FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,109,883

0.95%

1,555,738

0.47%

 

(2)

Derivatives (other than options):

1,679,200

0.51%

2,319,420

0.71%

 

(3)

Options and agreements to
purchase/sell:

608,600

0.19%

409,600

0.12%

 
TOTAL:

5,397,683

1.65%

4,284,758

1.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

160.6600 USD

Purchase

21

160.1000 USD

Purchase

21

161.6000 USD

Purchase

25

160.3000 USD

Purchase

31

161.2600 USD

Purchase

46

161.6100 USD

Purchase

90

159.9400 USD

Purchase

100

160.2900 USD

Purchase

100

159.9600 USD

Purchase

100

159.7900 USD

Purchase

100

159.7400 USD

Purchase

100

161.7600 USD

Purchase

100

160.6200 USD

Purchase

100

161.5650 USD

Purchase

100

161.5800 USD

Purchase

145

160.6531 USD

Purchase

200

160.6650 USD

Purchase

200

161.7000 USD

Purchase

200

160.2600 USD

Purchase

282

160.0435 USD

Purchase

285

161.6300 USD

Purchase

300

160.4383 USD

Purchase

300

161.6150 USD

Purchase

300

161.5950 USD

Purchase

300

161.4200 USD

Purchase

300

161.3341 USD

Purchase

303

160.6448 USD

Purchase

309

161.5167 USD

Purchase

400

160.5243 USD

Purchase

400

160.5047 USD

Purchase

419

160.3022 USD

Purchase

500

161.2310 USD

Purchase

591

160.5065 USD

Purchase

614

160.3877 USD

Purchase

621

160.6500 USD

Purchase

653

161.6600 USD

Purchase

665

161.6199 USD

Purchase

700

160.6361 USD

Purchase

710

160.2618 USD

Purchase

870

161.5009 USD

Purchase

1,000

161.7090 USD

Purchase

1,021

160.6443 USD

Purchase

1,035

159.7303 USD

Purchase

1,090

161.6900 USD

Purchase

1,181

160.5448 USD

Purchase

1,312

161.3502 USD

Purchase

1,372

160.9022 USD

Purchase

1,400

161.4289 USD

Purchase

1,500

160.7800 USD

Purchase

1,804

160.6539 USD

Purchase

2,145

160.5681 USD

Purchase

2,200

161.7354 USD

Purchase

2,641

160.6556 USD

Purchase

3,073

160.0364 USD

Purchase

3,195

160.3641 USD

Purchase

3,198

160.4618 USD

Purchase

3,319

160.2938 USD

Purchase

5,500

161.1646 USD

Purchase

5,665

160.5409 USD

Purchase

8,723

160.4611 USD

Purchase

10,600

160.8640 USD

Purchase

12,653

161.6845 USD

Purchase

15,300

160.7269 USD

Purchase

15,916

160.4800 USD

Purchase

17,279

160.7888 USD

Purchase

19,772

161.4376 USD

Purchase

43,785

160.6853 USD

Purchase

58,959

161.0710 USD

Sale

13

161.5900 USD

Sale

21

160.1000 USD

Sale

43

160.5900 USD

Sale

95

159.6800 USD

Sale

98

160.3600 USD

Sale

100

159.4850 USD

Sale

100

159.5500 USD

Sale

100

159.8000 USD

Sale

100

159.9900 USD

Sale

100

160.5700 USD

Sale

100

160.8400 USD

Sale

100

161.5650 USD

Sale

100

161.7500 USD

Sale

100

161.7600 USD

Sale

126

161.6206 USD

Sale

153

161.6600 USD

Sale

190

159.8611 USD

Sale

200

159.7400 USD

Sale

200

160.2475 USD

Sale

200

160.1500 USD

Sale

200

161.5600 USD

Sale

200

160.9850 USD

Sale

200

161.5800 USD

Sale

200

160.4150 USD

Sale

200

161.4000 USD

Sale

207

161.3738 USD

Sale

282

160.0435 USD

Sale

300

160.4066 USD

Sale

303

159.9682 USD

Sale

307

160.2956 USD

Sale

310

161.5532 USD

Sale

321

160.9450 USD

Sale

361

161.6300 USD

Sale

400

159.7750 USD

Sale

401

161.5851 USD

Sale

425

161.6417 USD

Sale

500

160.1480 USD

Sale

500

161.4980 USD

Sale

800

159.6212 USD

Sale

800

161.0162 USD

Sale

801

161.0067 USD

Sale

812

159.5863 USD

Sale

900

160.1644 USD

Sale

900

159.6866 USD

Sale

929

161.1125 USD

Sale

955

160.9106 USD

Sale

1,000

161.7090 USD

Sale

1,096

161.0081 USD

Sale

1,100

160.9838 USD

Sale

1,200

160.8703 USD

Sale

1,300

161.1705 USD

Sale

1,311

160.9890 USD

Sale

1,386

161.6261 USD

Sale

1,386

160.0117 USD

Sale

1,495

161.6136 USD

Sale

1,587

160.1822 USD

Sale

1,661

160.4830 USD

Sale

1,710

160.5648 USD

Sale

1,729

160.9932 USD

Sale

1,840

160.7425 USD

Sale

2,290

161.0453 USD

Sale

2,300

161.1803 USD

Sale

2,321

160.2815 USD

Sale

2,425

161.5691 USD

Sale

2,503

161.6017 USD

Sale

3,000

161.7108 USD

Sale

3,195

160.3641 USD

Sale

3,213

161.6205 USD

Sale

4,230

160.2214 USD

Sale

5,581

160.9469 USD

Sale

6,300

160.6428 USD

Sale

6,504

161.3587 USD

Sale

8,328

161.6059 USD

Sale

8,855

161.0701 USD

Sale

10,315

161.0155 USD

Sale

12,000

161.0364 USD

Sale

12,682

161.0525 USD

Sale

13,031

161.6900 USD

Sale

13,700

160.7531 USD

Sale

15,529

160.7221 USD

Sale

24,178

160.7246 USD

Sale

32,362

160.6139 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

165 USD

American

18 Oct 2019

2.5000 USD

Call Option

Purchasing

5,000

170 USD

American

19 Jun 2020

6.7000 USD

Call Option

Purchasing

100

175 USD

American

21 Feb 2020

2.6200 USD

Put Option

Purchasing

500

160 USD

American

21 Feb 2020

8.1500 USD

Put Option

Selling

1,000

150 USD

American

20 Dec 2019

3.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

16,300

165.0000

American

Nov 15, 2019

Put Options

Written

100

165.0000

American

Sep 6, 2019

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

200

115.0000

American

Sep 20, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

160.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

800

105.0000

American

Jan 15, 2021

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

200

120.0000

American

Oct 18, 2019

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

100

150.0000

American

Nov 15, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

8,800

170.0000

American

Nov 15, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

200

125.0000

American

Sep 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

7,900

160.0000

American

Sep 20, 2019

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

2,600

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

45,200

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Call Options

Written

-3,700

155.0000

American

Sep 20, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

160.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

170.0000

American

Jun 19, 2020

Put Options

Purchased

-5,200

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Sep 20, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

100

170.0000

American

Nov 15, 2019

Call Options

Purchased

100

145.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

26,800

150.0000

American

Dec 20, 2019

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Written

900

135.0000

American

Jan 17, 2020

Put Options

Written

200

120.0000

American

Sep 20, 2019

Put Options

Written

24,100

120.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

200

110.0000

American

Sep 20, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

162.5000

American

Sep 20, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

100

135.0000

American

Sep 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

7,000

150.0000

American

Feb 21, 2020

Call Options

Purchased

900

175.0000

American

Jan 17, 2020

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

200

145.0000

American

Feb 21, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675279
Time of Receipt (offset from UTC): 20190905T150605+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC