Form 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3

Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 29 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,123,369

0.95%

1,585,436

0.48%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,808,800

0.55%

2,369,134

0.72%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

597,800

0.18%

409,000

0.12%

 

 

 

 

TOTAL:

 

 

 

 

5,529,969

1.69%

4,363,570

1.33%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

160.0600 USD

Purchase

7

159.4200 USD

Purchase

40

160.0500 USD

Purchase

68

159.8500 USD

Purchase

81

159.5400 USD

Purchase

93

159.4500 USD

Purchase

100

160.0900 USD

Purchase

102

159.7363 USD

Purchase

118

160.0615 USD

Purchase

135

159.8100 USD

Purchase

217

159.8335 USD

Purchase

300

160.0700 USD

Purchase

318

159.7646 USD

Purchase

400

159.4325 USD

Purchase

500

159.7400 USD

Purchase

572

159.5701 USD

Purchase

600

159.7500 USD

Purchase

600

160.0450 USD

Purchase

634

160.0478 USD

Purchase

749

159.8191 USD

Purchase

886

160.6800 USD

Purchase

900

159.4255 USD

Purchase

963

159.5877 USD

Purchase

1,019

159.5947 USD

Purchase

1,101

159.6460 USD

Purchase

1,200

159.6137 USD

Purchase

1,340

159.6414 USD

Purchase

1,503

159.5651 USD

Purchase

1,623

159.7459 USD

Purchase

1,623

159.5993 USD

Purchase

2,213

159.6600 USD

Purchase

2,400

160.1148 USD

Purchase

2,804

159.6336 USD

Purchase

3,700

159.5728 USD

Purchase

3,706

160.0528 USD

Purchase

3,800

159.6263 USD

Purchase

3,898

159.9995 USD

Purchase

4,900

160.0506 USD

Purchase

5,000

159.6014 USD

Purchase

5,800

159.7596 USD

Purchase

6,100

159.8051 USD

Purchase

6,700

159.9150 USD

Purchase

6,802

159.5996 USD

Purchase

6,991

159.6029 USD

Purchase

7,770

159.6875 USD

Purchase

8,730

159.7333 USD

Purchase

12,254

159.7530 USD

Purchase

13,327

159.6465 USD

Purchase

14,545

159.8295 USD

Purchase

15,176

159.6594 USD

Purchase

18,139

159.5659 USD

Purchase

21,372

159.8447 USD

Purchase

35,786

159.8729 USD

Purchase

60,671

159.6276 USD

Purchase

97,368

159.8925 USD

Sale

5

159.3900 USD

Sale

15

159.5900 USD

Sale

48

159.6050 USD

Sale

93

159.5800 USD

Sale

99

159.7500 USD

Sale

100

160.1200 USD

Sale

100

159.4500 USD

Sale

100

160.1000 USD

Sale

100

160.0300 USD

Sale

106

160.1500 USD

Sale

120

160.0583 USD

Sale

135

159.8100 USD

Sale

200

160.0850 USD

Sale

200

159.7725 USD

Sale

202

159.4700 USD

Sale

296

159.4491 USD

Sale

300

160.2366 USD

Sale

300

159.6433 USD

Sale

300

159.5550 USD

Sale

301

159.5909 USD

Sale

376

159.6647 USD

Sale

380

159.9868 USD

Sale

417

159.6400 USD

Sale

468

159.8500 USD

Sale

501

159.6401 USD

Sale

561

159.7025 USD

Sale

600

160.0483 USD

Sale

600

159.6241 USD

Sale

600

159.6175 USD

Sale

700

159.6557 USD

Sale

805

159.6191 USD

Sale

820

160.1670 USD

Sale

826

159.7763 USD

Sale

886

160.6800 USD

Sale

900

159.4944 USD

Sale

953

159.5591 USD

Sale

964

159.6061 USD

Sale

1,001

159.7181 USD

Sale

1,011

159.8561 USD

Sale

1,400

159.4291 USD

Sale

1,400

159.9742 USD

Sale

1,400

159.6875 USD

Sale

1,500

159.8153 USD

Sale

2,001

159.5520 USD

Sale

2,050

159.6600 USD

Sale

2,123

159.6427 USD

Sale

2,175

159.5804 USD

Sale

2,201

159.7950 USD

Sale

2,304

159.5694 USD

Sale

2,500

159.7789 USD

Sale

2,500

159.6038 USD

Sale

2,600

159.6092 USD

Sale

2,679

159.5552 USD

Sale

2,900

159.6372 USD

Sale

3,041

159.7477 USD

Sale

3,079

159.5753 USD

Sale

3,450

159.6688 USD

Sale

4,900

159.8503 USD

Sale

5,623

159.6749 USD

Sale

5,700

159.6816 USD

Sale

5,885

159.5870 USD

Sale

6,323

159.6990 USD

Sale

6,400

159.9617 USD

Sale

7,680

159.8968 USD

Sale

8,300

159.9287 USD

Sale

9,003

160.0660 USD

Sale

10,000

160.0511 USD

Sale

10,989

159.7740 USD

Sale

14,054

159.6895 USD

Sale

15,176

159.6594 USD

Sale

17,300

160.0914 USD

Sale

21,957

159.8511 USD

Sale

31,756

159.6800 USD

Sale

37,023

159.7928 USD

Sale

48,684

159.8925 USD

Sale

63,258

159.6091 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP Expires 18/01/2024

Long

464,600

158.2500 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Selling

100

115 USD

American

15 Nov 2019

0.3900 USD

Put Option

Selling

800

140 USD

American

17 Jan 2020

3.1400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

165.0000

American

Aug 30, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

16,300

165.0000

American

Nov 15, 2019

Put Options

Written

200

115.0000

American

Sep 20, 2019

Put Options

Written

100

165.0000

American

Sep 6, 2019

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Call Options

Purchased

100

160.0000

American

Aug 30, 2019

Call Options

Written

-100

173.0000

American

Aug 30, 2019

Call Options

Written

-10,000

210.0000

American

Jan 15, 1919

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-700

160.0000

American

Feb 21, 2020

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options

Written

800

105.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

10,000

140.0000

American

Jan 15, 1919

Put Options

Written

100

150.0000

American

Nov 15, 2019

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

200

125.0000

American

Sep 20, 2019

Call Options

Purchased

8,800

170.0000

American

Nov 15, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

163.0000

American

Aug 30, 2019

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

160.0000

American

Aug 30, 2019

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

170.0000

American

Jan 17, 2020

Put Options

Written

45,200

140.0000

American

Jun 19, 2020

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

7,900

160.0000

American

Sep 20, 2019

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

163.0000

American

Sep 20, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

160.0000

American

Jan 17, 2020

Call Options

Written

-3,700

155.0000

American

Sep 20, 2019

Put Options

Purchased

-1,500

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Put Options

Purchased

-5,200

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

170.0000

American

Aug 30, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Put Options

Written

10,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Nov 15, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Put Options

Written

25,800

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Sep 20, 2019

Call Options

Purchased

100

145.0000

American

Dec 20, 2019

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-12,800

210.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

1,900

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

900

135.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

24,100

120.0000

American

Nov 15, 2019

Put Options

Written

20,000

170.0000

American

Jan 15, 1919

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

200

120.0000

American

Sep 20, 2019

Put Options

Written

200

110.0000

American

Sep 20, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

100

163.0000

American

Aug 30, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Purchased

900

175.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

20,000

170.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Feb 21, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

6,500

150.0000

American

Feb 21, 2020

Put Options

Written

100

135.0000

American

Sep 20, 2019

Call Options

Purchased

100

165.0000

American

Oct 18, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675114
Time of Receipt (offset from UTC): 20190903T152425+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC