FORM 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 05 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,603,845

0.18%

3,158,593

0.21%

 

(2)

Derivatives (other than options):

2,356,381

0.16%

25,396

0.00%

 

(3)

Options and agreements to
purchase/sell:

1,972,500

0.13%

1,387,900

0.09%

 
TOTAL:

6,932,726

0.47%

4,571,889

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

67.1600 USD

Purchase

67

67.0200 USD

Purchase

87

66.6113 USD

Purchase

96

67.1765 USD

Purchase

100

67.1900 USD

Purchase

100

66.8700 USD

Purchase

100

66.8000 USD

Purchase

100

67.1250 USD

Purchase

100

66.9700 USD

Purchase

100

67.0950 USD

Purchase

100

66.8400 USD

Purchase

100

66.9000 USD

Purchase

107

66.7700 USD

Purchase

111

66.9427 USD

Purchase

114

67.1352 USD

Purchase

200

67.1175 USD

Purchase

200

67.1150 USD

Purchase

200

66.9900 USD

Purchase

221

67.1814 USD

Purchase

300

67.1133 USD

Purchase

300

67.1166 USD

Purchase

300

66.5850 USD

Purchase

300

67.1633 USD

Purchase

300

67.1100 USD

Purchase

334

67.1500 USD

Purchase

400

66.9150 USD

Purchase

400

67.1975 USD

Purchase

400

67.1275 USD

Purchase

438

66.9210 USD

Purchase

501

67.0700 USD

Purchase

513

67.1331 USD

Purchase

529

66.8746 USD

Purchase

532

66.9881 USD

Purchase

535

67.0423 USD

Purchase

600

67.1125 USD

Purchase

600

67.1159 USD

Purchase

624

67.1354 USD

Purchase

624

66.9117 USD

Purchase

700

67.0285 USD

Purchase

703

66.9835 USD

Purchase

750

67.0820 USD

Purchase

800

67.0193 USD

Purchase

800

66.8650 USD

Purchase

821

67.0918 USD

Purchase

877

67.1363 USD

Purchase

900

67.1227 USD

Purchase

900

66.9983 USD

Purchase

900

67.1311 USD

Purchase

1,101

67.0037 USD

Purchase

1,200

67.0175 USD

Purchase

1,252

67.1300 USD

Purchase

1,322

67.0412 USD

Purchase

1,400

66.8860 USD

Purchase

1,420

67.2628 USD

Purchase

1,435

67.1329 USD

Purchase

1,524

67.0942 USD

Purchase

1,629

67.1270 USD

Purchase

1,720

67.0430 USD

Purchase

2,081

66.9308 USD

Purchase

2,387

66.9732 USD

Purchase

2,570

67.0509 USD

Purchase

2,697

67.0246 USD

Purchase

2,800

67.0619 USD

Purchase

4,307

67.0098 USD

Purchase

4,358

66.8867 USD

Purchase

6,097

66.9534 USD

Purchase

6,300

67.1161 USD

Purchase

7,215

66.9447 USD

Purchase

13,552

67.0458 USD

Purchase

15,163

67.0354 USD

Purchase

17,449

67.0225 USD

Purchase

23,783

67.0154 USD

Purchase

27,306

67.0066 USD

Purchase

27,718

66.9886 USD

Purchase

30,000

67.0511 USD

Purchase

31,724

67.0297 USD

Purchase

34,800

67.0456 USD

Purchase

38,498

67.0300 USD

Purchase

57,992

67.0242 USD

Sale

7

66.7700 USD

Sale

8

67.1900 USD

Sale

35

67.0400 USD

Sale

60

66.9500 USD

Sale

76

66.5500 USD

Sale

100

66.9400 USD

Sale

121

67.2000 USD

Sale

200

67.0225 USD

Sale

200

66.9000 USD

Sale

200

66.9800 USD

Sale

212

67.1550 USD

Sale

221

67.1814 USD

Sale

347

66.8941 USD

Sale

400

67.0981 USD

Sale

500

66.9520 USD

Sale

500

67.0425 USD

Sale

500

67.0660 USD

Sale

503

66.7534 USD

Sale

507

66.9762 USD

Sale

549

66.9225 USD

Sale

601

67.0700 USD

Sale

618

66.9737 USD

Sale

649

66.9592 USD

Sale

666

67.0167 USD

Sale

692

66.9852 USD

Sale

700

67.0278 USD

Sale

700

66.8982 USD

Sale

701

67.0776 USD

Sale

704

66.9711 USD

Sale

742

67.0377 USD

Sale

796

67.0130 USD

Sale

800

66.8937 USD

Sale

900

66.8042 USD

Sale

909

67.0221 USD

Sale

988

66.9772 USD

Sale

1,000

66.7840 USD

Sale

1,019

66.9745 USD

Sale

1,057

67.0323 USD

Sale

1,100

66.8998 USD

Sale

1,178

67.0349 USD

Sale

1,434

66.9847 USD

Sale

1,700

67.0359 USD

Sale

1,830

67.0376 USD

Sale

1,987

66.8663 USD

Sale

2,500

66.9544 USD

Sale

3,600

67.0227 USD

Sale

4,400

67.0379 USD

Sale

4,515

66.9414 USD

Sale

8,700

67.0439 USD

Sale

8,988

67.0910 USD

Sale

15,030

67.1242 USD

Sale

15,107

67.0354 USD

Sale

18,455

67.0398 USD

Sale

18,612

67.0137 USD

Sale

25,600

67.0477 USD

Sale

27,100

67.0592 USD

Sale

31,664

67.0300 USD

Sale

36,639

67.0327 USD

Sale

46,333

67.0008 USD

Sale

98,803

67.0119 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

63 USD

American

6 Sep 2019

4.0300 USD

Call Option

Purchasing

100

66 USD

American

6 Sep 2019

1.0900 USD

Call Option

Purchasing

100

66 USD

American

6 Sep 2019

1.7000 USD

Call Option

Purchasing

1,600

67 USD

American

6 Sep 2019

0.1700 USD

Call Option

Purchasing

200

68 USD

American

6 Sep 2019

0.0500 USD

Call Option

Purchasing

600

68 USD

American

13 Sep 2019

0.5700 USD

Call Option

Purchasing

200

68 USD

American

15 Nov 2019

2.4600 USD

Call Option

Purchasing

100

71 USD

American

27 Sep 2019

0.1800 USD

Call Option

Purchasing

300

73 USD

American

18 Oct 2019

0.3100 USD

Call Option

Selling

600

67 USD

American

6 Sep 2019

0.3700 USD

Put Option

Purchasing

100

67 USD

American

20 Sep 2019

1.1100 USD

Put Option

Purchasing

2,400

68 USD

American

15 Nov 2019

3.6600 USD

Put Option

Purchasing

400

70 USD

American

6 Sep 2019

3.8000 USD

Put Option

Purchasing

8,700

75 USD

American

20 Sep 2019

9.0500 USD

Put Option

Purchasing

100

83 USD

American

17 Jan 2020

17.4800 USD

Put Option

Selling

100

45 USD

American

17 Jan 2020

0.2400 USD

Put Option

Selling

100

63 USD

American

20 Sep 2019

0.1700 USD

Put Option

Selling

100

63 USD

American

20 Sep 2019

0.2000 USD

Put Option

Selling

100

63 USD

American

25 Oct 2019

0.8900 USD

Put Option

Selling

100

65 USD

American

20 Sep 2019

0.4600 USD

Put Option

Selling

2,400

70 USD

American

20 Sep 2019

3.4400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

6 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

5,000

72.5000

American

Nov 15, 2019

Call Options

Purchased

100

71.0000

American

Sep 13, 2019

Put Options

Written

21,000

62.5000

American

Oct 18, 2019

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Sep 18, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

400

82.5000

American

Nov 15, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

68.5000

American

Sep 13, 2019

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

800

82.5000

American

Jan 17, 2020

Put Options

Written

500

50.0000

American

Nov 15, 2019

Call Options

Purchased

3,300

72.5000

American

Feb 21, 2020

Call Options

Purchased

200

60.5000

American

Sep 6, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

900

60.5000

American

Sep 20, 2019

Put Options

Written

9,000

60.0000

American

Jun 19, 2020

Call Options

Purchased

6,100

70.0000

American

Nov 15, 2019

Put Options

Written

200

66.0000

American

Sep 13, 2019

Put Options

Purchased

-9,700

50.0000

American

Jan 17, 2020

Call Options

Written

-100

68.0000

American

Sep 6, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Call Options

Written

-400

66.0000

American

Sep 20, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,900

57.5000

American

Nov 15, 2019

Put Options

Purchased

-900

67.0000

American

Sep 20, 2019

Put Options

Purchased

-1,900

55.0000

American

Sep 20, 2019

Call Options

Written

-20,600

90.0000

American

Jun 19, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-600

65.0000

American

Feb 21, 2020

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Call Options

Written

-300

65.0000

American

Sep 6, 2019

Put Options

Purchased

-900

75.0000

American

Nov 15, 2019

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,500

57.5000

American

Jan 17, 2020

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options

Purchased

-200

65.0000

American

Sep 6, 2019

Call Options

Purchased

5,900

67.5000

American

Sep 20, 2019

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Put Options

Written

300,900

60.0000

American

Jan 15, 2021

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

2,400

66.0000

American

Sep 6, 2019

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

1,500

72.5000

American

Sep 20, 2019

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

30,200

62.5000

American

Sep 20, 2019

Put Options

Written

13,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

4,500

75.0000

American

Sep 20, 2019

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

1,300

45.0000

American

Jan 17, 2020

Put Options

Written

100

63.0000

American

Sep 13, 2019

Call Options

Purchased

4,500

68.0000

American

Sep 13, 2019

Call Options

Purchased

130,000

72.5000

American

Sep 20, 2019

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

77.5000

American

Oct 18, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-2,000

80.0000

American

Sep 18, 2020

Call Options

Written

-9,800

110.0000

American

Jan 17, 2020

Put Options

Purchased

-13,500

55.0000

American

Jan 17, 2020

Call Options

Written

-400

75.0000

American

Sep 18, 2020

Call Options

Written

-200

60.0000

American

Jan 15, 2021

Call Options

Written

-2,300

80.0000

American

Feb 21, 2020

Call Options

Written

-200

57.0000

American

Sep 13, 2019

Put Options

Purchased

-200

77.5000

American

Nov 15, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

62.5000

American

Sep 20, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options

Written

-900

67.5000

American

Nov 15, 2019

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-800

69.5000

American

Sep 20, 2019

Call Options

Written

-3,700

92.5000

American

Sep 20, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-11,300

130.0000

American

Jan 17, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

10,800

72.5000

American

Jan 17, 2020

Call Options

Purchased

400

70.5000

American

Sep 6, 2019

Call Options

Purchased

100

66.5000

American

Sep 6, 2019

Call Options

Purchased

500

64.0000

American

Sep 6, 2019

Put Options

Written

400

40.0000

American

Sep 20, 2019

Call Options

Purchased

200

65.5000

American

Sep 6, 2019

Call Options

Purchased

1,200

68.5000

American

Sep 6, 2019

Call Options

Purchased

2,700

70.0000

American

Feb 21, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

1,900

60.0000

American

Sep 6, 2019

Put Options

Written

1,600

64.5000

American

Sep 6, 2019

Put Options

Written

6,200

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,800

66.0000

American

Sep 6, 2019

Call Options

Purchased

300

69.5000

American

Sep 6, 2019

Put Options

Written

200

87.5000

American

Nov 15, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Written

-14,600

87.5000

American

Nov 15, 2019

Call Options

Written

-1,000

77.5000

American

Jun 19, 2020

Put Options

Purchased

-200

66.5000

American

Sep 13, 2019

Call Options

Written

-600

64.5000

American

Sep 20, 2019

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-2,200

85.0000

American

Sep 18, 2020

Call Options

Written

-130,000

67.5000

American

Sep 20, 2019

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-25,600

67.5000

American

Sep 20, 2019

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-800

70.0000

American

Sep 20, 2019

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-900

70.0000

American

Sep 13, 2019

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-27,800

60.0000

American

Jan 17, 2020

Call Options

Written

-100

70.0000

American

Sep 6, 2019

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Purchased

-100

72.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,300

65.5000

American

Sep 27, 2019

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

100

63.0000

American

Sep 6, 2019

Put Options

Written

1,600

67.0000

American

Sep 6, 2019

Put Options

Written

1,000

47.5000

American

Sep 20, 2019

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Put Options

Written

900

66.0000

American

Sep 20, 2019

Put Options

Written

100

60.0000

American

Sep 27, 2019

Call Options

Purchased

1,100

67.0000

American

Sep 13, 2019

Call Options

Purchased

100

66.5000

American

Sep 13, 2019

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

32,800

57.5000

American

Jun 19, 2020

Call Options

Purchased

2,100

77.5000

American

Nov 15, 2019

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

200

68.5000

American

Sep 20, 2019

Call Options

Purchased

200

68.0000

American

Sep 20, 2019

Call Options

Purchased

100

71.5000

American

Sep 27, 2019

Put Options

Written

3,600

42.5000

American

Sep 20, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

500

71.0000

American

Sep 27, 2019

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-3,900

75.0000

American

Jan 17, 2020

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Put Options

Purchased

-900

55.0000

American

Nov 15, 2019

Call Options

Written

-16,800

85.0000

American

Nov 15, 2019

Call Options

Written

-400

69.0000

American

Sep 20, 2019

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-10,800

80.0000

American

Sep 20, 2019

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

61.0000

American

Sep 13, 2019

Call Options

Written

-1,000

82.5000

American

Feb 21, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-35,500

90.0000

American

Sep 20, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-700

68.0000

American

Sep 27, 2019

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-2,700

60.0000

American

Oct 18, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Oct 18, 2019

Call Options

Written

-3,400

95.0000

American

Sep 20, 2019

Call Options

Written

-700

67.5000

American

Jun 19, 2020

Call Options

Written

-500

82.5000

American

Jun 19, 2020

Call Options

Purchased

13,200

80.0000

American

Nov 15, 2019

Call Options

Purchased

100

69.0000

American

Sep 27, 2019

Put Options

Written

600

55.0000

American

Feb 21, 2020

Put Options

Written

500

64.0000

American

Sep 27, 2019

Put Options

Written

300

70.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

2,100

65.5000

American

Sep 6, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

1,000

64.0000

American

Sep 13, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

16,200

70.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

55.0000

American

Feb 21, 2020

Call Options

Purchased

300

71.5000

American

Sep 6, 2019

Call Options

Purchased

400

70.5000

American

Sep 13, 2019

Call Options

Purchased

600

69.0000

American

Sep 6, 2019

Call Options

Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options

Purchased

300

65.0000

American

Nov 15, 2019

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Put Options

Written

2,100

45.0000

American

Sep 20, 2019

Put Options

Purchased

-5,900

75.0000

American

Jan 17, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-500

47.5000

American

Nov 15, 2019

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-400

72.5000

American

Oct 18, 2019

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-7,500

110.0000

American

Sep 20, 2019

Put Options

Purchased

-11,200

65.0000

American

Nov 15, 2019

Call Options

Written

-900

63.0000

American

Sep 6, 2019

Put Options

Purchased

-2,700

72.5000

American

Jun 19, 2020

Put Options

Purchased

-49,200

60.0000

American

Sep 20, 2019

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-3,600

70.0000

American

Sep 20, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-1,900

59.0000

American

Sep 6, 2019

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

60.0000

American

Sep 18, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Sep 27, 2019

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Purchased

200

67.0000

American

Sep 20, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

4,600

75.0000

American

Oct 18, 2019

Call Options

Purchased

800

75.0000

American

Feb 21, 2020

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

75.0000

American

Nov 15, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

34,500

66.0000

American

Sep 20, 2019

Call Options

Purchased

800

65.0000

American

Sep 13, 2019

Call Options

Purchased

6,500

67.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

67.0000

American

Sep 6, 2019

Call Options

Written

-9,400

82.5000

American

Sep 20, 2019

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-200

65.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-300

72.0000

American

Sep 20, 2019

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-4,700

80.0000

American

Jan 17, 2020

Call Options

Written

-61,400

82.5000

American

Jan 17, 2020

Put Options

Purchased

-100

47.5000

American

Jan 17, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-200

87.5000

American

Jan 17, 2020

Put Options

Purchased

-2,100

64.5000

American

Sep 13, 2019

Put Options

Purchased

-1,000

62.0000

American

Sep 13, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-6,300

70.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Call Options

Written

-74,600

85.0000

American

Sep 20, 2019

Call Options

Written

-24,100

77.5000

American

Sep 20, 2019

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-600

63.5000

American

Sep 6, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-1,500

66.0000

American

Sep 13, 2019

Call Options

Written

-1,000

100.0000

American

Sep 20, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

62.0000

American

Sep 20, 2019

Call Options

Written

-6,400

87.5000

American

Sep 20, 2019

Put Options

Purchased

-57,800

65.0000

American

Sep 20, 2019

Call Options

Written

-800

74.0000

American

Sep 6, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

400

72.5000

American

Nov 15, 2019

Put Options

Written

100

70.0000

American

Oct 11, 2019

Call Options

Purchased

2,700

85.0000

American

Jun 19, 2020

Put Options

Written

1,400

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options

Purchased

1,800

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

3,900

70.0000

American

Oct 18, 2019

Put Options

Written

100

72.5000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

1,000

67.5000

American

Sep 13, 2019

Put Options

Written

180,000

60.0000

American

Sep 20, 2019

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Put Options

Written

1,000

67.5000

American

Feb 21, 2020

Call Options

Written

-900

71.0000

American

Sep 20, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-300

62.5000

American

Sep 20, 2019

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,200

70.0000

American

Oct 18, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-13,500

85.0000

American

Jan 17, 2020

Call Options

Written

-100

65.0000

American

Jan 17, 2020

Call Options

Written

-200

64.5000

American

Sep 6, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-29,200

67.5000

American

Nov 15, 2019

Call Options

Written

-15,500

87.5000

American

Jan 17, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Put Options

Purchased

-27,600

62.5000

American

Nov 15, 2019

Call Options

Written

-200

77.5000

American

Sep 18, 2020

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Call Options

Purchased

100

77.5000

American

Feb 21, 2020

Call Options

Purchased

4,800

70.0000

American

Sep 27, 2019

Call Options

Purchased

1,700

77.5000

American

Jan 17, 2020

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Purchased

12,000

65.0000

American

Sep 20, 2019

Put Options

Written

100

70.0000

American

Oct 4, 2019

Put Options

Written

200

59.0000

American

Sep 27, 2019

Put Options

Written

3,000

57.5000

American

Sep 20, 2019

Call Options

Purchased

1,300

57.5000

American

Jan 15, 2021

Call Options

Purchased

500

67.5000

American

Sep 6, 2019

Put Options

Written

16,000

65.0000

American

Oct 18, 2019

Put Options

Written

3,800

75.0000

American

Sep 20, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

500

67.5000

American

Oct 18, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

400

62.5000

American

Sep 6, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

67.5000

American

Sep 27, 2019

Put Options

Purchased

-100

65.5000

American

Sep 13, 2019

Put Options

Purchased

-7,200

70.0000

American

Nov 15, 2019

Call Options

Written

-3,400

67.5000

American

Sep 13, 2019

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-3,500

80.0000

American

Jan 15, 2021

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Call Options

Written

-2,100

77.5000

American

Jan 15, 2021

Put Options

Purchased

-14,700

60.0000

American

Nov 15, 2019

Put Options

Purchased

-1,800

61.0000

American

Sep 20, 2019

Put Options

Purchased

-1,300

67.5000

American

Jan 17, 2020

Call Options

Written

-400

105.0000

American

Sep 20, 2019

Call Options

Written

-500

87.5000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-600

50.0000

American

Sep 20, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Call Options

Written

-100

62.5000

American

Nov 15, 2019

Put Options

Purchased

-400

72.5000

American

Jan 17, 2020

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-100

63.5000

American

Sep 20, 2019

Put Options

Purchased

-700

67.5000

American

Oct 18, 2019

Put Options

Purchased

-1,000

57.5000

American

Sep 27, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675369
Time of Receipt (offset from UTC): 20190906T122250+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC