FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 05 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,111,125

0.95%

1,556,301

0.47%

 

(2)

Derivatives (other than options):

1,344,200

0.41%

2,319,420

0.71%

 

(3)

Options and agreements to
purchase/sell:

609,400

0.19%

409,200

0.12%

 
TOTAL:

5,064,725

1.54%

4,284,921

1.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

162.2500 USD

Purchase

7

162.7100 USD

Purchase

17

162.6200 USD

Purchase

22

162.6250 USD

Purchase

30

162.0100 USD

Purchase

90

162.3800 USD

Purchase

100

161.9900 USD

Purchase

100

161.9800 USD

Purchase

100

162.6000 USD

Purchase

100

161.9950 USD

Purchase

118

162.5791 USD

Purchase

131

162.2079 USD

Purchase

155

162.6100 USD

Purchase

170

162.0500 USD

Purchase

200

161.9850 USD

Purchase

200

162.5100 USD

Purchase

200

162.5500 USD

Purchase

300

161.9833 USD

Purchase

336

162.4241 USD

Purchase

400

162.5975 USD

Purchase

905

162.4642 USD

Purchase

1,000

162.3910 USD

Purchase

1,000

162.5350 USD

Purchase

1,000

162.4872 USD

Purchase

1,300

161.9707 USD

Purchase

1,400

162.5214 USD

Purchase

2,700

162.4800 USD

Purchase

2,900

162.3294 USD

Purchase

3,025

162.4501 USD

Purchase

3,122

162.4491 USD

Purchase

3,500

162.3282 USD

Purchase

3,900

162.4997 USD

Purchase

4,372

162.3773 USD

Purchase

4,784

161.9534 USD

Purchase

5,010

162.4027 USD

Purchase

5,430

162.3941 USD

Purchase

5,770

162.3597 USD

Purchase

10,579

162.2564 USD

Purchase

10,929

162.4100 USD

Purchase

12,459

162.4064 USD

Purchase

12,481

162.3818 USD

Purchase

12,831

162.4392 USD

Purchase

15,388

162.2320 USD

Purchase

18,736

162.4712 USD

Purchase

20,967

162.4248 USD

Sale

1

162.6200 USD

Sale

1

162.4700 USD

Sale

6

162.7500 USD

Sale

15

162.3500 USD

Sale

22

162.6250 USD

Sale

26

161.6900 USD

Sale

29

161.9200 USD

Sale

50

161.7900 USD

Sale

58

162.3600 USD

Sale

100

161.9950 USD

Sale

100

161.9800 USD

Sale

100

162.6700 USD

Sale

100

161.7400 USD

Sale

100

162.7100 USD

Sale

100

162.3700 USD

Sale

100

162.4050 USD

Sale

100

162.4400 USD

Sale

100

162.4500 USD

Sale

100

162.4600 USD

Sale

102

162.5700 USD

Sale

131

162.2079 USD

Sale

131

162.1343 USD

Sale

134

161.9225 USD

Sale

200

162.3900 USD

Sale

200

162.1000 USD

Sale

200

162.4950 USD

Sale

200

162.0225 USD

Sale

203

161.7243 USD

Sale

250

162.3420 USD

Sale

295

162.0090 USD

Sale

300

161.9120 USD

Sale

400

162.0825 USD

Sale

400

162.2175 USD

Sale

400

162.3825 USD

Sale

450

162.1811 USD

Sale

468

162.1653 USD

Sale

500

162.1500 USD

Sale

500

162.6100 USD

Sale

544

162.1747 USD

Sale

582

162.4264 USD

Sale

599

162.5019 USD

Sale

986

162.2538 USD

Sale

1,000

162.5350 USD

Sale

1,200

162.3712 USD

Sale

2,058

162.5109 USD

Sale

2,500

162.5388 USD

Sale

2,940

161.8981 USD

Sale

3,000

162.3130 USD

Sale

3,712

162.2759 USD

Sale

5,700

162.4493 USD

Sale

6,382

162.5316 USD

Sale

7,430

162.2899 USD

Sale

8,110

162.2577 USD

Sale

23,010

162.4100 USD

Sale

25,298

162.3983 USD

Sale

66,525

162.3956 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

400

155 USD

American

20 Sep 2019

7.6800 USD

Call Option

Selling

400

160 USD

American

20 Sep 2019

3.6800 USD

Put Option

Selling

500

120 USD

American

15 Nov 2019

0.3700 USD

Put Option

Selling

100

150 USD

American

15 Nov 2019

2.4500 USD

Put Option

Selling

600

150 USD

American

21 Feb 2020

5.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

6 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

16,300

165.0000

American

Nov 15, 2019

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Put Options

Written

100

165.0000

American

Sep 6, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

200

115.0000

American

Sep 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

160.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options

Written

200

150.0000

American

Nov 15, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

800

105.0000

American

Jan 15, 2021

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

8,800

170.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

200

125.0000

American

Sep 20, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Written

45,200

140.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

170.0000

American

Jan 17, 2020

Call Options

Purchased

7,500

160.0000

American

Sep 20, 2019

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

170.0000

American

Jun 19, 2020

Put Options

Purchased

-5,200

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

160.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-3,300

155.0000

American

Sep 20, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

26,800

150.0000

American

Dec 20, 2019

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Put Options

Written

100

170.0000

American

Nov 15, 2019

Call Options

Purchased

100

145.0000

American

Dec 20, 2019

Put Options

Written

200

145.0000

American

Sep 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Written

900

135.0000

American

Jan 17, 2020

Put Options

Written

200

110.0000

American

Sep 20, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

24,600

120.0000

American

Nov 15, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

200

120.0000

American

Sep 20, 2019

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Call Options

Written

-100

162.5000

American

Sep 20, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Written

7,600

150.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

900

175.0000

American

Jan 17, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

100

135.0000

American

Sep 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

200

145.0000

American

Feb 21, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675367
Time of Receipt (offset from UTC): 20190906T122247+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC