Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,462,684

1.06%

1,589,705

0.48%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,679,200

0.51%

2,119,420

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

641,100

0.20%

411,900

0.13%

 

 

 

 

TOTAL:

 

 

 

 

5,782,984

1.76%

4,121,025

1.26%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

7

166.4600 USD

Purchase

30

166.7700 USD

Purchase

43

166.6200 USD

Purchase

50

166.5100 USD

Purchase

80

166.3900 USD

Purchase

85

166.8300 USD

Purchase

100

166.4100 USD

Purchase

100

166.6700 USD

Purchase

100

166.7500 USD

Purchase

100

166.6500 USD

Purchase

100

166.6600 USD

Purchase

174

166.7629 USD

Purchase

177

166.3527 USD

Purchase

200

166.4400 USD

Purchase

200

166.4525 USD

Purchase

200

166.6300 USD

Purchase

256

166.4980 USD

Purchase

300

166.5000 USD

Purchase

320

166.5237 USD

Purchase

331

166.4900 USD

Purchase

400

166.4812 USD

Purchase

500

166.5069 USD

Purchase

524

166.4540 USD

Purchase

700

166.6928 USD

Purchase

800

166.7237 USD

Purchase

802

166.6642 USD

Purchase

885

166.7545 USD

Purchase

919

166.5090 USD

Purchase

937

166.3505 USD

Purchase

1,000

166.4930 USD

Purchase

1,300

166.7576 USD

Purchase

1,325

166.7578 USD

Purchase

2,223

166.7992 USD

Purchase

2,287

166.5879 USD

Purchase

3,213

166.5671 USD

Purchase

4,552

166.6272 USD

Purchase

5,100

166.5884 USD

Purchase

5,860

166.6039 USD

Purchase

6,649

166.5950 USD

Purchase

7,369

166.4850 USD

Purchase

9,327

166.7437 USD

Purchase

9,598

166.6817 USD

Purchase

9,695

166.3500 USD

Purchase

9,700

166.5898 USD

Purchase

13,027

166.6542 USD

Purchase

14,842

166.5540 USD

Purchase

15,595

166.6174 USD

Purchase

15,805

166.6133 USD

Purchase

16,619

166.5958 USD

Purchase

24,434

166.6043 USD

Purchase

34,191

166.5513 USD

Purchase

37,003

166.5759 USD

Purchase

57,200

166.6250 USD

Purchase

60,900

166.6239 USD

Purchase

111,778

166.6293 USD

Sale

1

166.4000 USD

Sale

6

166.4700 USD

Sale

50

166.7200 USD

Sale

64

166.6800 USD

Sale

93

166.6200 USD

Sale

100

166.5800 USD

Sale

100

166.5900 USD

Sale

150

166.4900 USD

Sale

200

166.7350 USD

Sale

200

166.3900 USD

Sale

200

166.4125 USD

Sale

200

166.7000 USD

Sale

201

166.5000 USD

Sale

300

166.6166 USD

Sale

300

167.0525 USD

Sale

300

166.4666 USD

Sale

300

166.6733 USD

Sale

320

166.5400 USD

Sale

350

166.5657 USD

Sale

399

166.7672 USD

Sale

500

166.5080 USD

Sale

551

166.5168 USD

Sale

600

166.5650 USD

Sale

600

166.4780 USD

Sale

750

166.6853 USD

Sale

750

166.5906 USD

Sale

800

166.6099 USD

Sale

800

166.5131 USD

Sale

1,000

166.8200 USD

Sale

1,080

166.6213 USD

Sale

1,154

166.5103 USD

Sale

1,200

166.6679 USD

Sale

1,233

166.5813 USD

Sale

1,348

166.6035 USD

Sale

1,530

166.5876 USD

Sale

1,874

166.3505 USD

Sale

2,000

166.4948 USD

Sale

2,597

166.5739 USD

Sale

3,694

166.4857 USD

Sale

3,928

166.4961 USD

Sale

4,000

166.5493 USD

Sale

4,290

166.5387 USD

Sale

4,330

166.3500 USD

Sale

4,700

166.5245 USD

Sale

7,615

166.6415 USD

Sale

12,708

166.6226 USD

Sale

14,551

166.4852 USD

Sale

52,708

166.6562 USD

Sale

61,400

166.6287 USD

Sale

286,600

166.6114 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP Expires 15/07/2020

Long

335,000

156.3400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

175 USD

American

15 Jan 2021

8.5000 USD

Put Option

Selling

7,500

105 USD

American

15 Jan 2021

2.4666 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Sep 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-600

160.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

16,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Call Options

Written

-10,000

210.0000

American

Jan 15, 1919

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Written

200

115.0000

American

Sep 20, 2019

Put Options

Written

2,100

155.0000

American

Dec 20, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-200

155.0000

American

Sep 13, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

26,300

105.0000

American

Jan 15, 2021

Put Options

Written

10,000

140.0000

American

Jan 15, 1919

Put Options

Written

2,700

150.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Purchased

8,800

170.0000

American

Nov 15, 2019

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Put Options

Written

200

125.0000

American

Sep 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

160.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-8,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

7,400

160.0000

American

Sep 20, 2019

Call Options

Purchased

4,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Written

-3,200

155.0000

American

Sep 20, 2019

Call Options

Written

-28,300

150.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

163.0000

American

Sep 20, 2019

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Written

45,200

140.0000

American

Jun 19, 2020

Put Options

Written

300

140.0000

American

Sep 20, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

12,500

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-12,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Written

200

145.0000

American

Sep 20, 2019

Put Options

Written

27,300

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-600

175.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

Sep 20, 2019

Put Options

Written

200

110.0000

American

Sep 20, 2019

Put Options

Written

25,300

120.0000

American

Nov 15, 2019

Put Options

Written

20,000

170.0000

American

Jan 15, 1919

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

900

135.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Sep 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

20,000

170.0000

American

Jan 17, 2020

Put Options

Written

9,100

150.0000

American

Feb 21, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

700

145.0000

American

Feb 21, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675816
Time of Receipt (offset from UTC): 20190913T131626+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC