FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,516,771

0.17%

3,154,422

0.21%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,356,381

0.16%

25,396

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,988,000

0.13%

1,362,500

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,861,152

0.46%

4,542,318

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

21

66.0050 USD
Purchase

21

65.9100 USD
Purchase

38

66.2400 USD
Purchase

84

66.0047 USD
Purchase

88

65.7900 USD
Purchase

89

66.0600 USD
Purchase

96

65.9000 USD
Purchase

97

66.0049 USD
Purchase

100

66.0100 USD
Purchase

104

65.7842 USD
Purchase

111

66.0405 USD
Purchase

119

66.0094 USD
Purchase

154

66.2700 USD
Purchase

165

66.0300 USD
Purchase

199

65.9500 USD
Purchase

200

66.1300 USD
Purchase

200

65.9900 USD
Purchase

200

66.0150 USD
Purchase

200

66.0325 USD
Purchase

220

66.0627 USD
Purchase

259

66.1457 USD
Purchase

294

66.0544 USD
Purchase

300

66.0200 USD
Purchase

300

66.0716 USD
Purchase

300

66.0116 USD
Purchase

335

66.0166 USD
Purchase

362

66.0071 USD
Purchase

400

66.0675 USD
Purchase

400

66.0062 USD
Purchase

413

66.0403 USD
Purchase

576

65.9913 USD
Purchase

700

66.0000 USD
Purchase

836

66.0077 USD
Purchase

900

65.9833 USD
Purchase

936

66.0586 USD
Purchase

1,198

66.0222 USD
Purchase

1,200

75.0000 USD
Purchase

1,330

65.9559 USD
Purchase

1,331

65.6000 USD
Purchase

1,521

65.9904 USD
Purchase

2,344

65.9629 USD
Purchase

2,402

66.0208 USD
Purchase

2,673

66.0346 USD
Purchase

2,694

66.0145 USD
Purchase

3,054

66.0593 USD
Purchase

3,271

65.9574 USD
Purchase

4,102

66.0305 USD
Purchase

7,200

65.9835 USD
Purchase

7,907

66.0521 USD
Purchase

14,500

65.9521 USD
Purchase

16,209

66.0618 USD
Purchase

22,000

65.9645 USD
Purchase

22,867

66.0700 USD
Purchase

23,754

66.0569 USD
Purchase

24,926

65.9845 USD
Purchase

29,162

66.0350 USD
Purchase

76,766

66.0249 USD
Purchase

87,879

66.0309 USD
Sale

24

65.6000 USD
Sale

38

66.2400 USD
Sale

61

66.1100 USD
Sale

100

65.9100 USD
Sale

100

65.9700 USD
Sale

100

65.9600 USD
Sale

118

66.0544 USD
Sale

154

66.2700 USD
Sale

200

66.0775 USD
Sale

224

65.9652 USD
Sale

235

66.1770 USD
Sale

274

65.9319 USD
Sale

300

66.1933 USD
Sale

300

66.0233 USD
Sale

338

65.9902 USD
Sale

388

66.0361 USD
Sale

401

65.8394 USD
Sale

462

66.0500 USD
Sale

800

66.0287 USD
Sale

800

66.0412 USD
Sale

800

65.9743 USD
Sale

898

65.9851 USD
Sale

1,394

65.9812 USD
Sale

1,457

66.0468 USD
Sale

1,593

66.0681 USD
Sale

1,647

66.1202 USD
Sale

1,674

66.0507 USD
Sale

1,900

66.0836 USD
Sale

2,790

66.0371 USD
Sale

2,942

65.9794 USD
Sale

2,953

66.0474 USD
Sale

2,973

66.0944 USD
Sale

3,832

66.0153 USD
Sale

3,922

66.1062 USD
Sale

5,160

65.9988 USD
Sale

6,600

66.0093 USD
Sale

6,763

66.0522 USD
Sale

7,900

65.9432 USD
Sale

8,255

65.9644 USD
Sale

8,315

66.0942 USD
Sale

8,950

66.0467 USD
Sale

14,200

65.9762 USD
Sale

20,400

65.9616 USD
Sale

24,187

66.0700 USD
Sale

26,992

66.0077 USD
Sale

32,018

66.0539 USD
Sale

35,032

66.0338 USD
Sale

114,499

66.0133 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

2,100

68 USD

American

30 Aug 2019

0.0900 USD

Call Option Purchasing

100

69 USD

American

6 Sep 2019

0.2400 USD

Call Option Purchasing

3,900

70 USD

American

17 Jan 2020

2.2910 USD

Call Option Purchasing

1,100

80 USD

American

17 Jan 2020

0.4000 USD

Call Option Selling

200

69 USD

American

30 Aug 2019

0.0400 USD

Call Option Selling

100

70 USD

American

18 Oct 2019

0.9300 USD

Call Option Selling

800

73 USD

American

20 Sep 2019

0.1700 USD

Call Option Selling

100

80 USD

American

20 Sep 2019

0.0200 USD

Call Option Selling

300

83 USD

American

20 Sep 2019

0.0200 USD

Put Option Purchasing

200

63 USD

American

20 Sep 2019

0.5600 USD

Put Option Selling

200

60 USD

American

20 Sep 2019

0.2500 USD

Put Option Selling

1,000

63 USD

American

18 Oct 2019

1.7000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

30 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry
purchased

relevant securities

price

 

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

900

82.5000

American

Jan 17, 2020
Put Options Written

200

75.0000

American

Jun 19, 2020
Put Options Written

20,700

62.5000

American

Oct 18, 2019
Call Options Purchased

3,300

72.5000

American

Feb 21, 2020
Put Options Written

350,000

65.0000

American

Jan 17, 2020
Put Options Written

5,300

77.5000

American

Jan 17, 2020
Call Options Purchased

700

50.0000

American

Jan 15, 2021
Call Options Purchased

100

68.5000

American

Sep 13, 2019
Call Options Purchased

14,600

70.0000

American

Nov 15, 2019
Call Options Purchased

100

65.5000

American

Aug 30, 2019
Put Options Written

100

80.0000

American

Sep 18, 2020
Put Options Written

900

60.5000

American

Sep 20, 2019
Call Options Purchased

200

71.0000

American

Sep 13, 2019
Put Options Written

500

50.0000

American

Nov 15, 2019
Call Options Purchased

400

82.5000

American

Nov 15, 2019
Put Options Written

9,000

60.0000

American

Jun 19, 2020
Call Options Purchased

7,700

72.5000

American

Nov 15, 2019
Call Options Purchased

100

72.5000

American

Sep 18, 2020
Call Options Purchased

4,100

68.5000

American

Aug 30, 2019
Put Options Written

1,100

85.0000

American

Jun 19, 2020
Put Options Written

1,000

82.5000

American

Jan 15, 2021
Call Options Purchased

900

65.0000

American

Aug 30, 2019
Put Options Written

500

57.5000

American

Aug 30, 2019
Call Options Purchased

200

55.0000

American

Sep 18, 2020
Call Options Written

-1,500

130.0000

American

Jan 15, 2021
Put Options Purchased

-700

65.0000

American

Jan 15, 2021
Put Options Purchased

-800

67.0000

American

Sep 20, 2019
Call Options Written

-1,000

66.0000

American

Aug 30, 2019
Call Options Written

-300

92.5000

American

Sep 18, 2020
Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020
Call Options Written

-300

68.0000

American

Sep 20, 2019
Put Options Purchased

-600

105.0000

American

Jan 15, 2021
Put Options Purchased

-1,900

55.0000

American

Sep 20, 2019
Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021
Call Options Written

-400

66.0000

American

Sep 20, 2019
Put Options Purchased

-900

75.0000

American

Nov 15, 2019
Call Options Written

-200

71.5000

American

Aug 30, 2019
Put Options Purchased

-300

75.0000

American

Feb 21, 2020
Put Options Purchased

-1,900

57.5000

American

Nov 15, 2019
Call Options Written

-7,300

97.5000

American

Jan 17, 2020
Put Options Purchased

-100

65.0000

American

Sep 6, 2019
Put Options Purchased

-600

65.0000

American

Feb 21, 2020
Call Options Written

-900

135.0000

American

Jan 15, 2021
Call Options Written

-300

120.0000

American

Jan 15, 2021
Call Options Written

-300

65.0000

American

Sep 6, 2019
Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021
Put Options Purchased

-600

55.0000

American

Sep 18, 2020
Call Options Written

-100

72.0000

American

Aug 30, 2019
Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020
Call Options Written

-100

60.0000

American

Nov 15, 2019
Put Options Purchased

-9,700

50.0000

American

Jan 17, 2020
Call Options Written

-20,600

90.0000

American

Jun 19, 2020
Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021
Put Options Purchased

-2,400

57.5000

American

Jan 17, 2020
Put Options Written

73,000

70.0000

American

Jan 17, 2020
Call Options Purchased

400

69.0000

American

Aug 30, 2019
Call Options Purchased

1,300

55.0000

American

Jun 19, 2020
Call Options Purchased

2,200

77.5000

American

Oct 18, 2019
Call Options Purchased

137,200

72.5000

American

Sep 20, 2019
Call Options Purchased

5,900

67.5000

American

Sep 20, 2019
Call Options Purchased

1,000

145.0000

American

Jun 19, 2020
Call Options Purchased

3,900

55.0000

American

Jan 17, 2020
Put Options Written

100

63.0000

American

Sep 13, 2019
Call Options Purchased

2,400

50.0000

American

Jun 19, 2020
Call Options Purchased

100

72.0000

American

Sep 20, 2019
Call Options Purchased

16,400

80.0000

American

Jan 17, 2020
Put Options Written

49,600

95.0000

American

Jan 17, 2020
Put Options Written

300,900

60.0000

American

Jan 15, 2021
Call Options Purchased

600

69.5000

American

Aug 30, 2019
Put Options Written

2,000

57.5000

American

Jan 15, 2021
Put Options Written

1,500

72.5000

American

Sep 20, 2019
Put Options Written

1,200

45.0000

American

Jan 17, 2020
Call Options Purchased

600

68.0000

American

Sep 6, 2019
Put Options Written

300

62.5000

American

Sep 18, 2020
Put Options Written

50,000

57.5000

American

Jan 17, 2020
Put Options Written

13,400

42.5000

American

Feb 21, 2020
Call Options Purchased

600

68.0000

American

Sep 13, 2019
Call Options Purchased

30,200

62.5000

American

Sep 20, 2019
Call Options Purchased

4,900

75.0000

American

Sep 20, 2019
Call Options Purchased

600

70.0000

American

Sep 13, 2019
Put Options Purchased

-1,900

62.5000

American

Sep 20, 2019
Put Options Purchased

-100

95.0000

American

Jun 19, 2020
Put Options Purchased

-200

77.5000

American

Nov 15, 2019
Put Options Purchased

-300

66.5000

American

Aug 30, 2019
Call Options Written

-18,200

110.0000

American

Jan 15, 2021
Put Options Purchased

-13,500

55.0000

American

Jan 17, 2020
Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019
Call Options Written

-2,000

80.0000

American

Sep 18, 2020
Call Options Written

-9,800

110.0000

American

Jan 17, 2020
Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021
Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021
Call Options Written

-3,700

92.5000

American

Sep 20, 2019
Call Options Written

-700

70.0000

American

Aug 30, 2019
Call Options Written

-2,300

80.0000

American

Feb 21, 2020
Call Options Written

-200

60.0000

American

Jan 15, 2021
Put Options Purchased

-2,100

65.0000

American

Aug 30, 2019
Call Options Written

-11,300

130.0000

American

Jan 17, 2020
Call Options Written

-2,100

67.5000

American

Nov 15, 2019
Put Options Purchased

-100

120.0000

American

Jan 17, 2020
Call Options Purchased

300

69.5000

American

Sep 6, 2019
Call Options Purchased

2,800

60.0000

American

Jun 19, 2020
Call Options Purchased

400

70.5000

American

Sep 6, 2019
Put Options Written

500

68.0000

American

Aug 30, 2019
Put Options Written

200

87.5000

American

Nov 15, 2019
Call Options Purchased

2,500

60.0000

American

Feb 21, 2020
Call Options Purchased

1,300

68.5000

American

Sep 6, 2019
Call Options Purchased

100

105.0000

American

Jun 19, 2020
Put Options Written

400

40.0000

American

Sep 20, 2019
Call Options Purchased

12,700

72.5000

American

Jan 17, 2020
Call Options Purchased

1,600

66.0000

American

Sep 6, 2019
Put Options Written

6,100

62.5000

American

Jan 17, 2020
Call Options Purchased

2,700

70.0000

American

Feb 21, 2020
Call Options Purchased

1,000

60.0000

American

Sep 18, 2020
Call Options Purchased

400

70.0000

American

Jun 19, 2020
Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020
Call Options Written

-400

110.0000

American

Jun 19, 2020
Call Options Written

-800

125.0000

American

Jan 17, 2020
Call Options Written

-1,900

115.0000

American

Sep 18, 2020
Call Options Written

-800

67.0000

American

Aug 30, 2019
Call Options Written

-1,500

92.5000

American

Nov 15, 2019
Call Options Written

-12,100

95.0000

American

Jan 17, 2020
Call Options Written

-130,000

67.5000

American

Sep 20, 2019
Call Options Written

-100

67.5000

American

Sep 18, 2020
Call Options Written

-2,200

85.0000

American

Sep 18, 2020
Put Options Purchased

-600

42.5000

American

Sep 18, 2020
Call Options Written

-1,000

77.5000

American

Jun 19, 2020
Call Options Written

-100

70.0000

American

Sep 6, 2019
Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020
Call Options Written

-1,300

65.5000

American

Sep 27, 2019
Put Options Purchased

-25,600

67.5000

American

Sep 20, 2019
Put Options Purchased

-100

72.5000

American

Feb 21, 2020
Call Options Written

-500

95.0000

American

Sep 18, 2020
Call Options Written

-1,600

75.0000

American

Jan 15, 2021
Put Options Purchased

-27,800

60.0000

American

Jan 17, 2020
Call Options Written

-1,200

70.0000

American

Sep 20, 2019
Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021
Call Options Written

-2,600

105.0000

American

Nov 15, 2019
Call Options Written

-1,900

97.5000

American

Jan 15, 2021
Put Options Purchased

-600

55.0000

American

Jun 19, 2020
Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020
Call Options Written

-14,600

87.5000

American

Nov 15, 2019
Call Options Purchased

1,600

70.0000

American

Jan 15, 2021
Put Options Written

100

60.0000

American

Sep 27, 2019
Call Options Purchased

800

155.0000

American

Jan 17, 2020
Put Options Written

400

32.5000

American

Sep 18, 2020
Put Options Written

800

66.0000

American

Aug 30, 2019
Call Options Purchased

200

68.5000

American

Sep 20, 2019
Call Options Purchased

3,200

55.0000

American

Jan 15, 2021
Put Options Written

300

80.0000

American

Jun 19, 2020
Put Options Written

125,000

80.0000

American

Jan 15, 2021
Put Options Written

100

63.0000

American

Sep 6, 2019
Call Options Purchased

400

71.0000

American

Sep 27, 2019
Call Options Purchased

200

64.5000

American

Aug 30, 2019
Put Options Written

100

77.5000

American

Jan 15, 2021
Put Options Written

400

62.0000

American

Aug 30, 2019
Put Options Written

3,600

42.5000

American

Sep 20, 2019
Put Options Written

151,000

65.0000

American

Jun 19, 2020
Call Options Purchased

200

67.5000

American

Jan 15, 2021
Call Options Purchased

100

71.5000

American

Sep 27, 2019
Call Options Purchased

2,100

77.5000

American

Nov 15, 2019
Put Options Written

900

66.0000

American

Sep 20, 2019
Call Options Purchased

100

66.5000

American

Sep 13, 2019
Put Options Written

3,000

62.5000

American

Feb 21, 2020
Put Options Written

1,000

47.5000

American

Sep 20, 2019
Put Options Written

32,800

57.5000

American

Jun 19, 2020
Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021
Call Options Written

-6,900

105.0000

American

Jan 17, 2020
Call Options Written

-13,600

100.0000

American

Jan 15, 2021
Call Options Written

-100

75.0000

American

Jun 19, 2020
Call Options Written

-100

59.0000

American

Aug 30, 2019
Call Options Written

-300

110.0000

American

Sep 18, 2020
Call Options Written

-700

67.5000

American

Jun 19, 2020
Call Options Written

-35,500

90.0000

American

Sep 20, 2019
Call Options Written

-500

82.5000

American

Jun 19, 2020
Call Options Written

-10,800

80.0000

American

Sep 20, 2019
Call Options Written

-1,000

82.5000

American

Feb 21, 2020
Call Options Written

-3,400

95.0000

American

Sep 20, 2019
Call Options Written

-16,800

85.0000

American

Nov 15, 2019
Put Options Purchased

-100

67.5000

American

Sep 18, 2020
Call Options Written

-2,100

97.5000

American

Jun 19, 2020
Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020
Call Options Written

-17,400

75.0000

American

Aug 30, 2019
Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020
Put Options Purchased

-1,200

72.5000

American

Oct 18, 2019
Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020
Call Options Written

-800

92.5000

American

Jan 15, 2021
Put Options Purchased

-1,200

55.0000

American

Nov 15, 2019
Call Options Written

-4,100

115.0000

American

Jan 17, 2020
Call Options Written

-5,100

85.0000

American

Jan 15, 2021
Put Options Purchased

-100

61.0000

American

Sep 13, 2019
Call Options Written

-700

68.0000

American

Sep 27, 2019
Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020
Call Options Written

-4,500

75.0000

American

Jan 17, 2020
Call Options Written

-75,000

70.0000

American

Jan 15, 2021
Call Options Written

-500

64.0000

American

Sep 6, 2019
Put Options Purchased

-100

58.0000

American

Aug 30, 2019
Put Options Written

4,100

85.0000

American

Jan 17, 2020
Call Options Purchased

400

47.5000

American

Jun 19, 2020
Call Options Purchased

400

65.0000

American

Nov 15, 2019
Put Options Written

1,000

64.0000

American

Sep 13, 2019
Call Options Purchased

600

70.5000

American

Sep 13, 2019
Put Options Written

300

77.5000

American

Sep 18, 2020
Call Options Purchased

1,400

65.0000

American

Feb 21, 2020
Call Options Purchased

300

71.5000

American

Sep 6, 2019
Put Options Written

600

55.0000

American

Feb 21, 2020
Put Options Written

500

65.5000

American

Sep 6, 2019
Call Options Purchased

18,100

60.0000

American

Jan 17, 2020
Call Options Purchased

100

75.0000

American

Sep 18, 2020
Call Options Purchased

600

69.0000

American

Sep 6, 2019
Call Options Purchased

300

69.0000

American

Sep 13, 2019
Call Options Purchased

100

70.5000

American

Aug 30, 2019
Put Options Written

100

60.5000

American

Aug 30, 2019
Put Options Written

500

64.0000

American

Sep 27, 2019
Call Options Purchased

15,900

70.0000

American

Jan 17, 2020
Put Options Written

2,100

45.0000

American

Sep 20, 2019
Call Options Purchased

3,000

55.0000

American

Feb 21, 2020
Put Options Written

300

70.0000

American

Feb 21, 2020
Call Options Purchased

100

62.5000

American

Sep 18, 2020
Put Options Written

28,300

62.5000

American

Jun 19, 2020
Call Options Purchased

13,400

80.0000

American

Nov 15, 2019
Call Options Written

-3,100

145.0000

American

Jan 17, 2020
Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021
Call Options Written

-2,300

115.0000

American

Jun 19, 2020
Put Options Purchased

-3,000

67.5000

American

Jan 15, 2021
Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021
Call Options Written

-600

72.5000

American

Jun 19, 2020
Call Options Written

-1,300

92.5000

American

Jun 19, 2020
Call Options Written

-7,500

110.0000

American

Sep 20, 2019
Call Options Written

-2,500

185.0000

American

Jan 17, 2020
Put Options Purchased

-100

66.0000

American

Sep 6, 2019
Put Options Purchased

-1,200

65.0000

American

Sep 27, 2019
Call Options Written

-1,400

90.0000

American

Sep 18, 2020
Call Options Written

-100,100

120.0000

American

Jan 17, 2020
Put Options Purchased

-700

42.5000

American

Jan 15, 2021
Put Options Purchased

-1,100

60.0000

American

Feb 21, 2020
Call Options Written

-600

72.5000

American

Oct 18, 2019
Put Options Purchased

-1,000

60.0000

American

Sep 18, 2020
Call Options Written

-2,700

125.0000

American

Jan 15, 2021
Put Options Purchased

-5,900

75.0000

American

Jan 17, 2020
Put Options Purchased

-11,700

65.0000

American

Nov 15, 2019
Put Options Purchased

-49,200

60.0000

American

Sep 20, 2019
Put Options Purchased

-500

47.5000

American

Nov 15, 2019
Put Options Purchased

-2,700

72.5000

American

Jun 19, 2020
Put Options Purchased

-3,200

57.5000

American

Oct 18, 2019
Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021
Put Options Purchased

-800

50.0000

American

Feb 21, 2020
Put Options Purchased

-6,000

70.0000

American

Sep 20, 2019
Call Options Written

-300

130.0000

American

Jun 19, 2020
Put Options Written

200

67.5000

American

Aug 30, 2019
Put Options Written

1,500

45.0000

American

Nov 15, 2019
Put Options Written

30,300

70.0000

American

Jun 19, 2020
Call Options Purchased

200

67.0000

American

Sep 20, 2019
Call Options Purchased

5,000

75.0000

American

Nov 15, 2019
Put Options Written

1,500

60.0000

American

Oct 18, 2019
Call Options Purchased

1,000

65.0000

American

Sep 13, 2019
Call Options Purchased

6,500

67.5000

American

Jan 17, 2020
Put Options Written

300

35.0000

American

Sep 18, 2020
Put Options Written

6,100

80.0000

American

Jan 17, 2020
Call Options Purchased

6,500

67.5000

American

Aug 30, 2019
Call Options Purchased

800

75.0000

American

Feb 21, 2020
Call Options Purchased

4,700

75.0000

American

Oct 18, 2019
Put Options Written

100

80.0000

American

Nov 15, 2019
Call Options Written

-100

90.0000

American

Jan 15, 2021
Put Options Purchased

-800

92.5000

American

Jun 19, 2020
Call Options Written

-100

180.0000

American

Jan 17, 2020
Call Options Written

-800

74.0000

American

Sep 6, 2019
Call Options Written

-1,000

100.0000

American

Sep 20, 2019
Put Options Purchased

-2,100

64.5000

American

Sep 13, 2019
Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021
Put Options Purchased

-100

62.0000

American

Sep 20, 2019
Call Options Written

-200

65.0000

American

Jan 15, 2021
Put Options Purchased

-300

42.5000

American

Nov 15, 2019
Put Options Purchased

-600

63.5000

American

Sep 6, 2019
Call Options Written

-2,200

62.5000

American

Feb 21, 2020
Put Options Purchased

-5,600

70.0000

American

Jan 17, 2020
Call Options Written

-100

85.0000

American

Feb 21, 2020
Put Options Purchased

-200

87.5000

American

Jan 17, 2020
Call Options Written

-61,400

82.5000

American

Jan 17, 2020
Call Options Written

-18,100

95.0000

American

Jun 19, 2020
Call Options Written

-74,500

85.0000

American

Sep 20, 2019
Call Options Written

-2,100

115.0000

American

Jan 15, 2021
Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021
Call Options Written

-100

60.0000

American

Aug 30, 2019
Put Options Purchased

-100

47.5000

American

Jan 17, 2020
Put Options Purchased

-100

63.0000

American

Sep 20, 2019
Call Options Written

-500

87.5000

American

Jun 19, 2020
Put Options Purchased

-23,100

65.0000

American

Sep 20, 2019
Call Options Written

-6,400

87.5000

American

Sep 20, 2019
Call Options Written

-9,400

82.5000

American

Sep 20, 2019
Call Options Written

-100

66.0000

American

Sep 13, 2019
Call Options Written

-2,000

150.0000

American

Jan 17, 2020
Call Options Written

-24,100

77.5000

American

Sep 20, 2019
Call Options Purchased

2,100

50.0000

American

Jan 17, 2020
Put Options Written

1,000

67.5000

American

Sep 13, 2019
Call Options Purchased

2,600

60.0000

American

Sep 20, 2019
Put Options Written

180,000

60.0000

American

Sep 20, 2019
Put Options Written

1,900

62.5000

American

Aug 30, 2019
Put Options Written

1,400

67.5000

American

Jun 19, 2020
Put Options Written

400

72.5000

American

Nov 15, 2019
Call Options Purchased

2,300

47.5000

American

Sep 18, 2020
Put Options Written

1,000

67.5000

American

Feb 21, 2020
Put Options Written

75,000

70.0000

American

Jan 15, 2021
Call Options Purchased

1,200

57.5000

American

Jun 19, 2020
Call Options Purchased

1,800

80.0000

American

Jun 19, 2020
Call Options Purchased

4,200

70.0000

American

Oct 18, 2019
Call Options Purchased

2,700

85.0000

American

Jun 19, 2020
Call Options Purchased

400

57.5000

American

Sep 18, 2020
Put Options Written

100

72.5000

American

Sep 18, 2020
Put Options Written

6,000

105.0000

American

Jan 17, 2020
Call Options Written

-200

77.5000

American

Sep 18, 2020
Put Options Purchased

-2,300

64.5000

American

Aug 30, 2019
Call Options Written

-200

64.5000

American

Sep 6, 2019
Call Options Written

-6,600

105.0000

American

Jan 15, 2021
Call Options Written

-11,200

85.0000

American

Jan 17, 2020
Call Options Written

-2,800

62.5000

American

Jan 17, 2020
Put Options Purchased

-600

65.5000

American

Aug 30, 2019
Call Options Written

-100

65.0000

American

Jan 17, 2020
Call Options Written

-300

62.5000

American

Sep 20, 2019
Put Options Purchased

-27,900

62.5000

American

Nov 15, 2019
Call Options Written

-68,400

100.0000

American

Jan 17, 2020
Put Options Purchased

-300

60.0000

American

Aug 30, 2019
Call Options Written

-200

105.0000

American

Sep 18, 2020
Call Options Written

-700

63.5000

American

Aug 30, 2019
Put Options Purchased

-1,000

40.0000

American

Jun 19, 2020
Call Options Written

-900

100.0000

American

Nov 15, 2019
Call Options Written

-1,200

66.5000

American

Aug 30, 2019
Call Options Written

-13,500

90.0000

American

Nov 15, 2019
Put Options Purchased

-2,300

67.0000

American

Aug 30, 2019
Put Options Purchased

-700

70.0000

American

Oct 18, 2019
Put Options Purchased

-26,800

67.5000

American

Nov 15, 2019
Put Options Purchased

-200

55.0000

American

Oct 18, 2019
Call Options Written

-10,400

100.0000

American

Jun 19, 2020
Call Options Written

-14,200

87.5000

American

Jan 17, 2020
Put Options Written

1,100

45.0000

American

Jun 19, 2020
Call Options Purchased

100

77.5000

American

Feb 21, 2020
Call Options Purchased

1,900

68.0000

American

Aug 30, 2019
Call Options Purchased

1,300

57.5000

American

Jan 15, 2021
Put Options Written

13,800

75.0000

American

Sep 20, 2019
Call Options Purchased

1,000

67.5000

American

Sep 27, 2019
Put Options Written

400

62.5000

American

Sep 6, 2019
Call Options Purchased

4,900

70.0000

American

Sep 27, 2019
Put Options Written

3,000

57.5000

American

Sep 20, 2019
Call Options Purchased

12,000

65.0000

American

Sep 20, 2019
Call Options Purchased

500

67.5000

American

Oct 18, 2019
Call Options Purchased

300

67.5000

American

Sep 6, 2019
Put Options Written

17,400

65.0000

American

Oct 18, 2019
Call Options Purchased

1,300

65.0000

American

Jun 19, 2020
Put Options Written

400

85.0000

American

Jan 15, 2021
Put Options Written

200

59.0000

American

Sep 27, 2019
Call Options Purchased

2,800

77.5000

American

Jan 17, 2020
Call Options Written

-6,900

92.5000

American

Jan 17, 2020
Put Options Purchased

-7,100

70.0000

American

Nov 15, 2019
Put Options Purchased

-1,000

65.5000

American

Sep 13, 2019
Call Options Written

-3,700

80.0000

American

Jan 15, 2021
Put Options Purchased

-1,800

61.0000

American

Sep 20, 2019
Call Options Written

-5,100

95.0000

American

Jan 15, 2021
Put Options Purchased

-500

47.5000

American

Sep 18, 2020
Put Options Purchased

-1,300

67.5000

American

Jan 17, 2020
Call Options Written

-5,000

100.0000

American

Sep 18, 2020
Put Options Purchased

-600

67.5000

American

Oct 18, 2019
Put Options Purchased

-1,300

63.0000

American

Aug 30, 2019
Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020
Put Options Purchased

-14,700

60.0000

American

Nov 15, 2019
Call Options Written

-100

62.5000

American

Nov 15, 2019
Call Options Written

-100

71.0000

American

Aug 30, 2019
Call Options Written

-2,100

77.5000

American

Jan 15, 2021
Call Options Written

-3,100

135.0000

American

Jan 17, 2020
Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020
Call Options Written

-400

105.0000

American

Sep 20, 2019
Put Options Purchased

-300

77.5000

American

Feb 21, 2020
Call Options Written

-2,200

82.5000

American

Jan 15, 2021
Put Options Purchased

-400

72.5000

American

Jan 17, 2020
Call Options Written

-500

87.5000

American

Jan 15, 2021
Put Options Purchased

-600

50.0000

American

Sep 20, 2019
Put Options Purchased

-1,000

57.5000

American

Sep 27, 2019
Call Options Written

-6,500

95.0000

American

Nov 15, 2019
Call Options Written

-14,000

90.0000

American

Jan 17, 2020
Call Options Written

-500

62.5000

American

Oct 18, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674939
Time of Receipt (offset from UTC): 20190830T155040+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC