Form 8.3 - ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,691,357

0.18%

3,219,505

0.22%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,631,660

0.11%

3,200

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,055,600

0.14%

1,460,500

0.10%

 

 

 

 

TOTAL:

 

 

 

 

6,378,617

0.43%

4,683,205

0.32%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

9

71.3050 USD

Purchase

16

71.3100 USD

Purchase

40

71.1600 USD

Purchase

49

70.8440 USD

Purchase

56

70.6700 USD

Purchase

100

69.5000 USD

Purchase

100

69.0000 USD

Purchase

100

71.1400 USD

Purchase

100

71.1700 USD

Purchase

100

70.7800 USD

Purchase

100

71.2600 USD

Purchase

100

71.1300 USD

Purchase

100

70.5200 USD

Purchase

107

71.0884 USD

Purchase

108

70.6781 USD

Purchase

142

70.7000 USD

Purchase

159

71.2900 USD

Purchase

167

71.3159 USD

Purchase

192

70.5300 USD

Purchase

200

71.2950 USD

Purchase

300

70.5000 USD

Purchase

300

70.8233 USD

Purchase

300

71.0933 USD

Purchase

373

71.2696 USD

Purchase

400

71.3243 USD

Purchase

487

71.2800 USD

Purchase

500

71.2860 USD

Purchase

800

65.0000 USD

Purchase

882

70.6297 USD

Purchase

900

66.5000 USD

Purchase

979

70.6588 USD

Purchase

1,059

71.2809 USD

Purchase

1,100

70.6918 USD

Purchase

1,150

70.9300 USD

Purchase

1,159

71.0168 USD

Purchase

1,203

71.1457 USD

Purchase

1,270

70.6617 USD

Purchase

1,327

71.0343 USD

Purchase

1,400

70.9500 USD

Purchase

1,700

68.5000 USD

Purchase

1,769

70.6704 USD

Purchase

2,072

70.9613 USD

Purchase

2,100

71.2626 USD

Purchase

2,106

71.2763 USD

Purchase

2,122

71.2803 USD

Purchase

2,210

70.9279 USD

Purchase

2,668

70.5100 USD

Purchase

2,868

70.9187 USD

Purchase

3,300

70.8960 USD

Purchase

4,115

70.6033 USD

Purchase

4,217

70.8786 USD

Purchase

4,300

70.5999 USD

Purchase

4,400

67.0000 USD

Purchase

4,953

71.2881 USD

Purchase

6,112

71.2206 USD

Purchase

8,279

70.9679 USD

Purchase

8,500

70.0000 USD

Purchase

8,900

71.1362 USD

Purchase

12,881

70.9237 USD

Purchase

13,062

70.9351 USD

Purchase

14,000

71.2798 USD

Purchase

16,200

68.0000 USD

Purchase

25,008

71.0269 USD

Purchase

29,820

70.9422 USD

Purchase

30,681

70.5101 USD

Purchase

31,700

71.2108 USD

Purchase

45,500

71.1214 USD

Purchase

45,896

70.8146 USD

Purchase

82,134

70.9047 USD

Purchase

85,122

70.5753 USD

Purchase

90,000

71.1491 USD

Purchase

125,894

71.3124 USD

Purchase

167,688

70.9842 USD

Purchase

222,297

70.9803 USD

Sale

3

71.2600 USD

Sale

27

71.4300 USD

Sale

28

71.2800 USD

Sale

67

71.2900 USD

Sale

98

70.6829 USD

Sale

100

63.0000 USD

Sale

100

70.6300 USD

Sale

100

71.3300 USD

Sale

200

71.2300 USD

Sale

200

70.6100 USD

Sale

200

57.0000 USD

Sale

200

70.9200 USD

Sale

202

70.5000 USD

Sale

260

70.6253 USD

Sale

299

70.7626 USD

Sale

300

71.1666 USD

Sale

300

70.6866 USD

Sale

320

70.5562 USD

Sale

366

70.5527 USD

Sale

375

71.1473 USD

Sale

400

67.5000 USD

Sale

400

71.3243 USD

Sale

400

70.7525 USD

Sale

554

70.6133 USD

Sale

612

70.9632 USD

Sale

680

71.0118 USD

Sale

692

70.9300 USD

Sale

700

70.9500 USD

Sale

700

70.9914 USD

Sale

744

71.1600 USD

Sale

747

70.9713 USD

Sale

800

70.9912 USD

Sale

900

70.8888 USD

Sale

900

70.7166 USD

Sale

1,000

70.9980 USD

Sale

1,000

70.9280 USD

Sale

1,008

70.9875 USD

Sale

1,025

70.9358 USD

Sale

1,055

70.9244 USD

Sale

1,075

71.0927 USD

Sale

1,100

70.6150 USD

Sale

1,167

70.9774 USD

Sale

1,200

71.1925 USD

Sale

1,207

70.9369 USD

Sale

1,300

70.9776 USD

Sale

1,400

71.1439 USD

Sale

1,459

70.6015 USD

Sale

1,488

70.9022 USD

Sale

1,500

71.0098 USD

Sale

1,500

71.0648 USD

Sale

1,706

70.8982 USD

Sale

1,869

70.9372 USD

Sale

1,871

70.9259 USD

Sale

1,906

70.9681 USD

Sale

2,100

71.5000 USD

Sale

2,400

66.0000 USD

Sale

2,592

71.0248 USD

Sale

2,900

71.0379 USD

Sale

2,960

71.0296 USD

Sale

3,238

70.9069 USD

Sale

3,397

70.8950 USD

Sale

3,397

70.9655 USD

Sale

3,549

70.9731 USD

Sale

3,600

71.2211 USD

Sale

3,648

70.8977 USD

Sale

4,252

71.0432 USD

Sale

4,491

71.2987 USD

Sale

5,572

70.9194 USD

Sale

6,958

71.1093 USD

Sale

7,300

71.0376 USD

Sale

7,877

70.9855 USD

Sale

8,000

71.0020 USD

Sale

8,020

70.8498 USD

Sale

8,600

70.9887 USD

Sale

9,803

70.7629 USD

Sale

9,885

70.8860 USD

Sale

11,654

71.0137 USD

Sale

12,144

70.9616 USD

Sale

12,550

70.7911 USD

Sale

13,247

70.8496 USD

Sale

13,345

70.9789 USD

Sale

14,000

71.2798 USD

Sale

14,000

71.2799 USD

Sale

24,900

71.1239 USD

Sale

25,641

70.6902 USD

Sale

26,282

71.0252 USD

Sale

28,385

70.9804 USD

Sale

29,011

70.8243 USD

Sale

29,122

70.6483 USD

Sale

29,795

70.9273 USD

Sale

31,700

71.2108 USD

Sale

31,826

71.1641 USD

Sale

32,915

71.0903 USD

Sale

53,817

70.5100 USD

Sale

55,774

70.7429 USD

Sale

61,500

71.1684 USD

Sale

83,700

71.1579 USD

Sale

83,844

70.9842 USD

Sale

101,806

70.8370 USD

Sale

127,494

71.3041 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

55 USD

American

21 Feb 2020

16.4400 USD

Call Option

Purchasing

100

65 USD

American

15 Jan 2021

9.2500 USD

Call Option

Purchasing

100

70 USD

American

20 Sep 2019

1.5400 USD

Call Option

Purchasing

200

70 USD

American

4 Oct 2019

1.8400 USD

Call Option

Purchasing

5,000

70 USD

American

18 Oct 2019

2.4948 USD

Call Option

Purchasing

2,000

70 USD

American

15 Nov 2019

3.0630 USD

Call Option

Purchasing

100

71 USD

American

25 Oct 2019

2.1500 USD

Call Option

Purchasing

300

72 USD

American

20 Sep 2019

0.7400 USD

Call Option

Purchasing

100

73 USD

American

20 Sep 2019

0.1900 USD

Call Option

Purchasing

100

73 USD

American

27 Sep 2019

0.4000 USD

Call Option

Purchasing

400

73 USD

American

18 Oct 2019

1.0650 USD

Call Option

Purchasing

200

73 USD

American

25 Oct 2019

1.3100 USD

Call Option

Purchasing

400

75 USD

American

15 Nov 2019

1.0400 USD

Call Option

Purchasing

100

78 USD

American

15 Nov 2019

0.5000 USD

Call Option

Selling

100

68 USD

American

20 Sep 2019

3.1600 USD

Call Option

Selling

100

68 USD

American

20 Sep 2019

3.3200 USD

Call Option

Selling

100

69 USD

American

13 Sep 2019

2.1500 USD

Call Option

Selling

100

71 USD

American

13 Sep 2019

0.5400 USD

Call Option

Selling

300

75 USD

American

15 Nov 2019

1.0900 USD

Call Option

Selling

400

85 USD

American

15 Nov 2019

0.0400 USD

Put Option

Purchasing

300

65 USD

American

15 Nov 2019

1.0800 USD

Put Option

Purchasing

2,300

68 USD

American

18 Oct 2019

0.8286 USD

Put Option

Purchasing

500

69 USD

American

25 Oct 2019

1.3800 USD

Put Option

Purchasing

300

70 USD

American

15 Nov 2019

2.7400 USD

Put Option

Purchasing

2,100

72 USD

American

13 Sep 2019

0.8000 USD

Put Option

Purchasing

100

78 USD

American

15 Nov 2019

7.6000 USD

Put Option

Selling

400

43 USD

American

20 Sep 2019

0.0200 USD

Put Option

Selling

100

55 USD

American

15 Nov 2019

0.1700 USD

Put Option

Selling

100

58 USD

American

15 Nov 2019

0.2600 USD

Put Option

Selling

200

60 USD

American

18 Oct 2019

0.1200 USD

Put Option

Selling

200

60 USD

American

15 Nov 2019

0.4050 USD

Put Option

Selling

1,500

60 USD

American

15 Jan 2021

5.0566 USD

Put Option

Selling

100

63 USD

American

4 Oct 2019

0.0700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17 Sep 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

9,500

60.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

5,600

72.5000

American

Nov 15, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Call Options

Purchased

3,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options

Purchased

1,700

68.5000

American

Sep 13, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

500

50.0000

American

Nov 15, 2019

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

900

60.5000

American

Sep 20, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

13,600

70.0000

American

Nov 15, 2019

Put Options

Written

1,700

66.0000

American

Sep 13, 2019

Put Options

Written

17,600

62.5000

American

Oct 18, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

100

71.0000

American

Sep 13, 2019

Put Options

Written

2,700

69.5000

American

Sep 13, 2019

Call Options

Purchased

400

82.5000

American

Nov 15, 2019

Call Options

Purchased

400

70.0000

American

Oct 25, 2019

Call Options

Purchased

400

67.5000

American

Oct 4, 2019

Put Options

Written

100

80.0000

American

Sep 18, 2020

Call Options

Written

-400

66.0000

American

Sep 20, 2019

Put Options

Purchased

-600

65.0000

American

Feb 21, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-9,700

50.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options

Purchased

-900

75.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

65.5000

American

Sep 27, 2019

Put Options

Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options

Purchased

-1,800

57.5000

American

Nov 15, 2019

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-500

66.5000

American

Oct 4, 2019

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options

Written

-20,600

90.0000

American

Jun 19, 2020

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-500

67.0000

American

Sep 20, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

55.0000

American

Sep 20, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-1,000

68.5000

American

Oct 4, 2019

Call Options

Written

-1,100

68.0000

American

Oct 4, 2019

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Written

3,000

66.5000

American

Sep 13, 2019

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

130,200

72.5000

American

Sep 20, 2019

Call Options

Purchased

100

73.0000

American

Sep 20, 2019

Call Options

Purchased

100

67.5000

American

Sep 20, 2019

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

4,500

75.0000

American

Sep 20, 2019

Call Options

Purchased

30,200

62.5000

American

Sep 20, 2019

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

1,300

45.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

8,500

70.0000

American

Sep 13, 2019

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

100

63.0000

American

Sep 13, 2019

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

13,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,700

77.5000

American

Oct 18, 2019

Call Options

Purchased

300

71.5000

American

Sep 20, 2019

Call Options

Purchased

200

72.5000

American

Oct 25, 2019

Call Options

Purchased

16,200

68.0000

American

Sep 13, 2019

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options

Purchased

500

67.5000

American

Feb 21, 2020

Call Options

Purchased

7,600

80.0000

American

Jan 17, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options

Written

1,500

72.5000

American

Sep 20, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-500

66.5000

American

Sep 20, 2019

Call Options

Written

-1,800

80.0000

American

Feb 21, 2020

Call Options

Written

-2,000

80.0000

American

Sep 18, 2020

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-800

69.5000

American

Sep 20, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-9,800

110.0000

American

Jan 17, 2020

Call Options

Written

-11,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-300

77.5000

American

Nov 15, 2019

Call Options

Written

-400

75.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-200

60.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-16,300

55.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

62.5000

American

Sep 20, 2019

Call Options

Written

-3,700

92.5000

American

Sep 20, 2019

Call Options

Written

-100

63.0000

American

Sep 13, 2019

Call Options

Written

-200

57.0000

American

Sep 13, 2019

Put Options

Written

8,200

62.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

200

70.0000

American

Oct 4, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

70.0000

American

Feb 21, 2020

Call Options

Purchased

100

69.5000

American

Sep 13, 2019

Call Options

Purchased

18,000

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

200

87.5000

American

Nov 15, 2019

Put Options

Written

400

40.0000

American

Sep 20, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-600

64.5000

American

Sep 20, 2019

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-100

72.5000

American

Feb 21, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-1,000

77.5000

American

Jun 19, 2020

Put Options

Purchased

-25,900

67.5000

American

Sep 20, 2019

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-1,300

65.5000

American

Sep 27, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-2,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options

Written

-10,000

70.0000

American

Sep 20, 2019

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Call Options

Written

-14,600

87.5000

American

Nov 15, 2019

Call Options

Written

-130,000

67.5000

American

Sep 20, 2019

Put Options

Purchased

-27,700

60.0000

American

Jan 17, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Written

32,800

57.5000

American

Jun 19, 2020

Call Options

Purchased

4,400

67.0000

American

Sep 13, 2019

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

100

65.0000

American

Jan 17, 2020

Put Options

Written

1,000

47.5000

American

Sep 20, 2019

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

17,000

67.5000

American

Nov 15, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

600

68.0000

American

Sep 20, 2019

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

500

71.0000

American

Sep 27, 2019

Put Options

Written

4,000

42.5000

American

Sep 20, 2019

Put Options

Written

900

66.0000

American

Sep 20, 2019

Call Options

Purchased

100

71.5000

American

Sep 27, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

2,200

77.5000

American

Nov 15, 2019

Call Options

Purchased

400

68.5000

American

Sep 20, 2019

Put Options

Written

100

60.0000

American

Sep 27, 2019

Call Options

Purchased

900

66.5000

American

Sep 13, 2019

Put Options

Written

800

69.5000

American

Sep 20, 2019

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Call Options

Written

-700

67.5000

American

Jun 19, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-3,400

95.0000

American

Sep 20, 2019

Put Options

Purchased

-800

55.0000

American

Nov 15, 2019

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options

Written

-35,500

90.0000

American

Sep 20, 2019

Call Options

Written

-100

66.0000

American

Sep 27, 2019

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

61.0000

American

Sep 13, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-100

64.5000

American

Sep 27, 2019

Call Options

Written

-500

82.5000

American

Jun 19, 2020

Call Options

Written

-10,900

80.0000

American

Sep 20, 2019

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-900

69.0000

American

Sep 20, 2019

Call Options

Written

-1,700

68.0000

American

Sep 27, 2019

Call Options

Written

-900

75.0000

American

Jan 17, 2020

Call Options

Written

-1,000

82.5000

American

Feb 21, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-300

67.0000

American

Sep 20, 2019

Call Options

Written

-17,400

85.0000

American

Nov 15, 2019

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-52,000

65.0000

American

Sep 20, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-3,800

60.0000

American

Oct 18, 2019

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Call Options

Purchased

13,300

80.0000

American

Nov 15, 2019

Put Options

Written

600

55.0000

American

Feb 21, 2020

Call Options

Purchased

300

70.5000

American

Sep 13, 2019

Put Options

Written

1,000

64.0000

American

Sep 13, 2019

Put Options

Written

300

70.0000

American

Feb 21, 2020

Put Options

Written

500

64.0000

American

Sep 27, 2019

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

55.0000

American

Feb 21, 2020

Put Options

Written

2,000

68.0000

American

Sep 13, 2019

Call Options

Purchased

100

69.0000

American

Sep 27, 2019

Call Options

Purchased

100

69.0000

American

Sep 13, 2019

Put Options

Written

2,100

45.0000

American

Sep 20, 2019

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

5,600

65.0000

American

Nov 15, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-2,700

72.5000

American

Jun 19, 2020

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

70.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-500

47.5000

American

Nov 15, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-49,200

60.0000

American

Sep 20, 2019

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Put Options

Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

65.0000

American

Nov 15, 2019

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-7,500

110.0000

American

Sep 20, 2019

Put Options

Purchased

-2,200

65.0000

American

Sep 27, 2019

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

4,700

75.0000

American

Oct 18, 2019

Put Options

Written

100

62.5000

American

Oct 4, 2019

Call Options

Purchased

9,800

67.5000

American

Jan 17, 2020

Call Options

Purchased

34,500

66.0000

American

Sep 20, 2019

Call Options

Purchased

800

65.0000

American

Sep 13, 2019

Put Options

Written

100

80.0000

American

Nov 15, 2019

Call Options

Purchased

3,100

72.5000

American

Oct 18, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

10,000

75.0000

American

Nov 15, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

75.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Purchased

-800

70.5000

American

Sep 20, 2019

Put Options

Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options

Written

-61,400

82.5000

American

Jan 17, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

62.0000

American

Sep 20, 2019

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-2,400

66.0000

American

Sep 13, 2019

Call Options

Written

-1,000

100.0000

American

Sep 20, 2019

Call Options

Written

-9,400

82.5000

American

Sep 20, 2019

Put Options

Purchased

-100

47.5000

American

Jan 17, 2020

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-29,100

77.5000

American

Sep 20, 2019

Put Options

Purchased

-57,700

65.0000

American

Sep 20, 2019

Call Options

Written

-74,600

85.0000

American

Sep 20, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-1,000

62.0000

American

Sep 13, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-100

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-6,400

87.5000

American

Sep 20, 2019

Put Options

Purchased

-200

87.5000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-300

72.0000

American

Sep 20, 2019

Put Options

Purchased

-1,300

64.5000

American

Sep 13, 2019

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Put Options

Written

100

66.5000

American

Sep 20, 2019

Put Options

Written

900

67.5000

American

Sep 13, 2019

Put Options

Written

180,000

60.0000

American

Sep 20, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

1,400

67.5000

American

Jun 19, 2020

Put Options

Written

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

70.0000

American

Oct 11, 2019

Call Options

Purchased

2,700

85.0000

American

Jun 19, 2020

Put Options

Written

2,700

67.0000

American

Sep 13, 2019

Put Options

Written

800

65.0000

American

Sep 13, 2019

Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Put Options

Written

400

72.5000

American

Nov 15, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

12,300

70.0000

American

Oct 18, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

2,000

80.0000

American

Jun 19, 2020

Put Options

Written

1,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

100

73.0000

American

Sep 27, 2019

Put Options

Written

100

65.5000

American

Sep 13, 2019

Call Options

Purchased

100

71.0000

American

Oct 25, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-2,100

71.5000

American

Sep 13, 2019

Put Options

Purchased

-39,400

67.5000

American

Nov 15, 2019

Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020

Call Options

Written

-13,500

85.0000

American

Jan 17, 2020

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Put Options

Purchased

-1,400

70.0000

American

Oct 18, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-27,600

62.5000

American

Nov 15, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-15,500

87.5000

American

Jan 17, 2020

Call Options

Written

-300

62.5000

American

Sep 20, 2019

Call Options

Written

-900

71.0000

American

Sep 20, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-200

77.5000

American

Sep 18, 2020

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-1,000

67.0000

American

Sep 27, 2019

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

1,200

67.5000

American

Sep 27, 2019

Put Options

Written

15,900

65.0000

American

Oct 18, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

300

67.0000

American

Sep 27, 2019

Call Options

Purchased

5,100

70.0000

American

Sep 27, 2019

Put Options

Written

3,000

57.5000

American

Sep 20, 2019

Call Options

Purchased

100

77.5000

American

Feb 21, 2020

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Purchased

2,800

67.5000

American

Oct 18, 2019

Put Options

Written

1,000

66.0000

American

Sep 27, 2019

Call Options

Purchased

1,300

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

77.5000

American

Jan 17, 2020

Put Options

Written

100

70.0000

American

Oct 4, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Put Options

Written

3,700

75.0000

American

Sep 20, 2019

Put Options

Written

200

59.0000

American

Sep 27, 2019

Put Options

Purchased

-7,600

70.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

57.5000

American

Sep 27, 2019

Put Options

Purchased

-1,800

61.0000

American

Sep 20, 2019

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Call Options

Written

-400

105.0000

American

Sep 20, 2019

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Put Options

Purchased

-800

72.5000

American

Jan 17, 2020

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Put Options

Purchased

-100

63.5000

American

Sep 20, 2019

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-600

50.0000

American

Sep 20, 2019

Put Options

Purchased

-1,400

67.5000

American

Jan 17, 2020

Call Options

Written

-2,100

77.5000

American

Jan 15, 2021

Put Options

Purchased

-3,000

67.5000

American

Oct 18, 2019

Call Options

Written

-3,500

80.0000

American

Jan 15, 2021

Call Options

Written

-400

67.5000

American

Sep 13, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-14,600

60.0000

American

Nov 15, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676247
Time of Receipt (offset from UTC): 20190918T092220+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC