Form 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

10 Sept 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,775,893

0.19%

2,736,712

0.19%

 

(2)

Derivatives (other than options):

1,674,960

0.11%

3,200

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,003,800

0.14%

1,447,500

0.10%

 
TOTAL:

6,454,653

0.44%

4,187,412

0.28%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

27

67.0422 USD
Purchase

31

68.1400 USD
Purchase

58

66.3700 USD
Purchase

66

66.2762 USD
Purchase

96

67.7600 USD
Purchase

100

68.0500 USD
Purchase

100

68.0400 USD
Purchase

100

67.9950 USD
Purchase

100

66.2800 USD
Purchase

100

66.5000 USD
Purchase

100

67.6800 USD
Purchase

100

67.7100 USD
Purchase

100

66.2900 USD
Purchase

100

66.3200 USD
Purchase

150

67.6000 USD
Purchase

172

66.5300 USD
Purchase

198

67.7228 USD
Purchase

199

67.6485 USD
Purchase

200

66.8350 USD
Purchase

200

66.2500 USD
Purchase

200

67.9650 USD
Purchase

260

67.5578 USD
Purchase

300

66.4333 USD
Purchase

300

67.9600 USD
Purchase

400

66.9550 USD
Purchase

404

66.3458 USD
Purchase

497

67.8312 USD
Purchase

500

66.3510 USD
Purchase

500

67.8430 USD
Purchase

534

66.3927 USD
Purchase

557

67.8141 USD
Purchase

600

67.6700 USD
Purchase

600

66.2366 USD
Purchase

640

67.8731 USD
Purchase

643

67.6406 USD
Purchase

646

67.8139 USD
Purchase

797

67.8274 USD
Purchase

896

66.9650 USD
Purchase

900

67.8200 USD
Purchase

965

67.6418 USD
Purchase

967

67.9004 USD
Purchase

967

67.8962 USD
Purchase

1,026

67.7616 USD
Purchase

1,100

66.3572 USD
Purchase

1,200

66.7187 USD
Purchase

1,478

67.6757 USD
Purchase

1,505

67.8626 USD
Purchase

1,609

67.0534 USD
Purchase

1,800

66.8258 USD
Purchase

1,820

67.5140 USD
Purchase

1,838

66.2876 USD
Purchase

2,100

66.6407 USD
Purchase

2,200

67.5229 USD
Purchase

2,600

66.6039 USD
Purchase

2,652

66.4042 USD
Purchase

3,041

67.6665 USD
Purchase

3,100

67.2468 USD
Purchase

3,530

66.7256 USD
Purchase

4,249

67.6429 USD
Purchase

5,450

67.6156 USD
Purchase

5,552

67.4778 USD
Purchase

6,641

68.0898 USD
Purchase

6,900

67.9363 USD
Purchase

6,969

67.6627 USD
Purchase

9,602

66.7345 USD
Purchase

9,770

66.5413 USD
Purchase

15,692

67.6597 USD
Purchase

17,950

68.1800 USD
Purchase

23,656

66.5755 USD
Purchase

29,977

67.8547 USD
Purchase

36,885

66.6676 USD
Purchase

43,900

67.4616 USD
Purchase

61,500

67.4919 USD
Purchase

86,600

67.5751 USD
Purchase

98,444

67.6648 USD
Purchase

113,920

67.3428 USD
Purchase

142,818

67.7308 USD
Purchase

210,391

67.7959 USD
Sale

2

67.9900 USD
Sale

25

67.3400 USD
Sale

37

67.9800 USD
Sale

50

66.3700 USD
Sale

100

66.8300 USD
Sale

100

68.1000 USD
Sale

100

66.8000 USD
Sale

100

68.0800 USD
Sale

100

68.0750 USD
Sale

100

67.7400 USD
Sale

100

67.7650 USD
Sale

100

67.8900 USD
Sale

100

67.9950 USD
Sale

100

68.0600 USD
Sale

100

68.0700 USD
Sale

146

67.3482 USD
Sale

150

67.6000 USD
Sale

175

67.2771 USD
Sale

200

66.3975 USD
Sale

200

66.6700 USD
Sale

200

67.9075 USD
Sale

250

66.3900 USD
Sale

300

67.6666 USD
Sale

300

67.8100 USD
Sale

300

67.8208 USD
Sale

362

68.0580 USD
Sale

397

67.8950 USD
Sale

400

67.6100 USD
Sale

400

67.6812 USD
Sale

402

67.6425 USD
Sale

443

68.0403 USD
Sale

452

67.7480 USD
Sale

480

67.7624 USD
Sale

497

67.8312 USD
Sale

499

67.5291 USD
Sale

500

67.3580 USD
Sale

506

66.9796 USD
Sale

558

67.8251 USD
Sale

576

67.5627 USD
Sale

600

67.9516 USD
Sale

853

67.4375 USD
Sale

1,100

68.0236 USD
Sale

1,224

66.6260 USD
Sale

1,252

67.9622 USD
Sale

1,800

67.5036 USD
Sale

1,809

67.0303 USD
Sale

2,069

68.0733 USD
Sale

2,100

66.7654 USD
Sale

2,166

67.9421 USD
Sale

2,174

67.8654 USD
Sale

2,291

66.9089 USD
Sale

2,341

67.6639 USD
Sale

2,694

67.8826 USD
Sale

2,800

67.9006 USD
Sale

2,924

66.7366 USD
Sale

4,100

67.1409 USD
Sale

4,118

67.7518 USD
Sale

4,550

67.8600 USD
Sale

4,573

67.9429 USD
Sale

5,151

67.9962 USD
Sale

5,366

67.8772 USD
Sale

5,584

66.8495 USD
Sale

5,752

67.9789 USD
Sale

5,798

66.6272 USD
Sale

6,797

67.8725 USD
Sale

6,900

67.3805 USD
Sale

7,600

67.5799 USD
Sale

7,981

67.9787 USD
Sale

13,570

67.9049 USD
Sale

14,200

67.8447 USD
Sale

17,900

67.1673 USD
Sale

18,576

68.1800 USD
Sale

22,924

68.1356 USD
Sale

23,325

67.7633 USD
Sale

27,128

67.1603 USD
Sale

28,500

67.5030 USD
Sale

30,047

67.8666 USD
Sale

36,264

68.1002 USD
Sale

43,000

67.5289 USD
Sale

50,438

67.4743 USD
Sale

51,990

67.0775 USD
Sale

86,600

67.5751 USD
Sale

142,818

67.7308 USD
Sale

186,610

67.1786 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

5,200

65 USD American 15 Nov 2019 4.3000 USD
Call Option Purchasing

200

65 USD American 17 Jan 2020 5.1000 USD
Call Option Purchasing

7,100

66 USD American 13 Sep 2019 1.4843 USD
Call Option Purchasing

4,100

67 USD American 13 Sep 2019 0.8717 USD
Call Option Purchasing

300

67 USD American 13 Sep 2019 1.1600 USD
Call Option Purchasing

300

67 USD American 27 Sep 2019 1.7000 USD
Call Option Purchasing

5,700

68 USD American 13 Sep 2019 0.5107 USD
Call Option Purchasing

2,800

68 USD American 13 Sep 2019 0.5871 USD
Call Option Purchasing

2,300

68 USD American 20 Sep 2019 0.7452 USD
Call Option Purchasing

500

68 USD American 20 Sep 2019 0.9200 USD
Call Option Purchasing

400

68 USD American 4 Oct 2019 1.7100 USD
Call Option Purchasing

100

68 USD American 18 Oct 2019 1.3400 USD
Call Option Purchasing

12,300

68 USD American 15 Nov 2019 2.0352 USD
Call Option Purchasing

3,300

68 USD American 17 Jan 2020 3.6863 USD
Call Option Purchasing

800

69 USD American 13 Sep 2019 0.2625 USD
Call Option Purchasing

300

70 USD American 27 Sep 2019 0.3200 USD
Call Option Purchasing

600

70 USD American 18 Oct 2019 0.7533 USD
Call Option Purchasing

4,500

70 USD American 15 Nov 2019 1.5188 USD
Call Option Purchasing

600

70 USD American 17 Jan 2020 2.2600 USD
Call Option Purchasing

600

73 USD American 17 Jan 2020 1.6250 USD
Call Option Purchasing

1,000

75 USD American 17 Jan 2020 0.9970 USD
Call Option Purchasing

1,000

75 USD American 21 Feb 2020 1.3400 USD
Call Option Purchasing

100

80 USD American 15 Nov 2019 0.1400 USD
Call Option Selling

200

70 USD American 20 Sep 2019 0.2700 USD
Call Option Selling

500

73 USD American 21 Feb 2020 1.7300 USD
Put Option Purchasing

700

60 USD American 18 Oct 2019 0.4628 USD
Put Option Purchasing

500

63 USD American 20 Sep 2019 0.1600 USD
Put Option Purchasing

3,600

63 USD American 18 Oct 2019 0.9400 USD
Put Option Purchasing

500

67 USD American 4 Oct 2019 1.0800 USD
Put Option Purchasing

100

68 USD American 17 Jan 2020 5.4500 USD
Put Option Purchasing

100

70 USD American 15 Nov 2019 4.6100 USD
Put Option Purchasing

100

73 USD American 18 Oct 2019 5.9100 USD
Put Option Selling

100

63 USD American 20 Sep 2019 0.0900 USD
Put Option Selling

200

65 USD American 18 Oct 2019 1.2400 USD
Put Option Selling

300

66 USD American 27 Sep 2019 0.9800 USD
Put Option Selling

2,700

67 USD American 13 Sep 2019 0.2700 USD
Put Option Selling

700

67 USD American 13 Sep 2019 0.5000 USD
Put Option Selling

2,000

68 USD American 13 Sep 2019 0.8300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Date of disclosure

11 Sept 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased

-300

75.0000

American Feb 21, 2020
Put Options Purchased

-500

67.0000

American Sep 20, 2019
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Put Options Purchased

-600

65.0000

American Feb 21, 2020
Put Options Purchased

-700

65.0000

American Jan 15, 2021
Put Options Purchased

-800

71.0000

American Sep 20, 2019
Put Options Purchased

-900

75.0000

American Nov 15, 2019
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-1,900

55.0000

American Sep 20, 2019
Put Options Purchased

-2,700

73.0000

American Jun 19, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-3,600

50.0000

American Jan 15, 2021
Put Options Purchased

-4,200

65.0000

American Jan 17, 2020
Put Options Purchased

-5,100

48.0000

American Jun 19, 2020
Put Options Purchased

-9,700

50.0000

American Jan 17, 2020
Put Options Written

250,000

65.0000

American Jan 17, 2020
Put Options Written

100,000

65.0000

American Jan 15, 1919
Put Options Written

9,500

60.0000

American Jun 19, 2020
Put Options Written

1,800

66.0000

American Sep 13, 2019
Put Options Written

1,100

85.0000

American Jun 19, 2020
Put Options Written

500

50.0000

American Nov 15, 2019
Put Options Written

200

75.0000

American Jun 19, 2020
Put Options Written

100

80.0000

American Sep 18, 2020
Put Options Written

100

63.0000

American Oct 25, 2019
Call Options Purchased

11,300

70.0000

American Nov 15, 2019
Call Options Purchased

2,100

78.0000

American Nov 15, 2019
Call Options Purchased

1,700

78.0000

American Jan 17, 2020
Call Options Purchased

1,300

58.0000

American Jan 15, 2021
Call Options Purchased

700

50.0000

American Jan 15, 2021
Call Options Purchased

500

71.0000

American Sep 13, 2019
Call Options Purchased

200

55.0000

American Sep 18, 2020
Call Options Purchased

100

73.0000

American Sep 18, 2020
Call Options Written

-130,100

68.0000

American Sep 20, 2019
Call Options Written

-300

120.0000

American Jan 15, 2021
Call Options Written

-400

66.0000

American Sep 20, 2019
Call Options Written

-900

135.0000

American Jan 15, 2021
Call Options Written

-1,000

68.0000

American Oct 4, 2019
Call Options Written

-1,500

130.0000

American Jan 15, 2021
Call Options Written

-3,100

63.0000

American Jan 17, 2020
Call Options Written

-6,900

93.0000

American Jan 17, 2020
Call Options Written

-9,400

83.0000

American Sep 20, 2019
Call Options Written

-20,600

90.0000

American Jun 19, 2020
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-200

78.0000

American Nov 15, 2019
Put Options Purchased

-700

43.0000

American Jan 15, 2021
Put Options Purchased

-700

68.0000

American Oct 18, 2019
Put Options Purchased

-1,000

58.0000

American Sep 27, 2019
Put Options Purchased

-1,300

73.0000

American Oct 18, 2019
Put Options Purchased

-1,300

65.0000

American Sep 13, 2019
Put Options Purchased

-2,600

55.0000

American Jan 15, 2021
Put Options Purchased

-10,900

83.0000

American Nov 15, 2019
Put Options Purchased

-16,300

55.0000

American Jan 17, 2020
Put Options Purchased

-27,600

63.0000

American Nov 15, 2019
Put Options Written

300,900

60.0000

American Jan 15, 2021
Put Options Written

49,600

95.0000

American Jan 17, 2020
Put Options Written

36,500

70.0000

American Jan 17, 2020
Put Options Written

36,500

70.0000

American Jan 15, 1919
Put Options Written

25,000

57.5000

American Jan 17, 2020
Put Options Written

5,300

78.0000

American Jan 17, 2020
Put Options Written

3,600

43.0000

American Sep 20, 2019
Put Options Written

2,000

58.0000

American Jan 15, 2021
Put Options Written

1,400

68.0000

American Jun 19, 2020
Put Options Written

1,300

45.0000

American Jan 17, 2020
Put Options Written

800

83.0000

American Jan 17, 2020
Put Options Written

800

70.0000

American Sep 20, 2019
Put Options Written

100

63.0000

American Sep 13, 2019
Call Options Purchased

130,100

73.0000

American Sep 20, 2019
Call Options Purchased

10,300

68.0000

American Sep 13, 2019
Call Options Purchased

7,600

80.0000

American Jan 17, 2020
Call Options Purchased

4,500

75.0000

American Sep 20, 2019
Call Options Purchased

4,000

55.0000

American Jan 17, 2020
Call Options Purchased

2,400

50.0000

American Jun 19, 2020
Call Options Purchased

2,300

48.0000

American Sep 18, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Call Options Purchased

500

68.0000

American Feb 21, 2020
Call Options Purchased

400

58.0000

American Sep 18, 2020
Call Options Written

-100

63.0000

American Sep 13, 2019
Call Options Written

-200

60.0000

American Jan 15, 2021
Call Options Written

-200

63.0000

American Jun 19, 2020
Call Options Written

-200

57.0000

American Sep 13, 2019
Call Options Written

-400

75.0000

American Sep 18, 2020
Call Options Written

-800

93.0000

American Jan 15, 2021
Call Options Written

-1,000

83.0000

American Feb 21, 2020
Call Options Written

-2,000

80.0000

American Sep 18, 2020
Call Options Written

-2,300

80.0000

American Feb 21, 2020
Call Options Written

-7,300

98.0000

American Jan 17, 2020
Call Options Written

-9,800

110.0000

American Jan 17, 2020
Call Options Written

-11,300

130.0000

American Jan 17, 2020
Call Options Written

-11,400

83.0000

American Jan 17, 2020
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-500

48.0000

American Nov 15, 2019
Put Options Purchased

-600

55.0000

American Jun 19, 2020
Put Options Purchased

-1,000

50.0000

American Sep 18, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Put Options Purchased

-3,100

58.0000

American Oct 18, 2019
Put Options Purchased

-4,300

50.0000

American Jun 19, 2020
Put Options Purchased

-5,000

43.0000

American Jun 19, 2020
Put Options Purchased

-27,800

60.0000

American Jan 17, 2020
Put Options Written

28,300

63.0000

American Jun 19, 2020
Put Options Written

13,400

43.0000

American Feb 21, 2020
Put Options Written

8,200

63.0000

American Jan 17, 2020
Put Options Written

3,000

63.0000

American Feb 21, 2020
Put Options Written

400

40.0000

American Sep 20, 2019
Put Options Written

300

78.0000

American Sep 18, 2020
Put Options Written

100

73.0000

American Sep 18, 2020
Call Options Purchased

30,200

63.0000

American Sep 20, 2019
Call Options Purchased

17,000

73.0000

American Jan 17, 2020
Call Options Purchased

2,800

70.0000

American Feb 21, 2020
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Call Options Purchased

400

70.0000

American Jun 19, 2020
Call Options Purchased

100

105.0000

American Jun 19, 2020
Call Options Written

-100

68.0000

American Sep 18, 2020
Call Options Written

-400

110.0000

American Jun 19, 2020
Call Options Written

-500

95.0000

American Sep 18, 2020
Call Options Written

-500

83.0000

American Jun 19, 2020
Call Options Written

-500

70.0000

American Sep 13, 2019
Call Options Written

-600

73.0000

American Jun 19, 2020
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Written

-1,000

78.0000

American Jun 19, 2020
Call Options Written

-1,600

75.0000

American Jan 15, 2021
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Call Options Written

-2,200

85.0000

American Sep 18, 2020
Call Options Written

-2,600

105.0000

American Nov 15, 2019
Call Options Written

-12,100

95.0000

American Jan 17, 2020
Call Options Written

-12,200

70.0000

American Sep 20, 2019
Call Options Written

-14,600

88.0000

American Nov 15, 2019
Put Options Purchased

-100

61.0000

American Sep 13, 2019
Put Options Purchased

-900

55.0000

American Nov 15, 2019
Put Options Purchased

-1,000

105.0000

American Jun 19, 2020
Put Options Purchased

-2,200

70.0000

American Jan 15, 2021
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-4,000

60.0000

American Oct 18, 2019
Put Options Purchased

-4,500

58.0000

American Jan 17, 2020
Put Options Purchased

-39,300

68.0000

American Nov 15, 2019
Put Options Written

151,000

65.0000

American Jun 19, 2020
Put Options Written

125,000

80.0000

American Jan 15, 2021
Put Options Written

900

66.0000

American Sep 20, 2019
Put Options Written

300

80.0000

American Jun 19, 2020
Put Options Written

100

60.0000

American Sep 27, 2019
Call Options Purchased

9,800

68.0000

American Jan 17, 2020
Call Options Purchased

5,600

73.0000

American Nov 15, 2019
Call Options Purchased

4,800

67.0000

American Sep 13, 2019
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

1,600

70.0000

American Jan 15, 2021
Call Options Purchased

1,200

58.0000

American Jun 19, 2020
Call Options Purchased

800

155.0000

American Jan 17, 2020
Call Options Purchased

700

68.0000

American Sep 20, 2019
Call Options Purchased

500

71.0000

American Sep 27, 2019
Call Options Purchased

100

65.0000

American Jan 17, 2020
Call Options Purchased

100

72.0000

American Sep 27, 2019
Call Options Written

-100

75.0000

American Jun 19, 2020
Call Options Written

-300

110.0000

American Sep 18, 2020
Call Options Written

-400

73.0000

American Oct 18, 2019
Call Options Written

-400

69.0000

American Sep 20, 2019
Call Options Written

-600

68.0000

American Sep 13, 2019
Call Options Written

-800

67.0000

American Sep 20, 2019
Call Options Written

-900

75.0000

American Jan 17, 2020
Call Options Written

-1,400

66.0000

American Sep 27, 2019
Call Options Written

-1,700

68.0000

American Sep 27, 2019
Call Options Written

-2,100

98.0000

American Jun 19, 2020
Call Options Written

-3,400

95.0000

American Sep 20, 2019
Call Options Written

-4,100

115.0000

American Jan 17, 2020
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Call Options Written

-6,900

105.0000

American Jan 17, 2020
Call Options Written

-10,900

80.0000

American Sep 20, 2019
Call Options Written

-13,600

100.0000

American Jan 15, 2021
Call Options Written

-15,500

88.0000

American Jan 17, 2020
Call Options Written

-17,000

85.0000

American Nov 15, 2019
Call Options Written

-35,500

90.0000

American Sep 20, 2019
Call Options Written

-52,600

65.0000

American Sep 20, 2019
Call Options Written

-75,000

70.0000

American Jan 15, 2021
Put Options Purchased

-300

78.0000

American Feb 21, 2020
Put Options Purchased

-400

73.0000

American Jan 17, 2020
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Put Options Purchased

-1,100

80.0000

American Jan 15, 2021
Put Options Purchased

-1,100

60.0000

American Feb 21, 2020
Put Options Purchased

-1,200

65.0000

American Nov 15, 2019
Put Options Purchased

-1,300

65.0000

American Sep 27, 2019
Put Options Purchased

-1,400

45.0000

American Jan 15, 2021
Put Options Purchased

-2,800

43.0000

American Jan 17, 2020
Put Options Purchased

-3,600

70.0000

American Sep 20, 2019
Put Options Purchased

-5,000

35.0000

American Jan 15, 2021
Put Options Purchased

-5,900

75.0000

American Jan 17, 2020
Put Options Purchased

-49,200

60.0000

American Sep 20, 2019
Put Options Written

32,800

58.0000

American Jun 19, 2020
Put Options Written

4,100

85.0000

American Jan 17, 2020
Put Options Written

3,000

58.0000

American Sep 20, 2019
Put Options Written

2,900

68.0000

American Sep 13, 2019
Put Options Written

2,100

45.0000

American Sep 20, 2019
Put Options Written

1,000

48.0000

American Sep 20, 2019
Put Options Written

1,000

64.0000

American Sep 13, 2019
Put Options Written

900

61.0000

American Sep 20, 2019
Put Options Written

600

55.0000

American Feb 21, 2020
Put Options Written

500

64.0000

American Sep 27, 2019
Put Options Written

400

73.0000

American Nov 15, 2019
Put Options Written

300

63.0000

American Sep 18, 2020
Put Options Written

300

70.0000

American Feb 21, 2020
Put Options Written

200

88.0000

American Nov 15, 2019
Put Options Written

100

67.0000

American Sep 20, 2019
Call Options Purchased

18,100

60.0000

American Jan 17, 2020
Call Options Purchased

16,900

70.0000

American Jan 17, 2020
Call Options Purchased

13,300

80.0000

American Nov 15, 2019
Call Options Purchased

5,500

65.0000

American Nov 15, 2019
Call Options Purchased

3,000

55.0000

American Feb 21, 2020
Call Options Purchased

2,600

68.0000

American Oct 18, 2019
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Call Options Purchased

1,000

67.0000

American Oct 11, 2019
Call Options Purchased

1,000

64.0000

American Oct 11, 2019
Call Options Purchased

400

69.0000

American Sep 13, 2019
Call Options Purchased

100

63.0000

American Sep 18, 2020
Call Options Purchased

100

69.0000

American Sep 27, 2019
Call Options Written

-200

78.0000

American Sep 18, 2020
Call Options Written

-300

130.0000

American Jun 19, 2020
Call Options Written

-500

63.0000

American Oct 18, 2019
Call Options Written

-700

68.0000

American Jun 19, 2020
Call Options Written

-1,300

93.0000

American Jun 19, 2020
Call Options Written

-1,400

90.0000

American Sep 18, 2020
Call Options Written

-1,500

93.0000

American Nov 15, 2019
Call Options Written

-2,100

78.0000

American Jan 15, 2021
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-3,100

145.0000

American Jan 17, 2020
Call Options Written

-3,700

93.0000

American Sep 20, 2019
Call Options Written

-7,500

110.0000

American Sep 20, 2019
Call Options Written

-100,100

120.0000

American Jan 17, 2020
Put Options Purchased

-100

48.0000

American Jan 17, 2020
Put Options Purchased

-100

62.0000

American Sep 20, 2019
Put Options Purchased

-600

43.0000

American Sep 18, 2020
Put Options Purchased

-1,000

62.0000

American Sep 13, 2019
Put Options Purchased

-1,900

58.0000

American Nov 15, 2019
Put Options Purchased

-2,000

63.0000

American Sep 20, 2019
Put Options Purchased

-2,100

40.0000

American Jan 15, 2021
Put Options Purchased

-3,000

68.0000

American Jan 15, 2021
Put Options Purchased

-6,300

70.0000

American Jan 17, 2020
Put Options Purchased

-57,800

65.0000

American Sep 20, 2019
Put Options Written

30,300

70.0000

American Jun 19, 2020
Put Options Written

6,100

80.0000

American Jan 17, 2020
Put Options Written

1,500

45.0000

American Nov 15, 2019
Put Options Written

1,500

73.0000

American Sep 20, 2019
Put Options Written

1,000

68.0000

American Feb 21, 2020
Put Options Written

400

33.0000

American Sep 18, 2020
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

100

78.0000

American Jan 15, 2021
Put Options Written

100

80.0000

American Nov 15, 2019
Call Options Purchased

34,500

66.0000

American Sep 20, 2019
Call Options Purchased

4,600

75.0000

American Oct 18, 2019
Call Options Purchased

4,300

75.0000

American Nov 15, 2019
Call Options Purchased

2,300

75.0000

American Feb 21, 2020
Call Options Purchased

1,700

78.0000

American Oct 18, 2019
Call Options Purchased

800

65.0000

American Sep 13, 2019
Call Options Purchased

400

68.0000

American Oct 4, 2019
Call Options Purchased

100

78.0000

American Feb 21, 2020
Call Options Written

-100

90.0000

American Jan 15, 2021
Call Options Written

-100

85.0000

American Feb 21, 2020
Call Options Written

-100

180.0000

American Jan 17, 2020
Call Options Written

-200

65.0000

American Jan 15, 2021
Call Options Written

-300

72.0000

American Sep 20, 2019
Call Options Written

-300

63.0000

American Sep 20, 2019
Call Options Written

-1,000

100.0000

American Sep 20, 2019
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Call Options Written

-2,200

83.0000

American Jan 15, 2021
Call Options Written

-2,600

66.0000

American Sep 13, 2019
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Call Options Written

-24,100

78.0000

American Sep 20, 2019
Call Options Written

-25,000

82.5000

American Jan 17, 2020
Call Options Written

-74,600

85.0000

American Sep 20, 2019
Put Options Purchased

-100

73.0000

American Feb 21, 2020
Put Options Purchased

-100

64.0000

American Sep 20, 2019
Put Options Purchased

-200

55.0000

American Oct 18, 2019
Put Options Purchased

-500

48.0000

American Sep 18, 2020
Put Options Purchased

-1,000

40.0000

American Jun 19, 2020
Put Options Purchased

-1,000

67.0000

American Sep 27, 2019
Put Options Purchased

-1,200

70.0000

American Oct 18, 2019
Put Options Purchased

-1,400

68.0000

American Jan 17, 2020
Put Options Purchased

-25,900

68.0000

American Sep 20, 2019
Put Options Written

180,000

60.0000

American Sep 20, 2019
Put Options Written

75,000

70.0000

American Jan 15, 2021
Put Options Written

6,000

105.0000

American Jan 17, 2020
Put Options Written

3,200

67.0000

American Sep 13, 2019
Put Options Written

1,000

83.0000

American Jan 15, 2021
Put Options Written

800

65.0000

American Sep 13, 2019
Put Options Written

100

70.0000

American Oct 11, 2019
Call Options Purchased

12,600

68.0000

American Nov 15, 2019
Call Options Purchased

5,200

70.0000

American Oct 18, 2019
Call Options Purchased

2,700

85.0000

American Jun 19, 2020
Call Options Purchased

2,600

60.0000

American Sep 20, 2019
Call Options Purchased

2,100

50.0000

American Jan 17, 2020
Call Options Purchased

1,800

80.0000

American Jun 19, 2020
Call Options Purchased

400

48.0000

American Jun 19, 2020
Call Options Purchased

400

83.0000

American Nov 15, 2019
Call Options Written

-200

105.0000

American Sep 18, 2020
Call Options Written

-300

93.0000

American Sep 18, 2020
Call Options Written

-500

88.0000

American Jun 19, 2020
Call Options Written

-900

100.0000

American Nov 15, 2019
Call Options Written

-900

71.0000

American Sep 20, 2019
Call Options Written

-1,900

98.0000

American Jan 15, 2021
Call Options Written

-2,200

63.0000

American Feb 21, 2020
Call Options Written

-6,600

105.0000

American Jan 15, 2021
Call Options Written

-10,400

100.0000

American Jun 19, 2020
Call Options Written

-13,500

85.0000

American Jan 17, 2020
Call Options Written

-13,800

90.0000

American Nov 15, 2019
Call Options Written

-69,400

100.0000

American Jan 17, 2020
Put Options Purchased

-100

68.0000

American Sep 18, 2020
Put Options Purchased

-200

88.0000

American Jan 17, 2020
Put Options Purchased

-300

43.0000

American Nov 15, 2019
Put Options Purchased

-500

67.0000

American Oct 4, 2019
Put Options Purchased

-600

50.0000

American Sep 20, 2019
Put Options Purchased

-800

93.0000

American Jun 19, 2020
Put Options Purchased

-1,000

48.0000

American Jan 15, 2021
Put Options Purchased

-1,000

62.0000

American Oct 11, 2019
Put Options Purchased

-1,800

61.0000

American Sep 20, 2019
Put Options Purchased

-6,800

100.0000

American Jan 17, 2020
Put Options Purchased

-7,300

70.0000

American Nov 15, 2019
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Put Options Purchased

-9,500

73.0000

American Jan 15, 2021
Put Options Purchased

-14,900

60.0000

American Nov 15, 2019
Put Options Written

25,000

58.0000

American Jan 15, 1919
Put Options Written

17,400

63.0000

American Oct 18, 2019
Put Options Written

16,200

65.0000

American Oct 18, 2019
Put Options Written

4,000

60.0000

American Oct 11, 2019
Put Options Written

3,700

75.0000

American Sep 20, 2019
Put Options Written

1,300

66.0000

American Sep 27, 2019
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Put Options Written

200

59.0000

American Sep 27, 2019
Put Options Written

100

70.0000

American Oct 4, 2019
Call Options Purchased

5,100

70.0000

American Sep 27, 2019
Call Options Purchased

3,600

73.0000

American Feb 21, 2020
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Call Options Purchased

1,100

68.0000

American Sep 27, 2019
Call Options Purchased

400

69.0000

American Sep 20, 2019
Call Options Purchased

300

67.0000

American Sep 27, 2019
Call Options Written

-400

105.0000

American Sep 20, 2019
Call Options Written

-1,000

88.0000

American Jan 15, 2021
Call Options Written

-1,000

69.0000

American Oct 4, 2019
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Call Options Written

-3,500

80.0000

American Jan 15, 2021
Call Options Written

-5,000

100.0000

American Sep 18, 2020
Call Options Written

-5,100

95.0000

American Jan 15, 2021
Call Options Written

-6,400

88.0000

American Sep 20, 2019
Call Options Written

-6,500

95.0000

American Nov 15, 2019
Call Options Written

-13,300

90.0000

American Jan 17, 2020
Call Options Written

-25,000

83.0000

American Jan 0, 1900

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675612
Time of Receipt (offset from UTC): 20190911T133307+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC