

300

78 USD

American

17 Jan 2020

1.5900 USD

Call Option Purchasing

400

78 USD

American

21 Feb 2020

2.0500 USD

Call Option Purchasing

1,900

80 USD

American

15 Nov 2019

0.3310 USD

Call Option Purchasing

1,800

80 USD

American

17 Jan 2020

0.9383 USD

Call Option Purchasing

2,000

80 USD

American

21 Feb 2020

1.3475 USD

Call Option Purchasing

100

80 USD

American

18 Sep 2020

3.0200 USD

Call Option Purchasing

500

80 USD

American

15 Jan 2021

3.6000 USD

Call Option Purchasing

400

83 USD

American

17 Jan 2020

0.6525 USD

Call Option Purchasing

700

83 USD

American

21 Feb 2020

0.9100 USD

Call Option Purchasing

100

83 USD

American

19 Jun 2020

1.7800 USD

Call Option Purchasing

4,000

85 USD

American

19 Jun 2020

1.3000 USD

Call Option Purchasing

1,000

85 USD

American

18 Sep 2020

1.8800 USD

Call Option Selling

300

73 USD

American

20 Sep 2019

0.0466 USD

Call Option Selling

100

74 USD

American

27 Sep 2019

0.1600 USD

Call Option Selling

300

75 USD

American

18 Oct 2019

0.4000 USD

Call Option Selling

600

78 USD

American

4 Oct 2019

0.0300 USD

Put Option Purchasing

100

63 USD

American

15 Nov 2019

0.4100 USD

Put Option Purchasing

100

65 USD

American

15 Nov 2019

0.6700 USD

Put Option Purchasing

600

68 USD

American

18 Oct 2019

0.4366 USD

Put Option Purchasing

100

70 USD

American

27 Sep 2019

0.1200 USD

Put Option Purchasing

100

72 USD

American

20 Sep 2019

0.0200 USD

Put Option Purchasing

100

72 USD

American

20 Sep 2019

0.1500 USD

Put Option Purchasing

100

72 USD

American

27 Sep 2019

0.5200 USD

Put Option Purchasing

800

73 USD

American

27 Sep 2019

0.7400 USD

Put Option Purchasing

500

78 USD

American

15 Nov 2019

6.3000 USD

Put Option Selling

300

43 USD

American

21 Feb 2020

0.1000 USD

Put Option Selling

1,900

45 USD

American

17 Jan 2020

0.0900 USD

Put Option Selling

1,700

45 USD

American

21 Jan 2022

3.3500 USD

Put Option Selling

3,400

48 USD

American

17 Jan 2020

0.1338 USD

Put Option Selling

11,400

50 USD

American

17 Jan 2020

0.1900 USD

Put Option Selling

300

55 USD

American

15 Nov 2019

0.1100 USD

Put Option Selling

1,100

55 USD

American

17 Jan 2020

0.4000 USD

Put Option Selling

100

58 USD

American

15 Nov 2019

0.1600 USD

Put Option Selling

100

60 USD

American

18 Oct 2019

0.0500 USD

Put Option Selling

600

60 USD

American

15 Nov 2019

0.2800 USD

Put Option Selling

500

60 USD

American

21 Feb 2020

1.1400 USD

Put Option Selling

500

63 USD

American

18 Oct 2019

0.1200 USD

Put Option Selling

100

63 USD

American

17 Jan 2020

1.1500 USD

Put Option Selling

100

70 USD

American

27 Sep 2019

0.1200 USD

Put Option Selling

100

71 USD

American

20 Sep 2019

0.0200 USD

Put Option Selling

800

72 USD

American

27 Sep 2019

0.3700 USD

Put Option Selling

100

73 USD

American

20 Sep 2019

0.4400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

23 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

1,000

66.5000

American

Oct 11, 2019

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Put Options Written

800

82.5000

American

Jan 17, 2020

Put Options Written

5,300

77.5000

American

Jan 17, 2020

Put Options Written

2,900

50.0000

American

Nov 15, 2019

Put Options Written

18,100

62.5000

American

Oct 18, 2019

Put Options Written

9,500

60.0000

American

Jun 19, 2020

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

800

72.5000

American

Sep 27, 2019

Call Options Purchased

400

82.5000

American

Nov 15, 2019

Call Options Purchased

400

70.0000

American

Oct 25, 2019

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

100

80.0000

American

Sep 18, 2020

Call Options Purchased

9,800

72.5000

American

Nov 15, 2019

Call Options Purchased

3,600

72.5000

American

Feb 21, 2020

Put Options Written

200

75.0000

American

Jun 19, 2020

Put Options Written

900

60.5000

American

Sep 20, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

400

67.5000

American

Oct 4, 2019

Call Options Purchased

16,100

70.0000

American

Nov 15, 2019

Call Options Purchased

8,000

68.0000

American

Oct 25, 2019

Call Options Purchased

500

74.0000

American

Oct 4, 2019

Put Options Purchased

-200

72.0000

American

Sep 20, 2019

Put Options Purchased

-200

71.5000

American

Sep 20, 2019

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-1,900

55.0000

American

Sep 20, 2019

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Put Options Purchased

-300

75.0000

American

Feb 21, 2020

Call Options Written

-1,100

68.0000

American

Oct 4, 2019

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-500

66.5000

American

Oct 4, 2019

Put Options Purchased

-4,500

57.5000

American

Jan 17, 2020

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options Purchased

-600

65.0000

American

Feb 21, 2020

Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options Purchased

-500

67.0000

American

Sep 20, 2019

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

71.0000

American

Sep 20, 2019

Put Options Purchased

-1,500

65.5000

American

Sep 27, 2019

Put Options Purchased

-200

70.0000

American

Oct 11, 2019

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Call Options Written

-1,000

68.5000

American

Oct 4, 2019

Call Options Written

-400

66.0000

American

Sep 20, 2019

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-1,100

75.0000

American

Nov 15, 2019

Call Options Written

-20,600

90.0000

American

Jun 19, 2020

Put Options Purchased

-100

69.0000

American

Sep 20, 2019

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options Purchased

500

67.5000

American

Feb 21, 2020

Call Options Purchased

140,500

72.5000

American

Sep 20, 2019

Call Options Purchased

30,200

62.5000

American

Sep 20, 2019

Call Options Purchased

5,900

72.0000

American

Sep 20, 2019

Call Options Purchased

4,000

55.0000

American

Jan 17, 2020

Put Options Written

2,700

45.0000

American

Jan 17, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

4,000

71.5000

American

Sep 20, 2019

Put Options Written

300

62.5000

American

Sep 18, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Call Options Purchased

9,800

80.0000

American

Jan 17, 2020

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options Written

1,600

72.5000

American

Sep 20, 2019

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

4,500

75.0000

American

Sep 20, 2019

Put Options Written

15,300

42.5000

American

Feb 21, 2020

Call Options Purchased

3,500

67.5000

American

Sep 20, 2019

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Call Options Purchased

2,600

73.0000

American

Sep 20, 2019

Call Options Purchased

2,100

77.5000

American

Oct 18, 2019

Put Options Written

2,200

50.0000

American

Jan 17, 2020

Call Options Purchased

1,200

72.5000

American

Oct 25, 2019

Put Options Written

3,300

47.5000

American

Jan 17, 2020

Call Options Written

-3,700

92.5000

American

Sep 20, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options Written

-500

66.5000

American

Sep 20, 2019

Call Options Written

-11,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-15,200

55.0000

American

Jan 17, 2020

Call Options Written

-400

69.5000

American

Sep 20, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-1,900

80.0000

American

Sep 18, 2020

Put Options Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options Written

-200

60.0000

American

Jan 15, 2021

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-900

77.5000

American

Nov 15, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-400

75.0000

American

Sep 18, 2020

Put Options Purchased

-2,000

62.5000

American

Sep 20, 2019

Call Options Purchased

400

74.0000

American

Sep 27, 2019

Call Options Purchased

18,000

72.5000

American

Jan 17, 2020

Put Options Written

200

87.5000

American

Nov 15, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

1,700

75.0000

American

Oct 4, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options Written

800

71.5000

American

Sep 27, 2019

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Put Options Written

400

40.0000

American

Sep 20, 2019

Call Options Purchased

300

70.0000

American

Oct 4, 2019

Put Options Written

8,300

62.5000

American

Jan 17, 2020

Call Options Purchased

2,900

70.0000

American

Feb 21, 2020

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Written

-600

64.5000

American

Sep 20, 2019

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-1,700

75.0000

American

Jan 15, 2021

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Call Options Written

-1,300

65.5000

American

Sep 27, 2019

Call Options Written

-14,600

87.5000

American

Nov 15, 2019

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-100

72.5000

American

Feb 21, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-27,700

60.0000

American

Jan 17, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Put Options Purchased

-25,900

67.5000

American

Sep 20, 2019

Call Options Written

-130,000

67.5000

American

Sep 20, 2019

Call Options Written

-8,600

70.0000

American

Sep 20, 2019

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Put Options Written

900

66.0000

American

Sep 20, 2019

Call Options Purchased

300

71.5000

American

Sep 27, 2019

Call Options Purchased

4,500

69.0000

American

Oct 25, 2019

Put Options Written

4,000

42.5000

American

Sep 20, 2019

Put Options Written

1,000

47.5000

American

Sep 20, 2019

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Purchased

700

76.0000

American

Oct 4, 2019

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Put Options Written

600

69.5000

American

Sep 20, 2019

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Call Options Purchased

92,400

77.5000

American

Nov 15, 2019

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Put Options Written

1,300

40.0000

American

Jan 21, 2022

Call Options Purchased

700

68.0000

American

Sep 20, 2019

Put Options Written

200

60.0000

American

Sep 27, 2019

Call Options Purchased

700

71.0000

American

Sep 27, 2019

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Purchased

400

68.5000

American

Sep 20, 2019

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

24,400

67.5000

American

Nov 15, 2019

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

32,800

57.5000

American

Jun 19, 2020

Call Options Purchased

100

65.0000

American

Jan 17, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-400

82.5000

American

Jun 19, 2020

Call Options Written

-35,500

90.0000

American

Sep 20, 2019

Put Options Purchased

-100

64.5000

American

Sep 27, 2019

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Call Options Written

-600

75.0000

American

Jan 17, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-51,900

65.0000

American

Sep 20, 2019

Put Options Purchased

-3,600

60.0000

American

Oct 18, 2019

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-13,600

100.0000

American

Jan 15, 2021

Call Options Written

-17,400

85.0000

American

Nov 15, 2019

Call Options Written

-1,700

68.0000

American

Sep 27, 2019

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Call Options Written

-100

75.0000

American

Jun 19, 2020

Put Options Purchased

-100

72.0000

American

Sep 27, 2019

Call Options Written

-200

67.0000

American

Sep 20, 2019

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-800

92.5000

American

Jan 15, 2021

Call Options Written

-3,400

95.0000

American

Sep 20, 2019

Call Options Written

-300

82.5000

American

Feb 21, 2020

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-100

66.0000

American

Sep 27, 2019

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-11,000

80.0000

American

Sep 20, 2019

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-900

69.0000

American

Sep 20, 2019

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options Purchased

-1,300

72.5000

American

Oct 18, 2019

Put Options Written

2,100

45.0000

American

Sep 20, 2019

Put Options Written

600

55.0000

American

Feb 21, 2020

Call Options Purchased

7,000

65.0000

American

Nov 15, 2019

Call Options Purchased

15,800

80.0000

American

Nov 15, 2019

Put Options Written

4,100

85.0000

American

Jan 17, 2020

Call Options Purchased

400

47.5000

American

Jun 19, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

100

69.0000

American

Sep 27, 2019

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

3,200

55.0000

American

Feb 21, 2020

Call Options Purchased

1,000

64.0000

American

Oct 11, 2019

Put Options Written

100

59.5000

American

Oct 25, 2019

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

200

71.0000

American

Sep 20, 2019

Put Options Written

300

70.0000

American

Feb 21, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options Purchased

18,200

70.0000

American

Jan 17, 2020

Put Options Written

500

64.0000

American

Sep 27, 2019

Call Options Written

-7,500

110.0000

American

Sep 20, 2019

Call Options Written

-1,400

90.0000

American

Sep 18, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options Purchased

-49,200

60.0000

American

Sep 20, 2019

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Put Options Purchased

-600

60.0000

American

Feb 21, 2020

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-3,000

67.5000

American

Jan 15, 2021

Call Options Written

-600

78.0000

American

Oct 4, 2019

Put Options Purchased

-2,200

65.0000

American

Sep 27, 2019

Call Options Written

-600

72.5000

American

Jun 19, 2020

Put Options Purchased

-3,100

65.0000

American

Nov 15, 2019

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-3,100

70.0000

American

Sep 20, 2019

Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

200

55.0000

American

Nov 15, 2019

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

30,300

70.0000

American

Jun 19, 2020

Call Options Purchased

9,300

75.0000

American

Oct 18, 2019

Call Options Purchased

34,500

66.0000

American

Sep 20, 2019

Call Options Purchased

9,800

67.5000

American

Jan 17, 2020

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Put Options Written

1,500

73.0000

American

Sep 20, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Call Options Purchased

18,700

75.0000

American

Nov 15, 2019

Call Options Purchased

200

80.0000

American

Feb 21, 2020

Call Options Purchased

500

70.5000

American

Sep 27, 2019

Put Options Written

100

62.5000

American

Oct 4, 2019

Call Options Purchased

7,100

72.5000

American

Oct 18, 2019

Call Options Purchased

100

55.0000

American

Sep 20, 2019

Call Options Purchased

4,100

74.0000

American

Oct 25, 2019

Call Options Purchased

3,300

75.0000

American

Feb 21, 2020

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-29,100

77.5000

American

Sep 20, 2019

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Call Options Written

-61,000

82.5000

American

Jan 17, 2020

Put Options Purchased

-57,700

65.0000

American

Sep 20, 2019

Put Options Purchased

-800

72.5000

American

Sep 27, 2019

Call Options Written

-9,400

82.5000

American

Sep 20, 2019

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options Written

-1,000

100.0000

American

Sep 20, 2019

Put Options Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-200

87.5000

American

Jan 17, 2020

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-2,000

69.5000

American

Oct 25, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-6,400

87.5000

American

Sep 20, 2019

Call Options Written

-74,600

85.0000

American

Sep 20, 2019

Call Options Written

-100

85.0000

American

Feb 21, 2020

Put Options Purchased

-100

62.0000

American

Sep 20, 2019

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Purchased

-800

70.5000

American

Sep 20, 2019

Put Options Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Written

300

67.0000

American

Oct 11, 2019

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options Purchased

100

71.0000

American

Oct 25, 2019

Call Options Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options Purchased

9,000

68.5000

American

Oct 25, 2019

Call Options Purchased

6,700

85.0000

American

Jun 19, 2020

Call Options Purchased

100

74.5000

American

Oct 4, 2019

Call Options Purchased

300

73.0000

American

Sep 27, 2019

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options Written

2,300

45.0000

American

Jan 21, 2022

Put Options Written

100

66.5000

American

Sep 20, 2019

Call Options Purchased

2,000

80.0000

American

Jun 19, 2020

Put Options Written

1,000

67.5000

American

Feb 21, 2020

Put Options Written

100

72.5000

American

Sep 18, 2020

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Put Options Written

300

72.5000

American

Nov 15, 2019

Put Options Written

100

65.0000

American

Sep 18, 2020

Call Options Purchased

17,000

70.0000

American

Oct 18, 2019

Put Options Written

1,400

67.5000

American

Jun 19, 2020

Put Options Written

180,000

60.0000

American

Sep 20, 2019

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-900

100.0000

American

Nov 15, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Put Options Purchased

-1,400

70.0000

American

Oct 18, 2019

Put Options Purchased

-28,900

62.5000

American

Nov 15, 2019

Call Options Written

-13,500

85.0000

American

Jan 17, 2020

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Purchased

-400

68.0000

American

Oct 11, 2019

Call Options Written

-3,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Put Options Purchased

-40,300

67.5000

American

Nov 15, 2019

Call Options Written

-200

77.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

67.0000

American

Sep 27, 2019

Put Options Purchased

-1,500

73.0000

American

Sep 27, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-15,500

87.5000

American

Jan 17, 2020

Call Options Written

-100

62.5000

American

Sep 20, 2019

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

600

77.5000

American

Feb 21, 2020

Call Options Purchased

5,100

70.0000

American

Sep 27, 2019

Put Options Written

1,000

66.0000

American

Sep 27, 2019

Put Options Written

100

62.5000

American

Oct 25, 2019

Put Options Written

200

59.0000

American

Sep 27, 2019

Put Options Written

3,700

75.0000

American

Sep 20, 2019

Put Options Written

100

70.0000

American

Oct 4, 2019

Call Options Purchased

4,400

67.5000

American

Oct 18, 2019

Call Options Purchased

300

67.0000

American

Sep 27, 2019

Call Options Purchased

1,300

57.5000

American

Jan 15, 2021

Call Options Purchased

600

70.5000

American

Sep 20, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

2,000

77.5000

American

Jan 17, 2020

Call Options Purchased

1,200

67.5000

American

Sep 27, 2019

Call Options Purchased

500

75.0000

American

Sep 27, 2019

Put Options Written

4,000

59.5000

American

Oct 11, 2019

Put Options Written

15,800

65.0000

American

Oct 18, 2019

Put Options Written

2,300

47.5000

American

Nov 15, 2019

Put Options Written

3,000

57.5000

American

Sep 20, 2019

Call Options Written

-5,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-600

50.0000

American

Sep 20, 2019

Put Options Purchased

-1,400

67.5000

American

Jan 17, 2020

Call Options Written

-500

62.5000

American

Oct 18, 2019

Put Options Purchased

-1,800

61.0000

American

Sep 20, 2019

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-3,000

80.0000

American

Jan 15, 2021

Put Options Purchased

-7,600

70.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options Purchased

-1,000

57.5000

American

Sep 27, 2019

Put Options Purchased

-100

63.5000

American

Sep 20, 2019

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-400

105.0000

American

Sep 20, 2019

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Put Options Purchased

-15,400

67.5000

American

Oct 18, 2019

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-14,000

60.0000

American

Nov 15, 2019

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-800

72.5000

American

Jan 17, 2020

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-2,100

77.5000

American

Jan 15, 2021

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676584
Time of Receipt (offset from UTC): 20190923T124904+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC