Form 8.3 - Greene King plc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
   
(b) Owner or controller of interest and short  
  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose GREENE KING PLC
  relevant securities this form relates:
(d) If an exempt fund manager connected with an  
  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken: 30 August 2019
(f) In addition to the company in 1(c) above, is the discloser making  NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p ordinary    
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

5,950,113

1.92%

5,160,872

1.66%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

1,933,052

0.62%

5,296,707

1.71%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

7,883,165

2.54%

10,457,579

3.37%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

12.5p ordinary

Purchase

43

8.4116   GBP

12.5p ordinary

Purchase

360

8.4090   GBP

12.5p ordinary

Purchase

504

8.4060   GBP

12.5p ordinary

Purchase

1,160

8.4023   GBP

12.5p ordinary

Purchase

1,242

8.4020   GBP

12.5p ordinary

Purchase

1,388

8.4051   GBP

12.5p ordinary

Purchase

1,609

8.4037   GBP

12.5p ordinary

Purchase

3,563

8.4065   GBP

12.5p ordinary

Purchase

4,200

8.4050   GBP

12.5p ordinary

Purchase

7,046

8.4120   GBP

12.5p ordinary

Purchase

13,970

8.4049   GBP

12.5p ordinary

Purchase

19,800

8.4040   GBP

12.5p ordinary

Purchase

39,010

8.4048   GBP

12.5p ordinary

Purchase

81,149

8.4062   GBP

12.5p ordinary

Purchase

101,441

8.4089   GBP

12.5p ordinary

Sale

43

8.4120   GBP

12.5p ordinary

Sale

199

8.4083   GBP

12.5p ordinary

Sale

360

8.4022   GBP

12.5p ordinary

Sale

360

8.4090   GBP

12.5p ordinary

Sale

382

8.4040   GBP

12.5p ordinary

Sale

418

8.4100   GBP

12.5p ordinary

Sale

1,608

8.4033   GBP

12.5p ordinary

Sale

1,785

8.4084   GBP

12.5p ordinary

Sale

1,897

8.4075   GBP

12.5p ordinary

Sale

2,210

8.4074   GBP

12.5p ordinary

Sale

2,500

8.4130   GBP

12.5p ordinary

Sale

2,712

8.4028   GBP

12.5p ordinary

Sale

5,140

8.4016   GBP

12.5p ordinary

Sale

24,085

8.4020   GBP

12.5p ordinary

Sale

34,749

8.4038   GBP

12.5p ordinary

Sale

63,672

8.4115   GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

12.5p ordinary

  CFD  

Long

1,897

8.4075   GBP

12.5p ordinary

  SWAP  

Long

3,213

8.4053   GBP

12.5p ordinary

  CFD  

Long

5,930

8.4008   GBP

12.5p ordinary

  CFD  

Long

8,512

8.4005   GBP

12.5p ordinary

  SWAP  

Long

8,699

8.4055   GBP

12.5p ordinary

  SWAP  

Long

34,142

8.4026   GBP

12.5p ordinary

  CFD  

Short

5,807

8.4084   GBP

12.5p ordinary

  CFD  

Short

5,995

8.4051   GBP

12.5p ordinary

  SWAP  

Short

7,610

8.4091   GBP

12.5p ordinary

  CFD  

Short

24,528

8.4045   GBP

12.5p ordinary

  SWAP  

Short

29,081

8.4044   GBP

12.5p ordinary

  SWAP  

Short

81,149

8.4062   GBP

12.5p ordinary

  CFD  

Short

101,441

8.4089   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

2 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 675036
Time of Receipt (offset from UTC): 20190902T104511+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC