FORM 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,058,494

0.93%

1,576,432

0.48%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,344,200

0.41%

2,319,134

0.71%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

597,200

0.18%

409,300

0.12%

 

 

 

 

(4)

TOTAL:

 

 

 

 

4,999,894

1.52%

4,304,866

1.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

39

161.1300 USD

Purchase

53

160.9700 USD

Purchase

84

160.8900 USD

Purchase

100

160.0100 USD

Purchase

100

160.6800 USD

Purchase

100

161.1000 USD

Purchase

100

160.8600 USD

Purchase

100

160.5100 USD

Purchase

100

160.4400 USD

Purchase

158

160.8500 USD

Purchase

168

160.9789 USD

Purchase

200

159.9900 USD

Purchase

200

160.4625 USD

Purchase

200

160.9000 USD

Purchase

248

160.5970 USD

Purchase

277

160.6000 USD

Purchase

300

160.4883 USD

Purchase

300

160.0866 USD

Purchase

300

160.9266 USD

Purchase

600

160.7576 USD

Purchase

700

161.0000 USD

Purchase

1,100

160.1236 USD

Purchase

1,200

160.9716 USD

Purchase

1,389

161.0045 USD

Purchase

1,500

160.9706 USD

Purchase

2,078

160.4737 USD

Purchase

2,585

160.4176 USD

Purchase

3,845

160.6532 USD

Purchase

5,438

160.0703 USD

Purchase

7,635

159.9800 USD

Purchase

14,070

160.6360 USD

Purchase

20,951

160.7076 USD

Purchase

24,736

160.1556 USD

Purchase

33,275

160.7700 USD

Purchase

62,230

160.6951 USD

Sale

34

160.1100 USD

Sale

53

160.9700 USD

Sale

58

160.8500 USD

Sale

72

160.8900 USD

Sale

100

160.5100 USD

Sale

100

161.0050 USD

Sale

100

161.0450 USD

Sale

100

160.9000 USD

Sale

116

160.6567 USD

Sale

120

160.5733 USD

Sale

130

160.9076 USD

Sale

200

160.4400 USD

Sale

200

160.9480 USD

Sale

200

160.9150 USD

Sale

248

160.5971 USD

Sale

400

160.4575 USD

Sale

500

160.5620 USD

Sale

500

161.0000 USD

Sale

571

160.3425 USD

Sale

700

161.1571 USD

Sale

800

160.8075 USD

Sale

1,147

160.7297 USD

Sale

1,200

160.4941 USD

Sale

1,300

160.5813 USD

Sale

1,300

160.6208 USD

Sale

1,400

160.9757 USD

Sale

1,700

160.0947 USD

Sale

2,000

160.6870 USD

Sale

2,300

160.8534 USD

Sale

2,300

160.6473 USD

Sale

2,600

160.7861 USD

Sale

2,902

160.6954 USD

Sale

3,572

160.4006 USD

Sale

5,500

160.7716 USD

Sale

7,001

160.6497 USD

Sale

8,131

159.9800 USD

Sale

14,747

160.6484 USD

Sale

20,951

160.7076 USD

Sale

23,035

160.7129 USD

Sale

44,637

160.3544 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Long

308,600

159.9800 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Put Option Purchasing

200

160 USD

American

17 Jan 2020

7.4500 USD

Put Option Selling

7,500

140 USD

American

19 Jun 2020

6.7940 USD

Put Option Selling

200

150 USD

American

17 Jan 2020

4.7600 USD

Put Option Selling

100

165 USD

American

6 Sep 2019

6.8500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

30 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Call Options Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

200

115.0000

American

Sep 20, 2019

Put Options Written

1,600

155.0000

American

Dec 20, 2019

Call Options Purchased

100

170.0000

American

Sep 27, 2019

Call Options Purchased

2,000

165.0000

American

Aug 30, 2019

Call Options Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

100

160.0000

American

Aug 30, 2019

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

16,300

165.0000

American

Nov 15, 2019

Put Options Written

100

165.0000

American

Sep 6, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Purchased

-700

160.0000

American

Feb 21, 2020

Put Options Purchased

-900

155.0000

American

Jan 17, 2020

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-1,700

165.0000

American

Jan 17, 2020

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Call Options Written

-400

155.0000

American

Nov 15, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Call Options Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

200

120.0000

American

Oct 18, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

800

105.0000

American

Jan 15, 2021

Put Options Written

100

150.0000

American

Nov 15, 2019

Call Options Purchased

100

185.0000

American

Sep 20, 2019

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Call Options Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options Purchased

4,400

140.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-300

170.0000

American

Feb 21, 2020

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Put Options Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-600

135.0000

American

Nov 15, 2019

Call Options Written

-100

150.0000

American

Feb 21, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Call Options Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options Purchased

4,900

170.0000

American

Feb 21, 2020

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Purchased

6,100

160.0000

American

Jan 17, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Purchased

8,800

170.0000

American

Nov 15, 2019

Put Options Written

200

125.0000

American

Sep 20, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Call Options Written

-100

140.0000

American

Feb 21, 2020

Put Options Purchased

-100

160.0000

American

Aug 30, 2019

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Call Options Written

-200

125.0000

American

Jan 17, 2020

Put Options Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

2,500

170.0000

American

Jan 17, 2020

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Call Options Purchased

7,900

160.0000

American

Sep 20, 2019

Put Options Written

300

140.0000

American

Sep 20, 2019

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Put Options Written

45,200

140.0000

American

Jun 19, 2020

Call Options Written

-25,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

165.0000

American

Nov 15, 2019

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-3,100

160.0000

American

Jan 17, 2020

Put Options Purchased

-8,600

130.0000

American

Nov 15, 2019

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

170.0000

American

Jun 19, 2020

Call Options Written

-3,700

155.0000

American

Sep 20, 2019

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-5,200

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

20,000

140.0000

American

Jan 17, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Call Options Purchased

200

185.0000

American

Jun 19, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options Purchased

700

175.0000

American

Nov 15, 2019

Put Options Written

100

162.5000

American

Aug 30, 2019

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Call Options Purchased

1,400

170.0000

American

Aug 30, 2019

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Put Options Purchased

-300

145.0000

American

Nov 15, 2019

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Written

-4,300

155.0000

American

Jan 17, 2020

Put Options Purchased

-200

170.0000

American

Nov 15, 2019

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-100

172.5000

American

Aug 30, 2019

Put Options Purchased

-500

150.0000

American

Jan 15, 2021

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-600

205.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

165.0000

American

Sep 20, 2019

Call Options Written

-100

120.0000

American

Jan 15, 2021

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Purchased

100

145.0000

American

Dec 20, 2019

Call Options Purchased

3,900

165.0000

American

Jan 17, 2020

Put Options Written

25,800

150.0000

American

Dec 20, 2019

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

200

145.0000

American

Sep 20, 2019

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options Written

-100

105.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Put Options Purchased

-800

175.0000

American

Jan 17, 2020

Call Options Written

-500

135.0000

American

Dec 20, 2019

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-100

190.0000

American

Sep 20, 2019

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Put Options Written

24,100

120.0000

American

Nov 15, 2019

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Put Options Written

900

135.0000

American

Jan 17, 2020

Put Options Written

200

110.0000

American

Sep 20, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

200

120.0000

American

Sep 20, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

1,900

175.0000

American

Feb 21, 2020

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

500

80.0000

American

Nov 15, 2019

Call Options Purchased

100

162.5000

American

Aug 30, 2019

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Put Options Purchased

-103,100

130.0000

American

Jan 17, 2020

Call Options Written

-100

162.5000

American

Sep 20, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-1,000

175.0000

American

Jan 15, 2021

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Call Options Written

-9,100

170.0000

American

Sep 20, 2019

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Written

100

135.0000

American

Sep 20, 2019

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Put Options Written

1,600

155.0000

American

Sep 20, 2019

Call Options Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options Written

8,200

150.0000

American

Sep 20, 2019

Call Options Purchased

100

165.0000

American

Oct 18, 2019

Call Options Purchased

4,100

150.0000

American

Jan 17, 2020

Call Options Purchased

900

175.0000

American

Jan 17, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

3,600

125.0000

American

Nov 15, 2019

Put Options Written

6,700

115.0000

American

Nov 15, 2019

Put Options Written

6,500

150.0000

American

Feb 21, 2020

Put Options Written

200

145.0000

American

Feb 21, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-300

140.0000

American

Jan 17, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Put Options Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options Written

-2,000

130.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Put Options Purchased

-200

147.0000

American

Sep 20, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674937
Time of Receipt (offset from UTC): 20190830T153142+0100

Contacts

 

BARCLAYS PLC

Contacts

 

BARCLAYS PLC