Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,770,784

0.19%

3,303,007

0.22%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,356,381

0.16%

25,396

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,999,700

0.14%

1,383,000

0.09%

 

 

 

 

TOTAL:

 

 

 

 

7,126,865

0.48%

4,711,403

0.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

50

67.9600 USD

Purchase

79

67.2300 USD

Purchase

83

67.2600 USD

Purchase

91

67.3000 USD

Purchase

99

67.9500 USD

Purchase

100

67.1300 USD

Purchase

100

68.0800 USD

Purchase

100

67.6600 USD

Purchase

100

67.4700 USD

Purchase

100

67.9750 USD

Purchase

100

67.9850 USD

Purchase

100

67.2250 USD

Purchase

100

67.1600 USD

Purchase

112

67.8725 USD

Purchase

127

67.3124 USD

Purchase

188

67.4138 USD

Purchase

200

67.4050 USD

Purchase

200

67.1075 USD

Purchase

200

67.8450 USD

Purchase

200

67.6925 USD

Purchase

200

67.2800 USD

Purchase

200

67.4096 USD

Purchase

205

67.9565 USD

Purchase

291

67.4324 USD

Purchase

300

67.8983 USD

Purchase

300

67.9800 USD

Purchase

300

67.9033 USD

Purchase

320

67.3575 USD

Purchase

400

67.1800 USD

Purchase

505

67.9180 USD

Purchase

533

67.3100 USD

Purchase

589

67.9096 USD

Purchase

706

67.6902 USD

Purchase

806

67.2158 USD

Purchase

905

67.7050 USD

Purchase

979

67.7124 USD

Purchase

1,069

67.8922 USD

Purchase

1,221

67.4093 USD

Purchase

1,300

67.6717 USD

Purchase

1,373

67.4415 USD

Purchase

1,506

67.5956 USD

Purchase

1,515

67.6972 USD

Purchase

1,600

67.7162 USD

Purchase

1,700

67.4247 USD

Purchase

1,800

67.7094 USD

Purchase

1,918

67.9894 USD

Purchase

2,104

67.6923 USD

Purchase

3,296

67.4146 USD

Purchase

3,700

68.0404 USD

Purchase

4,452

67.6200 USD

Purchase

4,600

67.7100 USD

Purchase

6,700

67.9822 USD

Purchase

7,718

67.3529 USD

Purchase

8,248

67.9488 USD

Purchase

9,457

67.6012 USD

Purchase

10,795

67.9668 USD

Purchase

11,124

67.9477 USD

Purchase

12,100

67.9065 USD

Purchase

13,173

67.9017 USD

Purchase

13,300

67.8867 USD

Purchase

15,241

67.8761 USD

Purchase

15,914

67.6557 USD

Purchase

26,668

67.6007 USD

Purchase

38,400

67.6433 USD

Purchase

46,100

67.6967 USD

Purchase

47,089

67.9404 USD

Purchase

95,074

67.6779 USD

Purchase

97,199

67.8467 USD

Purchase

150,000

67.0300 USD

Sale

2

68.0000 USD

Sale

30

68.0700 USD

Sale

50

67.9600 USD

Sale

81

67.7350 USD

Sale

83

67.2600 USD

Sale

100

67.9500 USD

Sale

100

67.6100 USD

Sale

100

67.6750 USD

Sale

100

67.6825 USD

Sale

100

67.9050 USD

Sale

100

67.9200 USD

Sale

100

67.9400 USD

Sale

100

67.7000 USD

Sale

100

67.7800 USD

Sale

100

67.8900 USD

Sale

189

67.9167 USD

Sale

200

67.9000 USD

Sale

200

67.0600 USD

Sale

201

67.7450 USD

Sale

205

67.9565 USD

Sale

283

67.0900 USD

Sale

284

67.5620 USD

Sale

300

67.8916 USD

Sale

307

67.8987 USD

Sale

400

67.8800 USD

Sale

500

67.7820 USD

Sale

645

67.3100 USD

Sale

800

67.9187 USD

Sale

905

67.7050 USD

Sale

920

68.0673 USD

Sale

1,000

67.8220 USD

Sale

1,026

68.0553 USD

Sale

1,055

67.9375 USD

Sale

1,507

67.7754 USD

Sale

1,536

67.3500 USD

Sale

1,557

67.9974 USD

Sale

1,603

67.6167 USD

Sale

1,650

67.9518 USD

Sale

1,670

67.7583 USD

Sale

1,900

67.2206 USD

Sale

1,964

67.7014 USD

Sale

1,978

67.9204 USD

Sale

2,200

67.7100 USD

Sale

2,200

67.7018 USD

Sale

2,376

68.0005 USD

Sale

2,962

67.9866 USD

Sale

3,600

68.0504 USD

Sale

3,632

67.6930 USD

Sale

3,800

67.7437 USD

Sale

3,969

68.0115 USD

Sale

4,122

67.6200 USD

Sale

4,500

67.8925 USD

Sale

4,832

67.9512 USD

Sale

5,710

67.7637 USD

Sale

5,930

68.0011 USD

Sale

6,500

67.3229 USD

Sale

6,678

67.7406 USD

Sale

6,923

67.6844 USD

Sale

8,209

67.9265 USD

Sale

11,500

67.4916 USD

Sale

11,868

67.9496 USD

Sale

12,100

67.9065 USD

Sale

16,607

67.3882 USD

Sale

19,175

67.7090 USD

Sale

32,700

67.6448 USD

Sale

34,387

67.8065 USD

Sale

34,900

67.7594 USD

Sale

37,858

67.5822 USD

Sale

80,259

67.6015 USD

Sale

129,472

67.9777 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

63 USD

American

15 Nov 2019

5.7300 USD

Call Option

Purchasing

4,100

67 USD

American

6 Sep 2019

0.5202 USD

Call Option

Purchasing

100

68 USD

American

6 Sep 2019

0.4300 USD

Call Option

Purchasing

100

68 USD

American

13 Sep 2019

0.6600 USD

Call Option

Purchasing

2,000

68 USD

American

18 Oct 2019

2.2000 USD

Call Option

Purchasing

1,500

68 USD

American

15 Nov 2019

2.9133 USD

Call Option

Purchasing

700

68 USD

American

21 Feb 2020

3.9500 USD

Call Option

Purchasing

400

70 USD

American

13 Sep 2019

0.1100 USD

Call Option

Purchasing

600

70 USD

American

18 Oct 2019

0.8183 USD

Call Option

Purchasing

700

70 USD

American

15 Nov 2019

1.7600 USD

Call Option

Purchasing

100

70 USD

American

17 Jan 2020

2.6700 USD

Call Option

Purchasing

100

70 USD

American

21 Feb 2020

2.8000 USD

Call Option

Purchasing

100

73 USD

American

20 Sep 2019

0.0600 USD

Call Option

Purchasing

600

73 USD

American

15 Nov 2019

0.9816 USD

Call Option

Purchasing

5,300

73 USD

American

17 Jan 2020

1.8320 USD

Call Option

Purchasing

600

73 USD

American

21 Feb 2020

1.9500 USD

Call Option

Purchasing

2,000

75 USD

American

17 Jan 2020

1.1900 USD

Call Option

Purchasing

500

75 USD

American

21 Feb 2020

1.5500 USD

Call Option

Purchasing

12,500

80 USD

American

17 Jan 2020

0.4640 USD

Call Option

Selling

100

67 USD

American

6 Sep 2019

0.7300 USD

Call Option

Selling

100

80 USD

American

20 Sep 2019

0.0100 USD

Call Option

Selling

200

85 USD

American

15 Nov 2019

0.0600 USD

Put Option

Purchasing

2,800

55 USD

American

17 Jan 2020

0.8500 USD

Put Option

Purchasing

200

65 USD

American

13 Sep 2019

0.1100 USD

Put Option

Purchasing

100

65 USD

American

27 Sep 2019

0.4400 USD

Put Option

Purchasing

500

66 USD

American

13 Sep 2019

0.2000 USD

Put Option

Purchasing

100

67 USD

American

27 Sep 2019

0.7500 USD

Put Option

Purchasing

9,800

68 USD

American

15 Nov 2019

3.6072 USD

Put Option

Selling

500

60 USD

American

19 Jun 2020

3.9500 USD

Put Option

Selling

2,000

63 USD

American

17 Jan 2020

2.4200 USD

Put Option

Selling

10,000

65 USD

American

15 Nov 2019

2.4009 USD

Put Option

Selling

100

67 USD

American

6 Sep 2019

0.1600 USD

Put Option

Selling

400

67 USD

American

20 Sep 2019

0.7800 USD

Put Option

Selling

400

68 USD

American

6 Sep 2019

0.2400 USD

Put Option

Selling

500

69 USD

American

6 Sep 2019

0.5700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

9 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

100

71.0000

American

Sep 13, 2019

Put Options

Written

100

80.0000

American

Sep 18, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

400

82.5000

American

Nov 15, 2019

Call Options

Purchased

6,800

70.0000

American

Nov 15, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

100

68.5000

American

Sep 13, 2019

Call Options

Purchased

5,600

72.5000

American

Nov 15, 2019

Put Options

Written

9,500

60.0000

American

Jun 19, 2020

Call Options

Purchased

200

60.5000

American

Sep 6, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

500

50.0000

American

Nov 15, 2019

Call Options

Purchased

3,900

72.5000

American

Feb 21, 2020

Put Options

Written

900

60.5000

American

Sep 20, 2019

Put Options

Written

21,000

62.5000

American

Oct 18, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Call Options

Written

-400

66.0000

American

Sep 20, 2019

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-20,600

90.0000

American

Jun 19, 2020

Put Options

Purchased

-900

75.0000

American

Nov 15, 2019

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

55.0000

American

Sep 20, 2019

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Call Options

Written

-300

65.0000

American

Sep 6, 2019

Put Options

Purchased

-600

65.0000

American

Feb 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-2,500

57.5000

American

Jan 17, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

57.5000

American

Nov 15, 2019

Put Options

Purchased

-9,700

50.0000

American

Jan 17, 2020

Call Options

Written

-100

68.0000

American

Sep 6, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-500

67.0000

American

Sep 20, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-200

65.0000

American

Sep 6, 2019

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

77.5000

American

Oct 18, 2019

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

1,300

45.0000

American

Jan 17, 2020

Call Options

Purchased

130,100

72.5000

American

Sep 20, 2019

Call Options

Purchased

4,600

68.0000

American

Sep 13, 2019

Put Options

Written

1,500

72.5000

American

Sep 20, 2019

Put Options

Written

400

68.0000

American

Sep 6, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

2,400

66.0000

American

Sep 6, 2019

Call Options

Purchased

30,200

62.5000

American

Sep 20, 2019

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

300,900

60.0000

American

Jan 15, 2021

Put Options

Written

100

63.0000

American

Sep 13, 2019

Call Options

Purchased

7,800

80.0000

American

Jan 17, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

700

67.5000

American

Feb 21, 2020

Call Options

Purchased

5,900

67.5000

American

Sep 20, 2019

Call Options

Purchased

4,500

75.0000

American

Sep 20, 2019

Put Options

Written

13,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options

Written

-11,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

62.5000

American

Sep 20, 2019

Call Options

Written

-2,300

80.0000

American

Feb 21, 2020

Put Options

Purchased

-16,300

55.0000

American

Jan 17, 2020

Call Options

Written

-200

60.0000

American

Jan 15, 2021

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-2,000

80.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-200

57.0000

American

Sep 13, 2019

Call Options

Written

-9,800

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options

Written

-800

69.5000

American

Sep 20, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-200

77.5000

American

Nov 15, 2019

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-400

75.0000

American

Sep 18, 2020

Call Options

Written

-3,700

92.5000

American

Sep 20, 2019

Call Options

Purchased

2,800

70.0000

American

Feb 21, 2020

Call Options

Purchased

16,100

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,800

66.0000

American

Sep 6, 2019

Call Options

Purchased

1,200

68.5000

American

Sep 6, 2019

Call Options

Purchased

200

65.5000

American

Sep 6, 2019

Put Options

Written

1,900

60.0000

American

Sep 6, 2019

Put Options

Written

200

87.5000

American

Nov 15, 2019

Call Options

Purchased

400

70.5000

American

Sep 6, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

8,200

62.5000

American

Jan 17, 2020

Call Options

Purchased

500

64.0000

American

Sep 6, 2019

Put Options

Written

400

40.0000

American

Sep 20, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

1,600

64.5000

American

Sep 6, 2019

Call Options

Purchased

300

69.5000

American

Sep 6, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-800

70.0000

American

Sep 20, 2019

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-2,200

85.0000

American

Sep 18, 2020

Call Options

Written

-500

70.0000

American

Sep 13, 2019

Call Options

Written

-600

64.5000

American

Sep 20, 2019

Call Options

Written

-1,000

77.5000

American

Jun 19, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-130,000

67.5000

American

Sep 20, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-25,600

67.5000

American

Sep 20, 2019

Call Options

Written

-100

70.0000

American

Sep 6, 2019

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-300

66.0000

American

Sep 13, 2019

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-14,600

87.5000

American

Nov 15, 2019

Put Options

Purchased

-200

66.5000

American

Sep 13, 2019

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-1,300

65.5000

American

Sep 27, 2019

Put Options

Purchased

-100

72.5000

American

Feb 21, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options

Purchased

-27,800

60.0000

American

Jan 17, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

200

68.5000

American

Sep 20, 2019

Call Options

Purchased

1,100

67.0000

American

Sep 13, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

2,100

77.5000

American

Nov 15, 2019

Put Options

Written

1,700

67.0000

American

Sep 6, 2019

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

600

67.5000

American

Nov 15, 2019

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

900

66.0000

American

Sep 20, 2019

Put Options

Written

32,800

57.5000

American

Jun 19, 2020

Put Options

Written

1,000

47.5000

American

Sep 20, 2019

Call Options

Purchased

100

71.5000

American

Sep 27, 2019

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

100

60.0000

American

Sep 27, 2019

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options

Purchased

500

71.0000

American

Sep 27, 2019

Call Options

Purchased

200

68.0000

American

Sep 20, 2019

Put Options

Written

100

63.0000

American

Sep 6, 2019

Call Options

Purchased

100

66.5000

American

Sep 13, 2019

Put Options

Written

3,600

42.5000

American

Sep 20, 2019

Put Options

Purchased

-1,200

72.5000

American

Oct 18, 2019

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Put Options

Purchased

-100

64.5000

American

Sep 27, 2019

Call Options

Written

-1,000

82.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-700

67.5000

American

Jun 19, 2020

Put Options

Purchased

-100

61.0000

American

Sep 13, 2019

Put Options

Purchased

-900

55.0000

American

Nov 15, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-1,900

75.0000

American

Jan 17, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

66.5000

American

Sep 27, 2019

Call Options

Written

-400

69.0000

American

Sep 20, 2019

Call Options

Written

-500

82.5000

American

Jun 19, 2020

Put Options

Purchased

-2,700

60.0000

American

Oct 18, 2019

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Call Options

Written

-17,000

85.0000

American

Nov 15, 2019

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-35,500

90.0000

American

Sep 20, 2019

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-700

68.0000

American

Sep 27, 2019

Call Options

Written

-10,900

80.0000

American

Sep 20, 2019

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options

Written

-3,400

95.0000

American

Sep 20, 2019

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Put Options

Written

1,000

64.0000

American

Sep 13, 2019

Call Options

Purchased

600

69.0000

American

Sep 6, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

3,000

55.0000

American

Feb 21, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

300

70.0000

American

Feb 21, 2020

Put Options

Written

2,100

45.0000

American

Sep 20, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

100

69.0000

American

Sep 27, 2019

Put Options

Written

600

55.0000

American

Feb 21, 2020

Call Options

Purchased

13,200

80.0000

American

Nov 15, 2019

Put Options

Written

500

64.0000

American

Sep 27, 2019

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

16,300

70.0000

American

Jan 17, 2020

Call Options

Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options

Purchased

300

65.0000

American

Nov 15, 2019

Call Options

Purchased

300

71.5000

American

Sep 6, 2019

Put Options

Written

2,100

65.5000

American

Sep 6, 2019

Call Options

Purchased

400

70.5000

American

Sep 13, 2019

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

59.0000

American

Sep 6, 2019

Put Options

Purchased

-2,700

72.5000

American

Jun 19, 2020

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options

Purchased

-1,200

65.0000

American

Nov 15, 2019

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

70.0000

American

Sep 20, 2019

Call Options

Written

-7,500

110.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

60.0000

American

Feb 21, 2020

Call Options

Written

-900

63.0000

American

Sep 6, 2019

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-400

72.5000

American

Oct 18, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-49,200

60.0000

American

Sep 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Sep 27, 2019

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Nov 15, 2019

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-3,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

60.0000

American

Sep 18, 2020

Put Options

Written

100

80.0000

American

Nov 15, 2019

Call Options

Purchased

1,300

75.0000

American

Feb 21, 2020

Call Options

Purchased

6,500

67.5000

American

Jan 17, 2020

Call Options

Purchased

200

67.0000

American

Sep 20, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

67.0000

American

Sep 6, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

4,600

75.0000

American

Oct 18, 2019

Call Options

Purchased

34,500

66.0000

American

Sep 20, 2019

Call Options

Purchased

4,300

75.0000

American

Nov 15, 2019

Call Options

Purchased

800

65.0000

American

Sep 13, 2019

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options

Written

-1,000

100.0000

American

Sep 20, 2019

Call Options

Written

-61,400

82.5000

American

Jan 17, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

47.5000

American

Jan 17, 2020

Call Options

Written

-800

74.0000

American

Sep 6, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-300

72.0000

American

Sep 20, 2019

Put Options

Purchased

-1,000

62.0000

American

Sep 13, 2019

Put Options

Purchased

-6,300

70.0000

American

Jan 17, 2020

Put Options

Purchased

-57,800

65.0000

American

Sep 20, 2019

Call Options

Written

-200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-100

62.0000

American

Sep 20, 2019

Put Options

Purchased

-600

63.5000

American

Sep 6, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-1,500

66.0000

American

Sep 13, 2019

Call Options

Written

-6,400

87.5000

American

Sep 20, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-9,400

82.5000

American

Sep 20, 2019

Call Options

Written

-74,600

85.0000

American

Sep 20, 2019

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-200

87.5000

American

Jan 17, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Put Options

Purchased

-2,300

64.5000

American

Sep 13, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-24,100

77.5000

American

Sep 20, 2019

Put Options

Written

100

72.5000

American

Sep 18, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Put Options

Written

1,000

67.5000

American

Sep 13, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019

Put Options

Written

1,400

67.5000

American

Jun 19, 2020

Put Options

Written

100

70.0000

American

Oct 11, 2019

Put Options

Written

1,000

67.5000

American

Feb 21, 2020

Put Options

Written

400

72.5000

American

Nov 15, 2019

Put Options

Written

180,000

60.0000

American

Sep 20, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

2,700

85.0000

American

Jun 19, 2020

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

4,500

70.0000

American

Oct 18, 2019

Put Options

Written

500

68.5000

American

Sep 6, 2019

Call Options

Purchased

1,800

80.0000

American

Jun 19, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Call Options

Written

-200

77.5000

American

Sep 18, 2020

Put Options

Purchased

-1,200

70.0000

American

Oct 18, 2019

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-39,000

67.5000

American

Nov 15, 2019

Call Options

Written

-13,500

85.0000

American

Jan 17, 2020

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-27,600

62.5000

American

Nov 15, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-900

71.0000

American

Sep 20, 2019

Call Options

Written

-300

62.5000

American

Sep 20, 2019

Call Options

Written

-200

64.5000

American

Sep 6, 2019

Call Options

Written

-100

65.0000

American

Jan 17, 2020

Call Options

Written

-15,500

87.5000

American

Jan 17, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

67.5000

American

Sep 27, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Put Options

Written

100

70.0000

American

Oct 4, 2019

Put Options

Written

3,000

57.5000

American

Sep 20, 2019

Call Options

Purchased

2,500

67.5000

American

Oct 18, 2019

Put Options

Written

200

59.0000

American

Sep 27, 2019

Put Options

Written

3,800

75.0000

American

Sep 20, 2019

Call Options

Purchased

1,700

77.5000

American

Jan 17, 2020

Put Options

Written

16,000

65.0000

American

Oct 18, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

600

67.5000

American

Sep 6, 2019

Put Options

Written

400

62.5000

American

Sep 6, 2019

Call Options

Purchased

12,000

65.0000

American

Sep 20, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

4,800

70.0000

American

Sep 27, 2019

Call Options

Purchased

100

77.5000

American

Feb 21, 2020

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Purchased

1,300

57.5000

American

Jan 15, 2021

Call Options

Written

-2,100

77.5000

American

Jan 15, 2021

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-400

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options

Written

-500

87.5000

American

Jan 15, 2021

Put Options

Purchased

-700

67.5000

American

Oct 18, 2019

Put Options

Purchased

-1,300

67.5000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-1,000

57.5000

American

Sep 27, 2019

Put Options

Purchased

-1,800

61.0000

American

Sep 20, 2019

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-7,200

70.0000

American

Nov 15, 2019

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-400

105.0000

American

Sep 20, 2019

Put Options

Purchased

-100

63.5000

American

Sep 20, 2019

Call Options

Written

-3,400

67.5000

American

Sep 13, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-3,500

80.0000

American

Jan 15, 2021

Put Options

Purchased

-100

65.5000

American

Sep 13, 2019

Put Options

Purchased

-600

50.0000

American

Sep 20, 2019

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-14,700

60.0000

American

Nov 15, 2019

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675450
Time of Receipt (offset from UTC): 20190909T120059+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC