Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,640,272

0.18%

3,169,183

0.21%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,631,660

0.11%

3,200

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,045,200

0.14%

1,455,300

0.10%

 

 

 

 

TOTAL:

 

 

 

 

6,317,132

0.43%

4,627,683

0.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Purchase/sale Number of relevant securities Price per unit

Purchase

3

70.8600 USD

Purchase

14

70.5900 USD

Purchase

15

70.8800 USD

Purchase

20

70.6100 USD

Purchase

23

70.7700 USD

Purchase

45

70.7107 USD

Purchase

47

70.7851 USD

Purchase

59

70.7652 USD

Purchase

73

70.4856 USD

Purchase

87

70.7678 USD

Purchase

100

70.9050 USD

Purchase

100

70.6500 USD

Purchase

100

70.7200 USD

Purchase

109

70.8616 USD

Purchase

147

70.7957 USD

Purchase

192

70.6753 USD

Purchase

200

70.7850 USD

Purchase

200

70.9200 USD

Purchase

209

70.4571 USD

Purchase

267

70.8356 USD

Purchase

267

70.7785 USD

Purchase

267

70.7045 USD

Purchase

300

70.5600 USD

Purchase

300

70.5933 USD

Purchase

310

70.7264 USD

Purchase

390

70.6097 USD

Purchase

392

70.6800 USD

Purchase

400

70.7625 USD

Purchase

600

70.8458 USD

Purchase

700

70.7657 USD

Purchase

794

70.7882 USD

Purchase

800

70.6818 USD

Purchase

800

70.6850 USD

Purchase

914

70.7356 USD

Purchase

937

70.8044 USD

Purchase

981

70.8500 USD

Purchase

1,118

70.7266 USD

Purchase

1,148

70.8927 USD

Purchase

1,200

70.6554 USD

Purchase

1,300

70.6826 USD

Purchase

1,447

70.7567 USD

Purchase

1,700

70.7088 USD

Purchase

1,724

70.8126 USD

Purchase

1,727

70.7832 USD

Purchase

1,800

70.7263 USD

Purchase

2,072

70.8120 USD

Purchase

2,086

70.7572 USD

Purchase

2,088

70.7368 USD

Purchase

2,200

70.6847 USD

Purchase

2,210

70.6972 USD

Purchase

2,261

70.6880 USD

Purchase

2,392

70.8039 USD

Purchase

2,582

70.8150 USD

Purchase

2,600

70.7063 USD

Purchase

2,604

70.7465 USD

Purchase

2,800

70.7958 USD

Purchase

2,800

70.6690 USD

Purchase

2,805

70.7703 USD

Purchase

2,835

70.8358 USD

Purchase

2,891

70.6444 USD

Purchase

2,892

70.7754 USD

Purchase

3,572

70.8362 USD

Purchase

4,582

70.7853 USD

Purchase

5,326

70.7479 USD

Purchase

6,226

70.7610 USD

Purchase

6,862

70.6419 USD

Purchase

7,134

70.7525 USD

Purchase

7,573

70.7561 USD

Purchase

8,065

70.8300 USD

Purchase

9,605

70.7697 USD

Purchase

11,286

70.7816 USD

Purchase

16,527

70.6366 USD

Purchase

19,800

70.6600 USD

Purchase

48,442

70.6277 USD

Purchase

50,600

70.6527 USD

Purchase

64,860

70.7591 USD

Purchase

67,793

70.7913 USD

Purchase

228,162

70.7753 USD

Purchase

340,624

70.6993 USD

Sale

2

70.4500 USD

Sale

4

70.7000 USD

Sale

10

70.6100 USD

Sale

15

70.8800 USD

Sale

26

70.7800 USD

Sale

32

70.7100 USD

Sale

50

70.8500 USD

Sale

59

70.6300 USD

Sale

100

70.7900 USD

Sale

100

70.8400 USD

Sale

147

70.7957 USD

Sale

155

70.8600 USD

Sale

192

70.6753 USD

Sale

198

70.6150 USD

Sale

200

70.5000 USD

Sale

200

70.7850 USD

Sale

243

70.8470 USD

Sale

265

70.7065 USD

Sale

267

70.7785 USD

Sale

267

70.8356 USD

Sale

300

70.7866 USD

Sale

400

70.7625 USD

Sale

400

70.8075 USD

Sale

400

70.7550 USD

Sale

400

70.6675 USD

Sale

450

70.7711 USD

Sale

500

70.7925 USD

Sale

620

70.5761 USD

Sale

800

70.6850 USD

Sale

827

70.7962 USD

Sale

900

70.6688 USD

Sale

900

70.7511 USD

Sale

914

70.7356 USD

Sale

982

70.8045 USD

Sale

1,074

70.6286 USD

Sale

1,102

70.6695 USD

Sale

1,113

70.6800 USD

Sale

1,166

70.8149 USD

Sale

1,292

70.6780 USD

Sale

1,403

70.7524 USD

Sale

1,533

70.7091 USD

Sale

1,600

70.6646 USD

Sale

1,700

70.7358 USD

Sale

1,700

70.7303 USD

Sale

1,802

70.7642 USD

Sale

2,200

70.5151 USD

Sale

2,300

70.7608 USD

Sale

2,596

70.7710 USD

Sale

2,600

70.7063 USD

Sale

2,660

70.8307 USD

Sale

2,864

70.5865 USD

Sale

3,000

70.7252 USD

Sale

3,012

70.7639 USD

Sale

3,393

70.6890 USD

Sale

3,489

70.6863 USD

Sale

3,675

70.8293 USD

Sale

4,297

70.8423 USD

Sale

4,399

70.6391 USD

Sale

4,495

70.6516 USD

Sale

5,136

70.6246 USD

Sale

5,161

70.6852 USD

Sale

5,734

70.6565 USD

Sale

6,572

70.7851 USD

Sale

6,900

70.5352 USD

Sale

6,957

70.8297 USD

Sale

7,300

70.6290 USD

Sale

8,065

70.8300 USD

Sale

8,077

70.7041 USD

Sale

8,250

70.7207 USD

Sale

8,700

70.7582 USD

Sale

9,400

70.6569 USD

Sale

9,522

70.7058 USD

Sale

9,800

70.7120 USD

Sale

10,768

70.8480 USD

Sale

14,900

70.6906 USD

Sale

16,983

70.6802 USD

Sale

18,797

70.7189 USD

Sale

22,562

70.6556 USD

Sale

30,400

70.6375 USD

Sale

33,420

70.7802 USD

Sale

34,000

70.6716 USD

Sale

36,423

70.7099 USD

Sale

36,915

70.6985 USD

Sale

37,792

70.8289 USD

Sale

41,163

70.8175 USD

Sale

46,435

70.7791 USD

Sale

55,874

70.7918 USD

Sale

80,430

70.7381 USD

Sale

93,300

70.6903 USD

Sale

93,694

70.8001 USD

Sale

121,802

70.6540 USD

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

65 USD

American

15 Nov 2019

6.6500 USD

Call Option

Purchasing

400

68 USD

American

20 Sep 2019

2.9000 USD

Call Option

Purchasing

200

68 USD

American

18 Oct 2019

3.5800 USD

Call Option

Purchasing

4,400

68 USD

American

15 Nov 2019

4.5479 USD

Call Option

Purchasing

2,100

70 USD

American

13 Sep 2019

0.7585 USD

Call Option

Purchasing

100

70 USD

American

13 Sep 2019

1.1900 USD

Call Option

Purchasing

800

70 USD

American

20 Sep 2019

1.1750 USD

Call Option

Purchasing

2,100

70 USD

American

18 Oct 2019

2.1252 USD

Call Option

Purchasing

400

70 USD

American

25 Oct 2019

2.3200 USD

Call Option

Purchasing

300

70 USD

American

15 Nov 2019

2.7333 USD

Call Option

Purchasing

1,300

70 USD

American

17 Jan 2020

3.8100 USD

Call Option

Purchasing

200

70 USD

American

21 Feb 2020

4.2950 USD

Call Option

Purchasing

100

71 USD

American

13 Sep 2019

0.1500 USD

Call Option

Purchasing

3,100

73 USD

American

18 Oct 2019

0.8538 USD

Call Option

Purchasing

100

75 USD

American

18 Oct 2019

0.3000 USD

Call Option

Purchasing

200

75 USD

American

15 Nov 2019

1.0200 USD

Call Option

Purchasing

1,000

75 USD

American

21 Feb 2020

2.2900 USD

Call Option

Purchasing

500

80 USD

American

21 Feb 2020

1.0000 USD

Call Option

Purchasing

200

80 USD

American

19 Jun 2020

1.8900 USD

Call Option

Selling

100

68 USD

American

20 Sep 2019

3.2300 USD

Call Option

Selling

100

68 USD

American

4 Oct 2019

3.4700 USD

Call Option

Selling

100

71 USD

American

13 Sep 2019

0.5600 USD

Call Option

Selling

100

75 USD

American

15 Jan 2021

4.7000 USD

Put Option

Purchasing

200

65 USD

American

18 Oct 2019

0.6550 USD

Put Option

Purchasing

1,400

65 USD

American

15 Nov 2019

1.1628 USD

Put Option

Purchasing

100

68 USD

American

15 Nov 2019

1.8100 USD

Put Option

Purchasing

200

70 USD

American

18 Oct 2019

1.9000 USD

Put Option

Purchasing

400

73 USD

American

17 Jan 2020

5.7050 USD

Put Option

Selling

100

60 USD

American

25 Oct 2019

0.3900 USD

Put Option

Selling

100

60 USD

American

15 Nov 2019

0.4900 USD

Put Option

Selling

200

63 USD

American

18 Oct 2019

0.3750 USD

Put Option

Selling

2,700

70 USD

American

13 Sep 2019

0.0800 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Sep 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,900

55.0000

American

Sep 20, 2019

Put Options

Purchased

-2,700

73.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options

Purchased

-5,100

48.0000

American

Jun 19, 2020

Put Options

Purchased

-9,700

50.0000

American

Jan 17, 2020

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-500

67.0000

American

Sep 20, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-600

65.0000

American

Feb 21, 2020

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-800

71.0000

American

Sep 20, 2019

Put Options

Purchased

-900

75.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

100

80.0000

American

Sep 18, 2020

Put Options

Written

100

63.0000

American

Oct 25, 2019

Put Options

Written

250,000

65.0000

American

Jan 17, 2020

Put Options

Written

100,000

65.0000

American

Jan 15, 1919

Put Options

Written

9,500

60.0000

American

Jun 19, 2020

Put Options

Written

1,800

66.0000

American

Sep 13, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

500

50.0000

American

Nov 15, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

100

73.0000

American

Sep 18, 2020

Call Options

Purchased

11,600

70.0000

American

Nov 15, 2019

Call Options

Purchased

2,100

78.0000

American

Nov 15, 2019

Call Options

Purchased

1,700

78.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

58.0000

American

Jan 15, 2021

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

500

71.0000

American

Sep 13, 2019

Call Options

Purchased

400

70.0000

American

Oct 25, 2019

Call Options

Written

-3,100

63.0000

American

Jan 17, 2020

Call Options

Written

-6,900

93.0000

American

Jan 17, 2020

Call Options

Written

-9,400

83.0000

American

Sep 20, 2019

Call Options

Written

-20,600

90.0000

American

Jun 19, 2020

Call Options

Written

-130,000

68.0000

American

Sep 20, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Call Options

Written

-400

66.0000

American

Sep 20, 2019

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,100

68.0000

American

Oct 4, 2019

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-10,900

83.0000

American

Nov 15, 2019

Put Options

Purchased

-16,300

55.0000

American

Jan 17, 2020

Put Options

Purchased

-27,600

63.0000

American

Nov 15, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-200

78.0000

American

Nov 15, 2019

Put Options

Purchased

-700

43.0000

American

Jan 15, 2021

Put Options

Purchased

-700

68.0000

American

Oct 18, 2019

Put Options

Purchased

-1,000

58.0000

American

Sep 27, 2019

Put Options

Purchased

-1,300

73.0000

American

Oct 18, 2019

Put Options

Purchased

-1,300

65.0000

American

Sep 13, 2019

Put Options

Written

100

60.0000

American

Oct 25, 2019

Put Options

Written

100

63.0000

American

Sep 13, 2019

Put Options

Written

300,900

60.0000

American

Jan 15, 2021

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

36,500

70.0000

American

Jan 17, 2020

Put Options

Written

36,500

70.0000

American

Jan 15, 1919

Put Options

Written

25,000

57.5000

American

Jan 17, 2020

Put Options

Written

5,300

78.0000

American

Jan 17, 2020

Put Options

Written

3,600

43.0000

American

Sep 20, 2019

Put Options

Written

2,000

58.0000

American

Jan 15, 2021

Put Options

Written

1,400

68.0000

American

Jun 19, 2020

Put Options

Written

1,300

45.0000

American

Jan 17, 2020

Put Options

Written

800

83.0000

American

Jan 17, 2020

Put Options

Written

800

70.0000

American

Sep 20, 2019

Call Options

Purchased

130,200

73.0000

American

Sep 20, 2019

Call Options

Purchased

16,200

68.0000

American

Sep 13, 2019

Call Options

Purchased

8,600

70.0000

American

Sep 13, 2019

Call Options

Purchased

7,600

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,500

75.0000

American

Sep 20, 2019

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

48.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

500

68.0000

American

Feb 21, 2020

Call Options

Purchased

400

58.0000

American

Sep 18, 2020

Call Options

Written

-1,800

80.0000

American

Feb 21, 2020

Call Options

Written

-2,000

80.0000

American

Sep 18, 2020

Call Options

Written

-7,300

98.0000

American

Jan 17, 2020

Call Options

Written

-9,800

110.0000

American

Jan 17, 2020

Call Options

Written

-11,300

130.0000

American

Jan 17, 2020

Call Options

Written

-11,400

83.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-100

63.0000

American

Sep 13, 2019

Call Options

Written

-200

60.0000

American

Jan 15, 2021

Call Options

Written

-200

63.0000

American

Jun 19, 2020

Call Options

Written

-200

57.0000

American

Sep 13, 2019

Call Options

Written

-400

75.0000

American

Sep 18, 2020

Call Options

Written

-800

93.0000

American

Jan 15, 2021

Call Options

Written

-1,000

83.0000

American

Feb 21, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-3,100

58.0000

American

Oct 18, 2019

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

43.0000

American

Jun 19, 2020

Put Options

Purchased

-27,700

60.0000

American

Jan 17, 2020

Put Options

Purchased

-500

48.0000

American

Nov 15, 2019

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Written

100

73.0000

American

Sep 18, 2020

Put Options

Written

28,300

63.0000

American

Jun 19, 2020

Put Options

Written

13,400

43.0000

American

Feb 21, 2020

Put Options

Written

8,200

63.0000

American

Jan 17, 2020

Put Options

Written

3,000

63.0000

American

Feb 21, 2020

Put Options

Written

400

40.0000

American

Sep 20, 2019

Put Options

Written

300

78.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

30,200

63.0000

American

Sep 20, 2019

Call Options

Purchased

18,000

73.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

70.0000

American

Feb 21, 2020

Call Options

Purchased

2,700

73.0000

American

Oct 18, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-2,200

85.0000

American

Sep 18, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-10,900

70.0000

American

Sep 20, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Call Options

Written

-14,600

88.0000

American

Nov 15, 2019

Call Options

Written

-100

68.0000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-500

83.0000

American

Jun 19, 2020

Call Options

Written

-600

73.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,000

78.0000

American

Jun 19, 2020

Call Options

Written

-1,700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-4,000

60.0000

American

Oct 18, 2019

Put Options

Purchased

-4,500

58.0000

American

Jan 17, 2020

Put Options

Purchased

-39,400

68.0000

American

Nov 15, 2019

Put Options

Purchased

-100

61.0000

American

Sep 13, 2019

Put Options

Purchased

-900

55.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Written

100

60.0000

American

Sep 27, 2019

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

900

66.0000

American

Sep 20, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

100

65.0000

American

Jan 17, 2020

Call Options

Purchased

100

72.0000

American

Sep 27, 2019

Call Options

Purchased

9,800

68.0000

American

Jan 17, 2020

Call Options

Purchased

5,600

73.0000

American

Nov 15, 2019

Call Options

Purchased

5,300

67.0000

American

Sep 13, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

58.0000

American

Jun 19, 2020

Call Options

Purchased

900

68.0000

American

Sep 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

500

71.0000

American

Sep 27, 2019

Call Options

Written

-1,700

68.0000

American

Sep 27, 2019

Call Options

Written

-2,100

98.0000

American

Jun 19, 2020

Call Options

Written

-3,400

95.0000

American

Sep 20, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-10,900

80.0000

American

Sep 20, 2019

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Call Options

Written

-15,500

88.0000

American

Jan 17, 2020

Call Options

Written

-17,000

85.0000

American

Nov 15, 2019

Call Options

Written

-35,500

90.0000

American

Sep 20, 2019

Call Options

Written

-52,600

65.0000

American

Sep 20, 2019

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-400

68.0000

American

Sep 13, 2019

Call Options

Written

-800

67.0000

American

Sep 20, 2019

Call Options

Written

-900

75.0000

American

Jan 17, 2020

Call Options

Written

-900

69.0000

American

Sep 20, 2019

Call Options

Written

-1,400

66.0000

American

Sep 27, 2019

Put Options

Purchased

-2,300

65.0000

American

Sep 27, 2019

Put Options

Purchased

-2,600

65.0000

American

Nov 15, 2019

Put Options

Purchased

-2,800

43.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

70.0000

American

Sep 20, 2019

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options

Purchased

-49,200

60.0000

American

Sep 20, 2019

Put Options

Purchased

-300

78.0000

American

Feb 21, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-800

73.0000

American

Jan 17, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Written

200

88.0000

American

Nov 15, 2019

Put Options

Written

100

67.0000

American

Sep 20, 2019

Put Options

Written

32,800

58.0000

American

Jun 19, 2020

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Put Options

Written

3,000

58.0000

American

Sep 20, 2019

Put Options

Written

2,900

68.0000

American

Sep 13, 2019

Put Options

Written

2,700

70.0000

American

Sep 13, 2019

Put Options

Written

2,100

45.0000

American

Sep 20, 2019

Put Options

Written

1,000

48.0000

American

Sep 20, 2019

Put Options

Written

1,000

64.0000

American

Sep 13, 2019

Put Options

Written

900

61.0000

American

Sep 20, 2019

Put Options

Written

600

55.0000

American

Feb 21, 2020

Put Options

Written

500

64.0000

American

Sep 27, 2019

Put Options

Written

400

73.0000

American

Nov 15, 2019

Put Options

Written

300

63.0000

American

Sep 18, 2020

Put Options

Written

300

70.0000

American

Feb 21, 2020

Call Options

Purchased

100

63.0000

American

Sep 18, 2020

Call Options

Purchased

100

69.0000

American

Sep 27, 2019

Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020

Call Options

Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options

Purchased

13,300

80.0000

American

Nov 15, 2019

Call Options

Purchased

5,600

65.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

55.0000

American

Feb 21, 2020

Call Options

Purchased

2,800

68.0000

American

Oct 18, 2019

Call Options

Purchased

1,900

69.0000

American

Sep 13, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

67.0000

American

Oct 11, 2019

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options

Written

-2,100

78.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Call Options

Written

-3,700

93.0000

American

Sep 20, 2019

Call Options

Written

-7,500

110.0000

American

Sep 20, 2019

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

78.0000

American

Sep 18, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-500

63.0000

American

Oct 18, 2019

Call Options

Written

-700

68.0000

American

Jun 19, 2020

Call Options

Written

-1,300

93.0000

American

Jun 19, 2020

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Call Options

Written

-1,500

93.0000

American

Nov 15, 2019

Put Options

Purchased

-1,900

58.0000

American

Nov 15, 2019

Put Options

Purchased

-2,000

63.0000

American

Sep 20, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

68.0000

American

Jan 15, 2021

Put Options

Purchased

-6,300

70.0000

American

Jan 17, 2020

Put Options

Purchased

-57,700

65.0000

American

Sep 20, 2019

Put Options

Purchased

-100

48.0000

American

Jan 17, 2020

Put Options

Purchased

-100

62.0000

American

Sep 20, 2019

Put Options

Purchased

-600

43.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

62.0000

American

Sep 13, 2019

Put Options

Written

100

78.0000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

1,500

73.0000

American

Sep 20, 2019

Put Options

Written

1,000

68.0000

American

Feb 21, 2020

Put Options

Written

400

33.0000

American

Sep 18, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

78.0000

American

Feb 21, 2020

Call Options

Purchased

34,500

66.0000

American

Sep 20, 2019

Call Options

Purchased

9,900

75.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

75.0000

American

Oct 18, 2019

Call Options

Purchased

3,300

75.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

78.0000

American

Oct 18, 2019

Call Options

Purchased

800

65.0000

American

Sep 13, 2019

Call Options

Purchased

400

68.0000

American

Oct 4, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-2,200

83.0000

American

Jan 15, 2021

Call Options

Written

-2,400

66.0000

American

Sep 13, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-25,000

82.5000

American

Jan 17, 2020

Call Options

Written

-29,100

78.0000

American

Sep 20, 2019

Call Options

Written

-74,600

85.0000

American

Sep 20, 2019

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-200

65.0000

American

Jan 15, 2021

Call Options

Written

-300

72.0000

American

Sep 20, 2019

Call Options

Written

-300

63.0000

American

Sep 20, 2019

Call Options

Written

-1,000

100.0000

American

Sep 20, 2019

Put Options

Purchased

-25,900

68.0000

American

Sep 20, 2019

Put Options

Purchased

-100

73.0000

American

Feb 21, 2020

Put Options

Purchased

-100

64.0000

American

Sep 20, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-500

48.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

67.0000

American

Sep 27, 2019

Put Options

Purchased

-1,400

68.0000

American

Jan 17, 2020

Put Options

Purchased

-1,400

70.0000

American

Oct 18, 2019

Put Options

Purchased

-1,500

66.0000

American

Sep 27, 2019

Put Options

Written

100

70.0000

American

Oct 11, 2019

Put Options

Written

180,000

60.0000

American

Sep 20, 2019

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

5,700

67.0000

American

Sep 13, 2019

Put Options

Written

1,000

83.0000

American

Jan 15, 2021

Put Options

Written

800

65.0000

American

Sep 13, 2019

Call Options

Purchased

17,000

68.0000

American

Nov 15, 2019

Call Options

Purchased

7,300

70.0000

American

Oct 18, 2019

Call Options

Purchased

2,700

85.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

80.0000

American

Jun 19, 2020

Call Options

Purchased

400

48.0000

American

Jun 19, 2020

Call Options

Purchased

400

83.0000

American

Nov 15, 2019

Call Options

Written

-1,900

98.0000

American

Jan 15, 2021

Call Options

Written

-2,200

63.0000

American

Feb 21, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-13,500

85.0000

American

Jan 17, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-300

93.0000

American

Sep 18, 2020

Call Options

Written

-500

88.0000

American

Jun 19, 2020

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Call Options

Written

-900

71.0000

American

Sep 20, 2019

Put Options

Purchased

-1,800

61.0000

American

Sep 20, 2019

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-7,300

70.0000

American

Nov 15, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-9,500

73.0000

American

Jan 15, 2021

Put Options

Purchased

-14,800

60.0000

American

Nov 15, 2019

Put Options

Purchased

-100

68.0000

American

Sep 18, 2020

Put Options

Purchased

-200

88.0000

American

Jan 17, 2020

Put Options

Purchased

-300

43.0000

American

Nov 15, 2019

Put Options

Purchased

-500

67.0000

American

Oct 4, 2019

Put Options

Purchased

-600

50.0000

American

Sep 20, 2019

Put Options

Purchased

-800

93.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

48.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options

Written

200

59.0000

American

Sep 27, 2019

Put Options

Written

100

70.0000

American

Oct 4, 2019

Put Options

Written

25,000

58.0000

American

Jan 15, 1919

Put Options

Written

17,600

63.0000

American

Oct 18, 2019

Put Options

Written

15,900

65.0000

American

Oct 18, 2019

Put Options

Written

4,000

60.0000

American

Oct 11, 2019

Put Options

Written

3,700

75.0000

American

Sep 20, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

1,000

66.0000

American

Sep 27, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

5,100

70.0000

American

Sep 27, 2019

Call Options

Purchased

3,600

73.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

68.0000

American

Sep 27, 2019

Call Options

Purchased

400

69.0000

American

Sep 20, 2019

Call Options

Purchased

300

67.0000

American

Sep 27, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-3,500

80.0000

American

Jan 15, 2021

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-6,400

88.0000

American

Sep 20, 2019

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Call Options

Written

-25,000

83.0000

American

Jan 15, 1919

Call Options

Written

-400

105.0000

American

Sep 20, 2019

Call Options

Written

-1,000

88.0000

American

Jan 15, 2021

Call Options

Written

-1,000

69.0000

American

Oct 4, 2019

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675817
Time of Receipt (offset from UTC): 20190913T131848+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC