FORM 8.3 – COBHAM PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

COBHAM PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

06 September 2019

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

40,116,403

1.68%

17,145,242

0.72%

 

(2)

Cash-settled derivatives:

1,456,280

0.06%

29,345,428

1.23%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

41,572,683

1.74%

46,490,670

1.94%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit

security

securities

 

2.5p ordinary Purchase

229

1.6164 GBP

2.5p ordinary Purchase

774

1.6184 GBP

2.5p ordinary Purchase

1,997

1.6165 GBP

2.5p ordinary Purchase

2,531

1.6190 GBP

2.5p ordinary Purchase

8,677

1.6222 GBP

2.5p ordinary Purchase

9,679

1.6203 GBP

2.5p ordinary Purchase

12,449

1.6186 GBP

2.5p ordinary Purchase

17,708

1.6160 GBP

2.5p ordinary Purchase

19,738

1.6177 GBP

2.5p ordinary Purchase

25,001

1.6170 GBP

2.5p ordinary Purchase

25,900

1.6175 GBP

2.5p ordinary Purchase

37,246

1.6159 GBP

2.5p ordinary Purchase

136,718

1.6201 GBP

2.5p ordinary Purchase

173,628

1.6208 GBP

2.5p ordinary Purchase

588,910

1.6183 GBP

2.5p ordinary Sale

3,134

1.6164 GBP

2.5p ordinary Sale

6,018

1.6188 GBP

2.5p ordinary Sale

7,674

1.6160 GBP

2.5p ordinary Sale

11,581

1.6176 GBP

2.5p ordinary Sale

26,661

1.6184 GBP

2.5p ordinary Sale

27,080

1.6198 GBP

2.5p ordinary Sale

36,280

1.6181 GBP

2.5p ordinary Sale

54,341

1.6175 GBP

2.5p ordinary Sale

60,295

1.6173 GBP

2.5p ordinary Sale

149,151

1.6177 GBP

2.5p ordinary Sale

501,226

1.6183 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per

relevant description

reference

unit

security

securities

 

2.5p ordinary SWAP Long

1,808

1.6171 GBP

2.5p ordinary CFD Long

3,913

1.6183 GBP

2.5p ordinary SWAP Long

59,674

1.6184 GBP

2.5p ordinary SWAP Long

70,282

1.6166 GBP

2.5p ordinary SWAP Long

92,064

1.6178 GBP

2.5p ordinary SWAP Short

256

1.6164 GBP

2.5p ordinary CFD Short

774

1.6184 GBP

2.5p ordinary CFD Short

5,155

1.6157 GBP

2.5p ordinary SWAP Short

6,940

1.6160 GBP

2.5p ordinary CFD Short

26,693

1.6199 GBP

2.5p ordinary SWAP Short

54,610

1.6204 GBP

2.5p ordinary CFD Short

59,160

1.6208 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

9 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675447
Time of Receipt (offset from UTC): 20190909T115548+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC