FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,697,494

0.18%

3,186,644

0.22%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,631,660

0.11%

19,700

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,023,200

0.14%

1,465,700

0.10%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,352,354

0.43%

4,672,044

0.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

70.0800 USD
Purchase

1

70.8650 USD
Purchase

2

70.8900 USD
Purchase

3

70.9200 USD
Purchase

44

70.1450 USD
Purchase

45

70.6400 USD
Purchase

100

70.9150 USD
Purchase

100

70.6300 USD
Purchase

100

70.4600 USD
Purchase

110

70.4100 USD
Purchase

160

70.4450 USD
Purchase

200

70.8300 USD
Purchase

200

70.6600 USD
Purchase

200

70.3650 USD
Purchase

200

70.6800 USD
Purchase

304

70.4105 USD
Purchase

386

70.5426 USD
Purchase

546

70.7532 USD
Purchase

591

70.3652 USD
Purchase

600

70.3935 USD
Purchase

697

70.7598 USD
Purchase

993

70.4150 USD
Purchase

1,100

70.6681 USD
Purchase

1,170

70.8183 USD
Purchase

1,200

70.7854 USD
Purchase

1,288

70.8450 USD
Purchase

1,300

70.8700 USD
Purchase

1,800

70.7975 USD
Purchase

1,831

70.5041 USD
Purchase

3,380

70.6227 USD
Purchase

3,464

70.7210 USD
Purchase

3,600

70.3033 USD
Purchase

4,742

70.4648 USD
Purchase

5,268

70.4336 USD
Purchase

5,300

70.5619 USD
Purchase

5,801

70.7163 USD
Purchase

16,693

70.5211 USD
Purchase

19,160

70.5816 USD
Purchase

29,500

70.6703 USD
Purchase

31,455

70.5772 USD
Purchase

35,400

70.6546 USD
Purchase

45,695

70.5800 USD
Purchase

60,895

70.5647 USD
Purchase

91,764

70.6342 USD
Sale

13

70.8400 USD
Sale

44

70.1450 USD
Sale

79

70.1900 USD
Sale

100

70.4700 USD
Sale

100

70.8000 USD
Sale

100

70.8200 USD
Sale

100

70.9000 USD
Sale

107

70.5826 USD
Sale

160

70.4450 USD
Sale

200

70.7400 USD
Sale

200

70.4500 USD
Sale

298

70.8028 USD
Sale

300

70.8900 USD
Sale

300

70.6633 USD
Sale

300

70.6350 USD
Sale

300

70.8066 USD
Sale

300

70.8300 USD
Sale

300

70.8533 USD
Sale

304

70.4105 USD
Sale

334

70.7822 USD
Sale

400

70.8575 USD
Sale

454

70.7327 USD
Sale

500

70.4800 USD
Sale

627

70.6235 USD
Sale

700

70.7050 USD
Sale

800

70.8514 USD
Sale

843

70.6870 USD
Sale

993

70.4150 USD
Sale

1,198

70.7048 USD
Sale

1,204

70.7308 USD
Sale

1,294

70.5731 USD
Sale

1,300

70.8700 USD
Sale

1,319

70.6176 USD
Sale

1,405

70.6473 USD
Sale

1,600

70.7021 USD
Sale

1,774

70.5828 USD
Sale

1,863

70.7416 USD
Sale

1,929

70.5634 USD
Sale

2,099

70.6934 USD
Sale

2,101

70.5808 USD
Sale

2,510

70.6833 USD
Sale

2,809

70.7165 USD
Sale

3,005

70.6532 USD
Sale

3,151

70.7817 USD
Sale

3,493

70.7579 USD
Sale

3,675

70.6955 USD
Sale

8,255

70.5429 USD
Sale

8,989

70.6295 USD
Sale

9,834

70.4427 USD
Sale

10,200

70.6852 USD
Sale

10,217

70.6493 USD
Sale

10,713

70.6119 USD
Sale

10,761

70.5800 USD
Sale

13,500

70.7725 USD
Sale

14,875

70.5601 USD
Sale

16,600

70.5819 USD
Sale

21,500

70.5793 USD
Sale

32,700

70.6522 USD
Sale

33,943

70.6448 USD
Sale

64,465

70.5488 USD
Sale

64,951

70.5636 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

 

unit

SWAP

Short

16,500

70.5800 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

57 USD

American

13 Sep 2019

12.7500 USD

Call Option Purchasing

100

68 USD

American

20 Sep 2019

2.6900 USD

Call Option Purchasing

1,200

68 USD

American

18 Oct 2019

3.4833 USD

Call Option Purchasing

300

68 USD

American

19 Jun 2020

6.8600 USD

Call Option Purchasing

5,900

70 USD

American

18 Oct 2019

2.0584 USD

Call Option Purchasing

300

71 USD

American

20 Sep 2019

0.6100 USD

Call Option Purchasing

4,900

73 USD

American

18 Oct 2019

0.7575 USD

Call Option Purchasing

2,600

75 USD

American

18 Oct 2019

0.2850 USD

Call Option Purchasing

2,200

75 USD

American

15 Nov 2019

0.8390 USD

Call Option Purchasing

100

75 USD

American

17 Jan 2020

1.5200 USD

Call Option Purchasing

1,400

76 USD

American

4 Oct 2019

0.2200 USD

Call Option Purchasing

100

78 USD

American

21 Feb 2020

1.3000 USD

Call Option Purchasing

600

80 USD

American

15 Nov 2019

0.1700 USD

Call Option Purchasing

200

100 USD

American

21 Jan 2022

1.3950 USD

Call Option Selling

1,200

70 USD

American

18 Oct 2019

1.8033 USD

Call Option Selling

400

70 USD

American

15 Nov 2019

2.7225 USD

Call Option Selling

100

70 USD

American

21 Feb 2020

3.9900 USD

Call Option Selling

100

71 USD

American

20 Sep 2019

0.7700 USD

Call Option Selling

1,100

73 USD

American

18 Oct 2019

0.7300 USD

Call Option Selling

1,400

75 USD

American

4 Oct 2019

0.2900 USD

Call Option Selling

500

75 USD

American

15 Nov 2019

0.8000 USD

Call Option Selling

200

110 USD

American

17 Jan 2020

0.0200 USD

Put Option Purchasing

500

45 USD

American

17 Jan 2020

0.1200 USD

Put Option Purchasing

400

63 USD

American

15 Nov 2019

0.7800 USD

Put Option Purchasing

100

65 USD

American

15 Nov 2019

1.1000 USD

Put Option Purchasing

400

68 USD

American

11 Oct 2019

0.9000 USD

Put Option Purchasing

11,500

68 USD

American

18 Oct 2019

0.8943 USD

Put Option Purchasing

100

69 USD

American

20 Sep 2019

0.2900 USD

Put Option Selling

200

50 USD

American

15 Nov 2019

0.0700 USD

Put Option Selling

500

50 USD

American

17 Jan 2020

0.2700 USD

Put Option Selling

100

55 USD

American

15 Nov 2019

0.1800 USD

Put Option Selling

100

60 USD

American

27 Sep 2019

0.0300 USD

Put Option Selling

100

60 USD

American

18 Oct 2019

0.1300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

relates

 

 

 

Call Options Purchased

5,600

72.5000

American

Nov 15, 2019

Call Options Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options Purchased

400

67.5000

American

Oct 4, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Call Options Purchased

3,600

72.5000

American

Feb 21, 2020

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Put Options Written

17,600

62.5000

American

Oct 18, 2019

Put Options Written

900

60.5000

American

Sep 20, 2019

Put Options Written

100

80.0000

American

Sep 18, 2020

Call Options Purchased

13,200

70.0000

American

Nov 15, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

400

82.5000

American

Nov 15, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

400

70.0000

American

Oct 25, 2019

Put Options Written

200

75.0000

American

Jun 19, 2020

Put Options Written

800

82.5000

American

Jan 17, 2020

Put Options Written

9,500

60.0000

American

Jun 19, 2020

Put Options Written

5,300

77.5000

American

Jan 17, 2020

Put Options Written

700

50.0000

American

Nov 15, 2019

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Purchased

-9,200

50.0000

American

Jan 17, 2020

Put Options Purchased

-300

75.0000

American

Feb 21, 2020

Call Options Written

-1,000

68.5000

American

Oct 4, 2019

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Call Options Written

-20,600

90.0000

American

Jun 19, 2020

Put Options Purchased

-500

66.5000

American

Oct 4, 2019

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-100

69.0000

American

Sep 20, 2019

Put Options Purchased

-600

65.0000

American

Feb 21, 2020

Put Options Purchased

-1,800

57.5000

American

Nov 15, 2019

Call Options Written

-300

92.5000

American

Sep 18, 2020

Call Options Written

-400

66.0000

American

Sep 20, 2019

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options Purchased

-4,500

57.5000

American

Jan 17, 2020

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-900

75.0000

American

Nov 15, 2019

Put Options Purchased

-1,900

55.0000

American

Sep 20, 2019

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Call Options Written

-1,100

68.0000

American

Oct 4, 2019

Put Options Purchased

-1,500

65.5000

American

Sep 27, 2019

Put Options Purchased

-500

67.0000

American

Sep 20, 2019

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Written

13,400

42.5000

American

Feb 21, 2020

Call Options Purchased

7,600

80.0000

American

Jan 17, 2020

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Call Options Purchased

30,200

62.5000

American

Sep 20, 2019

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

300

62.5000

American

Sep 18, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Call Options Purchased

200

100.0000

American

Jan 21, 2022

Call Options Purchased

130,200

72.5000

American

Sep 20, 2019

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options Written

800

45.0000

American

Jan 17, 2020

Call Options Purchased

300

71.5000

American

Sep 20, 2019

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

100

67.5000

American

Sep 20, 2019

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

1,500

72.5000

American

Sep 20, 2019

Call Options Purchased

500

67.5000

American

Feb 21, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options Purchased

200

72.5000

American

Oct 25, 2019

Call Options Purchased

100

73.0000

American

Sep 20, 2019

Call Options Purchased

4,500

75.0000

American

Sep 20, 2019

Call Options Purchased

1,700

77.5000

American

Oct 18, 2019

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Written

-400

75.0000

American

Sep 18, 2020

Call Options Written

-1,800

80.0000

American

Feb 21, 2020

Call Options Written

-1,400

75.0000

American

Oct 4, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Call Options Written

-800

69.5000

American

Sep 20, 2019

Call Options Written

-200

60.0000

American

Jan 15, 2021

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-2,000

80.0000

American

Sep 18, 2020

Put Options Purchased

-300

77.5000

American

Nov 15, 2019

Call Options Written

-11,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-16,300

55.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options Written

-3,700

92.5000

American

Sep 20, 2019

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options Purchased

-2,000

62.5000

American

Sep 20, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Call Options Written

-500

66.5000

American

Sep 20, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Call Options Purchased

18,000

72.5000

American

Jan 17, 2020

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options Written

400

40.0000

American

Sep 20, 2019

Put Options Written

8,200

62.5000

American

Jan 17, 2020

Call Options Purchased

2,900

70.0000

American

Feb 21, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

200

70.0000

American

Oct 4, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Put Options Written

200

87.5000

American

Nov 15, 2019

Call Options Written

-1,000

77.5000

American

Jun 19, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-27,700

60.0000

American

Jan 17, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-1,700

75.0000

American

Jan 15, 2021

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Call Options Written

-130,000

67.5000

American

Sep 20, 2019

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-10,000

70.0000

American

Sep 20, 2019

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-600

64.5000

American

Sep 20, 2019

Call Options Written

-1,300

65.5000

American

Sep 27, 2019

Call Options Written

-14,600

87.5000

American

Nov 15, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options Purchased

-25,900

67.5000

American

Sep 20, 2019

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options Purchased

-100

72.5000

American

Feb 21, 2020

Call Options Written

-2,200

85.0000

American

Sep 18, 2020

Call Options Purchased

100

65.0000

American

Jan 17, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

100

77.5000

American

Jan 15, 2021

Call Options Purchased

100

71.5000

American

Sep 27, 2019

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Call Options Purchased

17,000

67.5000

American

Nov 15, 2019

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Put Options Written

900

66.0000

American

Sep 20, 2019

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Call Options Purchased

700

68.0000

American

Sep 20, 2019

Put Options Written

32,800

57.5000

American

Jun 19, 2020

Call Options Purchased

2,200

77.5000

American

Nov 15, 2019

Put Options Written

1,000

47.5000

American

Sep 20, 2019

Put Options Written

4,000

42.5000

American

Sep 20, 2019

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options Purchased

400

68.5000

American

Sep 20, 2019

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

1,400

76.0000

American

Oct 4, 2019

Call Options Purchased

500

71.0000

American

Sep 27, 2019

Put Options Written

200

60.0000

American

Sep 27, 2019

Put Options Written

800

69.5000

American

Sep 20, 2019

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Written

-1,000

82.5000

American

Feb 21, 2020

Call Options Written

-3,400

95.0000

American

Sep 20, 2019

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-100

66.0000

American

Sep 27, 2019

Put Options Purchased

-700

55.0000

American

Nov 15, 2019

Put Options Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-900

69.0000

American

Sep 20, 2019

Call Options Written

-800

92.5000

American

Jan 15, 2021

Call Options Written

-13,600

100.0000

American

Jan 15, 2021

Put Options Purchased

-100

64.5000

American

Sep 27, 2019

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Put Options Purchased

-3,700

60.0000

American

Oct 18, 2019

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-500

82.5000

American

Jun 19, 2020

Call Options Written

-300

67.0000

American

Sep 20, 2019

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-10,900

80.0000

American

Sep 20, 2019

Call Options Written

-35,500

90.0000

American

Sep 20, 2019

Call Options Written

-800

75.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-17,400

85.0000

American

Nov 15, 2019

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-1,700

68.0000

American

Sep 27, 2019

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-52,000

65.0000

American

Sep 20, 2019

Call Options Purchased

3,200

55.0000

American

Feb 21, 2020

Put Options Written

600

55.0000

American

Feb 21, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

1,000

64.0000

American

Oct 11, 2019

Put Options Written

500

64.0000

American

Sep 27, 2019

Call Options Purchased

18,200

70.0000

American

Jan 17, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

400

47.5000

American

Jun 19, 2020

Put Options Written

300

70.0000

American

Feb 21, 2020

Put Options Written

2,100

45.0000

American

Sep 20, 2019

Call Options Purchased

5,600

65.0000

American

Nov 15, 2019

Put Options Written

4,100

85.0000

American

Jan 17, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Written

100

59.5000

American

Oct 25, 2019

Call Options Purchased

13,900

80.0000

American

Nov 15, 2019

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

100

69.0000

American

Sep 27, 2019

Call Options Purchased

18,100

60.0000

American

Jan 17, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-5,900

75.0000

American

Jan 17, 2020

Call Options Written

-7,500

110.0000

American

Sep 20, 2019

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Written

-1,400

90.0000

American

Sep 18, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-49,200

60.0000

American

Sep 20, 2019

Put Options Purchased

-1,100

60.0000

American

Feb 21, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-2,700

72.5000

American

Jun 19, 2020

Put Options Purchased

-500

47.5000

American

Nov 15, 2019

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-3,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-2,200

65.0000

American

Sep 27, 2019

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-600

72.5000

American

Jun 19, 2020

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Purchased

-3,600

70.0000

American

Sep 20, 2019

Put Options Purchased

-3,000

65.0000

American

Nov 15, 2019

Call Options Written

-300

130.0000

American

Jun 19, 2020

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options Purchased

7,300

75.0000

American

Oct 18, 2019

Call Options Purchased

34,500

66.0000

American

Sep 20, 2019

Call Options Purchased

11,700

75.0000

American

Nov 15, 2019

Call Options Purchased

9,800

67.5000

American

Jan 17, 2020

Call Options Purchased

6,900

72.5000

American

Oct 18, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Call Options Purchased

3,300

75.0000

American

Feb 21, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

30,300

70.0000

American

Jun 19, 2020

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

100

62.5000

American

Oct 4, 2019

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-100

65.0000

American

Jan 15, 2021

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options Purchased

-57,700

65.0000

American

Sep 20, 2019

Call Options Written

-9,400

82.5000

American

Sep 20, 2019

Put Options Purchased

-6,300

70.0000

American

Jan 17, 2020

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-100

85.0000

American

Feb 21, 2020

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-61,400

82.5000

American

Jan 17, 2020

Call Options Written

-74,600

85.0000

American

Sep 20, 2019

Put Options Purchased

-100

47.5000

American

Jan 17, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-500

87.5000

American

Jun 19, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-6,400

87.5000

American

Sep 20, 2019

Put Options Purchased

-800

70.5000

American

Sep 20, 2019

Call Options Written

-29,100

77.5000

American

Sep 20, 2019

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-100

62.0000

American

Sep 20, 2019

Call Options Written

-300

72.0000

American

Sep 20, 2019

Call Options Written

-1,000

100.0000

American

Sep 20, 2019

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-200

87.5000

American

Jan 17, 2020

Call Options Purchased

2,000

80.0000

American

Jun 19, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Put Options Written

100

70.0000

American

Oct 11, 2019

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options Purchased

100

71.0000

American

Oct 25, 2019

Put Options Written

180,000

60.0000

American

Sep 20, 2019

Put Options Written

100

66.5000

American

Sep 20, 2019

Call Options Purchased

2,100

50.0000

American

Jan 17, 2020

Put Options Written

100

72.5000

American

Sep 18, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

2,700

85.0000

American

Jun 19, 2020

Call Options Purchased

100

73.0000

American

Sep 27, 2019

Put Options Written

400

72.5000

American

Nov 15, 2019

Put Options Written

1,400

67.5000

American

Jun 19, 2020

Put Options Written

1,000

67.5000

American

Feb 21, 2020

Call Options Purchased

17,000

70.0000

American

Oct 18, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Call Options Written

-200

77.5000

American

Sep 18, 2020

Call Options Written

-300

62.5000

American

Sep 20, 2019

Call Options Written

-600

71.0000

American

Sep 20, 2019

Put Options Purchased

-1,400

70.0000

American

Oct 18, 2019

Put Options Purchased

-28,000

62.5000

American

Nov 15, 2019

Put Options Purchased

-39,400

67.5000

American

Nov 15, 2019

Call Options Written

-13,500

85.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

40.0000

American

Jun 19, 2020

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

67.0000

American

Sep 27, 2019

Call Options Written

-900

100.0000

American

Nov 15, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-15,500

87.5000

American

Jan 17, 2020

Put Options Purchased

-400

68.0000

American

Oct 11, 2019

Call Options Written

-3,100

62.5000

American

Jan 17, 2020

Put Options Written

15,900

65.0000

American

Oct 18, 2019

Put Options Written

3,700

75.0000

American

Sep 20, 2019

Put Options Written

1,000

66.0000

American

Sep 27, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

100

70.0000

American

Oct 4, 2019

Put Options Written

100

62.5000

American

Oct 25, 2019

Call Options Purchased

300

67.0000

American

Sep 27, 2019

Put Options Written

3,000

57.5000

American

Sep 20, 2019

Put Options Written

200

59.0000

American

Sep 27, 2019

Call Options Purchased

5,100

70.0000

American

Sep 27, 2019

Put Options Written

4,000

59.5000

American

Oct 11, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

4,000

67.5000

American

Oct 18, 2019

Call Options Purchased

200

77.5000

American

Feb 21, 2020

Call Options Purchased

1,200

67.5000

American

Sep 27, 2019

Call Options Purchased

1,300

57.5000

American

Jan 15, 2021

Call Options Purchased

1,700

77.5000

American

Jan 17, 2020

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Put Options Purchased

-14,500

67.5000

American

Oct 18, 2019

Call Options Written

-100

70.5000

American

Sep 20, 2019

Call Options Written

-5,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-14,600

60.0000

American

Nov 15, 2019

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Put Options Purchased

-1,800

61.0000

American

Sep 20, 2019

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Put Options Purchased

-100

63.5000

American

Sep 20, 2019

Put Options Purchased

-600

50.0000

American

Sep 20, 2019

Call Options Written

-3,500

80.0000

American

Jan 15, 2021

Call Options Written

-400

105.0000

American

Sep 20, 2019

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-2,100

77.5000

American

Jan 15, 2021

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-800

72.5000

American

Jan 17, 2020

Call Options Written

-500

62.5000

American

Oct 18, 2019

Put Options Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-7,600

70.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

57.5000

American

Sep 27, 2019

Put Options Purchased

-1,400

67.5000

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676184
Time of Receipt (offset from UTC): 20190917T132106+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC