FORM 8.3 - ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,589,081

0.18%

3,180,571

0.22%

 

(2)

Derivatives (other than options):

2,356,381

0.16%

25,396

0.00%

 

(3)

Options and agreements to
purchase/sell:

1,980,200

0.13%

1,389,500

0.09%

 

 

 

 

 

TOTAL:

6,925,662

0.47%

4,595,467

0.31%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

28

65.6975 USD

Purchase

40

64.9800 USD

Purchase

76

66.3600 USD

Purchase

100

65.1300 USD

Purchase

149

65.2999 USD

Purchase

154

65.3011 USD

Purchase

190

66.2968 USD

Purchase

200

66.2925 USD

Purchase

200

65.7500 USD

Purchase

200

65.7000 USD

Purchase

200

65.2600 USD

Purchase

200

65.0125 USD

Purchase

200

65.3000 USD

Purchase

220

66.2964 USD

Purchase

300

65.4300 USD

Purchase

300

66.2833 USD

Purchase

300

66.2966 USD

Purchase

301

65.2713 USD

Purchase

383

65.3530 USD

Purchase

400

70.0000 USD

Purchase

400

65.2900 USD

Purchase

412

65.2587 USD

Purchase

429

65.1162 USD

Purchase

457

66.2666 USD

Purchase

498

65.2779 USD

Purchase

528

66.2764 USD

Purchase

552

65.5303 USD

Purchase

600

65.5225 USD

Purchase

600

65.7233 USD

Purchase

600

64.9950 USD

Purchase

634

64.9784 USD

Purchase

710

65.3608 USD

Purchase

800

65.2925 USD

Purchase

869

66.2595 USD

Purchase

905

66.2744 USD

Purchase

1,206

65.4223 USD

Purchase

1,300

65.3642 USD

Purchase

1,500

65.3120 USD

Purchase

1,500

65.9771 USD

Purchase

1,625

65.9287 USD

Purchase

1,820

65.4504 USD

Purchase

1,926

65.9697 USD

Purchase

2,100

65.6429 USD

Purchase

2,248

65.3017 USD

Purchase

2,300

66.2613 USD

Purchase

2,400

65.2481 USD

Purchase

3,031

65.4497 USD

Purchase

3,114

64.9610 USD

Purchase

3,470

65.3457 USD

Purchase

3,477

66.3777 USD

Purchase

3,749

65.4054 USD

Purchase

4,533

65.6294 USD

Purchase

5,478

65.2870 USD

Purchase

6,300

65.6448 USD

Purchase

7,100

65.4491 USD

Purchase

7,410

66.0528 USD

Purchase

8,108

65.2748 USD

Purchase

8,700

75.0000 USD

Purchase

19,554

65.5078 USD

Purchase

19,893

65.3961 USD

Purchase

20,172

66.2929 USD

Purchase

20,441

65.4886 USD

Purchase

20,920

66.3800 USD

Purchase

29,290

65.1932 USD

Purchase

36,200

65.5819 USD

Purchase

37,600

65.6172 USD

Purchase

43,275

65.9331 USD

Purchase

49,998

66.3065 USD

Purchase

118,855

65.5437 USD

Sale

1

65.2600 USD

Sale

7

65.0500 USD

Sale

7

64.9800 USD

Sale

30

64.9100 USD

Sale

41

65.2400 USD

Sale

43

66.2500 USD

Sale

55

65.2900 USD

Sale

95

65.3400 USD

Sale

100

66.2800 USD

Sale

100

66.2300 USD

Sale

100

65.2100 USD

Sale

100

65.0600 USD

Sale

100

66.2900 USD

Sale

138

64.8400 USD

Sale

153

65.2390 USD

Sale

200

65.2650 USD

Sale

200

66.2675 USD

Sale

200

65.3200 USD

Sale

200

66.2875 USD

Sale

200

65.0000 USD

Sale

200

66.3200 USD

Sale

232

64.9135 USD

Sale

291

66.3100 USD

Sale

300

66.2233 USD

Sale

300

65.1233 USD

Sale

300

66.2966 USD

Sale

330

66.3130 USD

Sale

400

65.1000 USD

Sale

400

65.3050 USD

Sale

400

65.2800 USD

Sale

553

65.2927 USD

Sale

626

66.2666 USD

Sale

674

66.2553 USD

Sale

800

64.8775 USD

Sale

826

66.2600 USD

Sale

884

66.0405 USD

Sale

900

65.0400 USD

Sale

910

65.3387 USD

Sale

967

65.6445 USD

Sale

1,000

65.0450 USD

Sale

1,000

66.0120 USD

Sale

1,000

65.2920 USD

Sale

1,003

64.9677 USD

Sale

1,309

66.2232 USD

Sale

1,700

65.8936 USD

Sale

2,139

65.0884 USD

Sale

2,200

65.9505 USD

Sale

2,248

65.3016 USD

Sale

2,500

65.4816 USD

Sale

3,155

65.0181 USD

Sale

3,411

64.8342 USD

Sale

3,477

66.3777 USD

Sale

3,500

65.1972 USD

Sale

3,539

65.7779 USD

Sale

4,500

65.4768 USD

Sale

5,066

64.9520 USD

Sale

5,762

66.2685 USD

Sale

7,037

65.6268 USD

Sale

7,920

65.7432 USD

Sale

10,490

65.6073 USD

Sale

10,762

66.2142 USD

Sale

14,782

66.1542 USD

Sale

17,400

65.3997 USD

Sale

17,711

65.9159 USD

Sale

23,692

65.9686 USD

Sale

26,400

65.7023 USD

Sale

26,900

65.7113 USD

Sale

31,494

66.3800 USD

Sale

35,074

66.3721 USD

Sale

36,221

65.1451 USD

Sale

48,038

65.5067 USD

Sale

62,486

65.4317 USD

Sale

88,799

65.6959 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

100

55 USD

American

17 Jan 2020

10.6000 USD

Call Option Purchasing

100

60 USD

American

15 Nov 2019

6.9500 USD

Call Option Purchasing

200

61 USD

American

6 Sep 2019

5.7000 USD

Call Option Purchasing

1,000

64 USD

American

6 Sep 2019

1.1900 USD

Call Option Purchasing

1,000

64 USD

American

11 Oct 2019

2.4700 USD

Call Option Purchasing

1,200

65 USD

American

6 Sep 2019

1.3900 USD

Call Option Purchasing

100

65 USD

American

13 Sep 2019

1.7500 USD

Call Option Purchasing

1,800

66 USD

American

6 Sep 2019

0.6300 USD

Call Option Purchasing

200

66 USD

American

6 Sep 2019

0.9600 USD

Call Option Purchasing

1,100

67 USD

American

13 Sep 2019

0.3890 USD

Call Option Purchasing

1,000

67 USD

American

11 Oct 2019

1.1100 USD

Call Option Purchasing

3,800

68 USD

American

13 Sep 2019

0.2631 USD

Call Option Purchasing

1,000

68 USD

American

13 Sep 2019

0.4000 USD

Call Option Purchasing

600

68 USD

American

20 Sep 2019

0.2516 USD

Call Option Purchasing

500

68 USD

American

15 Nov 2019

1.5900 USD

Call Option Purchasing

900

70 USD

American

20 Sep 2019

0.1622 USD

Call Option Purchasing

400

70 USD

American

15 Nov 2019

1.1325 USD

Call Option Purchasing

200

70 USD

American

17 Jan 2020

2.1000 USD

Call Option Purchasing

200

73 USD

American

17 Jan 2020

1.3300 USD

Call Option Purchasing

200

80 USD

American

15 Jan 2021

1.8200 USD

Call Option Purchasing

700

90 USD

American

17 Jan 2020

0.0400 USD

Call Option Selling

500

60 USD

American

19 Jun 2020

7.5400 USD

Call Option Selling

1,000

63 USD

American

6 Sep 2019

2.0700 USD

Call Option Selling

1,200

65 USD

American

6 Sep 2019

0.3741 USD

Call Option Selling

100

65 USD

American

17 Jan 2020

3.4500 USD

Call Option Selling

200

66 USD

American

6 Sep 2019

0.1200 USD

Call Option Selling

200

68 USD

American

15 Jan 2021

4.9700 USD

Call Option Selling

500

70 USD

American

15 Nov 2019

0.8700 USD

Call Option Selling

2,100

73 USD

American

17 Jan 2020

1.1452 USD

Call Option Selling

300

75 USD

American

20 Sep 2019

0.0200 USD

Call Option Selling

200

75 USD

American

18 Sep 2020

2.7700 USD

Call Option Selling

500

78 USD

American

18 Oct 2019

0.0500 USD

Call Option Selling

10,200

80 USD

American

17 Jan 2020

0.2598 USD

Call Option Selling

1,900

85 USD

American

17 Jan 2020

0.1036 USD

Call Option Selling

500

88 USD

American

17 Jan 2020

0.0600 USD

Put Option Purchasing

1,900

59 USD

American

6 Sep 2019

0.0115 USD

Put Option Purchasing

500

60 USD

American

18 Oct 2019

0.8740 USD

Put Option Purchasing

1,000

62 USD

American

13 Sep 2019

0.2200 USD

Put Option Purchasing

100

63 USD

American

20 Sep 2019

0.3000 USD

Put Option Purchasing

200

63 USD

American

18 Oct 2019

1.7600 USD

Put Option Purchasing

100

64 USD

American

6 Sep 2019

0.1800 USD

Put Option Purchasing

100

64 USD

American

20 Sep 2019

0.8000 USD

Put Option Purchasing

400

65 USD

American

6 Sep 2019

0.3650 USD

Put Option Purchasing

800

65 USD

American

6 Sep 2019

0.4900 USD

Put Option Purchasing

1,400

65 USD

American

18 Oct 2019

2.2500 USD

Put Option Purchasing

500

66 USD

American

13 Sep 2019

0.8100 USD

Put Option Purchasing

100

68 USD

American

18 Oct 2019

4.3600 USD

Put Option Purchasing

500

70 USD

American

18 Oct 2019

5.9300 USD

Put Option Purchasing

700

70 USD

American

17 Jan 2020

7.8200 USD

Put Option Purchasing

100

75 USD

American

20 Sep 2019

10.2500 USD

Put Option Selling

100

58 USD

American

18 Oct 2019

0.4400 USD

Put Option Selling

1,900

60 USD

American

6 Sep 2019

0.0315 USD

Put Option Selling

300

60 USD

American

18 Oct 2019

0.9166 USD

Put Option Selling

500

63 USD

American

18 Oct 2019

1.3500 USD

Put Option Selling

1,500

65 USD

American

6 Sep 2019

0.0700 USD

Put Option Selling

2,600

66 USD

American

6 Sep 2019

0.3930 USD

Put Option Selling

400

70 USD

American

6 Sep 2019

4.8100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

6 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

100

68.5000

American

Sep 13, 2019

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Put Options Written

100

80.0000

American

Sep 18, 2020

Call Options Purchased

400

82.5000

American

Nov 15, 2019

Call Options Purchased

5,000

72.5000

American

Nov 15, 2019

Call Options Purchased

6,100

70.0000

American

Nov 15, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

100

71.0000

American

Sep 13, 2019

Put Options Written

9,000

60.0000

American

Jun 19, 2020

Put Options Written

21,000

62.5000

American

Oct 18, 2019

Call Options Purchased

1,000

66.5000

American

Oct 11, 2019

Put Options Written

200

75.0000

American

Jun 19, 2020

Call Options Purchased

200

60.5000

American

Sep 6, 2019

Put Options Written

200

66.0000

American

Sep 13, 2019

Call Options Purchased

3,300

72.5000

American

Feb 21, 2020

Put Options Written

900

60.5000

American

Sep 20, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

900

82.5000

American

Jan 17, 2020

Put Options Written

5,300

77.5000

American

Jan 17, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

500

50.0000

American

Nov 15, 2019

Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Put Options Purchased

-800

67.0000

American

Sep 20, 2019

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options Written

-300

65.0000

American

Sep 6, 2019

Put Options Purchased

-300

75.0000

American

Feb 21, 2020

Put Options Purchased

-2,500

57.5000

American

Jan 17, 2020

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-9,700

50.0000

American

Jan 17, 2020

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Put Options Purchased

-200

65.0000

American

Sep 6, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-900

75.0000

American

Nov 15, 2019

Call Options Written

-20,600

90.0000

American

Jun 19, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-600

65.0000

American

Feb 21, 2020

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

55.0000

American

Sep 20, 2019

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options Written

-300

68.0000

American

Sep 6, 2019

Call Options Written

-300

120.0000

American

Jan 15, 2021

Call Options Written

-400

66.0000

American

Sep 20, 2019

Put Options Purchased

-1,900

57.5000

American

Nov 15, 2019

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

5,900

67.5000

American

Sep 20, 2019

Call Options Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options Purchased

1,700

77.5000

American

Oct 18, 2019

Put Options Written

300,900

60.0000

American

Jan 15, 2021

Put Options Written

300

62.5000

American

Sep 18, 2020

Put Options Written

13,400

42.5000

American

Feb 21, 2020

Call Options Purchased

4,500

75.0000

American

Sep 20, 2019

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options Written

1,200

45.0000

American

Jan 17, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

130,000

72.5000

American

Sep 20, 2019

Put Options Written

2,400

66.0000

American

Sep 6, 2019

Put Options Written

1,500

72.5000

American

Sep 20, 2019

Call Options Purchased

30,200

62.5000

American

Sep 20, 2019

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Put Options Written

100

63.0000

American

Sep 13, 2019

Call Options Purchased

4,500

68.0000

American

Sep 13, 2019

Call Options Written

-1,100

67.5000

American

Nov 15, 2019

Call Options Written

-2,000

80.0000

American

Sep 18, 2020

Call Options Written

-2,300

80.0000

American

Feb 21, 2020

Call Options Written

-9,800

110.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options Purchased

-2,000

62.5000

American

Sep 20, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Call Options Written

-3,700

92.5000

American

Sep 20, 2019

Call Options Written

-11,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-200

77.5000

American

Nov 15, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-200

57.0000

American

Sep 13, 2019

Call Options Written

-800

69.5000

American

Sep 20, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-200

60.0000

American

Jan 15, 2021

Call Options Written

-400

75.0000

American

Sep 18, 2020

Put Options Purchased

-13,500

55.0000

American

Jan 17, 2020

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

2,700

70.0000

American

Feb 21, 2020

Put Options Written

1,900

60.0000

American

Sep 6, 2019

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

1,200

68.5000

American

Sep 6, 2019

Call Options Purchased

2,700

66.0000

American

Sep 6, 2019

Put Options Written

400

40.0000

American

Sep 20, 2019

Call Options Purchased

400

70.5000

American

Sep 6, 2019

Call Options Purchased

100

65.5000

American

Sep 6, 2019

Call Options Purchased

100

66.5000

American

Sep 6, 2019

Put Options Written

6,200

62.5000

American

Jan 17, 2020

Put Options Written

200

87.5000

American

Nov 15, 2019

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

10,800

72.5000

American

Jan 17, 2020

Call Options Purchased

500

64.0000

American

Sep 6, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Put Options Written

1,600

64.5000

American

Sep 6, 2019

Call Options Purchased

300

69.5000

American

Sep 6, 2019

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Put Options Purchased

-27,800

60.0000

American

Jan 17, 2020

Call Options Written

-130,000

67.5000

American

Sep 20, 2019

Call Options Written

-100

70.0000

American

Sep 6, 2019

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Call Options Written

-1,000

77.5000

American

Jun 19, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-14,600

87.5000

American

Nov 15, 2019

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options Purchased

-100

72.5000

American

Feb 21, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-600

64.5000

American

Sep 20, 2019

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-2,200

85.0000

American

Sep 18, 2020

Call Options Written

-900

70.0000

American

Sep 13, 2019

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options Purchased

-200

66.5000

American

Sep 13, 2019

Call Options Written

-800

70.0000

American

Sep 20, 2019

Put Options Purchased

-25,600

67.5000

American

Sep 20, 2019

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-1,300

65.5000

American

Sep 27, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Purchased

1,100

67.0000

American

Sep 13, 2019

Put Options Written

1,000

47.5000

American

Sep 20, 2019

Call Options Purchased

200

68.0000

American

Sep 20, 2019

Put Options Written

3,600

42.5000

American

Sep 20, 2019

Call Options Purchased

400

71.0000

American

Sep 27, 2019

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

1,600

67.0000

American

Sep 6, 2019

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options Written

32,800

57.5000

American

Jun 19, 2020

Put Options Written

100

63.0000

American

Sep 6, 2019

Put Options Written

300

80.0000

American

Jun 19, 2020

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

2,100

77.5000

American

Nov 15, 2019

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Put Options Written

100

60.0000

American

Sep 27, 2019

Put Options Written

900

66.0000

American

Sep 20, 2019

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

200

68.5000

American

Sep 20, 2019

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options Purchased

100

71.5000

American

Sep 27, 2019

Call Options Purchased

100

66.5000

American

Sep 13, 2019

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-3,400

95.0000

American

Sep 20, 2019

Put Options Purchased

-900

55.0000

American

Nov 15, 2019

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-1,000

82.5000

American

Feb 21, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Call Options Written

-16,800

85.0000

American

Nov 15, 2019

Call Options Written

-10,800

80.0000

American

Sep 20, 2019

Put Options Purchased

-100

61.0000

American

Sep 13, 2019

Call Options Written

-700

67.5000

American

Jun 19, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-35,500

90.0000

American

Sep 20, 2019

Put Options Purchased

-1,200

72.5000

American

Oct 18, 2019

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-2,700

60.0000

American

Oct 18, 2019

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-800

92.5000

American

Jan 15, 2021

Call Options Written

-400

69.0000

American

Sep 20, 2019

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-500

82.5000

American

Jun 19, 2020

Call Options Written

-700

68.0000

American

Sep 27, 2019

Call Options Written

-3,900

75.0000

American

Jan 17, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-13,600

100.0000

American

Jan 15, 2021

Call Options Written

-100

75.0000

American

Jun 19, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Written

2,100

45.0000

American

Sep 20, 2019

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

400

47.5000

American

Jun 19, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

1,000

64.0000

American

Sep 13, 2019

Put Options Written

500

64.0000

American

Sep 27, 2019

Call Options Purchased

16,200

70.0000

American

Jan 17, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

100

69.0000

American

Sep 27, 2019

Call Options Purchased

300

65.0000

American

Nov 15, 2019

Call Options Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options Purchased

600

69.0000

American

Sep 6, 2019

Put Options Written

600

55.0000

American

Feb 21, 2020

Call Options Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options Purchased

300

71.5000

American

Sep 6, 2019

Put Options Written

300

70.0000

American

Feb 21, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

13,200

80.0000

American

Nov 15, 2019

Call Options Purchased

3,000

55.0000

American

Feb 21, 2020

Call Options Purchased

400

70.5000

American

Sep 13, 2019

Put Options Written

4,100

85.0000

American

Jan 17, 2020

Put Options Written

2,100

65.5000

American

Sep 6, 2019

Put Options Purchased

-1,900

59.0000

American

Sep 6, 2019

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-600

72.5000

American

Jun 19, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

60.0000

American

Sep 18, 2020

Put Options Purchased

-1,100

60.0000

American

Feb 21, 2020

Call Options Written

-1,400

90.0000

American

Sep 18, 2020

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Put Options Purchased

-500

47.5000

American

Nov 15, 2019

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-6,000

70.0000

American

Sep 20, 2019

Call Options Written

-7,500

110.0000

American

Sep 20, 2019

Put Options Purchased

-11,200

65.0000

American

Nov 15, 2019

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options Purchased

-2,700

72.5000

American

Jun 19, 2020

Put Options Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options Purchased

-49,200

60.0000

American

Sep 20, 2019

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Put Options Purchased

-3,000

67.5000

American

Jan 15, 2021

Call Options Written

-1,000

63.0000

American

Sep 6, 2019

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-1,200

65.0000

American

Sep 27, 2019

Call Options Written

-700

72.5000

American

Oct 18, 2019

Put Options Written

30,300

70.0000

American

Jun 19, 2020

Call Options Purchased

4,600

75.0000

American

Oct 18, 2019

Call Options Purchased

800

75.0000

American

Feb 21, 2020

Call Options Purchased

200

67.0000

American

Sep 20, 2019

Put Options Written

400

70.0000

American

Sep 6, 2019

Put Options Written

100

80.0000

American

Nov 15, 2019

Call Options Purchased

4,300

75.0000

American

Nov 15, 2019

Call Options Purchased

34,500

66.0000

American

Sep 20, 2019

Call Options Purchased

6,500

67.5000

American

Jan 17, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Call Options Purchased

800

65.0000

American

Sep 13, 2019

Call Options Written

-100

85.0000

American

Feb 21, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Put Options Purchased

-1,000

62.0000

American

Sep 13, 2019

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options Purchased

-2,100

64.5000

American

Sep 13, 2019

Put Options Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-57,900

65.0000

American

Sep 20, 2019

Call Options Written

-1,000

100.0000

American

Sep 20, 2019

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-200

87.5000

American

Jan 17, 2020

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options Written

-1,500

66.0000

American

Sep 13, 2019

Call Options Written

-61,400

82.5000

American

Jan 17, 2020

Put Options Purchased

-100

63.0000

American

Sep 20, 2019

Call Options Written

-300

72.0000

American

Sep 20, 2019

Put Options Purchased

-600

63.5000

American

Sep 6, 2019

Call Options Written

-800

74.0000

American

Sep 6, 2019

Call Options Written

-24,100

77.5000

American

Sep 20, 2019

Call Options Written

-74,600

85.0000

American

Sep 20, 2019

Call Options Written

-200

65.0000

American

Jan 15, 2021

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-4,700

80.0000

American

Jan 17, 2020

Call Options Written

-6,400

87.5000

American

Sep 20, 2019

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-9,400

82.5000

American

Sep 20, 2019

Put Options Purchased

-100

47.5000

American

Jan 17, 2020

Put Options Purchased

-100

62.0000

American

Sep 20, 2019

Call Options Written

-500

87.5000

American

Jun 19, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options Written

400

72.5000

American

Nov 15, 2019

Call Options Purchased

2,700

85.0000

American

Jun 19, 2020

Call Options Purchased

3,900

70.0000

American

Oct 18, 2019

Call Options Purchased

2,600

60.0000

American

Sep 20, 2019

Put Options Written

100

70.0000

American

Oct 11, 2019

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Call Options Purchased

1,800

80.0000

American

Jun 19, 2020

Put Options Written

1,400

67.5000

American

Jun 19, 2020

Put Options Written

1,000

67.5000

American

Sep 13, 2019

Call Options Purchased

2,100

50.0000

American

Jan 17, 2020

Put Options Written

180,000

60.0000

American

Sep 20, 2019

Put Options Written

1,000

67.5000

American

Feb 21, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Put Options Written

100

72.5000

American

Sep 18, 2020

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Purchased

-1,000

40.0000

American

Jun 19, 2020

Call Options Written

-900

71.0000

American

Sep 20, 2019

Call Options Written

-3,100

62.5000

American

Jan 17, 2020

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-15,500

87.5000

American

Jan 17, 2020

Call Options Written

-200

77.5000

American

Sep 18, 2020

Call Options Written

-13,500

85.0000

American

Jan 17, 2020

Put Options Purchased

-27,600

62.5000

American

Nov 15, 2019

Call Options Written

-100

65.0000

American

Jan 17, 2020

Call Options Written

-200

64.5000

American

Sep 6, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Purchased

-26,800

67.5000

American

Nov 15, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Call Options Written

-300

62.5000

American

Sep 20, 2019

Call Options Written

-900

100.0000

American

Nov 15, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Put Options Purchased

-1,200

70.0000

American

Oct 18, 2019

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Put Options Written

3,000

57.5000

American

Sep 20, 2019

Call Options Purchased

1,100

67.5000

American

Sep 27, 2019

Put Options Written

200

59.0000

American

Sep 27, 2019

Call Options Purchased

1,300

57.5000

American

Jan 15, 2021

Put Options Written

4,000

59.5000

American

Oct 11, 2019

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

400

62.5000

American

Sep 6, 2019

Call Options Purchased

1,700

77.5000

American

Jan 17, 2020

Call Options Purchased

100

77.5000

American

Feb 21, 2020

Put Options Written

100

70.0000

American

Oct 4, 2019

Call Options Purchased

12,000

65.0000

American

Sep 20, 2019

Call Options Purchased

500

67.5000

American

Sep 6, 2019

Call Options Purchased

4,800

70.0000

American

Sep 27, 2019

Call Options Purchased

500

67.5000

American

Oct 18, 2019

Put Options Written

16,000

65.0000

American

Oct 18, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

12,500

75.0000

American

Sep 20, 2019

Call Options Written

-3,500

80.0000

American

Jan 15, 2021

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-2,100

77.5000

American

Jan 15, 2021

Put Options Purchased

-100

65.5000

American

Sep 13, 2019

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Put Options Purchased

-14,700

60.0000

American

Nov 15, 2019

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-500

87.5000

American

Jan 15, 2021

Call Options Written

-100

62.5000

American

Nov 15, 2019

Put Options Purchased

-100

63.5000

American

Sep 20, 2019

Put Options Purchased

-1,000

57.5000

American

Sep 27, 2019

Put Options Purchased

-700

67.5000

American

Oct 18, 2019

Put Options Purchased

-1,300

67.5000

American

Jan 17, 2020

Call Options Written

-5,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-600

50.0000

American

Sep 20, 2019

Put Options Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options Purchased

-1,800

61.0000

American

Sep 20, 2019

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-7,200

70.0000

American

Nov 15, 2019

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-400

72.5000

American

Jan 17, 2020

Call Options Written

-4,000

67.5000

American

Sep 13, 2019

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options Written

-400

105.0000

American

Sep 20, 2019

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Call Options Written

-500

62.5000

American

Oct 18, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675383
Time of Receipt (offset from UTC): 20190906T143550+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC