FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,169,689

0.97%

1,588,242

0.48%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,344,200

0.41%

2,119,420

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

633,600

0.19%

412,000

0.13%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,147,489

1.57%

4,119,662

1.26%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

2

165.7000 USD

Purchase

27

165.8700 USD

Purchase

50

165.1900 USD

Purchase

100

165.3200 USD

Purchase

101

165.7800 USD

Purchase

120

164.6200 USD

Purchase

189

165.5200 USD

Purchase

200

164.5500 USD

Purchase

200

165.3100 USD

Purchase

201

165.7100 USD

Purchase

210

165.6367 USD

Purchase

300

165.7333 USD

Purchase

300

164.5600 USD

Purchase

300

165.7433 USD

Purchase

300

165.2666 USD

Purchase

400

165.0950 USD

Purchase

400

165.5975 USD

Purchase

400

165.2987 USD

Purchase

500

165.5600 USD

Purchase

500

165.1820 USD

Purchase

501

165.2828 USD

Purchase

516

165.2021 USD

Purchase

592

165.3952 USD

Purchase

638

165.1523 USD

Purchase

900

164.6150 USD

Purchase

1,000

165.6200 USD

Purchase

1,000

165.1472 USD

Purchase

1,300

165.0607 USD

Purchase

1,583

165.2733 USD

Purchase

2,008

165.6534 USD

Purchase

2,082

165.7764 USD

Purchase

2,615

165.6978 USD

Purchase

2,737

165.6575 USD

Purchase

3,021

165.6630 USD

Purchase

3,212

165.7132 USD

Purchase

3,771

165.0533 USD

Purchase

4,100

165.6954 USD

Purchase

4,485

165.4023 USD

Purchase

4,500

165.6780 USD

Purchase

4,869

165.0971 USD

Purchase

5,189

165.6209 USD

Purchase

6,060

165.8400 USD

Purchase

6,424

165.3956 USD

Purchase

7,063

165.6790 USD

Purchase

8,900

165.2737 USD

Purchase

12,900

165.6295 USD

Purchase

14,675

165.7445 USD

Purchase

14,873

165.1671 USD

Purchase

16,756

165.6402 USD

Purchase

25,344

165.1268 USD

Purchase

25,348

165.4146 USD

Purchase

25,875

165.7500 USD

Purchase

26,038

165.6164 USD

Purchase

26,600

165.6671 USD

Purchase

30,900

165.5270 USD

Purchase

31,453

165.6556 USD

Purchase

39,366

165.2400 USD

Purchase

112,960

165.2707 USD

Sale

2

165.7000 USD

Sale

50

165.1900 USD

Sale

84

165.0300 USD

Sale

100

164.6300 USD

Sale

100

165.8000 USD

Sale

100

165.3300 USD

Sale

100

165.0800 USD

Sale

101

165.7100 USD

Sale

121

165.6836 USD

Sale

200

165.3100 USD

Sale

200

165.6900 USD

Sale

201

165.6651 USD

Sale

202

165.3370 USD

Sale

217

165.7193 USD

Sale

237

165.1318 USD

Sale

290

165.6634 USD

Sale

300

165.7766 USD

Sale

320

165.0581 USD

Sale

371

165.4591 USD

Sale

400

165.4188 USD

Sale

400

165.6375 USD

Sale

408

165.6256 USD

Sale

435

165.6882 USD

Sale

496

165.0844 USD

Sale

692

165.3015 USD

Sale

900

165.4122 USD

Sale

1,000

165.6200 USD

Sale

1,003

165.6081 USD

Sale

1,100

165.6527 USD

Sale

1,200

165.4316 USD

Sale

1,453

165.1908 USD

Sale

1,520

164.5960 USD

Sale

1,700

165.5502 USD

Sale

1,737

165.3235 USD

Sale

1,848

165.2444 USD

Sale

1,900

165.3157 USD

Sale

3,868

165.1939 USD

Sale

4,121

165.3104 USD

Sale

4,500

165.6780 USD

Sale

4,816

165.6760 USD

Sale

5,600

165.3685 USD

Sale

6,526

165.2447 USD

Sale

6,841

165.2176 USD

Sale

7,362

165.2582 USD

Sale

9,027

165.2179 USD

Sale

11,002

165.2906 USD

Sale

12,200

165.4073 USD

Sale

13,099

165.8400 USD

Sale

13,241

165.3012 USD

Sale

15,720

165.2982 USD

Sale

19,809

165.7042 USD

Sale

25,875

165.7500 USD

Sale

28,702

165.0532 USD

Sale

29,500

165.5795 USD

Sale

41,168

165.2662 USD

Sale

59,006

165.3530 USD

Sale

117,900

165.6718 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,200

170 USD

American

17 Jan 2020

5.0683 USD

Call Option

Purchasing

300

175 USD

American

15 Jan 2021

8.0000 USD

Call Option

Selling

100

140 USD

American

21 Feb 2020

28.8000 USD

Call Option

Selling

7,400

150 USD

American

17 Jan 2020

19.2308 USD

Call Option

Selling

1,200

175 USD

American

17 Jan 2020

3.0883 USD

Put Option

Selling

4,000

105 USD

American

15 Jan 2021

2.6000 USD

Put Option

Selling

2,500

150 USD

American

15 Nov 2019

1.8500 USD

Put Option

Selling

1,500

150 USD

American

21 Feb 2020

4.5000 USD

Put Option

Selling

100

160 USD

American

21 Feb 2020

7.2000 USD

Put Option

Selling

1,000

200 USD

American

20 Dec 2019

34.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

12 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

16,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Put Options

Written

2,100

155.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

200

115.0000

American

Sep 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options

Purchased

-600

160.0000

American

Feb 21, 2020

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

18,800

105.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Put Options

Written

2,700

150.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

155.0000

American

Sep 13, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

8,800

170.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Put Options

Written

200

125.0000

American

Sep 20, 2019

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

7,400

160.0000

American

Sep 20, 2019

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

4,000

170.0000

American

Jan 17, 2020

Put Options

Written

45,200

140.0000

American

Jun 19, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Put Options

Purchased

-3,300

160.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options

Written

-28,300

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-3,200

155.0000

American

Sep 20, 2019

Put Options

Purchased

-8,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

27,300

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Sep 20, 2019

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Written

25,300

120.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Sep 20, 2019

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

900

135.0000

American

Jan 17, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

200

110.0000

American

Sep 20, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

162.5000

American

Sep 20, 2019

Call Options

Written

-700

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options

Written

9,100

150.0000

American

Feb 21, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

100

135.0000

American

Sep 20, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675699
Time of Receipt (offset from UTC): 20190912T133604+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC