Form 8.3 - Greene King plc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose GREENE KING PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 16 September 2019
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

7,902,545

2.55%

3,953,453

1.28%

 

(2)

Cash-settled derivatives:

1,394,733

0.45%

7,369,806

2.38%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

9,297,278

3.00%

11,323,259

3.65%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit

security

securities

 

12.5p ordinary Purchase

68

8.4140 GBP

12.5p ordinary Purchase

331

8.4150 GBP

12.5p ordinary Purchase

394

8.4340 GBP

12.5p ordinary Purchase

913

8.4130 GBP

12.5p ordinary Purchase

1,190

8.4057 GBP

12.5p ordinary Purchase

1,225

8.4200 GBP

12.5p ordinary Purchase

1,799

8.4281 GBP

12.5p ordinary Purchase

1,940

8.4183 GBP

12.5p ordinary Purchase

2,225

8.4325 GBP

12.5p ordinary Purchase

2,544

8.4060 GBP

12.5p ordinary Purchase

3,360

8.4020 GBP

12.5p ordinary Purchase

3,589

8.4400 GBP

12.5p ordinary Purchase

10,059

8.4144 GBP

12.5p ordinary Purchase

13,819

8.4241 GBP

12.5p ordinary Purchase

16,514

8.4330 GBP

12.5p ordinary Purchase

19,605

8.4114 GBP

12.5p ordinary Purchase

22,593

8.4105 GBP

12.5p ordinary Purchase

27,992

8.4093 GBP

12.5p ordinary Purchase

35,659

8.4202 GBP

12.5p ordinary Purchase

63,268

8.4135 GBP

12.5p ordinary Purchase

78,913

8.4156 GBP

12.5p ordinary Purchase

84,194

8.4193 GBP

12.5p ordinary Purchase

100,000

8.4250 GBP

12.5p ordinary Purchase

147,495

8.4300 GBP

12.5p ordinary Purchase

2,279,241

8.4160 GBP

12.5p ordinary Sale

43

8.4300 GBP

12.5p ordinary Sale

331

8.4150 GBP

12.5p ordinary Sale

394

8.4340 GBP

12.5p ordinary Sale

470

8.4050 GBP

12.5p ordinary Sale

627

8.4388 GBP

12.5p ordinary Sale

733

8.4400 GBP

12.5p ordinary Sale

881

8.4120 GBP

12.5p ordinary Sale

1,754

8.4173 GBP

12.5p ordinary Sale

1,757

8.4135 GBP

12.5p ordinary Sale

1,960

8.4268 GBP

12.5p ordinary Sale

2,566

8.4218 GBP

12.5p ordinary Sale

3,032

8.4090 GBP

12.5p ordinary Sale

3,124

8.4316 GBP

12.5p ordinary Sale

3,360

8.4020 GBP

12.5p ordinary Sale

4,201

8.4310 GBP

12.5p ordinary Sale

5,324

8.4202 GBP

12.5p ordinary Sale

5,525

8.4313 GBP

12.5p ordinary Sale

8,287

8.4308 GBP

12.5p ordinary Sale

11,216

8.4060 GBP

12.5p ordinary Sale

16,451

8.4301 GBP

12.5p ordinary Sale

33,166

8.4151 GBP

12.5p ordinary Sale

35,293

8.4178 GBP

12.5p ordinary Sale

43,392

8.4159 GBP

12.5p ordinary Sale

64,389

8.4303 GBP

12.5p ordinary Sale

212,525

8.4321 GBP

12.5p ordinary Sale

1,616,925

8.4160 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

 

12.5p ordinary

SWAP Long

300

8.4079 GBP

12.5p ordinary

CFD Long

2,566

8.4218 GBP

12.5p ordinary

SWAP Long

2,590

8.4187 GBP

12.5p ordinary

SWAP Long

6,472

8.4127 GBP

12.5p ordinary

CFD Long

9,449

8.4038 GBP

12.5p ordinary

SWAP Long

29,530

8.4156 GBP

12.5p ordinary

CFD Short

4,573

8.4198 GBP

12.5p ordinary

CFD Short

12,030

8.4315 GBP

12.5p ordinary

CFD Short

13,819

8.4241 GBP

12.5p ordinary

SWAP Short

21,524

8.4344 GBP

12.5p ordinary

SWAP Short

24,514

8.4165 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

17 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 676185
Time of Receipt (offset from UTC): 20190917T132318+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC