FORM 8.3 - COBHAM PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose COBHAM PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 September 2019
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

46,799,669

1.96%

3,001,503

0.13%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

944,672

0.04%

33,943,867

1.42%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

(4)

 

 

 

 

TOTAL:

47,744,341

2.00%

36,945,370

1.55%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
2.5p ordinary

Purchase

329

1.5860 GBP

2.5p ordinary

Purchase

446

1.5875 GBP

2.5p ordinary

Purchase

2,190

1.5945 GBP

2.5p ordinary

Purchase

2,231

1.5965 GBP

2.5p ordinary

Purchase

12,198

1.5950 GBP

2.5p ordinary

Purchase

48,807

1.5975 GBP

2.5p ordinary

Purchase

76,478

1.5980 GBP

2.5p ordinary

Purchase

81,745

1.5955 GBP

2.5p ordinary

Purchase

100,000

1.5907 GBP

2.5p ordinary

Purchase

376,676

1.5947 GBP

2.5p ordinary

Purchase

682,239

1.5924 GBP

2.5p ordinary

Purchase

2,000,000

1.5931 GBP

2.5p ordinary

Sale

248

1.5964 GBP

2.5p ordinary

Sale

388

1.5895 GBP

2.5p ordinary

Sale

2,190

1.5945 GBP

2.5p ordinary

Sale

2,231

1.5965 GBP

2.5p ordinary

Sale

2,267

1.5955 GBP

2.5p ordinary

Sale

2,955

1.5975 GBP

2.5p ordinary

Sale

3,000

1.5905 GBP

2.5p ordinary

Sale

5,138

1.5959 GBP

2.5p ordinary

Sale

7,879

1.5977 GBP

2.5p ordinary

Sale

9,063

1.5882 GBP

2.5p ordinary

Sale

9,643

1.5962 GBP

2.5p ordinary

Sale

12,555

1.5925 GBP

2.5p ordinary

Sale

15,939

1.5950 GBP

2.5p ordinary

Sale

18,922

1.5952 GBP

2.5p ordinary

Sale

19,975

1.5953 GBP

2.5p ordinary

Sale

33,973

1.5946 GBP

2.5p ordinary

Sale

123,785

1.5931 GBP

2.5p ordinary

Sale

175,595

1.5963 GBP

2.5p ordinary

Sale

505,678

1.5957 GBP

2.5p ordinary

Sale

683,632

1.5942 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security

 

 

securities

 

2.5p ordinary

CFD

Long

248

1.5964 GBP

2.5p ordinary

SWAP

Long

660

1.5951 GBP

2.5p ordinary

SWAP

Long

6,612

1.5940 GBP

2.5p ordinary

CFD

Long

10,000

1.5833 GBP

2.5p ordinary

CFD

Long

20,000

1.5898 GBP

2.5p ordinary

CFD

Long

22,000

1.5902 GBP

2.5p ordinary

SWAP

Long

86,832

1.5972 GBP

2.5p ordinary

SWAP

Long

111,003

1.5933 GBP

2.5p ordinary

SWAP

Long

123,478

1.5970 GBP

2.5p ordinary

CFD

Long

140,884

1.5906 GBP

2.5p ordinary

CFD

Long

270,802

1.5936 GBP

2.5p ordinary

SWAP

Short

40,071

1.5995 GBP

2.5p ordinary

SWAP

Short

47,731

1.5976 GBP

2.5p ordinary

CFD

Short

125,359

1.5972 GBP

2.5p ordinary

SWAP

Short

145,883

1.5905 GBP

2.5p ordinary

SWAP

Short

411,772

1.5916 GBP

2.5p ordinary

SWAP

Short

1,000,000

1.5909 GBP

2.5p ordinary

SWAP

Short

2,000,000

1.5931 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676390
Time of Receipt (offset from UTC): 20190919T124654+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC