Form 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing 13 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,452,852

1.05%

1,600,283

0.49%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,679,200

0.51%

2,119,420

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

641,100

0.20%

411,800

0.13%

 

 

 

 

TOTAL:

 

 

 

 

5,773,152

1.76%

4,131,503

1.26%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

6

166.1300 USD

Purchase

33

166.7200 USD

Purchase

58

166.6000 USD

Purchase

100

166.3700 USD

Purchase

100

166.2400 USD

Purchase

100

166.1100 USD

Purchase

100

166.7700 USD

Purchase

100

166.2350 USD

Purchase

140

166.1400 USD

Purchase

200

166.0800 USD

Purchase

200

166.4751 USD

Purchase

300

166.2483 USD

Purchase

300

165.9233 USD

Purchase

400

166.2512 USD

Purchase

500

166.5780 USD

Purchase

981

166.5457 USD

Purchase

1,342

165.9652 USD

Purchase

1,384

166.5563 USD

Purchase

1,417

166.5600 USD

Purchase

1,455

166.4879 USD

Purchase

1,600

166.2506 USD

Purchase

1,900

166.3007 USD

Purchase

2,154

166.5064 USD

Purchase

2,352

166.4293 USD

Purchase

4,718

166.5130 USD

Purchase

4,744

166.3488 USD

Purchase

5,418

166.1432 USD

Purchase

6,793

166.4232 USD

Purchase

8,300

166.4353 USD

Purchase

8,376

166.5082 USD

Purchase

8,433

166.1818 USD

Purchase

8,700

166.4225 USD

Purchase

16,559

166.2800 USD

Purchase

25,536

166.3272 USD

Purchase

28,634

166.1472 USD

Sale

1

166.5000 USD

Sale

5

166.5700 USD

Sale

6

166.1300 USD

Sale

33

166.7200 USD

Sale

40

166.5500 USD

Sale

86

166.6058 USD

Sale

92

166.5243 USD

Sale

99

166.4500 USD

Sale

100

165.8500 USD

Sale

100

166.2300 USD

Sale

100

166.4700 USD

Sale

100

166.5950 USD

Sale

100

166.6000 USD

Sale

100

166.6500 USD

Sale

100

166.8950 USD

Sale

101

166.5303 USD

Sale

117

166.2627 USD

Sale

200

165.9600 USD

Sale

200

166.4750 USD

Sale

200

166.1550 USD

Sale

200

165.9150 USD

Sale

200

166.1350 USD

Sale

201

166.3506 USD

Sale

231

166.0600 USD

Sale

300

166.2550 USD

Sale

300

166.0866 USD

Sale

360

166.3800 USD

Sale

400

166.2700 USD

Sale

500

166.6140 USD

Sale

600

166.1583 USD

Sale

700

166.2500 USD

Sale

783

166.2749 USD

Sale

793

166.5591 USD

Sale

800

166.2506 USD

Sale

860

166.5298 USD

Sale

900

166.3011 USD

Sale

1,301

166.2374 USD

Sale

1,384

166.5562 USD

Sale

2,300

166.3973 USD

Sale

2,900

166.2904 USD

Sale

3,600

166.2732 USD

Sale

3,965

166.2264 USD

Sale

5,100

166.5353 USD

Sale

5,518

166.1497 USD

Sale

5,941

166.3082 USD

Sale

6,200

166.4481 USD

Sale

6,468

166.3421 USD

Sale

11,343

166.2413 USD

Sale

12,977

166.1400 USD

Sale

17,134

166.1450 USD

Sale

50,113

166.4043 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

175 USD

American

15 Jan 2021

8.6500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17 Sep 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

16,900

165.0000

American

Nov 15, 2019

Put Options

Written

200

115.0000

American

Sep 20, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

2,100

155.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-600

160.0000

American

Feb 21, 2020

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options

Written

26,300

105.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

2,700

150.0000

American

Nov 15, 2019

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-200

155.0000

American

Sep 13, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Written

200

125.0000

American

Sep 20, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

8,800

170.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Put Options

Written

45,200

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

4,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

7,400

160.0000

American

Sep 20, 2019

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Purchased

-3,300

160.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-8,400

130.0000

American

Nov 15, 2019

Call Options

Written

-28,300

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options

Written

-3,200

155.0000

American

Sep 20, 2019

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Put Options

Purchased

-4,700

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

200

145.0000

American

Sep 20, 2019

Put Options

Written

27,300

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Put Options

Written

200

120.0000

American

Sep 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

25,300

120.0000

American

Nov 15, 2019

Put Options

Written

900

135.0000

American

Jan 17, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Put Options

Written

200

110.0000

American

Sep 20, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-500

175.0000

American

Jan 15, 2021

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-100

162.5000

American

Sep 20, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

9,100

150.0000

American

Feb 21, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

100

135.0000

American

Sep 20, 2019

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676246
Time of Receipt (offset from UTC): 20190918T085631+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC