FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,694,003

0.18%

2,848,357

0.19%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,631,660

0.11%

3,200

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,026,800

0.14%

1,454,900

0.10%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,352,463

0.43%

4,306,457

0.29%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

8

69.2675 USD

Purchase

16

69.5900 USD

Purchase

40

69.1900 USD

Purchase

47

69.6300 USD

Purchase

48

69.4800 USD

Purchase

77

69.2100 USD

Purchase

90

69.2900 USD

Purchase

97

69.1300 USD

Purchase

100

68.9600 USD

Purchase

100

69.3900 USD

Purchase

100

69.2500 USD

Purchase

100

69.4850 USD

Purchase

100

69.5600 USD

Purchase

100

69.5100 USD

Purchase

100

69.3700 USD

Purchase

100

69.3400 USD

Purchase

100

69.5450 USD

Purchase

100

68.2000 USD

Purchase

107

69.2142 USD

Purchase

115

69.5734 USD

Purchase

125

69.3160 USD

Purchase

146

69.3858 USD

Purchase

149

69.4489 USD

Purchase

160

69.4925 USD

Purchase

200

68.7550 USD

Purchase

200

69.2000 USD

Purchase

200

69.2850 USD

Purchase

200

69.4100 USD

Purchase

208

68.7483 USD

Purchase

220

69.3945 USD

Purchase

220

69.5263 USD

Purchase

222

69.2754 USD

Purchase

240

69.0854 USD

Purchase

242

69.3541 USD

Purchase

243

69.5700 USD

Purchase

293

69.0378 USD

Purchase

300

69.3650 USD

Purchase

364

69.4041 USD

Purchase

398

68.9194 USD

Purchase

400

69.3212 USD

Purchase

407

69.2503 USD

Purchase

500

69.2660 USD

Purchase

514

69.4689 USD

Purchase

520

68.9462 USD

Purchase

528

68.8076 USD

Purchase

545

69.3931 USD

Purchase

551

69.5367 USD

Purchase

553

69.2700 USD

Purchase

600

69.0233 USD

Purchase

637

69.4380 USD

Purchase

637

69.2988 USD

Purchase

693

69.3540 USD

Purchase

700

69.2200 USD

Purchase

700

69.4050 USD

Purchase

700

68.8081 USD

Purchase

731

69.3384 USD

Purchase

752

68.6830 USD

Purchase

822

69.1725 USD

Purchase

900

69.2511 USD

Purchase

900

69.4833 USD

Purchase

1,000

69.4670 USD

Purchase

1,078

69.3965 USD

Purchase

1,100

69.2172 USD

Purchase

1,112

69.4717 USD

Purchase

1,196

69.5271 USD

Purchase

1,200

69.2179 USD

Purchase

1,200

69.5375 USD

Purchase

1,202

69.3773 USD

Purchase

1,316

68.3881 USD

Purchase

1,479

68.9855 USD

Purchase

1,484

69.3991 USD

Purchase

1,506

69.4215 USD

Purchase

1,552

69.2140 USD

Purchase

1,578

69.4170 USD

Purchase

1,795

69.5321 USD

Purchase

1,796

69.2149 USD

Purchase

1,800

69.4052 USD

Purchase

1,800

69.3279 USD

Purchase

1,832

68.4356 USD

Purchase

1,900

69.5294 USD

Purchase

2,229

69.2655 USD

Purchase

2,363

69.1417 USD

Purchase

2,666

69.4283 USD

Purchase

2,759

69.1485 USD

Purchase

2,820

68.8674 USD

Purchase

2,841

69.4064 USD

Purchase

2,879

69.1899 USD

Purchase

2,963

69.4121 USD

Purchase

3,173

69.2980 USD

Purchase

3,502

69.2017 USD

Purchase

3,580

69.1204 USD

Purchase

4,049

69.5297 USD

Purchase

4,597

69.0033 USD

Purchase

4,600

69.4005 USD

Purchase

5,163

69.2976 USD

Purchase

8,740

69.3487 USD

Purchase

10,260

69.2290 USD

Purchase

19,307

69.4674 USD

Purchase

19,461

69.4900 USD

Purchase

22,350

69.6882 USD

Purchase

34,062

69.0993 USD

Purchase

39,022

69.4864 USD

Purchase

42,300

69.2415 USD

Purchase

53,500

69.2846 USD

Purchase

63,768

69.3923 USD

Purchase

143,957

69.3531 USD

Purchase

182,064

69.4552 USD

Sale

2

69.2000 USD

Sale

16

69.5500 USD

Sale

16

69.5900 USD

Sale

16

68.3500 USD

Sale

40

69.6000 USD

Sale

79

69.0620 USD

Sale

90

69.2800 USD

Sale

91

69.6700 USD

Sale

97

69.5650 USD

Sale

100

69.0200 USD

Sale

100

69.3400 USD

Sale

100

69.4100 USD

Sale

100

69.3800 USD

Sale

100

69.2100 USD

Sale

100

69.5400 USD

Sale

100

69.6400 USD

Sale

100

69.3700 USD

Sale

100

69.2900 USD

Sale

100

69.5100 USD

Sale

118

69.4362 USD

Sale

118

68.2000 USD

Sale

128

69.3912 USD

Sale

161

68.5902 USD

Sale

162

68.3314 USD

Sale

164

69.5621 USD

Sale

186

69.3777 USD

Sale

188

69.3094 USD

Sale

194

69.2400 USD

Sale

200

69.3500 USD

Sale

200

69.3100 USD

Sale

200

68.3325 USD

Sale

200

69.3000 USD

Sale

200

69.3125 USD

Sale

200

68.3905 USD

Sale

200

69.4050 USD

Sale

201

69.5000 USD

Sale

203

69.5600 USD

Sale

231

69.4674 USD

Sale

238

69.3522 USD

Sale

300

68.3200 USD

Sale

332

68.9180 USD

Sale

395

69.5700 USD

Sale

400

68.3300 USD

Sale

400

68.4000 USD

Sale

409

68.3317 USD

Sale

586

69.3988 USD

Sale

600

69.5166 USD

Sale

600

69.4375 USD

Sale

600

69.5250 USD

Sale

647

69.3275 USD

Sale

675

69.4692 USD

Sale

700

69.3835 USD

Sale

700

68.3814 USD

Sale

827

69.3731 USD

Sale

900

69.5344 USD

Sale

987

69.5092 USD

Sale

1,000

69.3760 USD

Sale

1,020

69.4430 USD

Sale

1,078

69.3965 USD

Sale

1,100

69.3863 USD

Sale

1,110

69.3772 USD

Sale

1,200

69.5300 USD

Sale

1,300

69.4850 USD

Sale

1,400

69.4025 USD

Sale

1,468

69.2432 USD

Sale

1,500

69.2120 USD

Sale

1,500

69.4276 USD

Sale

1,500

69.3780 USD

Sale

1,521

69.4571 USD

Sale

2,144

69.4707 USD

Sale

2,500

69.4432 USD

Sale

2,678

69.4731 USD

Sale

2,771

69.4138 USD

Sale

2,800

69.3823 USD

Sale

2,993

69.4948 USD

Sale

3,099

69.4925 USD

Sale

3,110

69.2372 USD

Sale

3,652

69.5283 USD

Sale

3,859

69.4531 USD

Sale

4,316

69.4322 USD

Sale

4,687

69.4758 USD

Sale

6,129

69.3447 USD

Sale

6,900

69.2712 USD

Sale

7,347

69.3994 USD

Sale

7,600

69.1345 USD

Sale

8,400

69.4259 USD

Sale

8,588

69.3570 USD

Sale

8,740

69.3487 USD

Sale

9,437

69.4655 USD

Sale

9,900

69.4823 USD

Sale

11,592

69.4709 USD

Sale

18,500

69.2872 USD

Sale

19,976

69.2041 USD

Sale

20,000

69.1623 USD

Sale

22,048

69.3871 USD

Sale

22,350

69.6882 USD

Sale

22,793

69.4196 USD

Sale

27,389

69.1762 USD

Sale

28,880

69.4352 USD

Sale

30,918

69.4843 USD

Sale

32,200

69.2746 USD

Sale

33,511

69.4900 USD

Sale

34,062

69.0993 USD

Sale

35,400

69.2543 USD

Sale

81,025

69.4490 USD

Sale

83,561

69.2962 USD

Sale

85,029

69.3296 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

200

66 USD

American

13 Sep 2019

3.2400 USD

Call Option

Purchasing

500

67 USD

American

13 Sep 2019

2.1800 USD

Call Option

Purchasing

200

68 USD

American

13 Sep 2019

0.9400 USD

Call Option

Purchasing

5,900

68 USD

American

13 Sep 2019

1.2069 USD

Call Option

Purchasing

100

68 USD

American

27 Sep 2019

2.4500 USD

Call Option

Purchasing

1,300

69 USD

American

13 Sep 2019

0.6392 USD

Call Option

Purchasing

200

69 USD

American

13 Sep 2019

0.6600 USD

Call Option

Purchasing

6,900

70 USD

American

13 Sep 2019

0.2072 USD

Call Option

Purchasing

500

70 USD

American

20 Sep 2019

0.5700 USD

Call Option

Purchasing

100

73 USD

American

20 Sep 2019

0.1000 USD

Call Option

Purchasing

1,000

73 USD

American

17 Jan 2020

2.1010 USD

Call Option

Purchasing

5,400

75 USD

American

15 Nov 2019

0.6892 USD

Call Option

Selling

500

69 USD

American

20 Sep 2019

1.1000 USD

Call Option

Selling

5,000

78 USD

American

20 Sep 2019

0.0400 USD

Put Option

Purchasing

1,000

65 USD

American

27 Sep 2019

0.2200 USD

Put Option

Purchasing

100

65 USD

American

18 Oct 2019

0.7500 USD

Put Option

Purchasing

1,800

66 USD

American

27 Sep 2019

0.2800 USD

Put Option

Purchasing

1,000

70 USD

American

25 Oct 2019

3.0000 USD

Put Option

Selling

100

60 USD

American

17 Jan 2020

1.5800 USD

Put Option

Selling

100

65 USD

American

20 Sep 2019

0.1200 USD

Put Option

Selling

2,500

67 USD

American

13 Sep 2019

0.0400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

12 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Put Options

Written

1,700

66.0000

American

Sep 13, 2019

Put Options

Written

100

80.0000

American

Sep 18, 2020

Call Options

Purchased

100

71.0000

American

Sep 13, 2019

Put Options

Written

17,400

62.5000

American

Oct 18, 2019

Put Options

Written

9,500

60.0000

American

Jun 19, 2020

Put Options

Written

500

50.0000

American

Nov 15, 2019

Call Options

Purchased

400

82.5000

American

Nov 15, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

11,300

70.0000

American

Nov 15, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,700

68.5000

American

Sep 13, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Put Options

Written

900

60.5000

American

Sep 20, 2019

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

3,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

400

67.5000

American

Oct 4, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

5,600

72.5000

American

Nov 15, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

65.5000

American

Sep 27, 2019

Put Options

Purchased

-9,700

50.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

55.0000

American

Sep 20, 2019

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-500

67.0000

American

Sep 20, 2019

Put Options

Purchased

-900

75.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-1,000

68.0000

American

Oct 4, 2019

Put Options

Purchased

-4,200

65.0000

American

Jan 17, 2020

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Call Options

Written

-20,600

90.0000

American

Jun 19, 2020

Call Options

Written

-400

66.0000

American

Sep 20, 2019

Call Options

Written

-1,000

68.5000

American

Oct 4, 2019

Put Options

Purchased

-1,900

57.5000

American

Nov 15, 2019

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

65.0000

American

Feb 21, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options

Purchased

-500

66.5000

American

Oct 4, 2019

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

100

63.0000

American

Sep 13, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

16,200

68.0000

American

Sep 13, 2019

Put Options

Written

300

62.5000

American

Sep 18, 2020

Call Options

Purchased

4,500

75.0000

American

Sep 20, 2019

Call Options

Purchased

130,200

72.5000

American

Sep 20, 2019

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Put Options

Written

13,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

1,300

45.0000

American

Jan 17, 2020

Put Options

Written

300,900

60.0000

American

Jan 15, 2021

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options

Purchased

30,200

62.5000

American

Sep 20, 2019

Call Options

Purchased

7,600

80.0000

American

Jan 17, 2020

Put Options

Written

1,500

72.5000

American

Sep 20, 2019

Call Options

Purchased

6,400

70.0000

American

Sep 13, 2019

Call Options

Purchased

1,700

77.5000

American

Oct 18, 2019

Put Options

Written

3,000

66.5000

American

Sep 13, 2019

Call Options

Purchased

500

67.5000

American

Feb 21, 2020

Put Options

Purchased

-200

77.5000

American

Nov 15, 2019

Call Options

Written

-800

69.5000

American

Sep 20, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-3,700

92.5000

American

Sep 20, 2019

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-16,300

55.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

62.5000

American

Sep 20, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options

Written

-11,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-200

57.0000

American

Sep 13, 2019

Call Options

Written

-100

63.0000

American

Sep 13, 2019

Call Options

Written

-400

75.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-200

60.0000

American

Jan 15, 2021

Call Options

Written

-500

66.5000

American

Sep 20, 2019

Call Options

Written

-2,000

80.0000

American

Sep 18, 2020

Call Options

Written

-2,300

80.0000

American

Feb 21, 2020

Call Options

Written

-9,800

110.0000

American

Jan 17, 2020

Put Options

Written

400

40.0000

American

Sep 20, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

200

87.5000

American

Nov 15, 2019

Call Options

Purchased

2,800

70.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options

Written

8,200

62.5000

American

Jan 17, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

18,000

72.5000

American

Jan 17, 2020

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Call Options

Written

-130,100

67.5000

American

Sep 20, 2019

Call Options

Written

-600

64.5000

American

Sep 20, 2019

Call Options

Written

-1,000

77.5000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-14,600

87.5000

American

Nov 15, 2019

Put Options

Purchased

-27,700

60.0000

American

Jan 17, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-25,900

67.5000

American

Sep 20, 2019

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-1,300

65.5000

American

Sep 27, 2019

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Call Options

Written

-10,900

70.0000

American

Sep 20, 2019

Put Options

Purchased

-100

72.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Call Options

Written

-2,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

2,100

77.5000

American

Nov 15, 2019

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Put Options

Written

800

69.5000

American

Sep 20, 2019

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options

Purchased

900

66.5000

American

Sep 13, 2019

Call Options

Purchased

700

68.0000

American

Sep 20, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

100

71.5000

American

Sep 27, 2019

Put Options

Written

900

66.0000

American

Sep 20, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

500

71.0000

American

Sep 27, 2019

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

32,800

57.5000

American

Jun 19, 2020

Call Options

Purchased

4,400

67.0000

American

Sep 13, 2019

Call Options

Purchased

100

65.0000

American

Jan 17, 2020

Call Options

Purchased

400

68.5000

American

Sep 20, 2019

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

12,600

67.5000

American

Nov 15, 2019

Put Options

Written

1,000

47.5000

American

Sep 20, 2019

Put Options

Written

3,600

42.5000

American

Sep 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

100

60.0000

American

Sep 27, 2019

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-900

55.0000

American

Nov 15, 2019

Call Options

Written

-1,000

82.5000

American

Feb 21, 2020

Put Options

Purchased

-4,000

60.0000

American

Oct 18, 2019

Call Options

Written

-1,700

68.0000

American

Sep 27, 2019

Call Options

Written

-300

67.0000

American

Sep 20, 2019

Call Options

Written

-700

67.5000

American

Jun 19, 2020

Call Options

Written

-900

75.0000

American

Jan 17, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-17,000

85.0000

American

Nov 15, 2019

Call Options

Written

-35,500

90.0000

American

Sep 20, 2019

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-900

69.0000

American

Sep 20, 2019

Put Options

Purchased

-100

64.5000

American

Sep 27, 2019

Put Options

Purchased

-100

61.0000

American

Sep 13, 2019

Call Options

Written

-3,400

95.0000

American

Sep 20, 2019

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Call Options

Written

-52,000

65.0000

American

Sep 20, 2019

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-100

66.0000

American

Sep 27, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-500

82.5000

American

Jun 19, 2020

Call Options

Written

-10,900

80.0000

American

Sep 20, 2019

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Purchased

13,300

80.0000

American

Nov 15, 2019

Put Options

Written

600

55.0000

American

Feb 21, 2020

Put Options

Written

300

70.0000

American

Feb 21, 2020

Call Options

Purchased

3,000

55.0000

American

Feb 21, 2020

Call Options

Purchased

16,900

70.0000

American

Jan 17, 2020

Call Options

Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options

Purchased

5,500

65.0000

American

Nov 15, 2019

Put Options

Written

500

64.0000

American

Sep 27, 2019

Put Options

Written

2,100

45.0000

American

Sep 20, 2019

Put Options

Written

2,000

68.0000

American

Sep 13, 2019

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

400

70.5000

American

Sep 13, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

200

69.0000

American

Sep 13, 2019

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Put Options

Written

1,000

64.0000

American

Sep 13, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

69.0000

American

Sep 27, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-49,200

60.0000

American

Sep 20, 2019

Put Options

Purchased

-2,200

65.0000

American

Sep 27, 2019

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

60.0000

American

Feb 21, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-5,900

75.0000

American

Jan 17, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-7,500

110.0000

American

Sep 20, 2019

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-2,700

72.5000

American

Jun 19, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

70.0000

American

Sep 20, 2019

Put Options

Purchased

-500

47.5000

American

Nov 15, 2019

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-400

72.5000

American

Oct 18, 2019

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Call Options

Purchased

34,500

66.0000

American

Sep 20, 2019

Call Options

Purchased

4,600

75.0000

American

Oct 18, 2019

Call Options

Purchased

2,300

75.0000

American

Feb 21, 2020

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

9,800

67.5000

American

Jan 17, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

9,700

75.0000

American

Nov 15, 2019

Call Options

Purchased

800

65.0000

American

Sep 13, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Written

-74,600

85.0000

American

Sep 20, 2019

Call Options

Written

-2,400

66.0000

American

Sep 13, 2019

Call Options

Written

-200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-800

70.5000

American

Sep 20, 2019

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options

Written

-61,400

82.5000

American

Jan 17, 2020

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Call Options

Written

-6,400

87.5000

American

Sep 20, 2019

Call Options

Written

-9,400

82.5000

American

Sep 20, 2019

Put Options

Purchased

-200

87.5000

American

Jan 17, 2020

Call Options

Written

-300

72.0000

American

Sep 20, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options

Written

-29,100

77.5000

American

Sep 20, 2019

Put Options

Purchased

-100

47.5000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-1,300

64.5000

American

Sep 13, 2019

Put Options

Purchased

-57,700

65.0000

American

Sep 20, 2019

Call Options

Written

-1,000

100.0000

American

Sep 20, 2019

Put Options

Purchased

-1,000

62.0000

American

Sep 13, 2019

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-100

62.0000

American

Sep 20, 2019

Call Options

Purchased

5,200

70.0000

American

Oct 18, 2019

Put Options

Written

180,000

60.0000

American

Sep 20, 2019

Put Options

Written

1,000

67.5000

American

Feb 21, 2020

Put Options

Written

100

72.5000

American

Sep 18, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

100

66.5000

American

Sep 20, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

1,400

67.5000

American

Jun 19, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

900

67.5000

American

Sep 13, 2019

Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019

Put Options

Written

100

65.5000

American

Sep 13, 2019

Put Options

Written

400

72.5000

American

Nov 15, 2019

Call Options

Purchased

2,700

85.0000

American

Jun 19, 2020

Put Options

Written

100

70.0000

American

Oct 11, 2019

Put Options

Written

2,700

67.0000

American

Sep 13, 2019

Call Options

Purchased

1,800

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

800

65.0000

American

Sep 13, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-15,500

87.5000

American

Jan 17, 2020

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Call Options

Written

-900

71.0000

American

Sep 20, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-27,600

62.5000

American

Nov 15, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

70.0000

American

Oct 18, 2019

Call Options

Written

-13,500

85.0000

American

Jan 17, 2020

Put Options

Purchased

-39,300

67.5000

American

Nov 15, 2019

Call Options

Written

-300

62.5000

American

Sep 20, 2019

Put Options

Purchased

-1,000

67.0000

American

Sep 27, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-200

77.5000

American

Sep 18, 2020

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Call Options

Purchased

1,700

77.5000

American

Jan 17, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

70.0000

American

Sep 27, 2019

Put Options

Written

100

62.5000

American

Oct 25, 2019

Put Options

Written

100

70.0000

American

Oct 4, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

3,700

75.0000

American

Sep 20, 2019

Call Options

Purchased

1,300

57.5000

American

Jan 15, 2021

Put Options

Written

3,000

57.5000

American

Sep 20, 2019

Put Options

Written

1,000

66.0000

American

Sep 27, 2019

Call Options

Purchased

2,600

67.5000

American

Oct 18, 2019

Call Options

Purchased

1,200

67.5000

American

Sep 27, 2019

Put Options

Written

200

59.0000

American

Sep 27, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

16,100

65.0000

American

Oct 18, 2019

Call Options

Purchased

300

67.0000

American

Sep 27, 2019

Call Options

Purchased

100

77.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

57.5000

American

Sep 27, 2019

Put Options

Purchased

-14,900

60.0000

American

Nov 15, 2019

Put Options

Purchased

-1,800

61.0000

American

Sep 20, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-2,100

77.5000

American

Jan 15, 2021

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-400

72.5000

American

Jan 17, 2020

Put Options

Purchased

-7,300

70.0000

American

Nov 15, 2019

Call Options

Written

-400

105.0000

American

Sep 20, 2019

Call Options

Written

-400

67.5000

American

Sep 13, 2019

Put Options

Purchased

-700

67.5000

American

Oct 18, 2019

Call Options

Written

-3,500

80.0000

American

Jan 15, 2021

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options

Purchased

-100

63.5000

American

Sep 20, 2019

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-600

50.0000

American

Sep 20, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-1,400

67.5000

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675700
Time of Receipt (offset from UTC): 20190912T133627+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC