FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,733,211

0.18%

3,283,133

0.22%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,631,660

0.11%

19,700

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,051,100

0.14%

1,468,200

0.10%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,415,971

0.43%

4,771,033

0.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

71.6600 USD
Purchase

4

70.7500 USD
Purchase

19

70.8200 USD
Purchase

25

71.0800 USD
Purchase

37

72.0200 USD
Purchase

37

71.1100 USD
Purchase

91

70.8900 USD
Purchase

99

71.5600 USD
Purchase

100

71.3900 USD
Purchase

100

71.7050 USD
Purchase

100

71.7000 USD
Purchase

100

71.6900 USD
Purchase

187

71.2372 USD
Purchase

191

71.4853 USD
Purchase

200

71.0850 USD
Purchase

200

71.9175 USD
Purchase

200

71.4050 USD
Purchase

200

70.9550 USD
Purchase

220

70.8340 USD
Purchase

250

71.1982 USD
Purchase

300

71.4783 USD
Purchase

300

70.7333 USD
Purchase

300

71.9400 USD
Purchase

308

70.8349 USD
Purchase

310

70.8635 USD
Purchase

329

71.3937 USD
Purchase

338

71.4995 USD
Purchase

400

70.6125 USD
Purchase

400

71.5512 USD
Purchase

409

71.3945 USD
Purchase

458

71.6364 USD
Purchase

465

71.6806 USD
Purchase

499

71.5200 USD
Purchase

500

70.7800 USD
Purchase

525

71.5286 USD
Purchase

619

71.3757 USD
Purchase

628

71.7420 USD
Purchase

672

71.2343 USD
Purchase

707

71.5393 USD
Purchase

748

71.5729 USD
Purchase

764

71.0494 USD
Purchase

770

71.8808 USD
Purchase

795

71.9072 USD
Purchase

833

71.9103 USD
Purchase

888

70.9612 USD
Purchase

954

71.8330 USD
Purchase

1,316

70.8774 USD
Purchase

1,330

70.7041 USD
Purchase

1,956

71.6911 USD
Purchase

2,037

71.8772 USD
Purchase

2,338

71.5790 USD
Purchase

2,820

71.3430 USD
Purchase

3,222

71.3651 USD
Purchase

3,656

71.2053 USD
Purchase

3,839

70.7967 USD
Purchase

4,618

70.7900 USD
Purchase

5,474

71.3149 USD
Purchase

7,401

71.6312 USD
Purchase

10,800

71.6366 USD
Purchase

12,043

71.2236 USD
Purchase

12,849

71.0745 USD
Purchase

16,986

71.6000 USD
Purchase

45,553

71.5939 USD
Purchase

50,500

71.4199 USD
Purchase

63,400

71.4514 USD
Purchase

67,322

71.5991 USD
Purchase

71,199

71.3840 USD
Purchase

83,933

71.5913 USD
Purchase

197,479

71.4597 USD
Sale

19

70.8200 USD
Sale

19

70.9000 USD
Sale

34

71.9052 USD
Sale

40

71.6800 USD
Sale

71

71.2000 USD
Sale

100

71.9200 USD
Sale

100

71.6950 USD
Sale

100

71.6900 USD
Sale

100

71.5800 USD
Sale

149

71.5195 USD
Sale

191

71.4853 USD
Sale

216

70.8638 USD
Sale

300

71.7266 USD
Sale

300

71.6583 USD
Sale

318

70.7900 USD
Sale

321

71.6031 USD
Sale

400

71.3400 USD
Sale

400

71.1300 USD
Sale

500

71.1240 USD
Sale

500

71.4900 USD
Sale

500

71.6630 USD
Sale

500

71.7560 USD
Sale

600

71.6383 USD
Sale

700

71.6700 USD
Sale

700

71.6200 USD
Sale

800

71.5681 USD
Sale

1,100

70.8800 USD
Sale

1,111

71.6089 USD
Sale

1,129

71.2685 USD
Sale

1,151

71.6095 USD
Sale

1,346

71.6388 USD
Sale

1,397

71.5444 USD
Sale

1,445

71.6783 USD
Sale

1,539

71.5976 USD
Sale

1,865

71.6527 USD
Sale

2,000

71.6337 USD
Sale

2,182

71.6946 USD
Sale

2,392

71.6751 USD
Sale

2,600

71.6719 USD
Sale

3,003

71.6559 USD
Sale

3,690

71.6510 USD
Sale

3,928

71.2190 USD
Sale

4,334

71.6263 USD
Sale

5,192

71.5672 USD
Sale

6,205

71.6394 USD
Sale

7,510

71.2518 USD
Sale

7,640

71.5914 USD
Sale

8,273

71.2519 USD
Sale

10,222

71.4293 USD
Sale

10,800

71.6366 USD
Sale

11,111

70.7842 USD
Sale

12,300

71.6470 USD
Sale

14,142

71.6008 USD
Sale

16,900

71.5912 USD
Sale

20,041

71.2143 USD
Sale

20,534

71.6000 USD
Sale

20,695

71.4170 USD
Sale

21,201

71.4901 USD
Sale

38,471

71.5023 USD
Sale

42,083

71.3681 USD
Sale

45,500

71.4008 USD
Sale

58,754

71.5982 USD
Sale

62,100

71.4569 USD
Sale

71,085

71.5935 USD
Sale

72,384

71.5864 USD
Sale

89,379

71.3393 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received

 

option

 

 

 

 

relates

 

 

 

Call Option

Purchasing

1,300

65 USD

American

15 Nov 2019

7.0000 USD
Call Option

Purchasing

100

65 USD

American

15 Jan 2021

9.6000 USD
Call Option

Purchasing

100

68 USD

American

20 Sep 2019

3.8500 USD
Call Option

Purchasing

400

68 USD

American

18 Oct 2019

4.5975 USD
Call Option

Purchasing

1,700

68 USD

American

15 Nov 2019

5.2652 USD
Call Option

Purchasing

1,600

70 USD

American

20 Sep 2019

1.8706 USD
Call Option

Purchasing

100

70 USD

American

15 Nov 2019

3.0000 USD
Call Option

Purchasing

1,500

71 USD

American

20 Sep 2019

0.8893 USD
Call Option

Purchasing

700

71 USD

American

20 Sep 2019

1.4042 USD
Call Option

Purchasing

500

71 USD

American

27 Sep 2019

1.8600 USD
Call Option

Purchasing

4,800

72 USD

American

20 Sep 2019

0.4062 USD
Call Option

Purchasing

3,700

72 USD

American

20 Sep 2019

0.5875 USD
Call Option

Purchasing

200

72 USD

American

27 Sep 2019

1.2050 USD
Call Option

Purchasing

2,800

73 USD

American

20 Sep 2019

0.1603 USD
Call Option

Purchasing

8,300

73 USD

American

20 Sep 2019

0.2884 USD
Call Option

Purchasing

500

73 USD

American

27 Sep 2019

0.6700 USD
Call Option

Purchasing

1,000

73 USD

American

25 Oct 2019

1.2400 USD
Call Option

Purchasing

100

73 USD

American

15 Nov 2019

1.9000 USD
Call Option

Purchasing

2,000

75 USD

American

4 Oct 2019

0.2625 USD
Call Option

Purchasing

1,400

75 USD

American

18 Oct 2019

0.2892 USD
Call Option

Purchasing

400

75 USD

American

15 Nov 2019

0.9725 USD
Call Option

Purchasing

400

78 USD

American

15 Nov 2019

0.6600 USD
Call Option

Purchasing

1,000

78 USD

American

19 Jun 2020

2.8500 USD
Call Option

Selling

1,000

70 USD

American

20 Sep 2019

1.4600 USD
Call Option

Selling

100

70 USD

American

15 Nov 2019

2.7300 USD
Call Option

Selling

1,000

71 USD

American

20 Sep 2019

0.6300 USD
Call Option

Selling

2,000

76 USD

American

4 Oct 2019

0.1525 USD
Call Option

Selling

100

80 USD

American

20 Sep 2019

0.0100 USD
Put Option

Purchasing

800

63 USD

American

15 Nov 2019

0.6500 USD
Put Option

Purchasing

500

65 USD

American

18 Oct 2019

0.3660 USD
Put Option

Purchasing

300

68 USD

American

18 Oct 2019

0.9000 USD
Put Option

Purchasing

1,600

68 USD

American

25 Oct 2019

1.4700 USD
Put Option

Purchasing

200

70 USD

American

20 Sep 2019

0.2300 USD
Put Option

Purchasing

2,000

70 USD

American

25 Oct 2019

2.0500 USD
Put Option

Purchasing

1,500

71 USD

American

20 Sep 2019

0.5500 USD
Put Option

Purchasing

100

73 USD

American

15 Nov 2019

3.9000 USD
Put Option

Purchasing

100

73 USD

American

19 Jun 2020

7.5000 USD
Put Option

Purchasing

100

78 USD

American

15 Nov 2019

7.1500 USD
Put Option

Selling

100

65 USD

American

18 Sep 2020

5.0500 USD
Put Option

Selling

100

68 USD

American

15 Nov 2019

1.6600 USD
Put Option

Selling

500

70 USD

American

20 Sep 2019

0.2400 USD
Put Option

Selling

1,500

73 USD

American

20 Sep 2019

1.9100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

18 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

Put Options

Written

350,000

65.0000

American

Jan 17, 2020
Call Options

Purchased

3,600

72.5000

American

Feb 21, 2020
Put Options

Written

100

80.0000

American

Sep 18, 2020
Put Options

Written

900

60.5000

American

Sep 20, 2019
Call Options

Purchased

5,700

72.5000

American

Nov 15, 2019
Call Options

Purchased

200

55.0000

American

Sep 18, 2020
Call Options

Purchased

500

72.5000

American

Sep 27, 2019
Call Options

Purchased

400

67.5000

American

Oct 4, 2019
Put Options

Written

9,500

60.0000

American

Jun 19, 2020
Put Options

Written

1,100

85.0000

American

Jun 19, 2020
Put Options

Written

1,000

82.5000

American

Jan 15, 2021
Call Options

Purchased

13,200

70.0000

American

Nov 15, 2019
Put Options

Written

5,300

77.5000

American

Jan 17, 2020
Put Options

Written

700

50.0000

American

Nov 15, 2019
Put Options

Written

800

82.5000

American

Jan 17, 2020
Call Options

Purchased

400

70.0000

American

Oct 25, 2019
Call Options

Purchased

700

50.0000

American

Jan 15, 2021
Put Options

Written

17,600

62.5000

American

Oct 18, 2019
Call Options

Purchased

400

82.5000

American

Nov 15, 2019
Call Options

Purchased

100

72.5000

American

Sep 18, 2020
Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019
Put Options

Written

200

75.0000

American

Jun 19, 2020
Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020
Put Options

Purchased

-300

75.0000

American

Feb 21, 2020
Call Options

Written

-1,100

68.0000

American

Oct 4, 2019
Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021
Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020
Call Options

Written

-900

135.0000

American

Jan 15, 2021
Call Options

Written

-1,000

68.5000

American

Oct 4, 2019
Put Options

Purchased

-1,800

57.5000

American

Nov 15, 2019
Call Options

Written

-300

120.0000

American

Jan 15, 2021
Call Options

Written

-300

92.5000

American

Sep 18, 2020
Call Options

Written

-400

66.0000

American

Sep 20, 2019
Put Options

Purchased

-500

67.0000

American

Sep 20, 2019
Put Options

Purchased

-600

55.0000

American

Sep 18, 2020
Put Options

Purchased

-9,200

50.0000

American

Jan 17, 2020
Put Options

Purchased

-1,500

71.0000

American

Sep 20, 2019
Put Options

Purchased

-600

105.0000

American

Jan 15, 2021
Put Options

Purchased

-700

65.0000

American

Jan 15, 2021
Call Options

Written

-20,600

90.0000

American

Jun 19, 2020
Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021
Put Options

Purchased

-600

65.0000

American

Feb 21, 2020
Put Options

Purchased

-1,900

55.0000

American

Sep 20, 2019
Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019
Call Options

Written

-7,300

97.5000

American

Jan 17, 2020
Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021
Put Options

Purchased

-1,500

65.5000

American

Sep 27, 2019
Put Options

Purchased

-100

69.0000

American

Sep 20, 2019
Put Options

Purchased

-4,200

65.0000

American

Jan 17, 2020
Call Options

Written

-1,500

130.0000

American

Jan 15, 2021
Put Options

Purchased

-500

66.5000

American

Oct 4, 2019
Put Options

Purchased

-900

75.0000

American

Nov 15, 2019
Call Options

Purchased

4,000

71.5000

American

Sep 20, 2019
Put Options

Written

49,600

95.0000

American

Jan 17, 2020
Call Options

Purchased

138,500

72.5000

American

Sep 20, 2019
Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020
Call Options

Purchased

1,200

72.5000

American

Oct 25, 2019
Put Options

Written

800

45.0000

American

Jan 17, 2020
Call Options

Purchased

200

67.5000

American

Sep 20, 2019
Put Options

Written

13,400

42.5000

American

Feb 21, 2020
Call Options

Purchased

4,500

72.0000

American

Sep 20, 2019
Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020
Call Options

Purchased

30,200

62.5000

American

Sep 20, 2019
Put Options

Written

2,000

57.5000

American

Jan 15, 2021
Put Options

Written

50,000

57.5000

American

Jan 17, 2020
Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020
Call Options

Purchased

500

67.5000

American

Feb 21, 2020
Put Options

Written

302,400

60.0000

American

Jan 15, 2021
Put Options

Written

1,500

72.5000

American

Sep 20, 2019
Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020
Put Options

Written

73,000

70.0000

American

Jan 17, 2020
Call Options

Purchased

2,900

73.0000

American

Sep 20, 2019
Call Options

Purchased

1,700

77.5000

American

Oct 18, 2019
Call Options

Purchased

200

100.0000

American

Jan 21, 2022
Call Options

Purchased

7,600

80.0000

American

Jan 17, 2020
Put Options

Written

300

62.5000

American

Sep 18, 2020
Call Options

Purchased

4,500

75.0000

American

Sep 20, 2019
Call Options

Written

-600

76.0000

American

Oct 4, 2019
Put Options

Purchased

-2,000

62.5000

American

Sep 20, 2019
Call Options

Written

-11,300

130.0000

American

Jan 17, 2020
Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021
Call Options

Written

-2,000

80.0000

American

Sep 18, 2020
Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021
Put Options

Purchased

-100

120.0000

American

Jan 17, 2020
Call Options

Written

-500

66.5000

American

Sep 20, 2019
Call Options

Written

-3,700

92.5000

American

Sep 20, 2019
Put Options

Purchased

-16,300

55.0000

American

Jan 17, 2020
Call Options

Written

-18,200

110.0000

American

Jan 15, 2021
Call Options

Written

-10,000

110.0000

American

Jan 17, 2020
Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019
Put Options

Purchased

-100

95.0000

American

Jun 19, 2020
Call Options

Written

-1,800

80.0000

American

Feb 21, 2020
Put Options

Purchased

-400

77.5000

American

Nov 15, 2019
Call Options

Written

-200

60.0000

American

Jan 15, 2021
Call Options

Written

-400

75.0000

American

Sep 18, 2020
Call Options

Written

-800

69.5000

American

Sep 20, 2019
Call Options

Purchased

200

70.0000

American

Oct 4, 2019
Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020
Call Options

Purchased

18,000

72.5000

American

Jan 17, 2020
Put Options

Written

8,200

62.5000

American

Jan 17, 2020
Call Options

Purchased

400

70.0000

American

Jun 19, 2020
Put Options

Written

400

40.0000

American

Sep 20, 2019
Call Options

Purchased

600

75.0000

American

Oct 4, 2019
Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020
Put Options

Written

200

87.5000

American

Nov 15, 2019
Call Options

Purchased

2,900

70.0000

American

Feb 21, 2020
Call Options

Purchased

100

105.0000

American

Jun 19, 2020
Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020
Call Options

Written

-9,400

70.0000

American

Sep 20, 2019
Call Options

Written

-130,000

67.5000

American

Sep 20, 2019
Put Options

Purchased

-100

72.5000

American

Feb 21, 2020
Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021
Call Options

Written

-1,900

97.5000

American

Jan 15, 2021
Call Options

Written

-400

110.0000

American

Jun 19, 2020
Call Options

Written

-800

125.0000

American

Jan 17, 2020
Put Options

Purchased

-27,700

60.0000

American

Jan 17, 2020
Put Options

Purchased

-600

42.5000

American

Sep 18, 2020
Call Options

Written

-1,300

65.5000

American

Sep 27, 2019
Put Options

Purchased

-600

55.0000

American

Jun 19, 2020
Call Options

Written

-500

95.0000

American

Sep 18, 2020
Call Options

Written

-1,900

115.0000

American

Sep 18, 2020
Call Options

Written

-2,600

105.0000

American

Nov 15, 2019
Call Options

Written

-1,500

92.5000

American

Nov 15, 2019
Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020
Call Options

Written

-2,200

85.0000

American

Sep 18, 2020
Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020
Call Options

Written

-12,100

95.0000

American

Jan 17, 2020
Call Options

Written

-14,600

87.5000

American

Nov 15, 2019
Call Options

Written

-1,700

75.0000

American

Jan 15, 2021
Put Options

Purchased

-25,900

67.5000

American

Sep 20, 2019
Call Options

Written

-600

64.5000

American

Sep 20, 2019
Call Options

Written

-100

67.5000

American

Sep 18, 2020
Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020
Call Options

Purchased

18,700

67.5000

American

Nov 15, 2019
Put Options

Written

400

32.5000

American

Sep 18, 2020
Put Options

Written

100

77.5000

American

Jan 15, 2021
Call Options

Purchased

100

65.0000

American

Jan 17, 2020
Put Options

Written

600

69.5000

American

Sep 20, 2019
Put Options

Written

151,000

65.0000

American

Jun 19, 2020
Put Options

Written

32,800

57.5000

American

Jun 19, 2020
Put Options

Written

1,000

47.5000

American

Sep 20, 2019
Put Options

Written

900

66.0000

American

Sep 20, 2019
Call Options

Purchased

700

68.0000

American

Sep 20, 2019
Call Options

Purchased

500

71.0000

American

Sep 27, 2019
Put Options

Written

200

60.0000

American

Sep 27, 2019
Put Options

Written

300

80.0000

American

Jun 19, 2020
Call Options

Purchased

2,600

77.5000

American

Nov 15, 2019
Call Options

Purchased

800

155.0000

American

Jan 17, 2020
Call Options

Purchased

400

68.5000

American

Sep 20, 2019
Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021
Put Options

Written

125,000

80.0000

American

Jan 15, 2021
Put Options

Written

3,000

62.5000

American

Feb 21, 2020
Call Options

Purchased

300

71.5000

American

Sep 27, 2019
Put Options

Written

4,000

42.5000

American

Sep 20, 2019
Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021
Call Options

Written

-6,900

105.0000

American

Jan 17, 2020
Call Options

Written

-5,100

85.0000

American

Jan 15, 2021
Call Options

Written

-17,400

85.0000

American

Nov 15, 2019
Call Options

Written

-300

67.0000

American

Sep 20, 2019
Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020
Call Options

Written

-500

82.5000

American

Jun 19, 2020
Call Options

Written

-4,100

115.0000

American

Jan 17, 2020
Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020
Put Options

Purchased

-100

67.5000

American

Sep 18, 2020
Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020
Put Options

Purchased

-3,700

60.0000

American

Oct 18, 2019
Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020
Call Options

Written

-100

75.0000

American

Jun 19, 2020
Call Options

Written

-400

67.5000

American

Jun 19, 2020
Put Options

Purchased

-700

55.0000

American

Nov 15, 2019
Call Options

Written

-900

69.0000

American

Sep 20, 2019
Call Options

Written

-52,000

65.0000

American

Sep 20, 2019
Call Options

Written

-11,000

80.0000

American

Sep 20, 2019
Call Options

Written

-35,500

90.0000

American

Sep 20, 2019
Put Options

Purchased

-500

68.5000

American

Oct 25, 2019
Call Options

Written

-1,000

82.5000

American

Feb 21, 2020
Call Options

Written

-800

75.0000

American

Jan 17, 2020
Put Options

Purchased

-100

64.5000

American

Sep 27, 2019
Call Options

Written

-13,600

100.0000

American

Jan 15, 2021
Call Options

Written

-1,700

68.0000

American

Sep 27, 2019
Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021
Call Options

Written

-100

66.0000

American

Sep 27, 2019
Call Options

Written

-2,100

97.5000

American

Jun 19, 2020
Call Options

Written

-3,400

95.0000

American

Sep 20, 2019
Call Options

Written

-75,000

70.0000

American

Jan 15, 2021
Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019
Call Options

Written

-300

110.0000

American

Sep 18, 2020
Call Options

Written

-800

92.5000

American

Jan 15, 2021
Put Options

Written

28,300

62.5000

American

Jun 19, 2020
Call Options

Purchased

6,900

65.0000

American

Nov 15, 2019
Put Options

Written

4,100

85.0000

American

Jan 17, 2020
Put Options

Written

2,100

45.0000

American

Sep 20, 2019
Call Options

Purchased

18,100

60.0000

American

Jan 17, 2020
Call Options

Purchased

100

69.0000

American

Sep 27, 2019
Put Options

Written

300

70.0000

American

Feb 21, 2020
Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019
Call Options

Purchased

100

62.5000

American

Sep 18, 2020
Put Options

Written

300

77.5000

American

Sep 18, 2020
Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020
Put Options

Written

500

64.0000

American

Sep 27, 2019
Call Options

Purchased

400

47.5000

American

Jun 19, 2020
Call Options

Purchased

13,900

80.0000

American

Nov 15, 2019
Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020
Put Options

Written

100

59.5000

American

Oct 25, 2019
Call Options

Purchased

3,200

55.0000

American

Feb 21, 2020
Put Options

Written

600

55.0000

American

Feb 21, 2020
Put Options

Purchased

-800

50.0000

American

Feb 21, 2020
Call Options

Written

-2,500

185.0000

American

Jan 17, 2020
Put Options

Purchased

-5,900

75.0000

American

Jan 17, 2020
Call Options

Written

-2,700

125.0000

American

Jan 15, 2021
Call Options

Written

-1,400

90.0000

American

Sep 18, 2020
Call Options

Written

-100,100

120.0000

American

Jan 17, 2020
Call Options

Written

-7,500

110.0000

American

Sep 20, 2019
Put Options

Purchased

-2,200

65.0000

American

Sep 27, 2019
Call Options

Written

-2,300

115.0000

American

Jun 19, 2020
Put Options

Purchased

-500

47.5000

American

Nov 15, 2019
Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021
Call Options

Written

-3,100

145.0000

American

Jan 17, 2020
Put Options

Purchased

-3,100

70.0000

American

Sep 20, 2019
Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021
Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019
Put Options

Purchased

-900

60.0000

American

Sep 18, 2020
Put Options

Purchased

-1,100

60.0000

American

Feb 21, 2020
Call Options

Written

-300

130.0000

American

Jun 19, 2020
Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020
Put Options

Purchased

-3,000

65.0000

American

Nov 15, 2019
Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021
Call Options

Written

-1,300

92.5000

American

Jun 19, 2020
Put Options

Purchased

-3,000

67.5000

American

Jan 15, 2021
Put Options

Purchased

-49,200

60.0000

American

Sep 20, 2019
Call Options

Written

-600

72.5000

American

Jun 19, 2020
Put Options

Purchased

-700

42.5000

American

Jan 15, 2021
Put Options

Written

30,300

70.0000

American

Jun 19, 2020
Call Options

Purchased

500

70.5000

American

Sep 27, 2019
Put Options

Written

100

62.5000

American

Oct 4, 2019
Put Options

Written

1,500

73.0000

American

Sep 20, 2019
Put Options

Written

6,100

80.0000

American

Jan 17, 2020
Call Options

Purchased

12,100

75.0000

American

Nov 15, 2019
Put Options

Written

300

35.0000

American

Sep 18, 2020
Call Options

Purchased

8,700

75.0000

American

Oct 18, 2019
Call Options

Purchased

3,300

75.0000

American

Feb 21, 2020
Put Options

Written

100

80.0000

American

Nov 15, 2019
Call Options

Purchased

34,500

66.0000

American

Sep 20, 2019
Call Options

Purchased

9,800

67.5000

American

Jan 17, 2020
Put Options

Written

1,500

45.0000

American

Nov 15, 2019
Call Options

Purchased

6,900

72.5000

American

Oct 18, 2019
Call Options

Written

-74,600

85.0000

American

Sep 20, 2019
Call Options

Written

-61,400

82.5000

American

Jan 17, 2020
Call Options

Written

-18,100

95.0000

American

Jun 19, 2020
Put Options

Purchased

-2,000

69.5000

American

Oct 25, 2019
Call Options

Written

-100

90.0000

American

Jan 15, 2021
Call Options

Written

-6,400

87.5000

American

Sep 20, 2019
Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021
Put Options

Purchased

-6,300

70.0000

American

Jan 17, 2020
Put Options

Purchased

-57,700

65.0000

American

Sep 20, 2019
Call Options

Written

-100

180.0000

American

Jan 17, 2020
Put Options

Purchased

-100

62.0000

American

Sep 20, 2019
Call Options

Written

-9,400

82.5000

American

Sep 20, 2019
Call Options

Written

-500

87.5000

American

Jun 19, 2020
Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019
Call Options

Written

-2,100

115.0000

American

Jan 15, 2021
Call Options

Written

-100

85.0000

American

Feb 21, 2020
Put Options

Purchased

-100

47.5000

American

Jan 17, 2020
Call Options

Written

-200

62.5000

American

Jun 19, 2020
Put Options

Purchased

-800

92.5000

American

Jun 19, 2020
Call Options

Written

-29,100

77.5000

American

Sep 20, 2019
Put Options

Purchased

-800

70.5000

American

Sep 20, 2019
Call Options

Written

-2,200

62.5000

American

Feb 21, 2020
Put Options

Purchased

-300

42.5000

American

Nov 15, 2019
Call Options

Written

-2,000

150.0000

American

Jan 17, 2020
Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021
Put Options

Purchased

-200

87.5000

American

Jan 17, 2020
Call Options

Written

-1,000

100.0000

American

Sep 20, 2019
Put Options

Written

6,000

105.0000

American

Jan 17, 2020
Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020
Put Options

Written

1,000

67.5000

American

Feb 21, 2020
Put Options

Written

180,000

60.0000

American

Sep 20, 2019
Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020
Call Options

Purchased

2,000

80.0000

American

Jun 19, 2020
Put Options

Written

1,400

67.5000

American

Jun 19, 2020
Put Options

Written

300

72.5000

American

Nov 15, 2019
Call Options

Purchased

17,000

70.0000

American

Oct 18, 2019
Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020
Call Options

Purchased

400

57.5000

American

Sep 18, 2020
Put Options

Written

100

72.5000

American

Sep 18, 2020
Call Options

Purchased

2,700

85.0000

American

Jun 19, 2020
Call Options

Purchased

100

71.0000

American

Oct 25, 2019
Put Options

Written

100

65.0000

American

Sep 18, 2020
Put Options

Written

100

66.5000

American

Sep 20, 2019
Put Options

Written

100

70.0000

American

Oct 11, 2019
Put Options

Written

75,000

70.0000

American

Jan 15, 2021
Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019
Call Options

Purchased

100

73.0000

American

Sep 27, 2019
Call Options

Written

-15,500

87.5000

American

Jan 17, 2020
Call Options

Written

-13,500

85.0000

American

Jan 17, 2020
Call Options

Written

-300

62.5000

American

Sep 20, 2019
Call Options

Written

-13,800

90.0000

American

Nov 15, 2019
Call Options

Written

-69,400

100.0000

American

Jan 17, 2020
Call Options

Written

-200

105.0000

American

Sep 18, 2020
Call Options

Written

-200

77.5000

American

Sep 18, 2020
Call Options

Written

-3,100

62.5000

American

Jan 17, 2020
Put Options

Purchased

-39,300

67.5000

American

Nov 15, 2019
Put Options

Purchased

-1,400

70.0000

American

Oct 18, 2019
Call Options

Written

-10,400

100.0000

American

Jun 19, 2020
Call Options

Written

-6,600

105.0000

American

Jan 15, 2021
Call Options

Written

-100

71.0000

American

Sep 20, 2019
Put Options

Purchased

-1,000

67.0000

American

Sep 27, 2019
Put Options

Purchased

-400

68.0000

American

Oct 11, 2019
Put Options

Purchased

-28,800

62.5000

American

Nov 15, 2019
Put Options

Purchased

-200

55.0000

American

Oct 18, 2019
Call Options

Written

-900

100.0000

American

Nov 15, 2019
Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020
Put Options

Written

3,000

57.5000

American

Sep 20, 2019
Put Options

Written

1,100

45.0000

American

Jun 19, 2020
Put Options

Written

100

70.0000

American

Oct 4, 2019
Put Options

Written

15,400

65.0000

American

Oct 18, 2019
Call Options

Purchased

5,100

70.0000

American

Sep 27, 2019
Put Options

Written

400

85.0000

American

Jan 15, 2021
Put Options

Written

100

62.5000

American

Oct 25, 2019
Put Options

Written

1,000

66.0000

American

Sep 27, 2019
Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020
Call Options

Purchased

300

67.0000

American

Sep 27, 2019
Call Options

Purchased

1,200

67.5000

American

Sep 27, 2019
Call Options

Purchased

1,700

77.5000

American

Jan 17, 2020
Call Options

Purchased

4,400

67.5000

American

Oct 18, 2019
Put Options

Written

4,000

59.5000

American

Oct 11, 2019
Call Options

Purchased

1,300

57.5000

American

Jan 15, 2021
Put Options

Written

3,700

75.0000

American

Sep 20, 2019
Call Options

Purchased

200

77.5000

American

Feb 21, 2020
Call Options

Purchased

600

70.5000

American

Sep 20, 2019
Put Options

Written

200

59.0000

American

Sep 27, 2019
Call Options

Written

-6,900

92.5000

American

Jan 17, 2020
Put Options

Purchased

-7,600

70.0000

American

Nov 15, 2019
Put Options

Purchased

-14,600

60.0000

American

Nov 15, 2019
Call Options

Written

-13,300

90.0000

American

Jan 17, 2020
Call Options

Written

-1,000

87.5000

American

Jan 15, 2021
Call Options

Written

-3,500

80.0000

American

Jan 15, 2021
Call Options

Written

-5,000

100.0000

American

Sep 18, 2020
Call Options

Written

-400

105.0000

American

Sep 20, 2019
Put Options

Purchased

-600

50.0000

American

Sep 20, 2019
Put Options

Purchased

-1,000

57.5000

American

Sep 27, 2019
Put Options

Purchased

-800

72.5000

American

Jan 17, 2020
Put Options

Purchased

-14,800

67.5000

American

Oct 18, 2019
Put Options

Purchased

-300

77.5000

American

Feb 21, 2020
Call Options

Written

-2,200

82.5000

American

Jan 15, 2021
Call Options

Written

-3,100

135.0000

American

Jan 17, 2020
Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019
Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020
Call Options

Written

-6,500

95.0000

American

Nov 15, 2019
Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020
Call Options

Written

-5,100

95.0000

American

Jan 15, 2021
Call Options

Written

-500

62.5000

American

Oct 18, 2019
Put Options

Purchased

-500

47.5000

American

Sep 18, 2020
Call Options

Written

-2,100

77.5000

American

Jan 15, 2021
Put Options

Purchased

-100

63.5000

American

Sep 20, 2019
Put Options

Purchased

-1,400

67.5000

American

Jan 17, 2020
Put Options

Purchased

-1,800

61.0000

American

Sep 20, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676274
Time of Receipt (offset from UTC): 20190918T123246+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC