Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1) Barclays PLC.
  Company dealt in ABBVIE INC
  Class of relevant security to which the  ORD
  dealings being disclosed relate (Note 2)
  Date of dealing 16 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
 

Long

Short

 

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

 

2,695,966

0.18%

3,186,644

0.22%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

1,631,660

0.11%

19,700

0.00%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,023,200

0.14%

1,465,700

0.10%

 

 

 

 

 

TOTAL:

 

 

 

 

 

6,350,826

0.43%

4,672,044

0.32%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

70.0800   USD

Purchase

1

70.8650   USD

Purchase

2

70.8900   USD

Purchase

3

70.9200   USD

Purchase

44

70.1450   USD

Purchase

45

70.6400   USD

Purchase

100

70.9150   USD

Purchase

100

70.6300   USD

Purchase

100

70.4600   USD

Purchase

110

70.4100   USD

Purchase

160

70.4450   USD

Purchase

200

70.6600   USD

Purchase

200

70.8300   USD

Purchase

200

70.6800   USD

Purchase

200

70.3650   USD

Purchase

304

70.4105   USD

Purchase

311

70.6603   USD

Purchase

386

70.5426   USD

Purchase

546

70.7532   USD

Purchase

591

70.3652   USD

Purchase

600

70.3935   USD

Purchase

697

70.7598   USD

Purchase

993

70.4150   USD

Purchase

1,100

70.6681   USD

Purchase

1,170

70.8183   USD

Purchase

1,200

70.7854   USD

Purchase

1,288

70.8450   USD

Purchase

1,300

70.8700   USD

Purchase

1,800

70.7975   USD

Purchase

1,831

70.5041   USD

Purchase

3,380

70.6227   USD

Purchase

3,464

70.7210   USD

Purchase

3,600

70.3033   USD

Purchase

4,742

70.4648   USD

Purchase

5,268

70.4336   USD

Purchase

5,300

70.5619   USD

Purchase

5,801

70.7163   USD

Purchase

16,693

70.5211   USD

Purchase

19,160

70.5816   USD

Purchase

29,500

70.6703   USD

Purchase

31,455

70.5772   USD

Purchase

35,400

70.6546   USD

Purchase

45,771

70.5800   USD

Purchase

60,895

70.5647   USD

Purchase

91,764

70.6342   USD

Sale

13

70.8400   USD

Sale

44

70.1450   USD

Sale

79

70.1900   USD

Sale

100

70.4700   USD

Sale

100

70.8000   USD

Sale

100

70.8200   USD

Sale

100

70.9000   USD

Sale

107

70.5826   USD

Sale

160

70.4450   USD

Sale

184

70.3000   USD

Sale

200

70.4500   USD

Sale

200

70.7400   USD

Sale

298

70.8028   USD

Sale

300

70.8066   USD

Sale

300

70.6633   USD

Sale

300

70.8300   USD

Sale

300

70.8533   USD

Sale

300

70.6350   USD

Sale

300

70.8900   USD

Sale

334

70.7822   USD

Sale

400

70.8575   USD

Sale

454

70.7327   USD

Sale

500

70.4800   USD

Sale

627

70.6235   USD

Sale

700

70.7050   USD

Sale

800

70.8514   USD

Sale

843

70.6870   USD

Sale

993

70.4150   USD

Sale

1,198

70.7048   USD

Sale

1,204

70.7308   USD

Sale

1,294

70.5731   USD

Sale

1,300

70.8700   USD

Sale

1,319

70.6176   USD

Sale

1,405

70.6473   USD

Sale

1,600

70.7021   USD

Sale

1,774

70.5828   USD

Sale

1,863

70.7416   USD

Sale

1,929

70.5634   USD

Sale

2,099

70.6934   USD

Sale

2,101

70.5808   USD

Sale

2,510

70.6833   USD

Sale

2,809

70.7165   USD

Sale

3,005

70.6532   USD

Sale

3,151

70.7817   USD

Sale

3,493

70.7579   USD

Sale

3,675

70.6955   USD

Sale

8,255

70.5429   USD

Sale

8,989

70.6295   USD

Sale

9,834

70.4427   USD

Sale

10,200

70.6852   USD

Sale

10,217

70.6493   USD

Sale

10,713

70.6119   USD

Sale

12,796

70.5800   USD

Sale

13,500

70.7725   USD

Sale

14,875

70.5601   USD

Sale

16,600

70.5819   USD

Sale

21,500

70.5793   USD

Sale

32,700

70.6522   USD

Sale

33,943

70.6448   USD

Sale

64,465

70.5488   USD

Sale

64,951

70.5636   USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

 

unit

SWAP

Short

16,500

70.5800   USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

200

57   USD

American

13 Sep 2019

12.7500   USD

Call Option

Purchasing

100

68   USD

American

20 Sep 2019

2.6900   USD

Call Option

Purchasing

1,200

68   USD

American

18 Oct 2019

3.4833   USD

Call Option

Purchasing

300

68   USD

American

19 Jun 2020

6.8600   USD

Call Option

Purchasing

5,900

70   USD

American

18 Oct 2019

2.0584   USD

Call Option

Purchasing

300

71   USD

American

20 Sep 2019

0.6100   USD

Call Option

Purchasing

4,900

73   USD

American

18 Oct 2019

0.7575   USD

Call Option

Purchasing

2,600

75   USD

American

18 Oct 2019

0.2850   USD

Call Option

Purchasing

2,200

75   USD

American

15 Nov 2019

0.8390   USD

Call Option

Purchasing

100

75   USD

American

17 Jan 2020

1.5200   USD

Call Option

Purchasing

1,400

76   USD

American

4 Oct 2019

0.2200   USD

Call Option

Purchasing

100

78   USD

American

21 Feb 2020

1.3000   USD

Call Option

Purchasing

600

80   USD

American

15 Nov 2019

0.1700   USD

Call Option

Purchasing

200

100   USD

American

21 Jan 2022

1.3950   USD

Call Option

Selling

1,200

70   USD

American

18 Oct 2019

1.8033   USD

Call Option

Selling

400

70   USD

American

15 Nov 2019

2.7225   USD

Call Option

Selling

100

70   USD

American

21 Feb 2020

3.9900   USD

Call Option

Selling

100

71   USD

American

20 Sep 2019

0.7700   USD

Call Option

Selling

1,100

73   USD

American

18 Oct 2019

0.7300   USD

Call Option

Selling

1,400

75   USD

American

4 Oct 2019

0.2900   USD

Call Option

Selling

500

75   USD

American

15 Nov 2019

0.8000   USD

Call Option

Selling

200

110   USD

American

17 Jan 2020

0.0200   USD

Put Option

Purchasing

500

45   USD

American

17 Jan 2020

0.1200   USD

Put Option

Purchasing

400

63   USD

American

15 Nov 2019

0.7800   USD

Put Option

Purchasing

100

65   USD

American

15 Nov 2019

1.1000   USD

Put Option

Purchasing

400

68   USD

American

11 Oct 2019

0.9000   USD

Put Option

Purchasing

11,500

68   USD

American

18 Oct 2019

0.8943   USD

Put Option

Purchasing

100

69   USD

American

20 Sep 2019

0.2900   USD

Put Option

Selling

200

50   USD

American

15 Nov 2019

0.0700   USD

Put Option

Selling

500

50   USD

American

17 Jan 2020

0.2700   USD

Put Option

Selling

100

55   USD

American

15 Nov 2019

0.1800   USD

Put Option

Selling

100

60   USD

American

27 Sep 2019

0.0300   USD

Put Option

Selling

100

60   USD

American

18 Oct 2019

0.1300   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

18 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

5,600

72.5000  

American

Nov 15, 2019

Call Options

  Purchased

1,000

66.5000  

American

Oct 11, 2019

Call Options

  Purchased

400

67.5000  

American

Oct 4, 2019

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Written

350,000

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,600

72.5000  

American

Feb 21, 2020

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Put Options

  Written

17,600

62.5000  

American

Oct 18, 2019

Put Options

  Written

900

60.5000  

American

Sep 20, 2019

Put Options

  Written

100

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

13,200

70.0000  

American

Nov 15, 2019

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

82.5000  

American

Nov 15, 2019

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

70.0000  

American

Oct 25, 2019

Put Options

  Written

200

75.0000  

American

Jun 19, 2020

Put Options

  Written

800

82.5000  

American

Jan 17, 2020

Put Options

  Written

9,500

60.0000  

American

Jun 19, 2020

Put Options

  Written

5,300

77.5000  

American

Jan 17, 2020

Put Options

  Written

700

50.0000  

American

Nov 15, 2019

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-9,200

50.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

75.0000  

American

Feb 21, 2020

Call Options

  Written

-1,000

68.5000  

American

Oct 4, 2019

Call Options

  Written

-1,500

130.0000  

American

Jan 15, 2021

Call Options

  Written

-20,600

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

66.5000  

American

Oct 4, 2019

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

69.0000  

American

Sep 20, 2019

Put Options

  Purchased

-600

65.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,800

57.5000  

American

Nov 15, 2019

Call Options

  Written

-300

92.5000  

American

Sep 18, 2020

Call Options

  Written

-400

66.0000  

American

Sep 20, 2019

Put Options

  Purchased

-1,000

70.0000  

American

Oct 25, 2019

Put Options

  Purchased

-5,100

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,200

65.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

57.5000  

American

Jan 17, 2020

Call Options

  Written

-300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

75.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,900

55.0000  

American

Sep 20, 2019

Put Options

  Purchased

-3,600

50.0000  

American

Jan 15, 2021

Call Options

  Written

-7,300

97.5000  

American

Jan 17, 2020

Call Options

  Written

-1,100

68.0000  

American

Oct 4, 2019

Put Options

  Purchased

-1,500

65.5000  

American

Sep 27, 2019

Put Options

  Purchased

-500

67.0000  

American

Sep 20, 2019

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Written

13,400

42.5000  

American

Feb 21, 2020

Call Options

  Purchased

7,600

80.0000  

American

Jan 17, 2020

Put Options

  Written

49,600

95.0000  

American

Jan 17, 2020

Call Options

  Purchased

30,200

62.5000  

American

Sep 20, 2019

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Written

300

62.5000  

American

Sep 18, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

200

100.0000  

American

Jan 21, 2022

Call Options

  Purchased

130,200

72.5000  

American

Sep 20, 2019

Call Options

  Purchased

2,400

50.0000  

American

Jun 19, 2020

Put Options

  Written

800

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

300

71.5000  

American

Sep 20, 2019

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

67.5000  

American

Sep 20, 2019

Put Options

  Written

302,400

60.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

72.5000  

American

Sep 20, 2019

Call Options

  Purchased

500

67.5000  

American

Feb 21, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

55.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

72.5000  

American

Oct 25, 2019

Call Options

  Purchased

100

73.0000  

American

Sep 20, 2019

Call Options

  Purchased

4,500

75.0000  

American

Sep 20, 2019

Call Options

  Purchased

1,700

77.5000  

American

Oct 18, 2019

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Call Options

  Written

-400

75.0000  

American

Sep 18, 2020

Call Options

  Written

-1,800

80.0000  

American

Feb 21, 2020

Call Options

  Written

-1,400

75.0000  

American

Oct 4, 2019

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Call Options

  Written

-800

69.5000  

American

Sep 20, 2019

Call Options

  Written

-200

60.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

80.0000  

American

Sep 18, 2020

Put Options

  Purchased

-300

77.5000  

American

Nov 15, 2019

Call Options

  Written

-11,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-16,300

55.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

55.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

92.5000  

American

Sep 20, 2019

Put Options

  Purchased

-10,900

82.5000  

American

Nov 15, 2019

Put Options

  Purchased

-2,000

62.5000  

American

Sep 20, 2019

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-500

66.5000  

American

Sep 20, 2019

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Call Options

  Purchased

18,000

72.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Put Options

  Written

400

40.0000  

American

Sep 20, 2019

Put Options

  Written

8,200

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

2,900

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

70.0000  

American

Oct 4, 2019

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Put Options

  Written

200

87.5000  

American

Nov 15, 2019

Call Options

  Written

-1,000

77.5000  

American

Jun 19, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-27,700

60.0000  

American

Jan 17, 2020

Call Options

  Written

-500

95.0000  

American

Sep 18, 2020

Call Options

  Written

-1,500

92.5000  

American

Nov 15, 2019

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Call Options

  Written

-1,700

75.0000  

American

Jan 15, 2021

Call Options

  Written

-12,100

95.0000  

American

Jan 17, 2020

Call Options

  Written

-130,000

67.5000  

American

Sep 20, 2019

Call Options

  Written

-2,600

105.0000  

American

Nov 15, 2019

Call Options

  Written

-10,000

70.0000  

American

Sep 20, 2019

Call Options

  Written

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-600

64.5000  

American

Sep 20, 2019

Call Options

  Written

-1,300

65.5000  

American

Sep 27, 2019

Call Options

  Written

-14,600

87.5000  

American

Nov 15, 2019

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Purchased

-25,900

67.5000  

American

Sep 20, 2019

Put Options

  Purchased

-600

55.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-4,300

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

72.5000  

American

Feb 21, 2020

Call Options

  Written

-2,200

85.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

100

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

71.5000  

American

Sep 27, 2019

Put Options

  Written

151,000

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

17,000

67.5000  

American

Nov 15, 2019

Put Options

  Written

125,000

80.0000  

American

Jan 15, 2021

Put Options

  Written

900

66.0000  

American

Sep 20, 2019

Put Options

  Written

3,000

62.5000  

American

Feb 21, 2020

Call Options

  Purchased

700

68.0000  

American

Sep 20, 2019

Put Options

  Written

32,800

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,200

77.5000  

American

Nov 15, 2019

Put Options

  Written

1,000

47.5000  

American

Sep 20, 2019

Put Options

  Written

4,000

42.5000  

American

Sep 20, 2019

Call Options

  Purchased

1,600

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

68.5000  

American

Sep 20, 2019

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

76.0000  

American

Oct 4, 2019

Call Options

  Purchased

500

71.0000  

American

Sep 27, 2019

Put Options

  Written

200

60.0000  

American

Sep 27, 2019

Put Options

  Written

800

69.5000  

American

Sep 20, 2019

Put Options

  Written

300

80.0000  

American

Jun 19, 2020

Call Options

  Written

-1,000

82.5000  

American

Feb 21, 2020

Call Options

  Written

-3,400

95.0000  

American

Sep 20, 2019

Call Options

  Written

-6,900

105.0000  

American

Jan 17, 2020

Call Options

  Written

-100

66.0000  

American

Sep 27, 2019

Put Options

  Purchased

-700

55.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,300

72.5000  

American

Oct 18, 2019

Call Options

  Written

-100

75.0000  

American

Jun 19, 2020

Call Options

  Written

-900

69.0000  

American

Sep 20, 2019

Call Options

  Written

-800

92.5000  

American

Jan 15, 2021

Call Options

  Written

-13,600

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

64.5000  

American

Sep 27, 2019

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-500

68.5000  

American

Oct 25, 2019

Put Options

  Purchased

-3,700

60.0000  

American

Oct 18, 2019

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-75,000

70.0000  

American

Jan 15, 2021

Call Options

  Written

-500

82.5000  

American

Jun 19, 2020

Call Options

  Written

-300

67.0000  

American

Sep 20, 2019

Put Options

  Purchased

-2,200

70.0000  

American

Jan 15, 2021

Call Options

  Written

-10,900

80.0000  

American

Sep 20, 2019

Call Options

  Written

-35,500

90.0000  

American

Sep 20, 2019

Call Options

  Written

-800

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

105.0000  

American

Jun 19, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-4,100

115.0000  

American

Jan 17, 2020

Call Options

  Written

-17,400

85.0000  

American

Nov 15, 2019

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Call Options

  Written

-300

110.0000  

American

Sep 18, 2020

Call Options

  Written

-1,700

68.0000  

American

Sep 27, 2019

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-5,100

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Call Options

  Written

-52,000

65.0000  

American

Sep 20, 2019

Call Options

  Purchased

3,200

55.0000  

American

Feb 21, 2020

Put Options

  Written

600

55.0000  

American

Feb 21, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

64.0000  

American

Oct 11, 2019

Put Options

  Written

500

64.0000  

American

Sep 27, 2019

Call Options

  Purchased

18,200

70.0000  

American

Jan 17, 2020

Put Options

  Written

300

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

47.5000  

American

Jun 19, 2020

Put Options

  Written

300

70.0000  

American

Feb 21, 2020

Put Options

  Written

2,100

45.0000  

American

Sep 20, 2019

Call Options

  Purchased

5,600

65.0000  

American

Nov 15, 2019

Put Options

  Written

4,100

85.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Put Options

  Written

100

59.5000  

American

Oct 25, 2019

Call Options

  Purchased

13,900

80.0000  

American

Nov 15, 2019

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

69.0000  

American

Sep 27, 2019

Call Options

  Purchased

18,100

60.0000  

American

Jan 17, 2020

Put Options

  Purchased

-800

50.0000  

American

Feb 21, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,900

75.0000  

American

Jan 17, 2020

Call Options

  Written

-7,500

110.0000  

American

Sep 20, 2019

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,100

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,400

45.0000  

American

Jan 15, 2021

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Call Options

  Written

-1,400

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-5,000

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-49,200

60.0000  

American

Sep 20, 2019

Put Options

  Purchased

-1,100

60.0000  

American

Feb 21, 2020

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,700

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-500

47.5000  

American

Nov 15, 2019

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-3,000

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

65.0000  

American

Sep 27, 2019

Call Options

  Written

-100,100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-600

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,600

70.0000  

American

Sep 20, 2019

Put Options

  Purchased

-3,000

65.0000  

American

Nov 15, 2019

Call Options

  Written

-300

130.0000  

American

Jun 19, 2020

Call Options

  Written

-3,100

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,100

57.5000  

American

Oct 18, 2019

Call Options

  Purchased

7,300

75.0000  

American

Oct 18, 2019

Call Options

  Purchased

34,500

66.0000  

American

Sep 20, 2019

Call Options

  Purchased

11,700

75.0000  

American

Nov 15, 2019

Call Options

  Purchased

9,800

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

6,900

72.5000  

American

Oct 18, 2019

Put Options

  Written

1,500

45.0000  

American

Nov 15, 2019

Call Options

  Purchased

3,300

75.0000  

American

Feb 21, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

30,300

70.0000  

American

Jun 19, 2020

Put Options

  Written

100

80.0000  

American

Nov 15, 2019

Put Options

  Written

100

62.5000  

American

Oct 4, 2019

Put Options

  Written

6,100

80.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

42.5000  

American

Nov 15, 2019

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-100

65.0000  

American

Jan 15, 2021

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,500

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-57,700

65.0000  

American

Sep 20, 2019

Call Options

  Written

-9,400

82.5000  

American

Sep 20, 2019

Put Options

  Purchased

-6,300

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,100

40.0000  

American

Jan 15, 2021

Call Options

  Written

-100

85.0000  

American

Feb 21, 2020

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Call Options

  Written

-61,400

82.5000  

American

Jan 17, 2020

Call Options

  Written

-74,600

85.0000  

American

Sep 20, 2019

Put Options

  Purchased

-100

47.5000  

American

Jan 17, 2020

Call Options

  Written

-100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jun 19, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Written

-6,400

87.5000  

American

Sep 20, 2019

Put Options

  Purchased

-800

70.5000  

American

Sep 20, 2019

Call Options

  Written

-29,100

77.5000  

American

Sep 20, 2019

Put Options

  Purchased

-800

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

62.0000  

American

Sep 20, 2019

Call Options

  Written

-300

72.0000  

American

Sep 20, 2019

Call Options

  Written

-1,000

100.0000  

American

Sep 20, 2019

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

87.5000  

American

Jan 17, 2020

Call Options

  Purchased

2,000

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Put Options

  Written

75,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

100

70.0000  

American

Oct 11, 2019

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Call Options

  Purchased

2,600

60.0000  

American

Sep 20, 2019

Call Options

  Purchased

100

71.0000  

American

Oct 25, 2019

Put Options

  Written

180,000

60.0000  

American

Sep 20, 2019

Put Options

  Written

100

66.5000  

American

Sep 20, 2019

Call Options

  Purchased

2,100

50.0000  

American

Jan 17, 2020

Put Options

  Written

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,700

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

73.0000  

American

Sep 27, 2019

Put Options

  Written

400

72.5000  

American

Nov 15, 2019

Put Options

  Written

1,400

67.5000  

American

Jun 19, 2020

Put Options

  Written

1,000

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

17,000

70.0000  

American

Oct 18, 2019

Put Options

  Purchased

-200

55.0000  

American

Oct 18, 2019

Call Options

  Written

-6,600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-10,400

100.0000  

American

Jun 19, 2020

Call Options

  Written

-69,400

100.0000  

American

Jan 17, 2020

Call Options

  Written

-200

77.5000  

American

Sep 18, 2020

Call Options

  Written

-300

62.5000  

American

Sep 20, 2019

Call Options

  Written

-600

71.0000  

American

Sep 20, 2019

Put Options

  Purchased

-1,400

70.0000  

American

Oct 18, 2019

Put Options

  Purchased

-28,000

62.5000  

American

Nov 15, 2019

Put Options

  Purchased

-39,400

67.5000  

American

Nov 15, 2019

Call Options

  Written

-13,500

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

40.0000  

American

Jun 19, 2020

Call Options

  Written

-13,800

90.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,000

67.0000  

American

Sep 27, 2019

Call Options

  Written

-900

100.0000  

American

Nov 15, 2019

Call Options

  Written

-200

105.0000  

American

Sep 18, 2020

Call Options

  Written

-15,500

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-400

68.0000  

American

Oct 11, 2019

Call Options

  Written

-3,100

62.5000  

American

Jan 17, 2020

Put Options

  Written

15,900

65.0000  

American

Oct 18, 2019

Put Options

  Written

3,700

75.0000  

American

Sep 20, 2019

Put Options

  Written

1,000

66.0000  

American

Sep 27, 2019

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Put Options

  Written

100

70.0000  

American

Oct 4, 2019

Put Options

  Written

100

62.5000  

American

Oct 25, 2019

Call Options

  Purchased

300

67.0000  

American

Sep 27, 2019

Put Options

  Written

3,000

57.5000  

American

Sep 20, 2019

Put Options

  Written

200

59.0000  

American

Sep 27, 2019

Call Options

  Purchased

5,100

70.0000  

American

Sep 27, 2019

Put Options

  Written

4,000

59.5000  

American

Oct 11, 2019

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,000

67.5000  

American

Oct 18, 2019

Call Options

  Purchased

200

77.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,200

67.5000  

American

Sep 27, 2019

Call Options

  Purchased

1,300

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

77.5000  

American

Jan 17, 2020

Call Options

  Written

-5,000

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-14,500

67.5000  

American

Oct 18, 2019

Call Options

  Written

-100

70.5000  

American

Sep 20, 2019

Call Options

  Written

-5,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-14,600

60.0000  

American

Nov 15, 2019

Put Options

  Purchased

-300

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-1,800

61.0000  

American

Sep 20, 2019

Call Options

  Written

-6,900

92.5000  

American

Jan 17, 2020

Call Options

  Written

-13,300

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

63.5000  

American

Sep 20, 2019

Put Options

  Purchased

-600

50.0000  

American

Sep 20, 2019

Call Options

  Written

-3,500

80.0000  

American

Jan 15, 2021

Call Options

  Written

-400

105.0000  

American

Sep 20, 2019

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-2,100

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-9,400

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-800

72.5000  

American

Jan 17, 2020

Call Options

  Written

-500

62.5000  

American

Oct 18, 2019

Put Options

  Purchased

-1,000

62.0000  

American

Oct 11, 2019

Call Options

  Written

-6,500

95.0000  

American

Nov 15, 2019

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-6,800

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-7,600

70.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,000

57.5000  

American

Sep 27, 2019

Put Options

  Purchased

-1,400

67.5000  

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676363
Time of Receipt (offset from UTC): 20190919T082503+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC