Form 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

18 Sept 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,724,984

0.18%

3,287,815

0.22%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,631,660

0.11%

19,700

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,170,000

0.15%

1,473,500

0.10%

 

 

 

 

TOTAL:

 

 

 

 

6,526,644

0.44%

4,781,015

0.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

71.4300 USD
Purchase

20

70.9500 USD
Purchase

100

70.9800 USD
Purchase

115

70.9200 USD
Purchase

158

71.0801 USD
Purchase

200

70.9950 USD
Purchase

200

71.0500 USD
Purchase

300

71.3769 USD
Purchase

300

70.9866 USD
Purchase

475

71.3717 USD
Purchase

501

71.0595 USD
Purchase

620

71.2670 USD
Purchase

786

71.1787 USD
Purchase

1,000

71.0460 USD
Purchase

1,100

71.0490 USD
Purchase

1,134

70.9961 USD
Purchase

1,300

71.1988 USD
Purchase

1,801

70.9906 USD
Purchase

2,226

71.1935 USD
Purchase

2,823

71.1563 USD
Purchase

3,049

71.2554 USD
Purchase

4,201

71.2653 USD
Purchase

4,300

71.2925 USD
Purchase

4,364

71.2415 USD
Purchase

4,690

71.2026 USD
Purchase

5,077

71.2164 USD
Purchase

5,203

71.6151 USD
Purchase

5,388

71.2202 USD
Purchase

6,100

71.0989 USD
Purchase

7,074

71.1662 USD
Purchase

9,359

71.1516 USD
Purchase

11,687

71.2099 USD
Purchase

14,000

71.1053 USD
Purchase

17,235

71.1907 USD
Purchase

26,722

71.2990 USD
Purchase

32,800

71.0719 USD
Purchase

34,363

71.2121 USD
Purchase

40,595

71.2700 USD
Purchase

52,636

71.0744 USD
Purchase

60,300

71.1105 USD
Purchase

68,627

71.1739 USD
Purchase

95,319

71.1611 USD
Sale

17

71.0200 USD
Sale

20

70.9500 USD
Sale

25

71.0300 USD
Sale

88

71.2600 USD
Sale

100

70.8500 USD
Sale

100

70.9800 USD
Sale

100

70.9900 USD
Sale

100

71.3000 USD
Sale

100

71.3500 USD
Sale

100

71.3600 USD
Sale

100

71.3700 USD
Sale

100

71.4100 USD
Sale

128

71.0137 USD
Sale

199

70.9171 USD
Sale

200

71.2900 USD
Sale

200

71.2500 USD
Sale

200

70.9750 USD
Sale

300

71.3433 USD
Sale

300

71.4000 USD
Sale

300

71.0966 USD
Sale

380

71.1752 USD
Sale

400

71.0400 USD
Sale

400

70.9550 USD
Sale

400

71.1575 USD
Sale

400

71.0925 USD
Sale

400

71.1050 USD
Sale

500

70.9810 USD
Sale

551

71.3381 USD
Sale

600

70.9991 USD
Sale

600

71.1233 USD
Sale

676

71.3032 USD
Sale

800

71.2906 USD
Sale

800

71.0787 USD
Sale

800

71.3275 USD
Sale

800

71.0675 USD
Sale

812

71.2825 USD
Sale

900

70.9122 USD
Sale

960

71.2343 USD
Sale

1,069

71.2074 USD
Sale

1,115

71.2274 USD
Sale

1,400

71.1607 USD
Sale

1,421

71.1509 USD
Sale

1,500

71.1333 USD
Sale

1,558

71.1060 USD
Sale

1,624

70.9198 USD
Sale

1,638

71.1783 USD
Sale

1,866

71.2458 USD
Sale

1,900

71.2821 USD
Sale

1,915

71.1814 USD
Sale

2,321

71.1180 USD
Sale

2,339

71.2176 USD
Sale

2,400

71.1558 USD
Sale

3,400

71.2094 USD
Sale

3,900

71.2101 USD
Sale

4,100

71.2773 USD
Sale

4,400

71.0876 USD
Sale

5,800

71.3309 USD
Sale

5,874

71.1418 USD
Sale

6,228

71.1679 USD
Sale

6,300

71.3059 USD
Sale

7,498

71.0794 USD
Sale

7,700

71.1452 USD
Sale

8,226

71.1272 USD
Sale

9,156

71.1375 USD
Sale

9,521

71.1749 USD
Sale

10,800

71.1393 USD
Sale

11,219

71.2582 USD
Sale

21,484

71.2722 USD
Sale

22,255

71.2461 USD
Sale

26,108

71.1776 USD
Sale

27,442

71.2583 USD
Sale

29,278

71.1002 USD
Sale

30,863

71.1095 USD
Sale

42,500

71.0745 USD
Sale

51,900

71.0830 USD
Sale

57,939

71.1228 USD
Sale

59,680

71.1878 USD
Sale

62,226

71.2700 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

65 USD American 20 Sep 2019 6.3000 USD
Call Option Purchasing

8,000

68 USD American 25 Oct 2019 3.7668 USD
Call Option Purchasing

1,300

68 USD American 15 Nov 2019 4.8192 USD
Call Option Purchasing

4,500

69 USD American 25 Oct 2019 3.0388 USD
Call Option Purchasing

9,000

69 USD American 25 Oct 2019 3.4383 USD
Call Option Purchasing

4,100

74 USD American 25 Oct 2019 0.7600 USD
Call Option Purchasing

3,200

75 USD American 15 Nov 2019 0.9450 USD
Call Option Purchasing

1,300

76 USD American 4 Oct 2019 0.0800 USD
Call Option Purchasing

81,800

78 USD American 15 Nov 2019 0.4515 USD
Put Option Purchasing

4,500

67 USD American 25 Oct 2019 0.9800 USD
Put Option Purchasing

300

70 USD American 11 Oct 2019 1.2000 USD
Put Option Purchasing

100

71 USD American 20 Sep 2019 0.5800 USD
Put Option Purchasing

100

72 USD American 20 Sep 2019 0.8000 USD
Put Option Purchasing

100

72 USD American 20 Sep 2019 1.2000 USD
Put Option Purchasing

1,500

73 USD American 27 Sep 2019 2.3000 USD
Put Option Selling

1,600

43 USD American 21 Feb 2020 0.1400 USD
Put Option Selling

2,800

48 USD American 15 Nov 2019 0.0500 USD
Put Option Selling

2,200

50 USD American 15 Nov 2019 0.0700 USD
Put Option Selling

300

67 USD American 11 Oct 2019 0.4800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

19 Sept 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

350,000

65.0000

American Jan 17, 2020
Call Options Purchased

400

70.0000

American Oct 25, 2019
Put Options Written

100

80.0000

American Sep 18, 2020
Call Options Purchased

13,200

70.0000

American Nov 15, 2019
Call Options Purchased

700

50.0000

American Jan 15, 2021
Put Options Written

900

60.5000

American Sep 20, 2019
Put Options Written

200

75.0000

American Jun 19, 2020
Put Options Written

5,300

77.5000

American Jan 17, 2020
Call Options Purchased

8,000

68.0000

American Oct 25, 2019
Put Options Written

2,900

50.0000

American Nov 15, 2019
Put Options Written

800

82.5000

American Jan 17, 2020
Call Options Purchased

200

55.0000

American Sep 18, 2020
Put Options Written

17,600

62.5000

American Oct 18, 2019
Put Options Written

9,500

60.0000

American Jun 19, 2020
Call Options Purchased

3,600

72.5000

American Feb 21, 2020
Call Options Purchased

400

67.5000

American Oct 4, 2019
Call Options Purchased

500

72.5000

American Sep 27, 2019
Put Options Written

1,100

85.0000

American Jun 19, 2020
Call Options Purchased

5,700

72.5000

American Nov 15, 2019
Call Options Purchased

1,000

66.5000

American Oct 11, 2019
Call Options Purchased

400

82.5000

American Nov 15, 2019
Call Options Purchased

100

72.5000

American Sep 18, 2020
Put Options Written

1,000

82.5000

American Jan 15, 2021
Put Options Purchased

-500

66.5000

American Oct 4, 2019
Put Options Purchased

-500

67.0000

American Sep 20, 2019
Call Options Written

-1,100

68.0000

American Oct 4, 2019
Put Options Purchased

-1,800

57.5000

American Nov 15, 2019
Put Options Purchased

-300

75.0000

American Feb 21, 2020
Call Options Written

-20,600

90.0000

American Jun 19, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Purchased

-9,200

50.0000

American Jan 17, 2020
Put Options Purchased

-100

72.0000

American Sep 20, 2019
Put Options Purchased

-600

65.0000

American Feb 21, 2020
Call Options Written

-1,000

68.5000

American Oct 4, 2019
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-1,500

65.5000

American Sep 27, 2019
Call Options Written

-400

66.0000

American Sep 20, 2019
Call Options Written

-900

135.0000

American Jan 15, 2021
Call Options Written

-7,300

97.5000

American Jan 17, 2020
Call Options Written

-300

120.0000

American Jan 15, 2021
Put Options Purchased

-3,600

50.0000

American Jan 15, 2021
Put Options Purchased

-4,200

65.0000

American Jan 17, 2020
Put Options Purchased

-100

69.0000

American Sep 20, 2019
Put Options Purchased

-200

70.0000

American Oct 11, 2019
Put Options Purchased

-900

75.0000

American Nov 15, 2019
Put Options Purchased

-1,900

55.0000

American Sep 20, 2019
Put Options Purchased

-4,500

57.5000

American Jan 17, 2020
Put Options Purchased

-1,600

71.0000

American Sep 20, 2019
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-100

71.5000

American Sep 20, 2019
Put Options Purchased

-1,000

70.0000

American Oct 25, 2019
Call Options Written

-1,500

130.0000

American Jan 15, 2021
Put Options Purchased

-5,100

47.5000

American Jun 19, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-300

92.5000

American Sep 18, 2020
Put Options Purchased

-700

65.0000

American Jan 15, 2021
Call Options Purchased

138,500

72.5000

American Sep 20, 2019
Put Options Written

50,000

57.5000

American Jan 17, 2020
Call Options Purchased

4,500

75.0000

American Sep 20, 2019
Put Options Written

300

62.5000

American Sep 18, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Put Options Written

73,000

70.0000

American Jan 17, 2020
Call Options Purchased

4,500

72.0000

American Sep 20, 2019
Put Options Written

800

45.0000

American Jan 17, 2020
Call Options Purchased

2,900

73.0000

American Sep 20, 2019
Call Options Purchased

1,200

72.5000

American Oct 25, 2019
Put Options Written

302,400

60.0000

American Jan 15, 2021
Call Options Purchased

30,200

62.5000

American Sep 20, 2019
Put Options Written

15,000

42.5000

American Feb 21, 2020
Put Options Written

49,600

95.0000

American Jan 17, 2020
Call Options Purchased

200

100.0000

American Jan 21, 2022
Call Options Purchased

7,600

80.0000

American Jan 17, 2020
Call Options Purchased

4,000

55.0000

American Jan 17, 2020
Call Options Purchased

2,400

50.0000

American Jun 19, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Call Options Purchased

200

67.5000

American Sep 20, 2019
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Call Options Purchased

1,700

77.5000

American Oct 18, 2019
Put Options Written

1,500

72.5000

American Sep 20, 2019
Call Options Purchased

500

67.5000

American Feb 21, 2020
Call Options Purchased

4,000

71.5000

American Sep 20, 2019
Call Options Written

-3,700

92.5000

American Sep 20, 2019
Put Options Purchased

-16,300

55.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Call Options Written

-2,000

80.0000

American Sep 18, 2020
Call Options Written

-800

69.5000

American Sep 20, 2019
Put Options Purchased

-400

77.5000

American Nov 15, 2019
Call Options Written

-11,300

130.0000

American Jan 17, 2020
Call Options Written

-500

66.5000

American Sep 20, 2019
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options Purchased

-10,900

82.5000

American Nov 15, 2019
Put Options Purchased

-4,500

67.0000

American Oct 25, 2019
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Put Options Purchased

-2,600

55.0000

American Jan 15, 2021
Put Options Purchased

-2,000

62.5000

American Sep 20, 2019
Call Options Written

-200

60.0000

American Jan 15, 2021
Call Options Written

-400

75.0000

American Sep 18, 2020
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Call Options Written

-1,800

80.0000

American Feb 21, 2020
Call Options Purchased

18,000

72.5000

American Jan 17, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

2,900

70.0000

American Feb 21, 2020
Call Options Purchased

100

105.0000

American Jun 19, 2020
Call Options Purchased

600

75.0000

American Oct 4, 2019
Put Options Written

200

87.5000

American Nov 15, 2019
Put Options Written

8,200

62.5000

American Jan 17, 2020
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Call Options Purchased

400

70.0000

American Jun 19, 2020
Put Options Written

400

40.0000

American Sep 20, 2019
Call Options Purchased

200

70.0000

American Oct 4, 2019
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Put Options Purchased

-100

72.5000

American Feb 21, 2020
Put Options Purchased

-600

55.0000

American Jun 19, 2020
Call Options Written

-9,400

70.0000

American Sep 20, 2019
Put Options Purchased

-4,300

50.0000

American Jun 19, 2020
Call Options Written

-12,100

95.0000

American Jan 17, 2020
Call Options Written

-100

67.5000

American Sep 18, 2020
Call Options Written

-1,700

75.0000

American Jan 15, 2021
Put Options Purchased

-1,000

50.0000

American Sep 18, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options Written

-2,200

85.0000

American Sep 18, 2020
Call Options Written

-2,600

105.0000

American Nov 15, 2019
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Purchased

-27,700

60.0000

American Jan 17, 2020
Call Options Written

-600

64.5000

American Sep 20, 2019
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Written

-1,300

65.5000

American Sep 27, 2019
Call Options Written

-14,600

87.5000

American Nov 15, 2019
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Call Options Written

-400

110.0000

American Jun 19, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Put Options Purchased

-25,900

67.5000

American Sep 20, 2019
Call Options Written

-500

95.0000

American Sep 18, 2020
Call Options Written

-1,500

92.5000

American Nov 15, 2019
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Call Options Written

-130,000

67.5000

American Sep 20, 2019
Put Options Written

100

77.5000

American Jan 15, 2021
Put Options Written

125,000

80.0000

American Jan 15, 2021
Put Options Written

151,000

65.0000

American Jun 19, 2020
Call Options Purchased

800

155.0000

American Jan 17, 2020
Call Options Purchased

700

68.0000

American Sep 20, 2019
Put Options Written

1,000

47.5000

American Sep 20, 2019
Put Options Written

300

80.0000

American Jun 19, 2020
Put Options Written

3,000

62.5000

American Feb 21, 2020
Put Options Written

900

66.0000

American Sep 20, 2019
Call Options Purchased

400

68.5000

American Sep 20, 2019
Call Options Purchased

300

71.5000

American Sep 27, 2019
Call Options Purchased

84,400

77.5000

American Nov 15, 2019
Call Options Purchased

500

71.0000

American Sep 27, 2019
Call Options Purchased

1,600

70.0000

American Jan 15, 2021
Put Options Written

200

60.0000

American Sep 27, 2019
Call Options Purchased

100

65.0000

American Jan 17, 2020
Call Options Purchased

4,500

69.0000

American Oct 25, 2019
Call Options Purchased

700

76.0000

American Oct 4, 2019
Put Options Written

32,800

57.5000

American Jun 19, 2020
Call Options Purchased

20,000

67.5000

American Nov 15, 2019
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

4,000

42.5000

American Sep 20, 2019
Put Options Written

600

69.5000

American Sep 20, 2019
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Put Options Purchased

-700

55.0000

American Nov 15, 2019
Put Options Purchased

-1,300

72.5000

American Oct 18, 2019
Call Options Written

-35,500

90.0000

American Sep 20, 2019
Call Options Written

-900

69.0000

American Sep 20, 2019
Call Options Written

-100

75.0000

American Jun 19, 2020
Call Options Written

-1,700

68.0000

American Sep 27, 2019
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-11,000

80.0000

American Sep 20, 2019
Call Options Written

-800

92.5000

American Jan 15, 2021
Put Options Purchased

-1,000

105.0000

American Jun 19, 2020
Call Options Written

-400

67.5000

American Jun 19, 2020
Call Options Written

-3,400

95.0000

American Sep 20, 2019
Put Options Purchased

-3,700

60.0000

American Oct 18, 2019
Call Options Written

-75,000

70.0000

American Jan 15, 2021
Call Options Written

-6,900

105.0000

American Jan 17, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-17,400

85.0000

American Nov 15, 2019
Put Options Purchased

-100

64.5000

American Sep 27, 2019
Call Options Written

-1,000

82.5000

American Feb 21, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-2,200

70.0000

American Jan 15, 2021
Call Options Written

-51,900

65.0000

American Sep 20, 2019
Put Options Purchased

-500

68.5000

American Oct 25, 2019
Call Options Written

-500

82.5000

American Jun 19, 2020
Call Options Written

-100

66.0000

American Sep 27, 2019
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Call Options Written

-300

67.0000

American Sep 20, 2019
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Call Options Written

-300

110.0000

American Sep 18, 2020
Call Options Written

-4,100

115.0000

American Jan 17, 2020
Call Options Written

-800

75.0000

American Jan 17, 2020
Call Options Written

-13,600

100.0000

American Jan 15, 2021
Put Options Written

300

70.0000

American Feb 21, 2020
Call Options Purchased

18,100

60.0000

American Jan 17, 2020
Put Options Written

600

55.0000

American Feb 21, 2020
Put Options Written

300

77.5000

American Sep 18, 2020
Put Options Written

2,100

45.0000

American Sep 20, 2019
Put Options Written

100

59.5000

American Oct 25, 2019
Call Options Purchased

6,900

65.0000

American Nov 15, 2019
Put Options Written

4,100

85.0000

American Jan 17, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Call Options Purchased

100

69.0000

American Sep 27, 2019
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Put Options Written

500

64.0000

American Sep 27, 2019
Call Options Purchased

3,200

55.0000

American Feb 21, 2020
Call Options Purchased

1,000

64.0000

American Oct 11, 2019
Call Options Purchased

100

62.5000

American Sep 18, 2020
Call Options Purchased

13,900

80.0000

American Nov 15, 2019
Call Options Purchased

400

47.5000

American Jun 19, 2020
Call Options Purchased

18,200

70.0000

American Jan 17, 2020
Call Options Written

-300

130.0000

American Jun 19, 2020
Put Options Purchased

-3,000

67.5000

American Jan 15, 2021
Put Options Purchased

-3,100

57.5000

American Oct 18, 2019
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Purchased

-3,000

65.0000

American Nov 15, 2019
Call Options Written

-100,100

120.0000

American Jan 17, 2020
Put Options Purchased

-1,100

60.0000

American Feb 21, 2020
Put Options Purchased

-2,200

65.0000

American Sep 27, 2019
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Put Options Purchased

-1,100

80.0000

American Jan 15, 2021
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Purchased

-1,400

45.0000

American Jan 15, 2021
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-2,800

72.5000

American Jun 19, 2020
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Put Options Purchased

-5,000

35.0000

American Jan 15, 2021
Put Options Purchased

-49,200

60.0000

American Sep 20, 2019
Call Options Written

-600

72.5000

American Jun 19, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-7,500

110.0000

American Sep 20, 2019
Call Options Written

-1,400

90.0000

American Sep 18, 2020
Put Options Purchased

-5,900

75.0000

American Jan 17, 2020
Call Options Written

-3,100

145.0000

American Jan 17, 2020
Put Options Purchased

-3,100

70.0000

American Sep 20, 2019
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

30,300

70.0000

American Jun 19, 2020
Call Options Purchased

6,900

72.5000

American Oct 18, 2019
Call Options Purchased

4,100

74.0000

American Oct 25, 2019
Call Options Purchased

8,700

75.0000

American Oct 18, 2019
Call Options Purchased

9,800

67.5000

American Jan 17, 2020
Call Options Purchased

3,300

75.0000

American Feb 21, 2020
Call Options Purchased

500

70.5000

American Sep 27, 2019
Call Options Purchased

34,500

66.0000

American Sep 20, 2019
Put Options Written

6,100

80.0000

American Jan 17, 2020
Put Options Written

1,500

73.0000

American Sep 20, 2019
Call Options Purchased

15,300

75.0000

American Nov 15, 2019
Put Options Written

1,500

45.0000

American Nov 15, 2019
Put Options Written

100

80.0000

American Nov 15, 2019
Put Options Written

100

62.5000

American Oct 4, 2019
Put Options Purchased

-200

87.5000

American Jan 17, 2020
Call Options Written

-100

180.0000

American Jan 17, 2020
Call Options Written

-9,400

82.5000

American Sep 20, 2019
Call Options Written

-29,100

77.5000

American Sep 20, 2019
Put Options Purchased

-100

62.0000

American Sep 20, 2019
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Put Options Purchased

-6,300

70.0000

American Jan 17, 2020
Call Options Written

-61,400

82.5000

American Jan 17, 2020
Put Options Purchased

-800

70.5000

American Sep 20, 2019
Call Options Written

-1,000

100.0000

American Sep 20, 2019
Put Options Purchased

-1,600

68.0000

American Oct 25, 2019
Call Options Written

-6,400

87.5000

American Sep 20, 2019
Put Options Purchased

-57,700

65.0000

American Sep 20, 2019
Put Options Purchased

-2,100

40.0000

American Jan 15, 2021
Put Options Purchased

-300

42.5000

American Nov 15, 2019
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Put Options Purchased

-9,500

72.5000

American Jan 15, 2021
Put Options Purchased

-100

47.5000

American Jan 17, 2020
Put Options Purchased

-2,000

69.5000

American Oct 25, 2019
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Call Options Written

-500

87.5000

American Jun 19, 2020
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-74,600

85.0000

American Sep 20, 2019
Call Options Written

-100

90.0000

American Jan 15, 2021
Call Options Written

-100

85.0000

American Feb 21, 2020
Call Options Written

-200

62.5000

American Jun 19, 2020
Call Options Purchased

2,100

50.0000

American Jan 17, 2020
Call Options Purchased

2,600

60.0000

American Sep 20, 2019
Call Options Purchased

100

73.0000

American Sep 27, 2019
Put Options Written

180,000

60.0000

American Sep 20, 2019
Put Options Written

6,000

105.0000

American Jan 17, 2020
Put Options Written

1,400

67.5000

American Jun 19, 2020
Put Options Written

75,000

70.0000

American Jan 15, 2021
Call Options Purchased

9,000

68.5000

American Oct 25, 2019
Call Options Purchased

2,700

85.0000

American Jun 19, 2020
Call Options Purchased

17,000

70.0000

American Oct 18, 2019
Call Options Purchased

2,000

80.0000

American Jun 19, 2020
Put Options Written

100

72.5000

American Sep 18, 2020
Call Options Purchased

400

57.5000

American Sep 18, 2020
Put Options Written

300

72.5000

American Nov 15, 2019
Put Options Written

100

66.5000

American Sep 20, 2019
Put Options Written

1,000

67.5000

American Feb 21, 2020
Put Options Written

300

67.0000

American Oct 11, 2019
Call Options Purchased

100

71.0000

American Oct 25, 2019
Put Options Written

100

65.0000

American Sep 18, 2020
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Call Options Written

-13,500

85.0000

American Jan 17, 2020
Call Options Written

-200

105.0000

American Sep 18, 2020
Call Options Written

-200

77.5000

American Sep 18, 2020
Put Options Purchased

-39,300

67.5000

American Nov 15, 2019
Call Options Written

-69,400

100.0000

American Jan 17, 2020
Put Options Purchased

-200

55.0000

American Oct 18, 2019
Call Options Written

-300

62.5000

American Sep 20, 2019
Put Options Purchased

-400

68.0000

American Oct 11, 2019
Call Options Written

-900

100.0000

American Nov 15, 2019
Put Options Purchased

-1,500

73.0000

American Sep 27, 2019
Call Options Written

-15,500

87.5000

American Jan 17, 2020
Call Options Written

-6,600

105.0000

American Jan 15, 2021
Call Options Written

-10,400

100.0000

American Jun 19, 2020
Call Options Written

-100

71.0000

American Sep 20, 2019
Put Options Purchased

-1,000

40.0000

American Jun 19, 2020
Put Options Purchased

-1,400

70.0000

American Oct 18, 2019
Call Options Written

-3,100

62.5000

American Jan 17, 2020
Put Options Purchased

-28,800

62.5000

American Nov 15, 2019
Put Options Purchased

-1,000

67.0000

American Sep 27, 2019
Call Options Written

-13,800

90.0000

American Nov 15, 2019
Call Options Purchased

4,400

67.5000

American Oct 18, 2019
Put Options Written

3,700

75.0000

American Sep 20, 2019
Put Options Written

15,400

65.0000

American Oct 18, 2019
Call Options Purchased

1,200

67.5000

American Sep 27, 2019
Put Options Written

1,000

66.0000

American Sep 27, 2019
Call Options Purchased

300

67.0000

American Sep 27, 2019
Call Options Purchased

200

77.5000

American Feb 21, 2020
Put Options Written

200

59.0000

American Sep 27, 2019
Put Options Written

100

70.0000

American Oct 4, 2019
Put Options Written

2,300

47.5000

American Nov 15, 2019
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

5,100

70.0000

American Sep 27, 2019
Put Options Written

4,000

59.5000

American Oct 11, 2019
Call Options Purchased

1,700

77.5000

American Jan 17, 2020
Call Options Purchased

1,300

57.5000

American Jan 15, 2021
Call Options Purchased

600

70.5000

American Sep 20, 2019
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Put Options Written

100

62.5000

American Oct 25, 2019
Put Options Written

3,000

57.5000

American Sep 20, 2019
Put Options Purchased

-1,000

57.5000

American Sep 27, 2019
Call Options Written

-5,000

100.0000

American Sep 18, 2020
Call Options Written

-6,900

92.5000

American Jan 17, 2020
Put Options Purchased

-1,400

67.5000

American Jan 17, 2020
Call Options Written

-5,100

95.0000

American Jan 15, 2021
Put Options Purchased

-14,600

60.0000

American Nov 15, 2019
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Call Options Written

-400

105.0000

American Sep 20, 2019
Call Options Written

-500

62.5000

American Oct 18, 2019
Put Options Purchased

-1,000

62.0000

American Oct 11, 2019
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Put Options Purchased

-6,800

100.0000

American Jan 17, 2020
Call Options Written

-3,500

80.0000

American Jan 15, 2021
Put Options Purchased

-100

63.5000

American Sep 20, 2019
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Put Options Purchased

-7,600

70.0000

American Nov 15, 2019
Put Options Purchased

-14,800

67.5000

American Oct 18, 2019
Put Options Purchased

-800

72.5000

American Jan 17, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Call Options Written

-6,500

95.0000

American Nov 15, 2019
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Put Options Purchased

-1,800

61.0000

American Sep 20, 2019
Put Options Purchased

-600

50.0000

American Sep 20, 2019
Call Options Written

-2,100

77.5000

American Jan 15, 2021
Call Options Written

-13,300

90.0000

American Jan 0, 1900

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676393
Time of Receipt (offset from UTC): 20190919T125818+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC