Form 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,119,145

0.95%

1,578,735

0.48%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,344,200

0.41%

2,319,420

0.71%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

609,600

0.19%

408,900

0.12%

 

 

 

 

TOTAL:

 

 

 

 

5,072,945

1.55%

4,307,055

1.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

10

162.4900 USD

Purchase

14

163.1700 USD

Purchase

92

163.0050 USD

Purchase

100

162.4600 USD

Purchase

100

163.1500 USD

Purchase

100

163.1400 USD

Purchase

100

165.0000 USD

Purchase

200

163.1100 USD

Purchase

300

162.7200 USD

Purchase

300

163.1850 USD

Purchase

335

163.1953 USD

Purchase

347

162.6148 USD

Purchase

400

162.8825 USD

Purchase

400

163.1450 USD

Purchase

500

163.0730 USD

Purchase

600

163.1291 USD

Purchase

613

162.9957 USD

Purchase

700

163.1685 USD

Purchase

757

162.6146 USD

Purchase

798

162.9497 USD

Purchase

1,125

162.6046 USD

Purchase

2,500

163.2412 USD

Purchase

2,831

162.7303 USD

Purchase

3,000

163.1961 USD

Purchase

4,300

162.4565 USD

Purchase

4,935

163.1531 USD

Purchase

5,013

162.7905 USD

Purchase

6,600

162.7248 USD

Purchase

7,759

162.6860 USD

Purchase

9,176

163.2600 USD

Purchase

21,073

162.9128 USD

Purchase

23,050

162.9734 USD

Purchase

26,643

163.1168 USD

Sale

5

163.1700 USD

Sale

92

163.0050 USD

Sale

100

162.3100 USD

Sale

100

163.1404 USD

Sale

100

163.0800 USD

Sale

102

163.1000 USD

Sale

107

163.1900 USD

Sale

110

162.4627 USD

Sale

147

162.8963 USD

Sale

151

162.7756 USD

Sale

200

163.1650 USD

Sale

200

162.8000 USD

Sale

213

163.0113 USD

Sale

215

163.0527 USD

Sale

300

163.1600 USD

Sale

400

163.0625 USD

Sale

600

162.5950 USD

Sale

600

163.1291 USD

Sale

600

163.1633 USD

Sale

600

163.2708 USD

Sale

692

163.0247 USD

Sale

700

162.9985 USD

Sale

803

163.0942 USD

Sale

821

162.9320 USD

Sale

834

163.0759 USD

Sale

862

162.7317 USD

Sale

1,013

163.0546 USD

Sale

1,065

162.9318 USD

Sale

1,232

162.9946 USD

Sale

1,400

163.1385 USD

Sale

1,500

162.8993 USD

Sale

1,500

162.7386 USD

Sale

1,984

163.0292 USD

Sale

2,200

163.2522 USD

Sale

2,400

163.1770 USD

Sale

2,700

162.2725 USD

Sale

3,000

162.8953 USD

Sale

3,400

162.9036 USD

Sale

4,300

162.4565 USD

Sale

7,323

163.2600 USD

Sale

9,409

162.8500 USD

Sale

10,803

162.7822 USD

Sale

11,751

163.0030 USD

Sale

38,014

163.0059 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

155 USD

American

20 Sep 2019

7.5400 USD

Call Option

Purchasing

200

170 USD

American

17 Jan 2020

4.4000 USD

Call Option

Selling

100

145 USD

American

20 Dec 2019

20.0000 USD

Call Option

Selling

100

160 USD

American

20 Sep 2019

3.1400 USD

Put Option

Selling

200

120 USD

American

15 Nov 2019

0.3500 USD

Put Option

Selling

200

125 USD

American

17 Jan 2020

1.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 10 Sep 2019
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

100

165.0000

American

Sep 6, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

16,300

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

200

115.0000

American

Sep 20, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

160.0000

American

Feb 21, 2020

Put Options

Written

200

150.0000

American

Nov 15, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

800

105.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options

Written

200

125.0000

American

Sep 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

8,800

170.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Written

45,200

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

2,800

170.0000

American

Jan 17, 2020

Call Options

Purchased

7,400

160.0000

American

Sep 20, 2019

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

170.0000

American

Jun 19, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-3,100

160.0000

American

Jan 17, 2020

Call Options

Written

-3,200

155.0000

American

Sep 20, 2019

Put Options

Purchased

-5,200

150.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Written

100

170.0000

American

Nov 15, 2019

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Put Options

Written

26,800

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Sep 20, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Sep 20, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

200

110.0000

American

Sep 20, 2019

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

900

135.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

24,800

120.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-100

162.5000

American

Sep 20, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Written

200

145.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

900

175.0000

American

Jan 17, 2020

Put Options

Written

7,600

150.0000

American

Feb 21, 2020

Put Options

Written

100

135.0000

American

Sep 20, 2019

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675536
Time of Receipt (offset from UTC): 20190910T150418+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC