FORM 8.5 (EPT/NON-RI) - ONESAVINGS BANK PLC

LONDON--()-- 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ONESAVINGS BANK PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ONESAVINGS BANK PLC
principal trader is connected
(d) Date position held/dealing undertaken: 16 September 2019
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? CHARTER COURT FINANCIAL SERVICES GR

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

1,802,878

0.74%

1,459,150

0.59%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

1,387,510

0.57%

1,769,614

0.72%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

(4)

 

 

 

 

TOTAL:

3,190,388

1.30%

3,228,764

1.32%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security

 

securities

paid/received

paid/received

1p ordinary

Purchase

30,463

3.7700 GBP

3.7276 GBP

1p ordinary

Sale

67,311

3.7424 GBP

3.689 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security

 

securities

 

1p ordinary SWAP

Long

40

3.7097 GBP

1p ordinary SWAP

Long

101

3.7420 GBP

1p ordinary SWAP

Long

215

3.7428 GBP

1p ordinary SWAP

Long

234

3.7206 GBP

1p ordinary SWAP

Long

471

3.7099 GBP

1p ordinary SWAP

Long

508

3.7445 GBP

1p ordinary SWAP

Long

536

3.7281 GBP

1p ordinary SWAP

Long

792

3.7233 GBP

1p ordinary SWAP

Long

1,166

3.7421 GBP

1p ordinary SWAP

Long

1,352

3.7205 GBP

1p ordinary SWAP

Long

1,944

3.7444 GBP

1p ordinary SWAP

Long

2,223

3.7204 GBP

1p ordinary SWAP

Long

2,427

3.7276 GBP

1p ordinary SWAP

Long

2,728

3.7091 GBP

1p ordinary SWAP

Long

2,864

3.7128 GBP

1p ordinary SWAP

Long

3,941

3.6901 GBP

1p ordinary SWAP

Long

4,110

3.7388 GBP

1p ordinary SWAP

Long

5,286

3.7280 GBP

1p ordinary CFD

Long

13,232

3.7417 GBP

1p ordinary SWAP

Short

2,366

3.7723 GBP

1p ordinary SWAP

Short

2,734

3.7353 GBP

1p ordinary SWAP

Short

3,143

3.7094 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

17 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 676139
Time of Receipt (offset from UTC): 20190917T110537+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC