Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

18 Sept 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,496,793

1.07%

1,614,898

0.49%

 

(2)

Derivatives (other than options):

1,344,200

0.41%

2,119,420

0.65%

 

(3)

Options and agreements to
purchase/sell:

650,700

0.20%

413,000

0.13%

 
TOTAL:

5,491,693

1.67%

4,147,318

1.26%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

37

165.9300 USD
Purchase

100

166.0300 USD
Purchase

100

165.7100 USD
Purchase

100

165.6400 USD
Purchase

100

165.9000 USD
Purchase

100

165.9800 USD
Purchase

191

165.7681 USD
Purchase

200

165.9900 USD
Purchase

200

165.7600 USD
Purchase

209

165.8100 USD
Purchase

291

165.6853 USD
Purchase

300

165.7433 USD
Purchase

449

166.0200 USD
Purchase

500

166.0020 USD
Purchase

600

165.7866 USD
Purchase

698

165.8208 USD
Purchase

701

165.8941 USD
Purchase

1,100

165.9990 USD
Purchase

1,300

165.8338 USD
Purchase

1,600

165.9425 USD
Purchase

3,133

165.9124 USD
Purchase

3,300

165.9490 USD
Purchase

3,514

165.9693 USD
Purchase

3,907

165.8376 USD
Purchase

4,475

165.8500 USD
Purchase

7,434

165.9588 USD
Purchase

7,600

166.0150 USD
Purchase

8,100

166.0109 USD
Purchase

9,116

165.9746 USD
Purchase

16,851

166.0000 USD
Purchase

80,989

165.8274 USD
Sale

42

165.8932 USD
Sale

94

165.7400 USD
Sale

100

165.7500 USD
Sale

100

165.7600 USD
Sale

100

165.7750 USD
Sale

100

165.8100 USD
Sale

100

165.8600 USD
Sale

100

165.9500 USD
Sale

100

166.0600 USD
Sale

100

166.0800 USD
Sale

100

166.1000 USD
Sale

111

165.9839 USD
Sale

115

165.7639 USD
Sale

137

165.9081 USD
Sale

198

165.6107 USD
Sale

200

165.6900 USD
Sale

200

165.9950 USD
Sale

200

165.8800 USD
Sale

200

165.7900 USD
Sale

200

165.7700 USD
Sale

209

165.8133 USD
Sale

300

165.9850 USD
Sale

300

165.9916 USD
Sale

360

165.9888 USD
Sale

400

165.9675 USD
Sale

413

165.7538 USD
Sale

562

165.9688 USD
Sale

600

165.9341 USD
Sale

600

165.7733 USD
Sale

640

165.9636 USD
Sale

789

165.9997 USD
Sale

1,057

165.7597 USD
Sale

1,100

165.9459 USD
Sale

1,360

165.9516 USD
Sale

1,576

165.9153 USD
Sale

1,600

165.7837 USD
Sale

1,800

165.9627 USD
Sale

1,829

165.7250 USD
Sale

2,000

165.9977 USD
Sale

2,200

166.0059 USD
Sale

2,843

165.8106 USD
Sale

3,003

165.9338 USD
Sale

4,026

165.8039 USD
Sale

4,100

165.7859 USD
Sale

4,733

165.8966 USD
Sale

4,800

165.9826 USD
Sale

5,367

165.8072 USD
Sale

5,900

166.0128 USD
Sale

6,000

166.0299 USD
Sale

7,471

165.8671 USD
Sale

7,518

165.7791 USD
Sale

9,791

165.8931 USD
Sale

11,985

165.8034 USD
Sale

16,531

165.9608 USD
Sale

18,675

166.0000 USD
Sale

19,301

165.8006 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Put Option Purchasing

1,000

70 USD American 15 Jan 2021 0.2500 USD
Put Option Selling

2,300

150 USD American 21 Feb 2020 4.5000 USD
Put Option Selling

200

165 USD American 17 Jan 2020 6.7400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

19 Sept 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written, or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

1,800

175.0000

American Dec 20, 2019
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

100

170.0000

American Sep 27, 2019
Put Options Written

200

115.0000

American Sep 20, 2019
Put Options Written

2,100

155.0000

American Dec 20, 2019
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

18,100

165.0000

American Sep 20, 2019
Call Options Purchased

16,900

165.0000

American Nov 15, 2019
Call Options Purchased

500

185.0000

American Jan 15, 2021
Call Options Purchased

100

130.0000

American Nov 15, 2019
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Purchased

-1,500

165.0000

American Jan 17, 2020
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-7,300

155.0000

American Nov 15, 2019
Call Options Written

-400

155.0000

American Nov 15, 2019
Put Options Purchased

-600

160.0000

American Feb 21, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-500

155.0000

American Feb 21, 2020
Call Options Written

-2,400

185.0000

American Dec 20, 2019
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Written

5,900

150.0000

American Nov 15, 2019
Call Options Purchased

27,400

170.0000

American Dec 20, 2019
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Put Options Written

26,300

105.0000

American Jan 15, 2021
Put Options Written

200

120.0000

American Oct 18, 2019
Call Options Purchased

3,000

170.0000

American Jan 15, 2021
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

1,000

145.0000

American Nov 15, 2019
Call Options Purchased

4,400

140.0000

American Jan 17, 2020
Call Options Purchased

800

155.0000

American Jan 15, 2021
Call Options Purchased

100

185.0000

American Sep 20, 2019
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Put Options Purchased

-300

170.0000

American Feb 21, 2020
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-600

135.0000

American Nov 15, 2019
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-100

150.0000

American Feb 21, 2020
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Put Options Purchased

-4,000

125.0000

American Jan 17, 2020
Call Options Purchased

6,400

170.0000

American Feb 21, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

2,800

90.0000

American Nov 15, 2019
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Written

300

100.0000

American Dec 20, 2019
Call Options Purchased

4,900

185.0000

American Nov 15, 2019
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Call Options Purchased

12,400

170.0000

American Nov 15, 2019
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Put Options Written

100

145.0000

American Jan 15, 2021
Put Options Written

149,800

140.0000

American Nov 15, 2019
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

3,000

165.0000

American Jan 15, 2021
Call Options Purchased

8,100

170.0000

American Jun 19, 2020
Call Options Purchased

6,100

160.0000

American Jan 17, 2020
Put Options Written

200

125.0000

American Sep 20, 2019
Call Options Purchased

2,200

155.0000

American Dec 20, 2019
Call Options Written

-200

140.0000

American Feb 21, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Written

-200

125.0000

American Jan 17, 2020
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Call Options Written

-300

175.0000

American Jan 17, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Purchased

-6,000

160.0000

American Jun 19, 2020
Call Options Written

-100

210.0000

American Nov 15, 2019
Call Options Purchased

4,000

170.0000

American Jan 17, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

300

140.0000

American Sep 20, 2019
Call Options Purchased

7,400

160.0000

American Sep 20, 2019
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Purchased

100

180.0000

American Jan 15, 2021
Put Options Written

45,200

140.0000

American Jun 19, 2020
Put Options Purchased

-8,400

130.0000

American Nov 15, 2019
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-2,400

170.0000

American Jun 19, 2020
Put Options Purchased

-3,300

160.0000

American Jan 17, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Put Options Purchased

-4,600

150.0000

American Jan 17, 2020
Put Options Purchased

-2,000

165.0000

American Nov 15, 2019
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Call Options Written

-3,200

155.0000

American Sep 20, 2019
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Written

-28,300

150.0000

American Jan 17, 2020
Put Options Written

22,500

140.0000

American Jan 17, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

2,500

120.0000

American Feb 21, 2020
Call Options Purchased

200

185.0000

American Jun 19, 2020
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Call Options Purchased

700

175.0000

American Nov 15, 2019
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

100

140.0000

American Jan 15, 2021
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Put Options Purchased

-1,000

165.0000

American Sep 20, 2019
Call Options Written

-100

240.0000

American Jan 17, 2020
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Put Options Purchased

-500

150.0000

American Jan 15, 2021
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Put Options Purchased

-300

145.0000

American Nov 15, 2019
Put Options Purchased

-400

170.0000

American Nov 15, 2019
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-4,300

155.0000

American Jan 17, 2020
Put Options Purchased

-1,100

160.0000

American Dec 20, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

200

145.0000

American Sep 20, 2019
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Put Options Written

27,300

150.0000

American Dec 20, 2019
Put Options Written

500

230.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Call Options Purchased

300

135.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Put Options Purchased

-3,300

160.0000

American Sep 20, 2019
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-100

190.0000

American Sep 20, 2019
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Put Options Purchased

-800

175.0000

American Jan 17, 2020
Call Options Written

-100

105.0000

American Jan 17, 2020
Call Options Written

-500

135.0000

American Dec 20, 2019
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Put Options Written

1,300

105.0000

American Nov 15, 2019
Put Options Written

200

120.0000

American Sep 20, 2019
Call Options Purchased

300

160.0000

American Dec 20, 2019
Put Options Written

25,300

120.0000

American Nov 15, 2019
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Put Options Written

500

80.0000

American Nov 15, 2019
Put Options Written

200

110.0000

American Sep 20, 2019
Put Options Written

6,700

145.0000

American Jan 17, 2020
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Written

900

135.0000

American Jan 17, 2020
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Call Options Purchased

800

180.0000

American Dec 20, 2019
Call Options Purchased

100

150.0000

American Jan 15, 2021
Call Options Purchased

3,000

175.0000

American Feb 21, 2020
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-103,200

130.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Call Options Written

-200

162.5000

American Sep 20, 2019
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-500

175.0000

American Jan 15, 2021
Call Options Written

-9,100

170.0000

American Sep 20, 2019
Put Options Written

3,000

200.0000

American Dec 20, 2019
Call Options Purchased

1,100

180.0000

American Feb 21, 2020
Put Options Written

11,400

150.0000

American Feb 21, 2020
Put Options Written

6,800

115.0000

American Nov 15, 2019
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

40,000

170.0000

American Jan 17, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

1,600

155.0000

American Sep 20, 2019
Call Options Purchased

200

165.0000

American Oct 18, 2019
Put Options Written

100

135.0000

American Sep 20, 2019
Put Options Written

700

145.0000

American Feb 21, 2020
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Put Options Written

3,600

125.0000

American Nov 15, 2019
Put Options Written

8,200

150.0000

American Sep 20, 2019
Call Options Written

-100

195.0000

American Jan 17, 2020
Put Options Purchased

-1,700

160.0000

American Nov 15, 2019
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-600

110.0000

American Jan 17, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Put Options Purchased

-200

147.0000

American Sep 20, 2019
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-2,000

130.0000

American Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676392
Time of Receipt (offset from UTC): 20190919T125813+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC