FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,472,613

1.06%

1,601,769

0.49%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,808,800

0.55%

2,119,420

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

644,700

0.20%

411,600

0.13%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,926,113

1.81%

4,132,789

1.26%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

100

166.1800 USD

Purchase

310

166.0474 USD

Purchase

381

165.9229 USD

Purchase

400

165.5550 USD

Purchase

600

165.9700 USD

Purchase

670

165.9820 USD

Purchase

800

165.8850 USD

Purchase

885

165.8159 USD

Purchase

900

166.0067 USD

Purchase

984

166.0872 USD

Purchase

1,005

165.9594 USD

Purchase

1,079

165.9689 USD

Purchase

1,992

166.0382 USD

Purchase

2,618

165.6273 USD

Purchase

2,650

165.9167 USD

Purchase

2,982

165.9481 USD

Purchase

3,340

166.0011 USD

Purchase

3,466

165.8136 USD

Purchase

5,600

166.0518 USD

Purchase

6,400

166.0309 USD

Purchase

7,925

165.9423 USD

Purchase

8,640

165.9555 USD

Purchase

10,541

166.0146 USD

Purchase

15,711

165.8495 USD

Purchase

18,479

165.5600 USD

Purchase

22,804

165.7855 USD

Sale

29

166.0200 USD

Sale

60

165.8066 USD

Sale

80

165.6100 USD

Sale

86

165.9600 USD

Sale

100

165.6950 USD

Sale

100

165.7000 USD

Sale

100

165.6000 USD

Sale

100

165.9200 USD

Sale

100

165.9350 USD

Sale

100

165.9900 USD

Sale

300

165.9916 USD

Sale

300

166.1066 USD

Sale

405

165.7995 USD

Sale

480

165.7004 USD

Sale

500

165.8600 USD

Sale

500

165.8780 USD

Sale

500

165.8880 USD

Sale

700

165.9628 USD

Sale

700

165.8428 USD

Sale

700

165.8700 USD

Sale

700

165.9700 USD

Sale

704

165.8820 USD

Sale

720

165.8783 USD

Sale

722

165.8742 USD

Sale

800

166.0012 USD

Sale

900

165.9100 USD

Sale

1,000

166.0780 USD

Sale

1,081

166.0163 USD

Sale

1,250

165.7960 USD

Sale

1,600

165.7168 USD

Sale

1,700

165.9688 USD

Sale

1,889

165.5414 USD

Sale

3,252

165.7655 USD

Sale

3,466

165.8136 USD

Sale

4,123

165.9349 USD

Sale

4,700

166.0534 USD

Sale

5,100

166.0240 USD

Sale

7,205

165.5600 USD

Sale

22,977

165.7087 USD

Sale

52,632

165.8998 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option

Purchasing

3,600

170 USD

American

15 Nov 2019

2.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

relates

 

 

 

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Call Options Purchased

100

170.0000

American

Sep 27, 2019

Call Options Purchased

16,900

165.0000

American

Nov 15, 2019

Call Options Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

200

115.0000

American

Sep 20, 2019

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

2,100

155.0000

American

Dec 20, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options Purchased

-600

160.0000

American

Feb 21, 2020

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options Written

200

120.0000

American

Oct 18, 2019

Put Options Written

26,300

105.0000

American

Jan 15, 2021

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Put Options Written

500

80.0000

American

Feb 21, 2020

Call Options Purchased

100

185.0000

American

Sep 20, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options Purchased

4,400

140.0000

American

Jan 17, 2020

Put Options Written

2,700

150.0000

American

Nov 15, 2019

Call Options Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options Purchased

3,000

170.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Put Options Purchased

-600

135.0000

American

Nov 15, 2019

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options Written

-100

150.0000

American

Feb 21, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-300

170.0000

American

Feb 21, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Put Options Written

300

100.0000

American

Dec 20, 2019

Call Options Purchased

8,100

170.0000

American

Jun 19, 2020

Call Options Purchased

6,400

170.0000

American

Feb 21, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

400

65.0000

American

Jan 17, 2020

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

200

125.0000

American

Sep 20, 2019

Call Options Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Written

-200

125.0000

American

Jan 17, 2020

Call Options Written

-300

175.0000

American

Jan 17, 2020

Put Options Purchased

-6,000

160.0000

American

Jun 19, 2020

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Purchased

7,400

160.0000

American

Sep 20, 2019

Call Options Purchased

4,000

170.0000

American

Jan 17, 2020

Put Options Written

300

140.0000

American

Sep 20, 2019

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Put Options Written

45,200

140.0000

American

Jun 19, 2020

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options Written

-28,300

150.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

165.0000

American

Nov 15, 2019

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options Purchased

-3,300

160.0000

American

Jan 17, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-4,700

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-3,200

155.0000

American

Sep 20, 2019

Put Options Purchased

-8,400

130.0000

American

Nov 15, 2019

Call Options Purchased

200

185.0000

American

Jun 19, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

22,500

140.0000

American

Jan 17, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

100

140.0000

American

Jan 15, 2021

Call Options Purchased

700

175.0000

American

Nov 15, 2019

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Put Options Purchased

-400

170.0000

American

Nov 15, 2019

Put Options Purchased

-500

150.0000

American

Jan 15, 2021

Call Options Written

-100

120.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

165.0000

American

Sep 20, 2019

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-100

240.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-300

145.0000

American

Nov 15, 2019

Call Options Written

-600

205.0000

American

Jan 17, 2020

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Written

-4,300

155.0000

American

Jan 17, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

27,300

150.0000

American

Dec 20, 2019

Put Options Written

200

145.0000

American

Sep 20, 2019

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Put Options Purchased

-800

175.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-500

135.0000

American

Dec 20, 2019

Call Options Written

-100

190.0000

American

Sep 20, 2019

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Call Options Written

-100

105.0000

American

Jan 17, 2020

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

25,300

120.0000

American

Nov 15, 2019

Put Options Written

200

110.0000

American

Sep 20, 2019

Put Options Written

500

80.0000

American

Nov 15, 2019

Call Options Purchased

3,000

175.0000

American

Feb 21, 2020

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options Written

200

120.0000

American

Sep 20, 2019

Put Options Written

900

135.0000

American

Jan 17, 2020

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Call Options Written

-9,100

170.0000

American

Sep 20, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Call Options Written

-100

215.0000

American

Jan 17, 2020

Call Options Written

-100

162.5000

American

Sep 20, 2019

Put Options Purchased

-103,100

130.0000

American

Jan 17, 2020

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-500

175.0000

American

Jan 15, 2021

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Written

9,100

150.0000

American

Feb 21, 2020

Put Options Written

700

145.0000

American

Feb 21, 2020

Call Options Purchased

200

165.0000

American

Oct 18, 2019

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Put Options Written

3,600

125.0000

American

Nov 15, 2019

Put Options Written

100

135.0000

American

Sep 20, 2019

Put Options Written

3,000

200.0000

American

Dec 20, 2019

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

1,600

155.0000

American

Sep 20, 2019

Call Options Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options Written

8,200

150.0000

American

Sep 20, 2019

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-2,000

130.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Put Options Purchased

-200

147.0000

American

Sep 20, 2019

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

160.0000

American

Nov 15, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676182
Time of Receipt (offset from UTC): 20190917T132100+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC