FORM 8.3 – ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,032,758

0.92%

1,585,353

0.48%

 

(2)

Derivatives (other than options):

1,344,200

0.41%

2,219,420

0.68%

 

(3)

Options and agreements to
purchase/sell:

611,000

0.19%

408,600

0.12%

 
TOTAL:

4,987,958

1.52%

4,213,373

1.28%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

13

162.1765 USD

Purchase

25

162.3600 USD

Purchase

88

162.7500 USD

Purchase

100

162.8900 USD

Purchase

100

162.9100 USD

Purchase

100

162.3200 USD

Purchase

100

162.9850 USD

Purchase

100

163.1200 USD

Purchase

100

162.4300 USD

Purchase

100

162.6800 USD

Purchase

100

162.7700 USD

Purchase

100

162.8675 USD

Purchase

192

162.3618 USD

Purchase

199

162.5610 USD

Purchase

200

162.6750 USD

Purchase

200

162.5625 USD

Purchase

200

162.5700 USD

Purchase

207

162.4800 USD

Purchase

300

162.7966 USD

Purchase

500

162.2760 USD

Purchase

500

162.4400 USD

Purchase

501

162.4797 USD

Purchase

514

162.3816 USD

Purchase

535

162.2350 USD

Purchase

600

162.3316 USD

Purchase

1,000

162.4310 USD

Purchase

1,587

162.3452 USD

Purchase

1,980

162.4806 USD

Purchase

2,113

162.7046 USD

Purchase

7,014

162.3674 USD

Purchase

7,359

162.5106 USD

Purchase

7,500

162.4399 USD

Purchase

10,400

162.4921 USD

Purchase

10,718

162.4697 USD

Purchase

10,852

162.5654 USD

Purchase

27,000

162.4293 USD

Purchase

27,619

162.5366 USD

Purchase

31,728

162.3700 USD

Purchase

45,165

162.4192 USD

Purchase

110,928

162.4538 USD

Sale

39

162.3400 USD

Sale

58

162.1700 USD

Sale

80

162.5300 USD

Sale

100

162.5000 USD

Sale

100

162.7100 USD

Sale

100

162.6100 USD

Sale

100

162.1900 USD

Sale

100

162.0200 USD

Sale

100

162.4200 USD

Sale

106

162.2656 USD

Sale

135

162.2350 USD

Sale

200

162.4300 USD

Sale

200

162.2300 USD

Sale

201

162.3805 USD

Sale

282

162.4000 USD

Sale

300

162.1966 USD

Sale

307

162.4800 USD

Sale

383

162.3089 USD

Sale

389

162.5922 USD

Sale

500

162.2920 USD

Sale

500

162.6840 USD

Sale

500

162.3750 USD

Sale

644

162.6775 USD

Sale

661

162.4631 USD

Sale

800

162.4656 USD

Sale

807

162.4289 USD

Sale

918

162.4515 USD

Sale

1,000

162.3975 USD

Sale

1,006

162.7879 USD

Sale

1,175

162.5185 USD

Sale

1,192

162.5752 USD

Sale

1,302

162.4266 USD

Sale

1,314

162.4050 USD

Sale

1,323

162.6315 USD

Sale

1,381

162.5957 USD

Sale

1,400

162.3592 USD

Sale

1,700

162.5255 USD

Sale

1,700

162.4629 USD

Sale

2,043

162.5046 USD

Sale

2,076

162.5733 USD

Sale

2,263

162.4023 USD

Sale

2,355

162.5127 USD

Sale

2,402

162.4402 USD

Sale

2,600

162.3972 USD

Sale

2,947

162.5746 USD

Sale

3,166

162.4237 USD

Sale

4,143

162.5108 USD

Sale

4,322

162.4049 USD

Sale

4,501

162.4362 USD

Sale

5,056

162.4493 USD

Sale

5,797

162.5930 USD

Sale

6,600

162.4313 USD

Sale

6,795

162.6282 USD

Sale

11,093

162.3717 USD

Sale

13,025

162.4430 USD

Sale

15,500

162.4302 USD

Sale

18,500

162.4261 USD

Sale

22,363

162.5657 USD

Sale

23,883

162.5092 USD

Sale

24,400

162.4327 USD

Sale

27,155

162.3700 USD

Sale

28,247

162.4457 USD

Sale

37,772

162.4079 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Put Option Purchasing

200

155 USD

American

13 Sep 2019

0.0300 USD

Put Option Purchasing

200

160 USD

American

17 Jan 2020

6.8500 USD

Put Option Selling

500

150 USD

American

20 Dec 2019

3.2000 USD

Put Option Selling

500

150 USD

American

17 Jan 2020

4.1500 USD

Put Option Selling

200

155 USD

American

17 Jan 2020

5.4500 USD

Put Option Selling

1,000

200 USD

American

20 Dec 2019

37.4500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

10 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

16,300

165.0000

American

Nov 15, 2019

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

200

115.0000

American

Sep 20, 2019

Call Options Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options Purchased

100

170.0000

American

Sep 27, 2019

Put Options Written

1,600

155.0000

American

Dec 20, 2019

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

160.0000

American

Feb 21, 2020

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-1,700

165.0000

American

Jan 17, 2020

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

800

105.0000

American

Jan 15, 2021

Call Options Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Put Options Written

200

120.0000

American

Oct 18, 2019

Call Options Purchased

100

185.0000

American

Sep 20, 2019

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

200

150.0000

American

Nov 15, 2019

Call Options Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options Purchased

4,400

140.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-200

155.0000

American

Sep 13, 2019

Put Options Purchased

-600

135.0000

American

Nov 15, 2019

Put Options Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Call Options Written

-100

150.0000

American

Feb 21, 2020

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-300

170.0000

American

Feb 21, 2020

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Call Options Purchased

4,900

185.0000

American

Nov 15, 2019

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Purchased

6,400

170.0000

American

Feb 21, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

400

65.0000

American

Jan 17, 2020

Call Options Purchased

8,100

170.0000

American

Jun 19, 2020

Call Options Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

200

125.0000

American

Sep 20, 2019

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

8,800

170.0000

American

Nov 15, 2019

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Written

-100

140.0000

American

Feb 21, 2020

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Call Options Written

-200

125.0000

American

Jan 17, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Written

45,200

140.0000

American

Jun 19, 2020

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

300

140.0000

American

Sep 20, 2019

Call Options Purchased

7,400

160.0000

American

Sep 20, 2019

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

2,800

170.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-8,600

130.0000

American

Nov 15, 2019

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

165.0000

American

Nov 15, 2019

Put Options Purchased

-4,700

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,000

170.0000

American

Jun 19, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-3,300

160.0000

American

Jan 17, 2020

Call Options Written

-3,200

155.0000

American

Sep 20, 2019

Call Options Written

-25,000

150.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

700

175.0000

American

Nov 15, 2019

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-300

145.0000

American

Nov 15, 2019

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-4,300

155.0000

American

Jan 17, 2020

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

200

145.0000

American

Sep 20, 2019

Put Options Written

100

170.0000

American

Nov 15, 2019

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Purchased

3,900

165.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Written

27,300

150.0000

American

Dec 20, 2019

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-800

175.0000

American

Jan 17, 2020

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-100

190.0000

American

Sep 20, 2019

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Put Options Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options Written

-100

105.0000

American

Jan 17, 2020

Call Options Written

-500

135.0000

American

Dec 20, 2019

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

3,000

175.0000

American

Feb 21, 2020

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Put Options Written

900

135.0000

American

Jan 17, 2020

Put Options Written

500

80.0000

American

Nov 15, 2019

Put Options Written

24,800

120.0000

American

Nov 15, 2019

Put Options Written

200

110.0000

American

Sep 20, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Put Options Written

200

120.0000

American

Sep 20, 2019

Put Options Purchased

-103,100

130.0000

American

Jan 17, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Call Options Written

-100

162.5000

American

Sep 20, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Call Options Written

-1,000

175.0000

American

Jan 15, 2021

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options Written

-9,100

170.0000

American

Sep 20, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

3,600

125.0000

American

Nov 15, 2019

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Call Options Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options Purchased

200

165.0000

American

Oct 18, 2019

Put Options Written

200

145.0000

American

Feb 21, 2020

Put Options Written

8,200

150.0000

American

Sep 20, 2019

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

1,000

200.0000

American

Dec 20, 2019

Call Options Purchased

900

175.0000

American

Jan 17, 2020

Put Options Written

7,600

150.0000

American

Feb 21, 2020

Put Options Written

1,600

155.0000

American

Sep 20, 2019

Put Options Written

100

135.0000

American

Sep 20, 2019

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Call Options Purchased

4,100

150.0000

American

Jan 17, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-2,000

130.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

160.0000

American

Nov 15, 2019

Put Options Purchased

-200

147.0000

American

Sep 20, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675525
Time of Receipt (offset from UTC): 20190910T123743+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC